Location: New York, NY
CIK: 0001535264 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $573M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 838,277 | $35.88M | 6.3% | $16.15 | +167.4% | common | 157210105 |
| KOPN | Kopin Corporation | 6,652,845 | $27.74M | 4.8% | $3.38 | +15.8% | common | 500600101 |
| — | LivePerson, Inc. | 2,013,578 | $27.28M | 4.8% | $12.55 | — | common | 538146101 |
| — | Corium International Inc. | 2,300,000 | $25.48M | 4.5% | $4.45 | — | common | 21887L107 |
| — | Sequans Communications - ADR | 7,727,240 | $24.26M | 4.2% | $1.75 | — | common | 817323108 |
| UCTT | Ultra Clean Holdings, Inc. | 746,716 | $22.86M | 4.0% | $8.47 | +179.1% | common | 90385V107 |
| LMAT | LeMaitre Vascular Inc. | 561,768 | $21.02M | 3.7% | $6.39 | +391.2% | common | 525558201 |
| PI | Impinj, Inc. | 490,724 | $20.42M | 3.6% | $28.70 | +46.7% | common | 453204109 |
| MVIS | Microvision, Inc. | 7,317,231 | $20.34M | 3.6% | $2.17 | +11.1% | common | 594960304 |
| TCMD | Tactile Systems Technology, In | 481,773 | $14.91M | 2.6% | $15.35 | +106.3% | common | 87357P100 |
| OOMA | Ooma,Inc. | 1,347,149 | $14.21M | 2.5% | $9.73 | -9.5% | common | 683416101 |
| — | Adesto Technologies Corp. | 1,800,200 | $14.13M | 2.5% | $4.55 | — | common | 00687D101 |
| — | NeoPhotonics Corporation | 2,453,258 | $13.64M | 2.4% | $6.09 | — | common | 64051T100 |
| — | Vocera Communications, Inc. | 425,759 | $13.36M | 2.3% | $10.42 | — | common | 92857F107 |
| — | Pfsweb, Inc. | 1,560,394 | $13.03M | 2.3% | $12.66 | — | common | 717098206 |
| — | Everspin Technology, Inc. | 686,075 | $11.72M | 2.0% | $17.09 | — | common | 3041T1014 |
| — | Loxo Oncology, Inc. | 125,000 | $11.52M | 2.0% | $21.66 | — | common | 548862101 |
| — | Aqua Metals, Inc. | 1,481,378 | $10.15M | 1.8% | $7.09 | — | common | 03837J101 |
| — | DSP Group, Inc. | 743,639 | $9.667M | 1.7% | $10.90 | — | common | 23332B106 |
| — | Aratana Therapeutics, Inc. | 1,562,517 | $9.578M | 1.7% | $8.61 | — | common | 03874P101 |
| CTRN | Citi Trends, Inc. | 430,000 | $8.544M | 1.5% | $17.78 | +7.0% | common | 17306X102 |
| — | LRAD Corporation | 3,989,757 | $8.498M | 1.5% | $2.70 | — | common | 50213V109 |
| AVAV | Aerovironment, Inc. | 154,621 | $8.368M | 1.5% | $27.38 | +55.5% | common | 008073108 |
| — | Boingo Wireless, Inc. | 353,891 | $7.563M | 1.3% | $7.74 | — | common | 09739C102 |
| — | eMagin Corporation | 3,261,000 | $7.337M | 1.3% | $2.45 | — | common | 29076N206 |
| — | MCBC Holdings, Inc. | 346,008 | $7.052M | 1.2% | $12.45 | — | common | 55276F107 |
| AXGN | AxoGen, Inc. | 337,006 | $6.521M | 1.1% | $8.62 | +95.0% | common | 05463X106 |
| MXL | MaxLinear, Inc. | 260,000 | $6.175M | 1.1% | $10.42 | +130.9% | common | 57776J100 |
| AEHR | Aehr Test Systems | 1,428,131 | $5.841M | 1.0% | $3.30 | +8.7% | common | 00760J108 |
