CIK: 0001535264 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 13, 2018
Total Value ($000): $515,304 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 712,558 | $32,885 | 6.4% | $16.15 | +184.2% | common | 157210105 |
| — | LivePerson, Inc. | 1,913,578 | $22,006 | 4.3% | $12.55 | — | common | 538146101 |
| — | Corium International Inc. | 2,268,443 | $21,800 | 4.2% | $4.45 | — | common | 21887L107 |
| KOPN | Kopin Corporation | 6,652,845 | $21,289 | 4.1% | $3.38 | +1.9% | common | 500600101 |
| UCTT | Ultra Clean Holdings, Inc. | 785,000 | $18,126 | 3.5% | $9.31 | +175.4% | common | 90385V107 |
| OOMA | Ooma,Inc. | 1,347,149 | $16,098 | 3.1% | $9.73 | +9.3% | common | 683416101 |
| LMAT | LeMaitre Vascular Inc. | 503,794 | $16,041 | 3.1% | $6.39 | +395.1% | common | 525558201 |
| — | NeoPhotonics Corporation | 2,340,183 | $15,398 | 3.0% | $6.09 | — | common | 64051T100 |
| TCMD | Tactile Systems Technology | 486,035 | $14,085 | 2.7% | $15.35 | +89.0% | common | 87357P100 |
| — | Sequans Communications - ADR | 7,356,057 | $14,050 | 2.7% | $1.75 | — | common | 817323108 |
| — | Vocera Communications, Inc. | 398,834 | $12,053 | 2.3% | $10.42 | — | common | 92857F107 |
| MVIS | Microvision, Inc. | 7,367,231 | $12,009 | 2.3% | $2.17 | -11.4% | common | 594960304 |
| — | Adesto Technologies Corp. | 1,800,200 | $11,611 | 2.3% | $4.55 | — | common | 00687D101 |
| PI | Impinj, Inc. | 515,224 | $11,608 | 2.3% | $28.70 | -0.0% | common | 453204109 |
| — | Pfsweb, Inc. | 1,560,394 | $11,594 | 2.2% | $12.66 | — | common | 717098206 |
| CTRN | Citi Trends, Inc. | 430,000 | $11,378 | 2.2% | $17.78 | +26.4% | common | 17306X102 |
| — | LRAD Corporation | 3,989,757 | $9,934 | 1.9% | $2.70 | — | common | 50213V109 |
| — | DSP Group, Inc. | 743,639 | $9,295 | 1.8% | $10.90 | — | common | 23332B106 |
| KIDS | OrthoPediatrics, Corp. | 459,418 | $8,816 | 1.7% | $19.13 | 0.0% | common | 68752L100 |
| AXGN | AxoGen, Inc. | 281,506 | $7,967 | 1.5% | $8.62 | +173.9% | common | 05463X106 |
| — | Aratana Therapeutics, Inc. | 1,477,417 | $7,771 | 1.5% | $8.61 | — | common | 03874P101 |
| — | Loxo Oncology, Inc. | 85,000 | $7,155 | 1.4% | $21.66 | — | common | 548862101 |
| — | Trillium Therapeutics Corp. | 969,138 | $7,075 | 1.4% | $4.45 | — | common | 89620X506 |
| — | Ideal Power, Inc. Series A PS | 10,681,637 | $6,964 | 1.4% | $0.65 | — | preferred | 999999999 |
| MXL | MaxLinear, Inc. | 260,000 | $6,869 | 1.3% | $10.42 | +139.8% | common | 57776J100 |
| — | Everspin Technology, Inc. | 857,549 | $6,432 | 1.2% | $15.17 | — | common | 3041T1014 |
| ARGX | argenx SE - ADR (Netherlands) | 100,000 | $6,314 | 1.2% | $21.21 | — | common | 04016X101 |
| CNTY | Century Casinos, Inc. | 675,000 | $6,163 | 1.2% | $8.70 | 0.0% | common | 156492100 |
| — | MCBC Holdings, Inc. | 267,500 | $5,944 | 1.2% | $12.45 | — | common | 55276F107 |
| — | eMagin Corporation (F4) | 3,261,000 | $5,381 | 1.0% | $2.45 | — | common | 29076N206 |
