CIK: 0001535264 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 30, 2017
Total Value ($000): $565,534 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 876,931 | $39,857 | 7.0% | $16.15 | +154.4% | common | 157210105 |
| — | Sequans Communications - ADR | 7,727,240 | $25,577 | 4.5% | $1.75 | — | common | 817323108 |
| KOPN | Kopin Corporation | 6,675,282 | $24,765 | 4.4% | $3.38 | +11.2% | common | 500600101 |
| PI | Impinj, Inc. | 487,024 | $23,694 | 4.2% | $28.70 | +46.3% | common | 453204109 |
| — | LivePerson, Inc. | 2,013,578 | $22,149 | 3.9% | $12.55 | — | common | 538146101 |
| LMAT | LeMaitre Vascular Inc. | 664,428 | $20,743 | 3.7% | $6.39 | +316.1% | common | 525558201 |
| — | Aqua Metals, Inc. | 1,460,637 | $18,331 | 3.2% | $7.10 | — | common | 03837J101 |
| — | NeoPhotonics Corporation | 2,265,838 | $17,492 | 3.1% | $6.13 | — | common | 64051T100 |
| — | Corium International Inc. | 2,276,700 | $16,984 | 3.0% | $4.38 | — | common | 21887L107 |
| UCTT | Ultra Clean Holdings, Inc. | 870,000 | $16,312 | 2.9% | $8.47 | +137.6% | common | 90385V107 |
| TCMD | Tactile Systems Technology, | 550,000 | $15,719 | 2.8% | $15.35 | +46.7% | common | 87357P100 |
| MRAM | Everspin Technology, Inc. | 755,954 | $15,104 | 2.7% | $13.18 | 0.0% | common | 30041T104 |
| MVIS | Microvision, Inc. | 6,602,231 | $13,997 | 2.5% | $2.15 | 0.0% | common | 594960304 |
| — | Pfsweb, Inc. | 1,560,394 | $12,889 | 2.3% | $12.66 | — | common | 717098206 |
| — | Loxo Oncology, Inc. | 160,000 | $12,830 | 2.3% | $21.66 | — | common | 548862101 |
| — | Vocera Communications, Inc. | 483,857 | $12,784 | 2.3% | $10.42 | — | common | 92857F107 |
| AVAV | Aerovironment, Inc. | 333,272 | $12,731 | 2.3% | $27.38 | +10.5% | common | 008073108 |
| — | Aratana Therapeutics, Inc. | 1,587,620 | $11,478 | 2.0% | $8.61 | — | common | 03874P101 |
| OOMA | Ooma,Inc. | 1,343,950 | $10,752 | 1.9% | $9.73 | +4.8% | common | 683416101 |
| CTRN | Citi Trends, Inc. | 430,000 | $9,125 | 1.6% | $17.78 | +1.4% | common | 17306X102 |
| — | DSP Group, Inc. | 743,639 | $8,626 | 1.5% | $10.90 | — | common | 23332B106 |
| — | MCBC Holdings, Inc. | 423,232 | $8,274 | 1.5% | $12.45 | — | common | 55276F107 |
| — | Adesto Technologies Corp. | 1,800,000 | $8,190 | 1.4% | $4.55 | — | common | 00687D101 |
| — | eMagin Corporation | 3,261,000 | $7,989 | 1.4% | $2.45 | — | common | 29076N206 |
| BWEN | Broadwind Energy, Inc. | 1,442,434 | $7,270 | 1.3% | $6.34 | 0.0% | common | 11161T207 |
| MXL | MaxLinear, Inc. | 260,000 | $7,251 | 1.3% | $10.42 | +179.6% | common | 57776J100 |
| AMSC | American Superconductor, Corp. | 1,519,124 | $7,018 | 1.2% | $6.17 | -17.6% | common | 030111207 |
| KRNT | Kornit Digital Ltd., Israel | 350,098 | $6,774 | 1.2% | $17.71 | +9.3% | common | M6372Q113 |
| — | LRAD Corporation | 3,989,757 | $6,743 | 1.2% | $2.70 | — | common | 50213V109 |
