CIK: 0001535264 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 10, 2018
Total Value ($000): $518,610 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LivePerson, Inc. | 1,913,578 | $31,287 | 6.0% | $12.55 | — | common | 538146101 |
| — | Corium International Inc. | 2,268,343 | $26,018 | 5.0% | $4.45 | — | common | 21887L107 |
| CEVA | CEVA, Inc. | 712,558 | $25,795 | 5.0% | $16.15 | +151.8% | common | 157210105 |
| KOPN | Kopin Corporation | 6,614,094 | $20,636 | 4.0% | $3.38 | -0.4% | common | 500600101 |
| UCTT | Ultra Clean Holdings, Inc. | 985,000 | $18,961 | 3.7% | $11.70 | +80.3% | common | 90385V107 |
| — | NeoPhotonics Corporation | 2,340,183 | $16,030 | 3.1% | $6.09 | — | common | 64051T100 |
| TCMD | Tactile Systems Technology | 486,035 | $15,456 | 3.0% | $15.35 | +101.5% | common | 87357P100 |
| OOMA | Ooma,Inc. | 1,347,149 | $14,684 | 2.8% | $9.73 | +13.9% | common | 683416101 |
| — | Sequans Communications - ADR | 8,606,057 | $14,458 | 2.8% | $1.74 | — | common | 817323108 |
| — | Adesto Technologies Corp. | 1,938,500 | $14,345 | 2.8% | $4.75 | — | common | 00687D101 |
| CTRN | Citi Trends, Inc. | 430,000 | $13,291 | 2.6% | $17.78 | +33.1% | common | 17306X102 |
| — | Pfsweb, Inc. | 1,488,492 | $13,009 | 2.5% | $12.66 | — | common | 717098206 |
| LMAT | LeMaitre Vascular Inc. | 353,794 | $12,818 | 2.5% | $6.39 | +401.3% | common | 525558201 |
| MRAM | Everspin Technology, Inc. | 1,339,524 | $10,113 | 2.0% | $8.41 | 0.0% | common | 30041T104 |
| — | Loxo Oncology, Inc. | 85,000 | $9,806 | 1.9% | $21.66 | — | common | 548862101 |
| AXGN | AxoGen, Inc. | 261,506 | $9,545 | 1.8% | $8.62 | +256.0% | common | 05463X106 |
| — | LRAD Corporation | 3,989,757 | $9,176 | 1.8% | $2.70 | — | common | 50213V109 |
| — | DSP Group, Inc. | 769,816 | $9,084 | 1.8% | $10.93 | — | common | 23332B106 |
| MVIS | Microvision, Inc. | 7,367,231 | $8,325 | 1.6% | $2.17 | -42.2% | common | 594960304 |
| AMSC | American Superconductor, Corp. | 1,396,324 | $8,127 | 1.6% | $5.06 | +1.3% | common | 030111207 |
| ARGX | argenx SE - ADR (Netherlands) | 100,000 | $8,044 | 1.6% | $21.21 | — | common | 04016X101 |
| — | Vocera Communications, Inc. | 342,757 | $8,027 | 1.5% | $10.42 | — | common | 92857F107 |
| — | eMagin Corporation | 5,429,524 | $7,873 | 1.5% | $2.05 | — | common | 29076N206 |
| KIDS | OrthoPediatrics, Corp. | 459,418 | $6,919 | 1.3% | $19.13 | -7.4% | common | 68752L100 |
| — | Trillium Therapeutics Corp. Ca | 954,138 | $6,870 | 1.3% | $4.45 | — | common | 89620X506 |
| PI | Impinj, Inc. | 525,225 | $6,838 | 1.3% | $28.47 | -41.4% | common | 453204109 |
| — | MCBC Holdings, Inc. | 267,500 | $6,741 | 1.3% | $12.45 | — | common | 55276F107 |
| — | Clearside Biomedical, Inc. | 560,155 | $6,010 | 1.2% | $10.21 | — | common | 185063104 |
| MXL | MaxLinear, Inc. | 260,000 | $5,915 | 1.1% | $10.42 | +138.5% | common | 57776J100 |
