CIK: 0001535264 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value ($000): $604,904 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LivePerson, Inc. | 1,461,659 | $37,930 | 6.3% | $12.55 | — | common | 538146101 |
| — | OptimizeRx Corporation | 1,367,925 | $24,623 | 4.1% | $10.40 | — | common | 68401U105 |
| OOMA | Ooma,Inc. | 1,321,281 | $21,933 | 3.6% | $9.73 | +64.9% | common | 683416101 |
| — | Corium International Inc. | 2,264,661 | $21,537 | 3.6% | $4.49 | — | common | 21887L107 |
| CEVA | CEVA, Inc. | 719,123 | $20,675 | 3.4% | $16.15 | +86.7% | common | 157210105 |
| — | NeoPhotonics Corporation | 2,371,183 | $19,681 | 3.3% | $6.09 | — | common | 64051T100 |
| KIDS | OrthoPediatrics, Corp. | 459,418 | $16,833 | 2.8% | $19.13 | +60.1% | common | 68752L100 |
| — | Adesto Technologies Corp. | 2,798,612 | $16,652 | 2.8% | $5.14 | — | common | 00687D101 |
| KOPN | Kopin Corporation | 6,614,094 | $16,006 | 2.6% | $3.38 | -24.9% | common | 500600101 |
| TCMD | Tactile Systems Technology | 222,714 | $15,824 | 2.6% | $15.35 | +291.4% | common | 87357P100 |
| — | LRAD Corporation | 4,950,706 | $15,149 | 2.5% | $2.69 | — | common | 50213V109 |
| — | Sequans Communications - ADR | 9,264,157 | $13,155 | 2.2% | $1.75 | — | common | 817323108 |
| LMAT | LeMaitre Vascular Inc. | 330,000 | $12,784 | 2.1% | $6.39 | +423.8% | common | 525558201 |
| MRAM | Everspin Technology, Inc. | 1,624,042 | $12,473 | 2.1% | $8.37 | +5.2% | common | 30041T104 |
| — | Loxo Oncology, Inc. | 70,000 | $11,958 | 2.0% | $21.66 | — | common | 548862101 |
| LOVE | Lovesac Company, The | 420,000 | $10,492 | 1.7% | $22.02 | -4.3% | common | 54738L109 |
| AMSC | American Superconductor | 1,496,068 | $10,398 | 1.7% | $5.21 | +14.5% | common | 030111207 |
| TBCH | Turtle Beach Corporation | 519,543 | $10,360 | 1.7% | $12.58 | +96.2% | common | 900450206 |
| CTRN | Citi Trends, Inc. | 349,845 | $10,065 | 1.7% | $17.78 | +61.5% | common | 17306X102 |
| UCTT | Ultra Clean Holdings, Inc. | 760,000 | $9,538 | 1.6% | $11.70 | +24.3% | common | 90385V107 |
| PI | Impinj, Inc. | 380,283 | $9,439 | 1.6% | $28.47 | -22.5% | common | 453204109 |
| — | DSP Group, Inc. | 775,140 | $9,224 | 1.5% | $10.93 | — | common | 23332B106 |
| MVIS | Microvision, Inc. | 7,489,678 | $9,063 | 1.5% | $2.09 | -50.1% | common | 594960304 |
| CDNA | CareDx, Inc. | 311,002 | $8,972 | 1.5% | $6.81 | +175.0% | common | 14167L103 |
| AXGN | AxoGen, Inc. | 236,348 | $8,709 | 1.4% | $8.62 | +406.7% | common | 05463X106 |
| — | Maxwell Technologies, Inc. | 2,431,963 | $8,488 | 1.4% | $4.32 | — | common | 577767106 |
| — | Zafgen Inc. | 703,977 | $8,229 | 1.4% | $6.63 | — | common | 98885E102 |
| — | eMagin Corporation | 5,429,524 | $8,144 | 1.3% | $2.05 | — | common | 29076N206 |
