AWM Investment Company, Inc. Diversified Active

Location: New York, NY

CIK: 0001535264 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 9, 2018

Total Value: $605M (100.0% shares, 0.0% debt)

Holdings (89)

LivePerson, Inc. 6.3%
Value $37.93M Shares 1,461,659 Est. Cost $12.55 Unrealized
OptimizeRx Corporation 4.1%
Value $24.62M Shares 1,367,925 Est. Cost $10.40 Unrealized
OOMA Ooma,Inc. 3.6%
Value $21.93M Shares 1,321,281 Est. Cost $9.73 Unrealized +64.9%
Corium International Inc. 3.6%
Value $21.54M Shares 2,264,661 Est. Cost $4.49 Unrealized
CEVA CEVA, Inc. 3.4%
Value $20.68M Shares 719,123 Est. Cost $16.15 Unrealized +86.7%
NeoPhotonics Corporation 3.3%
Value $19.68M Shares 2,371,183 Est. Cost $6.09 Unrealized
KIDS OrthoPediatrics, Corp. 2.8%
Value $16.83M Shares 459,418 Est. Cost $19.13 Unrealized +60.1%
Adesto Technologies Corp. 2.8%
Value $16.65M Shares 2,798,612 Est. Cost $5.14 Unrealized
KOPN Kopin Corporation 2.6%
Value $16.01M Shares 6,614,094 Est. Cost $3.38 Unrealized -24.9%
TCMD Tactile Systems Technology 2.6%
Value $15.82M Shares 222,714 Est. Cost $15.35 Unrealized +291.4%
LRAD Corporation 2.5%
Value $15.15M Shares 4,950,706 Est. Cost $2.69 Unrealized
Sequans Communications - ADR 2.2%
Value $13.15M Shares 9,264,157 Est. Cost $1.75 Unrealized
LMAT LeMaitre Vascular Inc. 2.1%
Value $12.78M Shares 330,000 Est. Cost $6.39 Unrealized +423.8%
MRAM Everspin Technology, Inc. 2.1%
Value $12.47M Shares 1,624,042 Est. Cost $8.37 Unrealized +5.2%
Loxo Oncology, Inc. 2.0%
Value $11.96M Shares 70,000 Est. Cost $21.66 Unrealized
LOVE Lovesac Company, The 1.7%
Value $10.49M Shares 420,000 Est. Cost $22.02 Unrealized -4.3%
AMSC American Superconductor 1.7%
Value $10.4M Shares 1,496,068 Est. Cost $5.21 Unrealized +14.5%
TBCH Turtle Beach Corporation 1.7%
Value $10.36M Shares 519,543 Est. Cost $12.58 Unrealized +96.2%
CTRN Citi Trends, Inc. 1.7%
Value $10.06M Shares 349,845 Est. Cost $17.78 Unrealized +61.5%
UCTT Ultra Clean Holdings, Inc. 1.6%
Value $9.538M Shares 760,000 Est. Cost $11.70 Unrealized +24.3%
PI Impinj, Inc. 1.6%
Value $9.439M Shares 380,283 Est. Cost $28.47 Unrealized -22.5%
DSP Group, Inc. 1.5%
Value $9.224M Shares 775,140 Est. Cost $10.93 Unrealized
MVIS Microvision, Inc. 1.5%
Value $9.063M Shares 7,489,678 Est. Cost $2.09 Unrealized -50.1%
CDNA CareDx, Inc. 1.5%
Value $8.972M Shares 311,002 Est. Cost $6.81 Unrealized +175.0%
AXGN AxoGen, Inc. 1.4%
Value $8.709M Shares 236,348 Est. Cost $8.62 Unrealized +406.7%
Maxwell Technologies, Inc. 1.4%
Value $8.488M Shares 2,431,963 Est. Cost $4.32 Unrealized
Zafgen Inc. 1.4%
Value $8.229M Shares 703,977 Est. Cost $6.63 Unrealized
eMagin Corporation 1.3%
Value $8.144M Shares 5,429,524 Est. Cost $2.05 Unrealized
MCBC Holdings, Inc. 1.3%
Value $7.983M Shares 222,500 Est. Cost $12.45 Unrealized
Pfsweb, Inc. 1.3%
Value $7.748M Shares 1,047,058 Est. Cost $12.66 Unrealized
ARGX argenx SE - ADR (Netherlands) 1.2%
Value $7.205M Shares 95,000 Est. Cost $21.21 Unrealized
