CIK: 0001535264 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 12, 2015
Total Value ($000): $704,235 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Digital Guardian Ser A1 cvt pf | 111,068,490 | $41,338 | 5.9% | $0.32 | — | preferred | 999999999 |
| — | Pfsweb, Inc. | 2,067,859 | $28,661 | 4.1% | $12.66 | — | common | 717098206 |
| — | Vocera Communications, Inc. | 2,376,325 | $27,209 | 3.9% | $10.42 | — | common | 92857F107 |
| CEVA | CEVA, Inc. | 1,264,846 | $24,576 | 3.5% | $15.86 | +29.0% | common | 157210105 |
| KOPN | Kopin Corporation | 6,126,598 | $21,137 | 3.0% | $3.44 | +3.8% | common | 500600101 |
| — | LivePerson, Inc. | 1,895,455 | $18,594 | 2.6% | $13.07 | — | common | 538146101 |
| — | Pfenex, Inc. | 858,775 | $16,660 | 2.4% | $7.32 | — | common | 717071104 |
| — | Trillium Therapeutics Corp. | 12,033,160 | $16,156 | 2.3% | $0.58 | — | common | 89620X100 |
| LMAT | Lemaitre Vascular Inc. | 1,329,858 | $16,038 | 2.3% | $6.39 | +38.8% | common | 525558201 |
| — | PowerSecure International, Inc | 1,018,018 | $15,026 | 2.1% | $11.65 | — | common | 73936N105 |
| — | Ideal Power, Inc. | 1,681,935 | $14,111 | 2.0% | $7.62 | — | common | 451622104 |
| — | NeoPhotonics Corporation | 1,467,481 | $13,398 | 1.9% | $4.00 | — | common | 64051T100 |
| — | Adept Technology, Inc. | 1,854,812 | $13,355 | 1.9% | $8.15 | — | common | 006854202 |
| — | Brightcove, Inc. | 1,918,557 | $13,161 | 1.9% | $7.78 | — | common | 075097042 |
| — | Vitae Pharmaceuticals, Inc. | 872,000 | $12,557 | 1.8% | $16.37 | — | common | 92847N103 |
| — | LendingTree, Inc. | 152,469 | $11,986 | 1.7% | $49.85 | — | common | 894675107 |
| MXL | MaxLinear, Inc. | 968,397 | $11,718 | 1.7% | $7.14 | +40.6% | common | 57776J100 |
| — | MoSys, Inc. | 6,036,615 | $11,470 | 1.6% | $2.04 | — | common | 619718109 |
| — | Pure Technologies, Ltd. (Canad | 1,869,300 | $10,843 | 1.5% | $6.36 | — | common | 745915108 |
| UCTT | Ultra Clean Holdings, Inc. | 1,650,000 | $10,279 | 1.5% | $8.47 | -23.7% | common | 90385V107 |
| — | Gigamon, Inc. | 284,585 | $9,388 | 1.3% | $17.73 | — | common | 37518B102 |
| CVU | CPI Aerostructures, Inc. | 931,040 | $9,320 | 1.3% | $10.75 | +3.0% | common | 125919308 |
| — | LRAD Corporation | 4,667,710 | $9,289 | 1.3% | $2.70 | — | common | 50213V109 |
| — | Aratana Therapeutics, Inc. | 600,000 | $9,072 | 1.3% | $17.82 | — | common | 03874P101 |
| AVAV | Aerovironment, Inc. | 336,159 | $8,767 | 1.2% | $28.60 | -7.7% | common | 008073108 |
| — | Incontact Inc. | 842,949 | $8,320 | 1.2% | $8.84 | — | common | 45336E109 |
| — | Carbon Natural Gas Co. | 10,888,889 | $8,058 | 1.1% | $0.64 | — | common | 14115T109 |
| RGEN | Repligen Corporation | 190,000 | $7,841 | 1.1% | $22.36 | +63.9% | common | 759916109 |
| — | Trillium Therapeutics @19.50 U | 359,202 | $7,838 | 1.1% | $21.82 | — | preferred | 98620X506 |
| — | UrtheCast Corporation (Canada) | 2,450,900 | $7,726 | 1.1% | $2.43 | — | common | 91731X102 |
| — | Arrowhead Research Corporation | 1,053,031 | $7,529 | 1.1% | $6.80 | — | common | 042797209 |
