CIK: 0001481986 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 18, 2015
Total Value ($000): $869,934 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWZ | ISHARES | 5,114,100 | $187,023 | 21.5% | $37.78 | — | Call | 464286400 |
| — | UNITED STATES OIL FUND LP | 4,740,400 | $96,515 | 11.1% | — | — | Put | 91232N108 |
| EWZ | ISHARES | 2,533,500 | $92,650 | 10.7% | $37.78 | — | Put | 464286400 |
| SPY | SPDR S&P 500 ETF TR | 259,500 | $53,338 | 6.1% | $205.44 | — | Put | 78462F103 |
| SHV | ISHARES | 361,043 | $39,805 | 4.6% | $110.25 | — | SHRT TRS BD ETF | 464288679 |
| EEM | ISHARES TR | 999,800 | $39,282 | 4.5% | $41.56 | — | Put | 464287234 |
| BND | VANGUARD BD INDEX FD INC | 457,462 | $37,681 | 4.3% | $82.37 | — | TOTAL BND MRKT | 921937835 |
| GLD | SPDR GOLD TRUST GOLD | 311,100 | $35,335 | 4.1% | $116.19 | — | Put | 78463V107 |
| — | UNITED STATES OIL FUND LP | 1,553,400 | $31,627 | 3.6% | — | — | Call | 91232N108 |
| SPY | SPDR S&P 500 ETF TR | 148,000 | $30,420 | 3.5% | $205.44 | — | Call | 78462F103 |
| EWZ | ISHARES | 430,378 | $15,739 | 1.8% | $37.78 | — | MSCI BRZ CAP ETF | 464286400 |
| EEM | ISHARES TR | 397,100 | $15,602 | 1.8% | $41.56 | — | Call | 464287234 |
| — | CREDIT SUISSE NASSAU BRH | 445,709 | $13,879 | 1.6% | $31.14 | — | INVRS VIX STERM | 22542D795 |
| — | CREDIT SUISSE AG NASSAU BRH | 3,966,969 | $10,949 | 1.3% | $3.05 | — | EXCHTRADE SHTERM | 22539T613 |
| GLD | SPDR GOLD TRUST GOLD | 94,100 | $10,688 | 1.2% | $116.19 | — | Call | 78463V107 |
| — | PROSHARES TR II | 406,600 | $10,226 | 1.2% | $25.15 | — | ULT VIX SHRT TRM | 74347W346 |
| VGSH | VANGUARD SCOTTSDALE FDS | 141,372 | $8,607 | 1.0% | $60.88 | — | SHTRM GVT BD ETF | 92206C102 |
| — | PROSHARES TR II | 132,500 | $8,104 | 0.9% | $61.16 | — | SHT VIX ST TRM | 74347W627 |
| AAPL | APPLE INC | 72,100 | $7,958 | 0.9% | $18.30 | +31.6% | Put | 037833100 |
| — | GARRISON CAP INC | 536,497 | $7,747 | 0.9% | $15.22 | — | COM | 366554103 |
| EBAY | EBAY INC | 124,200 | $6,970 | 0.8% | $20.20 | 0.0% | COM | 278642103 |
| IEI | ISHARES | 51,924 | $6,351 | 0.7% | $122.31 | — | 3-7 YR TR BD ETF | 464288661 |
| GILD | GILEAD SCIENCES INC | 65,000 | $6,127 | 0.7% | $71.85 | 0.0% | COM | 375558103 |
| XLF | SELECT SECTOR SPDR TR | 232,000 | $5,737 | 0.7% | $24.73 | — | SBI INT-FINL | 81369Y605 |
| EEM | ISHARES TR | 121,873 | $4,788 | 0.6% | $41.56 | — | MSCI EMG MKT ETF | 464287234 |
| AAPL | APPLE INC | 39,200 | $4,327 | 0.5% | $18.30 | +31.6% | COM | 037833100 |
| — | PROSHARES TR II | 70,000 | $4,281 | 0.5% | $61.16 | — | Call | 74347W627 |
| SHY | ISHARES TR | 44,480 | $3,756 | 0.4% | $84.44 | — | 1-3 YR TR BD ETF | 464287457 |
