Lesa Sroufe & Co Diversified Active

Location: Seattle, WA

CIK: 0001492162 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 8, 2017

Total Value: $114M (100.0% shares, 0.0% debt)

Holdings (41)

— BANCO BILBAO ARGEN F SPONSORED 4.9%

Value $5.552M Shares 622,382 Share Price $8.92 Est. Cost/Share $7.62 Unrealized @ Report Date —

— FLEXTRONICS INTL LTD F 4.8%

Value $5.482M Shares 330,854 Share Price $16.57 Est. Cost/Share $16.31 Unrealized @ Report Date —

ANF ABERCROMBIE & FITCH CLASS A 4.7%

Value $5.333M Shares 369,324 Share Price $14.44 * Est. Cost/Share $14.88 Unrealized @ Report Date -12.8%

— POTASH CORP SASK INC F 4.5%

Value $5.13M Shares 266,610 Share Price $19.24 Est. Cost/Share $16.30 Unrealized @ Report Date —

— LAZARD LTD LP 4.4%

Value $5.056M Shares 111,800 Share Price $45.22 Est. Cost/Share $46.33 Unrealized @ Report Date —

— DEUTSCHE BANK F 4.4%

Value $5.006M Shares 289,702 Share Price $17.28 Est. Cost/Share $17.79 Unrealized @ Report Date —

— M D C HOLDING INC 4.3%

Value $4.929M Shares 148,431 Share Price $33.21 Est. Cost/Share $25.32 Unrealized @ Report Date —

NEM NEWMONT MINING CORP 4.1%

Value $4.712M Shares 125,621 Share Price $37.51 * Est. Cost/Share $20.32 Unrealized @ Report Date +46.1%

ORANY ORANGE SA F SPONSORED ADR 1 AD 4.0%

Value $4.555M Shares 277,379 Share Price $16.42 Est. Cost/Share $10.61 Unrealized @ Report Date +54.8%

— PROSHARES SHORT S&P 500 ETF NE 3.9%

Value $4.506M Shares 140,057 Share Price $32.17 Est. Cost/Share $39.58 Unrealized @ Report Date —

— M & T BANK CORP 3.6%

Value $4.068M Shares 25,263 Share Price $161.03 Est. Cost/Share $161.94 Unrealized @ Report Date —

— BUNGE LIMITED F 3.6%

Value $4.064M Shares 58,508 Share Price $69.46 Est. Cost/Share $56.71 Unrealized @ Report Date —

— EXELON CORPORATION 3.4%

Value $3.924M Shares 104,180 Share Price $37.67 Est. Cost/Share $31.09 Unrealized @ Report Date —

FE FIRSTENERGY CORP 3.4%

Value $3.91M Shares 126,820 Share Price $30.83 * Est. Cost/Share $19.26 Unrealized @ Report Date +14.0%

— CHINA MOBILE LTD F SPONSORED A 3.4%

Value $3.892M Shares 76,961 Share Price $50.57 Est. Cost/Share $53.09 Unrealized @ Report Date —

WMT WAL-MART STORES INC 3.4%

Value $3.89M Shares 49,779 Share Price $78.15 * Est. Cost/Share $18.90 Unrealized @ Report Date +20.6%

F FORD MOTOR COMPANY 3.4%

Value $3.867M Shares 323,087 Share Price $11.97 * Est. Cost/Share $7.64 Unrealized @ Report Date +1.0%

PAAS PAN AMERICAN SILVER F 3.3%

Value $3.758M Shares 220,396 Share Price $17.05 Est. Cost/Share $11.73 Unrealized @ Report Date +45.3%

JOE ST JOE COMPANY 3.1%

Value $3.555M Shares 188,580 Share Price $18.85 Est. Cost/Share $18.62 Unrealized @ Report Date +1.2%

BP BP PLC F SPONSORED ADR 1 ADR R 3.0%

Value $3.443M Shares 89,598 Share Price $38.43 Est. Cost/Share $45.03 Unrealized @ Report Date -14.7%

— TOTAL S A F SPONSORED ADR 1 AD 2.9%

Value $3.261M Shares 60,927 Share Price $53.52 Est. Cost/Share $49.58 Unrealized @ Report Date —

— SCHNITZER STL INDS CLASS A 2.8%

Value $3.185M Shares 113,155 Share Price $28.15 Est. Cost/Share $22.69 Unrealized @ Report Date —