| PCRX | Pacira Pharmaceuticals, Inc. | 105,018 | $7,427 | 1.1% | $89.31 | -11.8% | common | 695127100 |
| — | MagneTek, Inc. | 210,000 | $7,226 | 1.0% | $40.65 | — | common | 559424403 |
| — | DSP Group, Inc. | 660,494 | $6,823 | 1.0% | $11.13 | — | common | 23332B106 |
| ASC | Ardmore Shipping Corp. (Irelan | 554,710 | $6,718 | 1.0% | $7.91 | +14.7% | common | Y0207T100 |
| — | SeaChange International, Inc. | 949,913 | $6,659 | 0.9% | $6.46 | — | common | 811699107 |
| — | Energous, Corp. | 852,477 | $6,564 | 0.9% | $10.83 | — | common | 29272C103 |
| AMSC | American Superconductor Corp. | 1,250,000 | $6,537 | 0.9% | $6.60 | 0.0% | common | 030111207 |
| — | Avinger, Inc. | 500,000 | $6,455 | 0.9% | $11.09 | — | common | 053734109 |
| — | Neonode, Inc. | 2,152,500 | $6,350 | 0.9% | $3.38 | — | common | 64051M402 |
| — | Broadwind Energy Inc. | 1,469,550 | $6,231 | 0.9% | $5.39 | — | common | 11161T108 |
| — | Zafgen Inc. | 177,598 | $6,150 | 0.9% | $37.79 | — | common | 98885E102 |
| — | Manitex Int'l Inc. | 780,262 | $5,961 | 0.8% | $11.62 | — | common | 563420108 |
| OPK | Opko Health Inc. | 350,000 | $5,628 | 0.8% | $8.56 | +81.7% | common | 68375N103 |
| — | Biodel, Inc. | 5,419,074 | $5,582 | 0.8% | $1.03 | — | common | 09064M204 |
| — | UrtheCast Corporation (Cnd) | 1,750,000 | $5,517 | 0.8% | $3.15 | — | common | 91731X110 |
| — | Argos Therapeutics, Inc. | 750,000 | $5,137 | 0.7% | $10.00 | — | common | 040221103 |
| — | Sucampo Pharmaceuticals, Inc. | 300,000 | $4,929 | 0.7% | $15.56 | — | common | 864909106 |
| IRMD | iRadimed,Corp. | 210,285 | $4,893 | 0.7% | $7.89 | +111.6% | common | 46266A109 |
| — | Synergetics USA, Inc. | 1,036,727 | $4,873 | 0.7% | $4.35 | — | common | 87160G107 |
| — | IZEA Inc. | 10,857,144 | $4,560 | 0.6% | $0.28 | — | common | 46603N202 |
| — | Streamline Health Solutions | 1,609,318 | $4,506 | 0.6% | $3.69 | — | common | 86323X106 |
| — | Novavax, Inc. | 400,000 | $4,456 | 0.6% | $5.93 | — | common | 670002104 |
| — | WaferGen Bio-systems Inc. | 1,400,000 | $4,410 | 0.6% | $3.00 | — | common | 93041P308 |
| — | Cellectar Biosciences, Inc. | 2,208,368 | $4,121 | 0.6% | $1.98 | — | common | 15117F203 |
| — | Selectica, Inc. | 768,569 | $4,035 | 0.6% | $5.18 | — | common | 816288104 |
| — | Sequans Communications - ADR | 2,338,486 | $3,999 | 0.6% | $1.22 | — | common | 817323108 |
| DXYN | Dixie Group, Inc. | 380,244 | $3,993 | 0.6% | $7.93 | +27.3% | common | 255519100 |
| CVV | CVD Equipment Corporation | 338,466 | $3,777 | 0.5% | $12.79 | -6.3% | common | 126601103 |
| INFU | Infusystem Holdings, Inc. | 1,173,102 | $3,742 | 0.5% | $3.18 | -1.6% | common | 45685K102 |
| — | Presbia, PLC (Ireland) | 452,781 | $3,722 | 0.5% | $7.39 | — | common | G7234P100 |
| — | Support.com, Inc. | 2,537,120 | $3,577 | 0.5% | $1.98 | — | common | 86858W101 |
| ASYS | Amtech Systems, Inc. | 324,504 | $3,372 | 0.5% | $10.00 | +10.9% | common | 032332504 |
| — | SMART Technologies, Inc.(Canad | 3,483,053 | $3,330 | 0.5% | $1.18 | — | common | 83172R108 |