| IDN | Intellicheck Mobilisa, Inc. | 1,628,341 | $6,318 | 1.1% | $1.62 | +118.2% | common | 45817G201 |
| — | Revolution Lighting Tech | 924,941 | $6,095 | 1.1% | $6.59 | — | common | 76155G206 |
| — | ASV Holdings Inc. | 725,000 | $5,909 | 1.0% | $8.15 | — | common | 00215K104 |
| NLST | Netlist, Inc. | 5,560,089 | $5,671 | 1.0% | $1.23 | -6.0% | common | 64118P109 |
| AXGN | AxoGen, Inc. | 337,006 | $5,645 | 1.0% | $8.62 | +56.5% | common | 05463X106 |
| — | Boingo Wireless, Inc. | 354,591 | $5,305 | 0.9% | $7.74 | — | common | 09739C102 |
| AEHR | Aehr Test Systems | 1,332,890 | $4,998 | 0.9% | $3.28 | +28.7% | common | 00760J108 |
| RGEN | Repligen Corporation | 120,000 | $4,973 | 0.9% | $22.68 | +67.5% | common | 759916109 |
| — | Trillium Therapeutics Corp. | 1,003,522 | $4,415 | 0.8% | $4.40 | — | common | 89620X506 |
| — | Determine, Inc. | 1,455,220 | $3,871 | 0.7% | $3.29 | — | common | 250660107 |
| ATOM | Atomera Incorporated | 852,985 | $3,676 | 0.7% | $8.45 | -36.0% | common | 04965B100 |
| — | Clearside Biomedical, Inc. | 401,433 | $3,657 | 0.6% | $8.18 | — | common | 185063104 |
| — | Park Electrochemical Corp. | 197,000 | $3,629 | 0.6% | $17.86 | — | common | 700416209 |
| — | Manitex Int'l Inc. | 487,682 | $3,404 | 0.6% | $11.62 | — | common | 563420108 |
| — | Neonode, Inc. | 3,126,315 | $3,376 | 0.6% | $2.81 | — | common | 64051M402 |
| — | Iteris, Inc. | 535,369 | $3,330 | 0.6% | $1.73 | — | common | 46564T107 |
| — | BioTelemetry, Inc. | 99,189 | $3,318 | 0.6% | $10.03 | — | common | 090672106 |
| INVE | Identiv, Inc. | 627,271 | $3,293 | 0.6% | $5.69 | 0.0% | common | 45170X205 |
| CVV | CVD Equipment Corporation | 288,700 | $3,196 | 0.6% | $12.79 | -13.8% | common | 126601103 |
| — | Bazaarvoice Inc. | 644,230 | $3,189 | 0.6% | $3.80 | — | common | 073271108 |
| — | Five Prime Therapeutics, Inc. | 100,000 | $3,011 | 0.5% | $27.62 | — | common | 33830X104 |
| — | Achaogen, Inc. | 130,200 | $2,829 | 0.5% | $13.86 | — | common | 004449104 |
| — | Ideal Power, Inc. | 1,346,635 | $2,828 | 0.5% | $7.62 | — | common | 451622104 |
| ASUR | Asure Software, Inc. | 177,624 | $2,595 | 0.5% | $12.86 | 0.0% | common | 04649U102 |
| — | Health Insurance Innovations, | 108,347 | $2,546 | 0.5% | $16.00 | — | common | 42225K106 |
| INFU | Infusystem Holdings, Inc. | 1,413,201 | $2,544 | 0.4% | $2.88 | -37.5% | common | 45685K102 |
| — | SharpSpring, Inc. | 530,734 | $2,404 | 0.4% | $4.53 | — | common | 820054104 |
| OPK | Opko Health Inc. | 350,000 | $2,303 | 0.4% | $8.56 | -18.1% | common | 68375N103 |
| — | Pfenex, Inc. | 563,255 | $2,259 | 0.4% | $7.57 | — | common | 717071104 |
| — | NTN Buzztime, Inc. | 324,191 | $2,204 | 0.4% | $6.80 | — | common | 629410606 |
| DMRC | Digimarc Corporation | 54,023 | $2,169 | 0.4% | $35.59 | -9.1% | common | 25381B101 |