— EMBRAER SA 2.7%

Value $3.071M Shares 135,805 Share Price $22.61 Est. Cost/Share $22.61 Unrealized @ Report Date —

— GROUPON INC 2.7%

Value $3.071M Shares 590,560 Share Price $5.20 Est. Cost/Share $4.93 Unrealized @ Report Date —

— ANGLOGOLD ASHANTI F SPONSORED 2.1%

Value $2.439M Shares 262,501 Share Price $9.29 Est. Cost/Share $11.02 Unrealized @ Report Date —

— PETROLEO BRASILEIRO F SPONSORE 2.0%

Value $2.269M Shares 225,965 Share Price $10.04 Est. Cost/Share $10.04 Unrealized @ Report Date —

TEVA TEVA PHARM INDS LTD F SPONSORE 1.6%

Value $1.824M Shares 103,620 Share Price $17.60 Est. Cost/Share $34.08 Unrealized @ Report Date -48.4%

CERS CERUS CORP 1.4%

Value $1.594M Shares 584,062 Share Price $2.73 Est. Cost/Share $5.20 Unrealized @ Report Date -47.5%

MSFT MICROSOFT CORP 1.1%

Value $1.28M Shares 17,187 Share Price $74.47 * Est. Cost/Share $26.70 Unrealized @ Report Date +155.3%

OMER OMEROS CORP 0.7%

Value $800K Shares 37,010 Share Price $21.62 Est. Cost/Share $9.21 Unrealized @ Report Date +134.8%

— FACEBOOK INC CLASS A 0.4%

Value $467K Shares 2,731 Share Price $171.00 Est. Cost/Share $110.00 Unrealized @ Report Date —

BKUTK BANK OF UTICA N Y 0.4%

Value $455K Shares 1,000 Share Price $455.00 * Est. Cost/Share $267.19 Unrealized @ Report Date +27.7%

— AMERISERV FINANCIAL 0.4%

Value $400K Shares 100,000 Share Price $4.00 Est. Cost/Share $4.15 Unrealized @ Report Date —

AAPL APPLE INC 0.3%

Value $321K Shares 2,085 Share Price $153.96 * Est. Cost/Share $19.44 Unrealized @ Report Date +85.0%

— 1/100 BERKSHIRE HTWY CLA 100 S 0.2%

Value $275K Shares 100 Share Price $2750.00 Est. Cost/Share $2130.00 Unrealized @ Report Date —

— SPDR GOLD SHARES ETF 0.2%

Value $220K Shares 1,810 Share Price $121.55 Est. Cost/Share $118.23 Unrealized @ Report Date —

BRT BRT APARTMENTS CORP 0.2%

Value $214K Shares 20,000 Share Price $10.70 Est. Cost/Share $7.00 Unrealized @ Report Date —

CVX CHEVRON CORPORATION 0.2%

Value $201K Shares 1,712 Share Price $117.41 * Est. Cost/Share $76.20 Unrealized @ Report Date +8.2%

— ISHARES GOLD ETF 0.1%

Value $124K Shares 10,050 Share Price $12.34 Est. Cost/Share $11.94 Unrealized @ Report Date —

— THEMAVEN INC 0.0%

Value $16,000 Shares 14,000 Share Price $1.14 Est. Cost/Share $1.07 Unrealized @ Report Date —