| — | Manitex Int'l Inc. | 487,682 | $5,574 | 1.1% | $11.62 | — | common | 563420108 |
| — | Ideal Power, Inc. Series A PS | 28,766,223 | $5,534 | 1.1% | $0.36 | — | preferred | 999999999 |
| ATOM | Atomera Incorporated | 886,062 | $5,529 | 1.1% | $8.19 | -31.4% | common | 04965B100 |
| INSE | Inspired Entertainment, Inc. | 984,937 | $5,417 | 1.0% | $6.57 | 0.0% | common | 45782N108 |
| CNTY | Century Casinos, Inc. | 695,689 | $5,190 | 1.0% | $8.69 | -1.0% | common | 156492100 |
| — | Biofrontera AG (Germany) | 302,418 | $4,996 | 1.0% | $16.52 | — | common | 09075G105 |
| SPRO | Spero Therapeutics, Inc. | 350,000 | $4,987 | 1.0% | $12.27 | -1.2% | common | 84833T103 |
| INFU | Infusystem Holdings, Inc. | 1,700,270 | $4,931 | 1.0% | $2.77 | -15.3% | common | 45685K102 |
| — | Zealand Pharma A/S ADR (Denmar | 320,719 | $4,817 | 0.9% | $18.57 | — | common | 98920Y304 |
| KRNT | Kornit Digital Ltd., Israel | 363,958 | $4,695 | 0.9% | $16.74 | -15.4% | common | M6372Q113 |
| — | ASV Holdings Inc. | 621,330 | $4,511 | 0.9% | $7.96 | — | common | 00215L104 |
| RGEN | Repligen Corporation | 121,000 | $4,378 | 0.8% | $22.68 | +55.0% | common | 759916109 |
| ASUR | Asure Software, Inc. | 339,327 | $4,153 | 0.8% | $12.89 | +12.9% | common | 04649U102 |
| AEHR | Aehr Test Systems | 1,802,226 | $4,055 | 0.8% | $3.27 | -22.6% | common | 00760J108 |
| — | Zafgen Inc. | 503,977 | $3,755 | 0.7% | $5.20 | — | common | 98885E102 |
| — | Enservco Corp | 4,123,442 | $3,752 | 0.7% | $0.55 | — | common | 29358Y102 |
| — | SharpSpring, Inc. | 549,637 | $3,501 | 0.7% | $4.59 | — | common | 820054104 |
| — | Maxwell Technologies, Inc. | 568,311 | $3,370 | 0.6% | $5.93 | — | common | 577767106 |
| GAIA | Gaia, Inc. | 210,000 | $3,255 | 0.6% | $13.15 | 0.0% | common | 36269P104 |
| CELC | Celcuity Inc. | 192,377 | $3,170 | 0.6% | $13.30 | +31.2% | common | 15102K100 |
| — | BioTelemetry, Inc. | 99,189 | $3,080 | 0.6% | $10.03 | — | common | 090672106 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $2,873 | 0.6% | $6.26 | -9.8% | common | 81728J109 |
| — | Aqua Metals, Inc. | 1,101,467 | $2,853 | 0.6% | $5.19 | — | common | 03837J101 |
| — | Trillium Therapeutics @6.30Cd | 11,664,286 | $2,782 | 0.5% | $0.47 | — | preferred | 89620X100 |
| — | Aratana Therapeutics, Inc. | 613,795 | $2,707 | 0.5% | $8.61 | — | common | 03874P101 |
| — | scPharmaceuticals, Inc. | 213,317 | $2,645 | 0.5% | $12.16 | — | common | 810648105 |
| CVV | CVD Equipment Corporation | 287,900 | $2,629 | 0.5% | $12.79 | -22.9% | common | 126601103 |
| — | Tuesday Morning Corporation | 650,100 | $2,568 | 0.5% | $2.04 | — | common | 899035505 |
| BWEN | Broadwind Energy, Inc. | 1,146,834 | $2,523 | 0.5% | $6.34 | -61.7% | common | 11161T207 |
| AVAV | Aerovironment, Inc. | 51,379 | $2,338 | 0.5% | $37.57 | +33.1% | common | 008073108 |