| AUPH | Aurinia Pharmaceuticals Inc. | 352,500 | $2,161 | 0.4% | $4.93 | +36.6% | common | 05156V102 |
| ARGX | argenx SE - ADR (Netherlands) | 100,000 | $2,121 | 0.4% | $21.21 | — | common | 04016X101 |
| — | ARI Network Services, Inc. | 300,000 | $2,115 | 0.4% | $3.57 | — | common | 001930205 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $1,978 | 0.3% | $6.26 | -35.7% | common | 81728J109 |
| — | Syros Pharmaceuticals, Inc. | 121,624 | $1,957 | 0.3% | $15.23 | — | common | 87184Q107 |
| — | IZEA Inc. | 1,018,216 | $1,945 | 0.3% | $1.91 | — | common | 46603N301 |
| — | PC-Tel, Inc. | 274,399 | $1,943 | 0.3% | $7.64 | — | common | 69325Q105 |
| — | NV5 Global Inc. | 34,156 | $1,452 | 0.3% | $20.75 | — | common | 62945V109 |
| — | XCel Brands Inc. | 430,002 | $1,312 | 0.2% | $7.74 | — | common | 98400M101 |
| — | Tuesday Morning Corporation | 650,000 | $1,235 | 0.2% | $2.04 | — | common | 899035505 |
| — | Enservco Corp | 3,839,415 | $1,202 | 0.2% | $0.54 | — | common | 29358Y102 |
| CBKCQ | Christopher & Banks Corp. | 749,960 | $982 | 0.2% | $1.27 | 0.0% | common | 171046105 |
| — | ESSA Pharma Inc. | 1,440,269 | $792 | 0.1% | $4.54 | — | common | 29668H104 |
| SAIA | Saia, Inc. | 15,000 | $769 | 0.1% | $52.12 | -11.1% | common | 78709Y105 |
| — | Xactly Corporation | 46,928 | $734 | 0.1% | $6.85 | — | common | 98386L101 |
| — | The Meet Group, Inc. | 144,096 | $728 | 0.1% | $5.05 | — | common | 58513U101 |
| — | Female Health Co. | 600,000 | $630 | 0.1% | $1.05 | — | common | 92536C103 |
| RDCM | RADCOM Ltd. | 31,500 | $610 | 0.1% | $12.88 | +52.0% | common | M81865111 |
| — | Sierra Oncology, Inc. | 500,000 | $585 | 0.1% | $1.17 | — | common | 82640U107 |
| — | Avinger, Inc. | 1,150,000 | $516 | 0.1% | $0.45 | — | common | 053734109 |
| ARDX | Ardelyx, Inc. | 100,000 | $510 | 0.1% | $10.48 | -19.0% | common | 039697107 |
| — | Juniper Pharmaceuticals, Inc | 100,000 | $505 | 0.1% | $4.75 | — | common | 48203L107 |
| — | Adverum Biotechnologies, Inc. | 200,000 | $500 | 0.1% | $2.70 | — | common | 00773U108 |
| KTOS | Kratos Defense & Security Solu | 32,807 | $389 | 0.1% | $7.12 | +34.0% | common | 50077B207 |
| — | Roka Bioscience Inc. | 132,297 | $352 | 0.1% | $2.66 | — | common | 775431208 |
| — | Xplore Technologies, Corp. | 154,521 | $301 | 0.1% | $3.38 | — | common | 983950700 |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $297 | 0.1% | $0.50 | — | warrants | 81728J117 |
| — | OvaScience, Inc. | 150,000 | $234 | 0.0% | $7.80 | — | common | 69014Q101 |
| — | Rand logistics Inc. | 328,835 | $128 | 0.0% | $2.43 | — | common | 752182105 |
| — | Verastem, Inc. | 50,000 | $109 | 0.0% | $1.50 | — | common | 92337C104 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $23 | 0.0% | $0.22 | — | warrants | 15117F120 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $11 | 0.0% | $1.02 | — | warrants | 30233M115 |