| XLB | SELECT SECTOR SPDR TR | 68,700 | $3,337 | 0.4% | $48.57 | — | SBI MATERIALS | 81369Y100 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $2,943 | 0.3% | $7.98 | — | COM | 74966K102 |
| BIIB | BIOGEN IDEC INC | 7,800 | $2,648 | 0.3% | $323.51 | 0.0% | COM | 09062X103 |
| — | PROSHARES TR II | 100,100 | $2,518 | 0.3% | $25.15 | — | Call | 74347W346 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS | 49,000 | $2,460 | 0.3% | — | — | Call | G5480U104 |
| MAR | MARRIOTT INTL INC NEW | 27,600 | $2,154 | 0.2% | $66.18 | 0.0% | CL A | 571903202 |
| UBT | PROSHARES TR | 26,435 | $2,136 | 0.2% | $80.80 | — | ULTRA 20YR TRE | 74347R172 |
| BSV | VANGUARD BD INDEX FD INC | 25,002 | $1,999 | 0.2% | $79.95 | — | SHORT TRM BOND | 921937827 |
| XLY | SELECT SECTOR SPDR TR | 26,400 | $1,905 | 0.2% | $72.16 | — | SBI CONS DISCR | 81369Y407 |
| XPHDX | PIONEER FLOATING RATE TR | 166,773 | $1,898 | 0.2% | $11.38 | — | COM | 72369J102 |
| ACWI | ISHARES | 29,800 | $1,743 | 0.2% | $58.49 | — | MSCI ACWI ETF | 464288257 |
| SYK | STRYKER CORP | 18,400 | $1,736 | 0.2% | — | — | Call | 863667101 |
| — | EATON VANCE FLTING RATE INC | 122,927 | $1,707 | 0.2% | $13.89 | — | COM | 278279104 |
| XLK | SELECT SECTOR SPDR TR | 40,600 | $1,679 | 0.2% | $41.35 | — | TECHNOLOGY | 81369Y803 |
| XLF | SELECT SECTOR SPDR TR | 64,000 | $1,583 | 0.2% | $24.73 | — | Call | 81369Y605 |
| XLF | SELECT SECTOR SPDR TR | 63,000 | $1,558 | 0.2% | $24.73 | — | Put | 81369Y605 |
| GM | GENERAL MTRS CO | 43,700 | $1,526 | 0.2% | — | — | Call | 37045V100 |
| — | POWERSHARES GLOBAL ETF TRUST | 78,426 | $1,474 | 0.2% | $18.79 | — | FDM HG YLD RAFI | 73936T557 |
| — | CEMPRA INC | 60,200 | $1,415 | 0.2% | — | — | Call | 15130J109 |
| CBOE | CBOE HLDGS INC | 21,512 | $1,364 | 0.2% | $39.61 | +30.4% | COM | 12503M108 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 127,300 | $1,282 | 0.1% | — | — | Call | G65773106 |
| MYGN | MYRIAD GENETICS INC | 37,500 | $1,277 | 0.1% | — | — | Call | 62855J104 |
| — | PBF LOGISTICS LP | 56,998 | $1,217 | 0.1% | $23.56 | — | UNIT LTD PTNR | 69318Q104 |
| IWM | ISHARES TR | 9,500 | $1,136 | 0.1% | — | — | Put | 464287655 |
| — | HORIZON PHARMA PLC | 88,010 | $1,134 | 0.1% | $12.88 | — | SHS | G4617B105 |
| LQD | ISHARES TR | 9,300 | $1,111 | 0.1% | $119.46 | — | IBOXX INV CP ETF | 464287242 |
| KBE | SPDR SERIES TRUST | 33,100 | $1,111 | 0.1% | $33.56 | — | S&P BK ETF | 78464A797 |
| PCG | PG&E CORP | 20,300 | $1,081 | 0.1% | $44.42 | 0.0% | COM | 69331C108 |
| — | GLAXOSMITHKLINE PLC | 25,000 | $1,069 | 0.1% | $42.76 | — | SPONSORED ADR | 37733W105 |
| PRU | PRUDENTIAL FINL INC | 11,500 | $1,040 | 0.1% | $53.15 | 0.0% | COM | 744320102 |
| — | WORLD PT TERMS LP | 47,713 | $960 | 0.1% | $19.20 | — | UNIT REP LTD PT | 98159G107 |
| — | BARCLAYS BK PLC | 30,000 | $945 | 0.1% | — | — | Put | 06742E711 |