| — | Trillium Therapeutics Corp. Ca | 1,079,618 | $5.56M | 1.0% | $4.45 | — | common | 89620X506 |
| — | Zealand Pharma A/S ADR (Denmar | 280,201 | $5.38M | 0.9% | $19.20 | — | common | 98920Y304 |
| KRNT | Kornit Digital Ltd., Israel | 350,198 | $5.358M | 0.9% | $17.71 | +3.0% | common | M6372Q113 |
| NLST | Netlist, Inc. | 6,909,089 | $5.078M | 0.9% | $1.16 | -23.0% | common | 64118P109 |
| — | Reata Pharmaceuticals, Inc. | 159,665 | $4.966M | 0.9% | $31.10 | — | common | 75615P103 |
| RGEN | Repligen Corporation | 121,000 | $4.637M | 0.8% | $22.68 | +84.8% | common | 759916109 |
| BWEN | Broadwind Energy, Inc. | 1,416,734 | $4.59M | 0.8% | $6.34 | -40.7% | common | 11161T207 |
| — | Manitex Int'l Inc. | 487,682 | $4.379M | 0.8% | $11.62 | — | common | 563420108 |
| IDN | Intellicheck Mobilisa, Inc. | 1,491,896 | $4.297M | 0.8% | $1.62 | +85.2% | common | 45817G201 |
| — | ASV Holdings Inc. | 514,143 | $4.195M | 0.7% | $8.16 | — | common | 00215L104 |
| — | Form Holdings Corporation | 2,953,745 | $4.106M | 0.7% | $1.39 | — | common | 34634E102 |
| — | Five Prime Therapeutics, Inc. | 100,000 | $4.091M | 0.7% | $27.62 | — | common | 33830X104 |
| — | Neonode, Inc. | 3,082,079 | $3.945M | 0.7% | $2.81 | — | common | 64051M402 |
| — | IZEA Inc. | 543,216 | $3.857M | 0.7% | $1.91 | — | common | 46603N301 |
| CELC | Celcuity Inc. | 300,000 | $3.672M | 0.6% | $13.30 | 0.0% | common | 15102K100 |
| — | Park Electrochemical Corp. | 197,000 | $3.644M | 0.6% | $17.86 | — | common | 700416209 |
| ASUR | Asure Software, Inc. | 274,667 | $3.411M | 0.6% | $12.70 | -2.4% | common | 04649U102 |
| — | BioTelemetry, Inc. | 99,189 | $3.273M | 0.6% | $10.03 | — | common | 090672106 |
| ATOM | Atomera Incorporated | 838,585 | $3.262M | 0.6% | $8.45 | -44.4% | common | 04965B100 |
| INVE | Identiv, Inc. | 696,325 | $3.231M | 0.6% | $5.63 | -10.9% | common | 45170X205 |
| — | Bazaarvoice Inc. | 644,230 | $3.189M | 0.6% | $3.80 | — | common | 073271108 |
| CVV | CVD Equipment Corporation | 288,700 | $3.147M | 0.5% | $12.79 | -12.8% | common | 126601103 |
| — | Determine, Inc. | 1,455,220 | $3.121M | 0.5% | $3.29 | — | common | 250660107 |
| INFU | Infusystem Holdings, Inc. | 1,483,656 | $3.041M | 0.5% | $2.84 | -33.1% | common | 45685K102 |
| AMSC | American Superconductor, Corp. | 603,364 | $2.739M | 0.5% | $6.17 | -37.1% | common | 030111207 |
| — | Revolution Lighting Technologi | 405,846 | $2.638M | 0.5% | $6.59 | — | common | 76155G206 |
| — | Iteris, Inc. | 384,969 | $2.56M | 0.4% | $1.73 | — | common | 46564T107 |
| DMRC | Digimarc Corporation | 67,223 | $2.46M | 0.4% | $34.74 | -10.1% | common | 25381B101 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $2.45M | 0.4% | $6.26 | -22.0% | common | 81728J109 |