| — | Hamilton Thorne, Ltd.(Canada) | 9,756,544 | $3,278 | 0.5% | $0.34 | — | common | 407891100 |
| — | Quantum Fuel Systems Tech Worl | 1,448,619 | $3,201 | 0.5% | $2.50 | — | common | 74765E109 |
| — | iPass, Inc. | 2,979,509 | $3,128 | 0.4% | $1.37 | — | common | 46261V108 |
| — | Fuelcell Energy Inc. | 3,184,885 | $3,111 | 0.4% | $1.54 | — | common | 35952H106 |
| — | SMTP, Inc. | 530,734 | $3,094 | 0.4% | $5.94 | — | common | 784589202 |
| SIMO | Silicon Motion Technology Corp | 87,537 | $3,030 | 0.4% | $23.65 | — | common | 82706C108 |
| — | Verastem, Inc. | 400,000 | $3,016 | 0.4% | $9.67 | — | common | 92337C104 |
| EXTR | Extreme Networks, Inc. | 1,111,099 | $2,989 | 0.4% | $3.65 | -26.2% | common | 30226D106 |
| — | Five Prime Therapeutics, Inc. | 118,199 | $2,936 | 0.4% | $27.00 | — | common | 33830X104 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $2,739 | 0.4% | $1.62 | -5.8% | common | 45817G201 |
| — | SCYNEXIS, Inc. | 305,200 | $2,683 | 0.4% | $8.79 | — | common | 811292101 |
| — | GeneNews, Ltd. (Canada) (CF) | 9,705,553 | $2,679 | 0.4% | $1.45 | — | common | 36870T107 |
| AMRC | Ameresco, Inc. | 341,240 | $2,610 | 0.4% | $7.51 | -3.8% | common | 02361E108 |
| NLST | Netlist, Inc. | 4,558,590 | $2,530 | 0.4% | $1.24 | -53.8% | common | 64118P109 |
| — | Inventure Foods, Inc. | 243,227 | $2,469 | 0.4% | $10.15 | — | common | 461212102 |
| — | BioTelemetry, Inc. | 250,182 | $2,359 | 0.3% | $10.03 | — | common | 090672106 |
| — | NTN Buzztime, Inc. | 9,082,575 | $2,112 | 0.3% | $0.42 | — | common | 629410309 |
| ACAD | Acadia Pharmaceuticals, Inc. | 50,000 | $2,094 | 0.3% | $28.36 | +36.5% | common | 004225108 |
| — | Tivo, Inc. | 202,908 | $2,057 | 0.3% | $11.84 | — | common | 888706108 |
| — | Amber Road, Inc. | 259,864 | $1,824 | 0.3% | $9.87 | — | common | 02318Y108 |
| SGMO | Sangamo BioSciences, Inc. | 162,200 | $1,799 | 0.3% | $12.14 | +6.2% | common | 800677106 |
| — | PC-Tel, Inc. | 244,545 | $1,756 | 0.2% | $8.66 | — | common | 69325Q105 |
| — | OvaScience, Inc. | 60,000 | $1,736 | 0.2% | $31.48 | — | common | 69014Q101 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 200,000 | $1,707 | 0.2% | $9.96 | 0.0% | common | 17253X105 |
| — | Marinus Pharmaceuticals, Inc. | 140,000 | $1,624 | 0.2% | $10.54 | — | common | 56854Q101 |
| IMMR | Immersion Corporation | 120,136 | $1,522 | 0.2% | $8.83 | +27.9% | common | 452521107 |
| — | Control4 Corp. | 170,010 | $1,511 | 0.2% | $8.89 | — | common | 21240D107 |
| — | Foundation Healthcare, Inc. | 357,422 | $1,430 | 0.2% | $0.32 | — | common | 350405106 |
| — | Loxo Oncology, Inc. | 75,000 | $1,352 | 0.2% | $11.75 | — | common | 548862101 |
| — | NV5 Holding Inc. | 53,690 | $1,303 | 0.2% | $13.53 | — | common | 62945V109 |
| — | Dicerna Pharmaceuticals, Inc. | 80,000 | $1,116 | 0.2% | $16.48 | — | common | 253031108 |
| — | Xplore Technologies, Corp. | 190,000 | $1,102 | 0.2% | $6.35 | — | common | 983950700 |
| — | Unwired Planet, Inc. | 1,715,578 | $1,064 | 0.2% | $1.00 | — | common | 91531F103 |