| — | SALIX PHARMACEUTICALS INC | 7,700 | $885 | 0.1% | $114.94 | — | COM | 795435106 |
| VYM | VANGUARD WHITEHALL FDS INC | 12,100 | $832 | 0.1% | $68.76 | — | HIGH DIV YLD | 921946406 |
| — | EATON VANCE SR FLTNG RTE TR | 57,919 | $793 | 0.1% | $13.69 | — | COM | 27828Q105 |
| — | NUVEEN FLOATING RATE INCOME | 69,224 | $761 | 0.1% | $10.99 | — | COM | 67072T108 |
| — | NUVEEN CR STRATEGIES INCM FD COM | 85,465 | $750 | 0.1% | $8.78 | — | SHS | 67073D102 |
| EXC | EXELON CORP | 19,900 | $738 | 0.1% | $17.29 | 0.0% | COM | 30161N101 |
| — | INVESCO SR INCOME TR | 155,109 | $707 | 0.1% | $4.56 | — | COM | 46131H107 |
| — | MARKET VECTORS ETF TR | 12,900 | $705 | 0.1% | $53.28 | — | SEMICONDUCTOR | 57060U233 |
| — | PRUDENTIAL SHT DURATION HG Y | 41,052 | $685 | 0.1% | $17.25 | — | COM | 74442F107 |
| — | U S SILICA HLDGS INC | 26,400 | $678 | 0.1% | — | — | Call | 90346E103 |
| — | WELLS FARGO ADVANTAGE INCOME COM | 68,427 | $608 | 0.1% | $8.89 | — | SHS | 94987B105 |
| — | JIVE SOFTWARE INC | 100,000 | $603 | 0.1% | $7.18 | — | COM | 47760A108 |
| ASC | ARDMORE SHIPPING CORP | 41,900 | $502 | 0.1% | $10.13 | -21.9% | COM | Y0207T100 |
| — | BROOKFIELD PPTY PARTNERS L P | 20,600 | $471 | 0.1% | $19.71 | — | UNIT LTD PARTN | G16249107 |
| — | ANACOR PHARMACEUTICALS INC | 14,400 | $464 | 0.1% | $32.22 | — | COM | 032420101 |
| — | FIREEYE INC | 13,850 | $437 | 0.1% | $31.55 | — | COM | 31816Q101 |
| — | SHIRE PLC | 2,000 | $425 | 0.0% | $259.00 | — | SPONSORED ADR | 82481R106 |
| NTIP | NETWORK 1 TECHNOLOGIES INC | 188,000 | $414 | 0.0% | $2.20 | 0.0% | COM | 64121N109 |
| — | TORTOISE MLP FD INC | 14,000 | $391 | 0.0% | $29.58 | — | COM | 89148B101 |
| — | CONTROL4 CORP | 25,150 | $387 | 0.0% | $13.55 | — | COM | 21240D107 |
| — | VOYA PRIME RATE TR | 70,000 | $372 | 0.0% | $5.31 | — | SH BEN INT | 92913A100 |
| — | BREITBURN ENERGY PARTNERS LP | 50,000 | $350 | 0.0% | $7.00 | — | COM UT LTD PTN | 106776107 |
| PST | PROSHARES TR | 13,913 | $345 | 0.0% | $26.99 | — | PSHS ULSHT 7-10Y | 74347R313 |
| — | TARGACEPT INC | 130,000 | $342 | 0.0% | $2.63 | — | COM | 87611R306 |
| — | ALBANY MOLECULAR RESH INC | 20,000 | $326 | 0.0% | $16.30 | — | COM | 012423109 |
| — | USA TECHNOLOGIES INC | 200,000 | $322 | 0.0% | $1.70 | — | COM NO PAR | 90328S500 |
| — | CITRIX SYS INC | 5,000 | $319 | 0.0% | $63.80 | — | COM | 177376100 |
| — | NUVEEN PREM INCOME MUN FD | 21,857 | $303 | 0.0% | $12.39 | — | COM | 67062T100 |
| — | EATON VANCE MUN BD FD | 23,195 | $298 | 0.0% | $11.76 | — | COM | 27827X101 |
| IEF | ISHARES TR | 2,739 | $290 | 0.0% | $105.88 | — | 7-10 Y TR BD ETF | 464287440 |
| DGII | DIGI INTL INC | 31,000 | $288 | 0.0% | $8.66 | -8.8% | COM | 253798102 |