| ARGX | argenx SE - ADR (Netherlands) | 100,000 | $2.244M | 0.4% | $21.21 | — | common | 04016X101 |
| AUPH | Aurinia Pharmaceuticals Inc. | 352,500 | $2.21M | 0.4% | $4.93 | +27.7% | common | 05156V102 |
| — | Ideal Power, Inc. | 811,635 | $2.102M | 0.4% | $7.62 | — | common | 451622104 |
| — | Enservco Corp | 3,938,797 | $2.101M | 0.4% | $0.54 | — | common | 29358Y102 |
| — | Tuesday Morning Corporation | 650,100 | $2.08M | 0.4% | $2.04 | — | common | 899035505 |
| — | Dermira, Inc. | 75,000 | $2.025M | 0.4% | $27.00 | — | common | 24983L104 |
| — | Achaogen, Inc. | 120,200 | $1.917M | 0.3% | $13.86 | — | common | 004449104 |
| — | NTN Buzztime, Inc. | 311,076 | $1.905M | 0.3% | $6.80 | — | common | 629410606 |
| — | Syros Pharmaceuticals, Inc. | 125,000 | $1.84M | 0.3% | $15.21 | — | common | 87184Q107 |
| OPK | Opko Health Inc. | 255,000 | $1.749M | 0.3% | $8.56 | -26.3% | common | 68375N103 |
| — | PC-Tel, Inc. | 274,399 | $1.729M | 0.3% | $7.64 | — | common | 69325Q105 |
| — | SharpSpring, Inc. | 530,734 | $1.725M | 0.3% | $4.53 | — | common | 820054104 |
| — | XCel Brands Inc. | 430,002 | $1.591M | 0.3% | $7.74 | — | common | 98400M101 |
| — | Female Health Company | 600,000 | $1.59M | 0.3% | $1.05 | — | common | 92536C103 |
| — | NV5 Global Inc. | 25,156 | $1.375M | 0.2% | $20.75 | — | common | 62945V109 |
| RDCM | RADCOM Ltd. | 52,265 | $1.1M | 0.2% | $15.75 | +27.6% | common | M81865111 |
| CBKCQ | Christopher & Banks Corp. | 749,960 | $1.02M | 0.2% | $1.27 | +8.7% | common | 171046105 |
| — | Clearside Biomedical, Inc. | 102,224 | $893K | 0.2% | $8.18 | — | common | 185063104 |
| SAIA | Saia, Inc. | 13,000 | $814K | 0.1% | $52.12 | +5.7% | common | 78709Y105 |
| — | Xplore Technologies, Corp. | 154,521 | $544K | 0.1% | $3.38 | — | common | 983950700 |
| GLDD | Great Lakes Dredge & Dock Co. | 109,391 | $531K | 0.1% | $4.17 | 0.0% | common | 390607109 |
| — | Daseke Inc. | 40,000 | $522K | 0.1% | $13.05 | — | common | 23753F107 |
| — | The Meet Group, Inc. | 99,096 | $361K | 0.1% | $5.05 | — | common | 58513U101 |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $287K | 0.1% | $0.50 | — | warrants | 81728J117 |
| KTOS | Kratos Defense & Security Solu | 17,407 | $228K | 0.0% | $7.12 | +72.8% | common | 50077B207 |
| — | YogaWorks, Inc. | 79,790 | $221K | 0.0% | $2.77 | — | common | 986005106 |
| — | OvaScience, Inc. | 150,000 | $213K | 0.0% | $7.80 | — | common | 69014Q101 |
| — | Invitae Corp. | 20,000 | $187K | 0.0% | $9.35 | — | common | 461852103 |
| — | Magal Security Sys Ltd (Israel | 10,450 | $50,000 | 0.0% | $4.78 | — | common | 2544056US |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $17,000 | 0.0% | $0.16 | — | warrants | 15117F203 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $16,000 | 0.0% | $1.02 | — | warrants | 30233M115 |