| — | Iteris, Inc. | 585,369 | $1,036 | 0.1% | $1.73 | — | common | 46564T107 |
| — | Precision Optics Corporation, | 1,269,213 | $952 | 0.1% | $0.60 | — | common | 740294301 |
| — | ARI Network Services, Inc. | 300,000 | $939 | 0.1% | $3.57 | — | common | 001930205 |
| — | ParkerVision, Inc. | 2,393,392 | $898 | 0.1% | $0.86 | — | common | 701354102 |
| SAIA | Saia, Inc. | 22,500 | $884 | 0.1% | $52.12 | -20.7% | common | 78709Y105 |
| GTIM | Good Times Restaurants, Inc. | 100,000 | $881 | 0.1% | $8.74 | 0.0% | common | 382140879 |
| — | hopTo Inc. | 8,524,700 | $849 | 0.1% | $0.14 | — | common | 440271104 |
| — | Truett-Hurst, Inc. | 313,000 | $714 | 0.1% | $3.04 | — | common | 897871109 |
| — | Lightbridge Corporation | 633,434 | $709 | 0.1% | $1.55 | — | common | 53224K104 |
| — | Rand logistics Inc. | 218,400 | $708 | 0.1% | $3.25 | — | common | 752182105 |
| — | StarTek, inc. | 120,000 | $708 | 0.1% | $8.37 | — | common | 85569C107 |
| — | Cidara Therapeutics Inc. | 50,075 | $702 | 0.1% | $14.02 | — | common | 171757107 |
| — | Constant Contact Inc. | 23,967 | $689 | 0.1% | $33.13 | — | common | 210313102 |
| ORN | Orion Marine Group, Inc. | 92,500 | $668 | 0.1% | $10.19 | -19.9% | common | 68628V308 |
| — | Intermap Technologies Corp | 1,817,704 | $654 | 0.1% | $0.06 | — | common | 458977204 |
| — | Gaiam, Inc. | 100,000 | $654 | 0.1% | $6.54 | — | common | 36268Q103 |
| — | Crailar Technologies Inc. | 5,620,406 | $641 | 0.1% | $0.21 | — | common | 224248104 |
| GLDD | Great Lakes Dredge & Dock Co. | 100,000 | $596 | 0.1% | $7.05 | -16.8% | common | 390607109 |
| — | Visualant, Inc. | 106,005 | $578 | 0.1% | $0.10 | — | common | 928449107 |
| — | Regulus Therapeutics, Inc. | 52,100 | $571 | 0.1% | $16.04 | — | common | 75915K101 |
| — | Global Power Equipment Group | 65,000 | $504 | 0.1% | $13.82 | — | common | 37941P306 |
| RGDXQ | Response Genetics, Inc. | 1,484,467 | $484 | 0.1% | $0.55 | -38.7% | common | 76123U105 |
| — | Summit Therapeutics PLC (ADR) | 42,693 | $451 | 0.1% | $10.56 | — | common | 86627R102 |
| — | Flex Pharma Inc. | 25,000 | $430 | 0.1% | $19.60 | — | common | 33938A105 |
| — | I.D. Systems Inc. | 63,397 | $387 | 0.1% | $6.20 | — | common | 449489103 |
| — | Orchids Paper Products Co. | 14,300 | $344 | 0.0% | $24.06 | — | common | 68572N104 |
| XEBEQ | XEBEC Adsorption, Inc. (Canada | 3,356,761 | $215 | 0.0% | $0.05 | — | common | 983891102 |
| — | Qumu Corporation | 20,971 | $173 | 0.0% | $13.67 | — | common | 749063103 |
| — | Ossen Innovation Co. Spon-ADR | 164,619 | $161 | 0.0% | $0.82 | — | common | 688410109 |
| — | diaDexus, Inc. | 440,634 | $150 | 0.0% | $0.50 | — | common | 25245P106 |
| — | CytRx Corporation R/R 8/1/16 @ | 342,858 | $130 | 0.0% | $0.03 | — | warrants | 232828301 |
| IPLY | Interplay Entertainment Corp. | 9,133,000 | $110 | 0.0% | $0.01 | +0.2% | common | 460615107 |
| — | Altair Nanotech @.58 5/28/16 * | 939,973 | $19 | 0.0% | $0.01 | — | warrants | 03820G106 |
| — | Integral Vision, Inc. | 1,850,000 | $4 | 0.0% | $0.00 | — | common | 45811H106 |