| — | Aqua Metals, Inc. | 2,405,046 | $5,123 | 1.0% | $5.19 | — | common | 03837J101 |
| — | ASV Holdings Inc. | 483,230 | $4,905 | 1.0% | $8.16 | — | common | 00215L104 |
| AEHR | Aehr Test Systems | 1,801,926 | $4,883 | 0.9% | $3.27 | -3.2% | common | 00760J108 |
| ASPN | Aspen Aerogels, Inc. | 1,000,000 | $4,880 | 0.9% | $4.66 | 0.0% | common | 04523Y105 |
| — | Manitex Int'l Inc. | 487,682 | $4,682 | 0.9% | $11.62 | — | common | 563420108 |
| ASUR | Asure Software, Inc. | 311,413 | $4,397 | 0.9% | $12.74 | +2.4% | common | 04649U102 |
| RGEN | Repligen Corporation | 121,000 | $4,390 | 0.9% | $22.68 | +59.6% | common | 759916109 |
| KRNT | Kornit Digital Ltd., Israel | 264,798 | $4,276 | 0.8% | $17.71 | -11.0% | common | M6372Q113 |
| AMSC | American Superconductor, Corp. | 1,151,252 | $4,179 | 0.8% | $5.05 | -24.4% | common | 030111207 |
| — | Zealand Pharma A/S ADR (Denmar | 302,901 | $4,119 | 0.8% | $18.78 | — | common | 98920Y304 |
| SPRO | Spero Therapeutics, Inc. | 350,000 | $4,112 | 0.8% | $12.27 | 0.0% | common | 84833T103 |
| — | Park Electrochemical Corp. | 197,000 | $3,871 | 0.8% | $17.86 | — | common | 700416209 |
| ATOM | Atomera Incorporated | 886,062 | $3,837 | 0.7% | $8.19 | -55.4% | common | 04965B100 |
| CELC | Celcuity Inc. | 200,596 | $3,801 | 0.7% | $13.30 | +32.4% | common | 15102K100 |
| PTGX | Protagonist Therapeutics, Inc. | 177,212 | $3,686 | 0.7% | $17.74 | 0.0% | common | 74366E102 |
| — | XpresSpa Group, Inc. | 2,643,745 | $3,622 | 0.7% | $1.37 | — | common | 98420U109 |
| — | Bazaarvoice Inc. | 644,230 | $3,511 | 0.7% | $3.80 | — | common | 073271108 |
| INFU | Infusystem Holdings, Inc. | 1,513,817 | $3,482 | 0.7% | $2.82 | -23.2% | common | 45685K102 |
| CVV | CVD Equipment Corporation | 288,700 | $3,355 | 0.7% | $12.79 | -10.0% | common | 126601103 |
| — | Five Prime Therapeutics, Inc. | 150,000 | $3,288 | 0.6% | $25.72 | — | common | 33830X104 |
| BWEN | Broadwind Energy, Inc. | 1,146,834 | $3,119 | 0.6% | $6.34 | -57.0% | common | 11161T207 |
| — | BioTelemetry, Inc. | 99,189 | $2,966 | 0.6% | $10.03 | — | common | 090672106 |
| — | Akari Therapeutics Plc. - ADR | 684,000 | $2,962 | 0.6% | $4.33 | — | common | 00972G108 |
| — | Trillium Therapeutics @6.30Cd | 388,810 | $2,813 | 0.5% | $7.23 | — | preferred | 89620X100 |
| — | Dermira, Inc. | 100,500 | $2,795 | 0.5% | $27.21 | — | common | 24983L104 |
| — | Determine, Inc. | 1,455,220 | $2,634 | 0.5% | $3.29 | — | common | 250660107 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $2,563 | 0.5% | $6.26 | -13.4% | common | 81728J109 |
| — | Enservco Corp | 3,938,797 | $2,536 | 0.5% | $0.54 | — | common | 29358Y102 |
| — | IZEA Inc. | 543,216 | $2,455 | 0.5% | $1.91 | — | common | 46603N301 |
| — | Iteris, Inc. | 334,969 | $2,335 | 0.5% | $1.73 | — | common | 46564T107 |
| — | SharpSpring, Inc. | 530,734 | $2,335 | 0.5% | $4.53 | — | common | 820054104 |