| LTRX | LANTRONIX INC | 150,100 | $284 | 0.0% | $1.90 | -1.2% | COM NEW | 516548203 |
| — | FIRST TR HIGH INCOME L/S FD | 17,123 | $274 | 0.0% | $17.75 | — | COM | 33738E109 |
| — | JIVE SOFTWARE INC | 45,000 | $271 | 0.0% | $7.18 | — | Call | 47760A108 |
| SJNK | SPDR SER TR | 9,217 | $266 | 0.0% | $28.86 | — | SHT TRM HGH YLD | 78468R408 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 18,851 | $266 | 0.0% | $13.07 | — | COM | 67071L106 |
| ENTA | ENANTA PHARMACEUTICALS INC | 5,000 | $254 | 0.0% | $44.77 | 0.0% | COM | 29251M106 |
| — | NUVEEN PREM INCOME MUN FD 2 | 17,700 | $251 | 0.0% | $13.19 | — | COM | 67063W102 |
| XLK | SELECT SECTOR SPDR TR | 6,000 | $248 | 0.0% | $41.35 | — | Put | 81369Y803 |
| SPY | SPDR S&P 500 ETF TR | 1,139 | $234 | 0.0% | $205.44 | — | TR UNIT | 78462F103 |
| — | SILVER SPRING NETWORKS INC | 26,100 | $220 | 0.0% | $8.92 | — | COM | 82817Q103 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 15,000 | $220 | 0.0% | $13.24 | — | COM | 670984103 |
| MINT | PIMCO ETF TR | 2,146 | $217 | 0.0% | $101.12 | — | ENHAN SHRT MA AC | 72201R833 |
| — | INVESCO MUN TR | 17,000 | $215 | 0.0% | $12.53 | — | COM | 46131J103 |
| NSIT | INSIGHT ENTERPRISES INC | 8,100 | $210 | 0.0% | — | — | Call | 45765U103 |
| — | NUMEREX CORP PA | 19,000 | $210 | 0.0% | $10.48 | — | CL A | 67053A102 |
| — | INVESCO ADVANTAGE MUNICIPAL | 16,100 | $187 | 0.0% | $10.50 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK RES & COMM STRAT T | 18,758 | $182 | 0.0% | $9.70 | — | SHS | 09257A108 |
| — | INVESCO MUN OPPORTUNITY TR | 13,000 | $167 | 0.0% | $11.69 | — | COM | 46132C107 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 11,100 | $157 | 0.0% | $13.15 | — | COM | 67070F100 |
| — | INVESCO DYNAMIC CR OPP FD | 13,025 | $154 | 0.0% | $11.82 | — | COM | 46132R104 |
| — | SEACHANGE INTL INC | 23,800 | $152 | 0.0% | $6.64 | — | COM | 811699107 |
| — | VRINGO INC | 274,500 | $151 | 0.0% | — | — | Call | 92911N104 |
| IMMR | IMMERSION CORP | 15,000 | $142 | 0.0% | $11.27 | -24.2% | COM | 452521107 |
| — | NUVEEN DIVID ADV MUN FD 3 | 10,236 | $141 | 0.0% | $12.80 | — | COM SH BEN INT | 67070X101 |
| — | BLACKROCK MUNIYLD INVST QLTY | 10,000 | $138 | 0.0% | $12.50 | — | COM | 09254T100 |
| — | BACTERIN INTL HLDGS INC | 30,000 | $91 | 0.0% | $4.47 | — | COM NEW | 05644R200 |
| NLST | NETLIST INC | 100,000 | $74 | 0.0% | $0.82 | 0.0% | COM | 64118P109 |
| ATEN | A10 NETWORKS INC | 10,700 | $47 | 0.0% | $4.18 | 0.0% | COM | 002121101 |
| — | UNWIRED PLANET INC NEW | 35,000 | $35 | 0.0% | $2.23 | — | COM | 91531F103 |
| — | ECHELON CORP | 12,500 | $21 | 0.0% | $1.68 | — | COM | 27874N105 |
| INTC | INTEL CORP | 100 | $4 | 0.0% | — | — | Put | 458140100 |
| — | JANUS CAP GROUP INC | 100 | $2 | 0.0% | — | — | Put | 47102X105 |