| CDNA | CareDx, Inc. | 275,700 | $2,197 | 0.4% | $6.21 | -0.7% | common | 14167L103 |
| — | Determine, Inc. | 1,455,220 | $2,066 | 0.4% | $3.29 | — | common | 250660107 |
| — | IZEA Inc. | 543,216 | $1,988 | 0.4% | $1.91 | — | common | 46603N301 |
| — | PC-Tel, Inc. | 274,399 | $1,970 | 0.4% | $7.64 | — | common | 69325Q105 |
| — | XpresSpa Group, Inc. | 2,643,745 | $1,903 | 0.4% | $1.37 | — | common | 98420U109 |
| — | Reed's, Inc. | 1,115,458 | $1,896 | 0.4% | $1.57 | — | common | 758338107 |
| — | NTN Buzztime, Inc. | 251,562 | $1,712 | 0.3% | $6.80 | — | common | 629410606 |
| — | Iteris, Inc. | 334,769 | $1,660 | 0.3% | $1.73 | — | common | 46564T107 |
| NLST | Netlist, Inc. | 6,909,089 | $1,596 | 0.3% | $1.16 | -74.1% | common | 64118P109 |
| — | Dermira, Inc. | 196,000 | $1,566 | 0.3% | $17.84 | — | common | 24983L104 |
| — | Juniper Pharmaceuticals, Inc | 150,000 | $1,522 | 0.3% | $10.15 | — | common | 48203L107 |
| — | Vivint Solar Inc. | 412,556 | $1,506 | 0.3% | $3.65 | — | common | 92854q106 |
| — | NV5 Global Inc. | 25,156 | $1,402 | 0.3% | $20.75 | — | common | 62945V109 |
| — | XCel Brands Inc. | 429,277 | $1,374 | 0.3% | $7.74 | — | common | 98400M101 |
| ASPN | Aspen Aerogels, Inc. | 320,264 | $1,368 | 0.3% | $4.66 | +1.5% | common | 04523Y105 |
| — | Reata Pharmaceuticals, Inc. | 65,000 | $1,333 | 0.3% | $28.32 | — | common | 75615P103 |
| — | Neonode, Inc. | 3,080,979 | $1,298 | 0.3% | $2.81 | — | common | 64051M402 |
| DMRC | Digimarc Corporation | 50,945 | $1,220 | 0.2% | $34.74 | -11.8% | common | 25381B101 |
| — | Ideal Power, Inc. | 943,000 | $1,075 | 0.2% | $6.72 | — | common | 451622104 |
| — | Veru,Inc. | 580,000 | $1,050 | 0.2% | $1.05 | — | common | 92536C103 |
| — | Xplore Technologies, Corp. | 288,732 | $935 | 0.2% | $3.14 | — | common | 983950700 |
| SAIA | Saia, Inc. | 12,010 | $903 | 0.2% | $52.12 | +42.7% | common | 78709Y105 |
| OPK | OPKO Health Inc. | 255,000 | $808 | 0.2% | $8.56 | -53.0% | common | 68375N103 |
| — | Leap Therapeutic, Inc. | 96,600 | $802 | 0.2% | $8.30 | — | common | 52187K101 |
| CBKCQ | Christopher & Banks Corp. | 749,960 | $802 | 0.2% | $1.27 | -8.6% | common | 171046105 |
| — | Magal Security Sys Ltd(Israel) | 132,464 | $764 | 0.1% | $5.23 | — | common | 2544056US |
| STTO | SITO Mobile Ltd. | 125,000 | $502 | 0.1% | $5.42 | 0.0% | common | 82988R203 |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $297 | 0.1% | $0.50 | — | warrants | 81728J117 |
| KTOS | Kratos Defense & Security | 17,407 | $179 | 0.0% | $7.12 | +56.4% | common | 50077B207 |
| — | OvaScience, Inc. | 150,000 | $122 | 0.0% | $7.80 | — | common | 69014Q101 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $13 | 0.0% | $0.16 | — | warrants | 15117F203 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $12 | 0.0% | $1.02 | — | warrants | 30233M115 |