| — | MCBC Holdings, Inc. | 222,500 | $7,983 | 1.3% | $12.45 | — | common | 55276F107 |
| — | Pfsweb, Inc. | 1,047,058 | $7,748 | 1.3% | $12.66 | — | common | 717098206 |
| ARGX | argenx SE - ADR (Netherlands) | 95,000 | $7,205 | 1.2% | $21.21 | — | common | 04016X101 |
| — | SharpSpring, Inc. | 511,006 | $7,164 | 1.2% | $4.59 | — | common | 820054104 |
| INSE | Inspired Entertainment, Inc. | 1,104,483 | $6,737 | 1.1% | $6.49 | +3.0% | common | 45782N108 |
| RGEN | Repligen Corporation | 121,000 | $6,711 | 1.1% | $22.68 | +127.2% | common | 759916109 |
| KRNT | Kornit Digital Ltd., Israel | 299,688 | $6,563 | 1.1% | $16.74 | +16.9% | common | M6372Q113 |
| ASUR | Asure Software, Inc. | 499,327 | $6,202 | 1.0% | $13.99 | +4.1% | common | 04649U102 |
| — | Amyris Inc. | 740,000 | $5,876 | 1.0% | $7.94 | — | common | 03236M200 |
| — | Reata Pharmaceuticals, Inc. | 70,000 | $5,723 | 0.9% | $28.80 | — | common | 75615P103 |
| SPRO | Spero Therapeutics, Inc. | 540,474 | $5,680 | 0.9% | $11.78 | -1.5% | common | 84833T103 |
| SRTS | Sensus Healthcare, Inc | 661,938 | $5,547 | 0.9% | $6.51 | +11.2% | common | 81728J109 |
| INFU | Infusystem Holdings, Inc. | 1,700,270 | $5,526 | 0.9% | $2.77 | +17.8% | common | 45685K102 |
| — | Nuvectra Corporation | 250,000 | $5,495 | 0.9% | $21.98 | — | common | 67075N108 |
| — | Clearside Biomedical, Inc. | 875,126 | $5,382 | 0.9% | $9.29 | — | common | 185063104 |
| CNTY | Century Casinos, Inc. | 720,689 | $5,376 | 0.9% | $8.68 | -7.9% | common | 156492100 |
| ATOM | Atomera Incorporated | 886,062 | $5,299 | 0.9% | $8.19 | -32.4% | common | 04965B100 |
| — | Aqua Metals, Inc. | 1,977,430 | $5,102 | 0.8% | $3.90 | — | common | 03837J101 |
| — | BioTelemetry, Inc. | 75,000 | $4,834 | 0.8% | $10.03 | — | common | 090672106 |
| RDCM | RADCOM Ltd. | 388,662 | $4,372 | 0.7% | $18.20 | 0.0% | common | M81865111 |
| — | Electrocore, LLC | 310,062 | $4,341 | 0.7% | $16.23 | — | common | 28531P103 |
| — | Yatra Online, Inc. (India) | 2,118,430 | $4,315 | 0.7% | $0.36 | — | common | 999999999 |
| — | Tuesday Morning Corporation | 1,315,839 | $4,211 | 0.7% | $2.55 | — | common | 899035505 |
| — | Biofrontera AG (Germany) | 302,418 | $4,111 | 0.7% | $16.52 | — | common | 09075G105 |
| — | Trillium Therapeutics Inc. | 701,138 | $4,067 | 0.7% | $4.45 | — | common | 89620X506 |
| STIM | Neuronetics, Inc. | 125,000 | $4,007 | 0.7% | $27.20 | +11.8% | common | 64131A105 |
| AEHR | Aehr Test Systems | 1,802,226 | $4,001 | 0.7% | $3.27 | -24.4% | common | 00760J108 |
| — | Manitex Int'l Inc. | 343,825 | $3,620 | 0.6% | $11.62 | — | common | 563420108 |
| ASPU | Aspen Group, Inc. | 478,296 | $3,252 | 0.5% | $7.53 | -3.5% | common | 04530L203 |
| GAIA | Gaia, Inc. | 210,000 | $3,234 | 0.5% | $13.15 | +36.5% | common | 36269P104 |