— SEACO LTD ORD F 0.0%

Value $0 Shares 20,000 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	BANCO BILBAO ARGEN F SPONSORED	622,382	$5.552M	4.9%	$8.92	$7.62	—	ADR	05946k101
—	FLEXTRONICS INTL LTD F	330,854	$5.482M	4.8%	$16.57	$16.31	—	COM	y2573f102
ANF	ABERCROMBIE & FITCH CLASS A	369,324	$5.333M	4.7%	$14.44 *	$14.88	-12.8%	COM	002896207
—	POTASH CORP SASK INC F	266,610	$5.13M	4.5%	$19.24	$16.30	—	COM	73755l107
—	LAZARD LTD LP	111,800	$5.056M	4.4%	$45.22	$46.33	—	COM	g54050102
—	DEUTSCHE BANK F	289,702	$5.006M	4.4%	$17.28	$17.79	—	ADR	d18190898
—	M D C HOLDING INC	148,431	$4.929M	4.3%	$33.21	$25.32	—	COM	552676108
NEM	NEWMONT MINING CORP	125,621	$4.712M	4.1%	$37.51 *	$20.32	+46.1%	COM	651639106
ORANY	ORANGE SA F SPONSORED ADR 1 AD	277,379	$4.555M	4.0%	$16.42	$10.61	+54.8%	ADR	684060106
—	PROSHARES SHORT S&P 500 ETF NE	140,057	$4.506M	3.9%	$32.17	$39.58	—	COM	74347b425
—	M & T BANK CORP	25,263	$4.068M	3.6%	$161.03	$161.94	—	COM	55261f104
—	BUNGE LIMITED F	58,508	$4.064M	3.6%	$69.46	$56.71	—	COM	g16962105
—	EXELON CORPORATION	104,180	$3.924M	3.4%	$37.67	$31.09	—	COM	30161n101
FE	FIRSTENERGY CORP	126,820	$3.91M	3.4%	$30.83 *	$19.26	+14.0%	COM	337932107
—	CHINA MOBILE LTD F SPONSORED A	76,961	$3.892M	3.4%	$50.57	$53.09	—	ADR	16941m109
WMT	WAL-MART STORES INC	49,779	$3.89M	3.4%	$78.15 *	$18.90	+20.6%	COM	931142103
F	FORD MOTOR COMPANY	323,087	$3.867M	3.4%	$11.97 *	$7.64	+1.0%	COM	345370860
PAAS	PAN AMERICAN SILVER F	220,396	$3.758M	3.3%	$17.05	$11.73	+45.3%	COM	697900108
JOE	ST JOE COMPANY	188,580	$3.555M	3.1%	$18.85	$18.62	+1.2%	COM	790148100
BP	BP PLC F SPONSORED ADR 1 ADR R	89,598	$3.443M	3.0%	$38.43	$45.03	-14.7%	ADR	055622104
—	TOTAL S A F SPONSORED ADR 1 AD	60,927	$3.261M	2.9%	$53.52	$49.58	—	ADR	89151e109
—	SCHNITZER STL INDS CLASS A	113,155	$3.185M	2.8%	$28.15	$22.69	—	COM	806882106
—	EMBRAER SA	135,805	$3.071M	2.7%	$22.61	$22.61	—	ADR	29082a107
—	GROUPON INC	590,560	$3.071M	2.7%	$5.20	$4.93	—	COM	399473107
—	ANGLOGOLD ASHANTI F SPONSORED	262,501	$2.439M	2.1%	$9.29	$11.02	—	ADR	035128206
—	PETROLEO BRASILEIRO F SPONSORE	225,965	$2.269M	2.0%	$10.04	$10.04	—	ADR	71654v408
TEVA	TEVA PHARM INDS LTD F SPONSORE	103,620	$1.824M	1.6%	$17.60	$34.08	-48.4%	ADR	881624209
CERS	CERUS CORP	584,062	$1.594M	1.4%	$2.73	$5.20	-47.5%	COM	157085101
MSFT	MICROSOFT CORP	17,187	$1.28M	1.1%	$74.47 *	$26.70	+155.3%	COM	594918104
OMER	OMEROS CORP	37,010	$800K	0.7%	$21.62	$9.21	+134.8%	COM	682143102
—	FACEBOOK INC CLASS A	2,731	$467K	0.4%	$171.00	$110.00	—	COM	30303m102
BKUTK	BANK OF UTICA N Y	1,000	$455K	0.4%	$455.00 *	$267.19	+27.7%	COM	065437204
—	AMERISERV FINANCIAL	100,000	$400K	0.4%	$4.00	$4.15	—	COM	03074a102
AAPL	APPLE INC	2,085	$321K	0.3%	$153.96 *	$19.44	+85.0%	COM	037833100
—	1/100 BERKSHIRE HTWY CLA 100 S	100	$275K	0.2%	$2750.00	$2130.00	—	COM	084990175
—	SPDR GOLD SHARES ETF	1,810	$220K	0.2%	$121.55	$118.23	—	COM	78463v107
BRT	BRT APARTMENTS CORP	20,000	$214K	0.2%	$10.70	$7.00	—	COM	055645303
CVX	CHEVRON CORPORATION	1,712	$201K	0.2%	$117.41 *	$76.20	+8.2%	COM	166764100
—	ISHARES GOLD ETF	10,050	$124K	0.1%	$12.34	$11.94	—	ISHARES	464285105
—	THEMAVEN INC	14,000	$16,000	0.0%	$1.14	$1.07	—	COM	88339b102
—	SEACO LTD ORD F	20,000	$0	0.0%	$0.00	—	—	COM	g79441104