| — | Neonode, Inc. | 3,080,979 | $2,289 | 0.4% | $2.81 | — | common | 64051M402 |
| NLST | Netlist, Inc. | 6,909,089 | $2,125 | 0.4% | $1.16 | -57.1% | common | 64118P109 |
| — | PC-Tel, Inc. | 274,399 | $2,022 | 0.4% | $7.64 | — | common | 69325Q105 |
| — | Scpharmaceuticals, Inc. | 165,100 | $1,996 | 0.4% | $12.09 | — | common | 810648105 |
| ERII | Energy Recovery Inc. | 212,242 | $1,857 | 0.4% | $9.12 | 0.0% | common | 29270J100 |
| DMRC | Digimarc Corporation | 51,345 | $1,856 | 0.4% | $34.74 | +4.6% | common | 25381B101 |
| — | Zafgen Inc. | 400,264 | $1,849 | 0.4% | $4.62 | — | common | 98885E102 |
| IDN | Intellicheck, Inc. | 714,135 | $1,828 | 0.4% | $1.62 | +45.8% | common | 45817G201 |
| — | Tuesday Morning Corporation | 650,100 | $1,788 | 0.3% | $2.04 | — | common | 899035505 |
| AUPH | Aurinia Pharmaceuticals Inc. | 354,520 | $1,606 | 0.3% | $4.93 | +12.5% | common | 05156V102 |
| AVAV | Aerovironment, Inc. | 28,249 | $1,586 | 0.3% | $27.38 | +85.9% | common | 008073108 |
| — | Reed's, Inc. | 980,739 | $1,520 | 0.3% | $1.55 | — | common | 758338107 |
| — | XCel Brands Inc. | 430,002 | $1,419 | 0.3% | $7.74 | — | common | 98400M101 |
| — | Verastem, Inc. | 458,500 | $1,408 | 0.3% | $3.07 | — | common | 92337C104 |
| — | NV5 Global Inc. | 25,156 | $1,362 | 0.3% | $20.75 | — | common | 62945V109 |
| — | Reata Pharmaceuticals, Inc. | 47,929 | $1,357 | 0.3% | $31.10 | — | common | 75615P103 |
| CDNA | CareDx, Inc. | 175,000 | $1,284 | 0.2% | $6.23 | 0.0% | common | 14167L103 |
| OPK | OPKO Health Inc. | 255,000 | $1,249 | 0.2% | $8.56 | -32.2% | common | 68375N103 |
| — | NTN Buzztime, Inc. | 288,241 | $1,213 | 0.2% | $6.80 | — | common | 629410606 |
| — | Ideal Power, Inc. | 811,635 | $1,153 | 0.2% | $7.62 | — | common | 451622104 |
| CBKCQ | Christopher & Banks Corp. | 749,960 | $952 | 0.2% | $1.27 | -0.5% | common | 171046105 |
| SAIA | Saia, Inc. | 12,010 | $850 | 0.2% | $52.12 | +23.1% | common | 78709Y105 |
| — | Xplore Technologies, Corp. | 273,732 | $775 | 0.2% | $3.14 | — | common | 983950700 |
| — | Clearside Biomedical, Inc. | 110,000 | $770 | 0.1% | $8.10 | — | common | 185063104 |
| — | Veru,Inc. | 600,000 | $690 | 0.1% | $1.05 | — | common | 92536C103 |
| — | Syros Pharmaceuticals, Inc. | 65,000 | $632 | 0.1% | $15.21 | — | common | 87184Q107 |
| GLDD | Great Lakes Dredge & Dock Co. | 109,391 | $591 | 0.1% | $4.17 | +21.9% | common | 390607109 |
| — | Magal Security Sys Ltd (Israel | 95,330 | $482 | 0.1% | $5.03 | — | common | 2544056US |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $346 | 0.1% | $0.50 | — | warrants | 81728J117 |
| — | OvaScience, Inc. | 150,000 | $210 | 0.0% | $7.80 | — | common | 69014Q101 |
| KTOS | Kratos Defense & Security Solu | 17,407 | $184 | 0.0% | $7.12 | +60.2% | common | 50077B207 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $21 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $11 | 0.0% | $0.16 | — | warrants | 15117F203 |