| — | Enservco Corp | 4,053,300 | $3,202 | 0.5% | $0.56 | — | common | 29358Y102 |
| — | Reed's, Inc. | 879,112 | $2,857 | 0.5% | $1.60 | — | common | 758338107 |
| — | LiqTech International Inc. | 1,720,568 | $2,856 | 0.5% | $0.74 | — | common | 53632A102 |
| — | scPharmaceuticals, Inc. | 469,799 | $2,758 | 0.5% | $8.64 | — | common | 810648105 |
| GHM | Graham Corp. | 97,507 | $2,747 | 0.5% | $21.84 | +13.2% | common | 384556106 |
| — | QuickLogic Corp. | 2,700,000 | $2,700 | 0.4% | $1.15 | — | common | 74837P108 |
| BWEN | Broadwind Energy, Inc. | 1,171,834 | $2,555 | 0.4% | $6.26 | -63.9% | common | 11161T207 |
| MXL | MaxLinear, Inc. | 120,000 | $2,386 | 0.4% | $10.63 | +71.2% | common | 57776J100 |
| — | Vivint Solar Inc. | 412,556 | $2,145 | 0.4% | $3.65 | — | common | 92854q106 |
| — | Magal Security Sys Ltd(Israel) | 377,784 | $2,123 | 0.4% | $5.30 | — | common | 2544056US |
| OPK | OPKO Health Inc. | 600,000 | $2,076 | 0.3% | $5.53 | -4.8% | common | 68375N103 |
| — | Iteris, Inc. | 334,769 | $1,801 | 0.3% | $1.73 | — | common | 46564T107 |
| — | Sutro Biopharma, Inc. | 111,483 | $1,672 | 0.3% | $15.00 | — | common | 869367102 |
| CVV | CVD Equipment Corporation | 259,414 | $1,595 | 0.3% | $12.79 | -48.5% | common | 126601103 |
| — | Veru,Inc. | 1,000,000 | $1,420 | 0.2% | $1.21 | — | common | 92536C103 |
| DMRC | Digimarc Corporation | 43,772 | $1,377 | 0.2% | $34.74 | -15.4% | common | 25381B101 |
| — | NV5 Global Inc. | 15,000 | $1,300 | 0.2% | $20.75 | — | common | 62945V109 |
| — | PC-Tel, Inc. | 274,399 | $1,276 | 0.2% | $7.64 | — | common | 69325Q105 |
| — | NTN Buzztime, Inc. | 285,112 | $1,269 | 0.2% | $6.52 | — | common | 629410606 |
| — | Sensus Healthcare, Inc @6.75 7 | 494,939 | $1,079 | 0.2% | $0.50 | — | warrants | 81728J117 |
| — | Determine, Inc. | 1,455,220 | $1,033 | 0.2% | $3.29 | — | common | 250660107 |
| SAIA | Saia, Inc. | 12,010 | $918 | 0.2% | $52.12 | +49.3% | common | 78709Y105 |
| — | IZEA Worldwide, Inc. | 514,029 | $817 | 0.1% | $1.59 | — | common | 46604H105 |
| DXLG | Destination XL Group, Inc. | 265,461 | $664 | 0.1% | $1.74 | +32.1% | common | 25065K104 |
| — | Ideal Power, Inc. | 874,300 | $557 | 0.1% | $6.72 | — | common | 451622104 |
| STTO | SITO Mobile Ltd. | 302,495 | $538 | 0.1% | $4.32 | -51.7% | common | 82988R203 |
| — | Del Frisco's Restaurant Group | 61,818 | $513 | 0.1% | $8.30 | — | common | 245077102 |
| CBKCQ | Christopher & Banks Corp. | 547,960 | $417 | 0.1% | $1.27 | -28.0% | common | 171046105 |
| — | OvaScience, Inc. | 300,000 | $219 | 0.0% | $0.73 | — | common | 69014Q101 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $9 | 0.0% | $0.16 | — | warrants | 15117F203 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $7 | 0.0% | $1.02 | — | warrants | 30233M115 |