SharpSpring, Inc. 1.2%
Value $7.164M Shares 511,006 Est. Cost $4.59 Unrealized
INSE Inspired Entertainment, Inc. 1.1%
Value $6.737M Shares 1,104,483 Est. Cost $6.49 Unrealized +3.0%
RGEN Repligen Corporation 1.1%
Value $6.711M Shares 121,000 Est. Cost $22.68 Unrealized +127.2%
KRNT Kornit Digital Ltd., Israel 1.1%
Value $6.563M Shares 299,688 Est. Cost $16.74 Unrealized +16.9%
ASUR Asure Software, Inc. 1.0%
Value $6.202M Shares 499,327 Est. Cost $13.99 Unrealized +4.1%
Amyris Inc. 1.0%
Value $5.876M Shares 740,000 Est. Cost $7.94 Unrealized
Reata Pharmaceuticals, Inc. 0.9%
Value $5.723M Shares 70,000 Est. Cost $28.80 Unrealized
SPRO Spero Therapeutics, Inc. 0.9%
Value $5.68M Shares 540,474 Est. Cost $11.78 Unrealized -1.5%
SRTS Sensus Healthcare, Inc 0.9%
Value $5.547M Shares 661,938 Est. Cost $6.51 Unrealized +11.2%
INFU Infusystem Holdings, Inc. 0.9%
Value $5.526M Shares 1,700,270 Est. Cost $2.77 Unrealized +17.8%
Nuvectra Corporation 0.9%
Value $5.495M Shares 250,000 Est. Cost $21.98 Unrealized
Clearside Biomedical, Inc. 0.9%
Value $5.382M Shares 875,126 Est. Cost $9.29 Unrealized
CNTY Century Casinos, Inc. 0.9%
Value $5.376M Shares 720,689 Est. Cost $8.68 Unrealized -7.9%
ATOM Atomera Incorporated 0.9%
Value $5.299M Shares 886,062 Est. Cost $8.19 Unrealized -32.4%
Aqua Metals, Inc. 0.8%
Value $5.102M Shares 1,977,430 Est. Cost $3.90 Unrealized
BioTelemetry, Inc. 0.8%
Value $4.834M Shares 75,000 Est. Cost $10.03 Unrealized
RDCM RADCOM Ltd. 0.7%
Value $4.372M Shares 388,662 Est. Cost $18.20 Unrealized 0.0%
Electrocore, LLC 0.7%
Value $4.341M Shares 310,062 Est. Cost $16.23 Unrealized
Yatra Online, Inc. (India) 0.7%
Value $4.315M Shares 2,118,430 Est. Cost $0.36 Unrealized
Tuesday Morning Corporation 0.7%
Value $4.211M Shares 1,315,839 Est. Cost $2.55 Unrealized
Biofrontera AG (Germany) 0.7%
Value $4.111M Shares 302,418 Est. Cost $16.52 Unrealized
Trillium Therapeutics Inc. 0.7%
Value $4.067M Shares 701,138 Est. Cost $4.45 Unrealized
STIM Neuronetics, Inc. 0.7%
Value $4.007M Shares 125,000 Est. Cost $27.20 Unrealized +11.8%
AEHR Aehr Test Systems 0.7%
Value $4.001M Shares 1,802,226 Est. Cost $3.27 Unrealized -24.4%
Manitex Int'l Inc. 0.6%
Value $3.62M Shares 343,825 Est. Cost $11.62 Unrealized
ASPU Aspen Group, Inc. 0.5%
Value $3.252M Shares 478,296 Est. Cost $7.53 Unrealized -3.5%
GAIA Gaia, Inc. 0.5%
Value $3.234M Shares 210,000 Est. Cost $13.15 Unrealized +36.5%
Enservco Corp 0.5%
Value $3.202M Shares 4,053,300 Est. Cost $0.56 Unrealized
Reed's, Inc. 0.5%
Value $2.857M Shares 879,112 Est. Cost $1.60 Unrealized
LiqTech International Inc. 0.5%
Value $2.856M Shares 1,720,568 Est. Cost $0.74 Unrealized
scPharmaceuticals, Inc. 0.5%
Value $2.758M Shares 469,799 Est. Cost $8.64 Unrealized
GHM Graham Corp. 0.5%
Value $2.747M Shares 97,507 Est. Cost $21.84 Unrealized +13.2%
QuickLogic Corp. 0.4%
Value $2.7M Shares 2,700,000 Est. Cost $1.15 Unrealized
BWEN Broadwind Energy, Inc. 0.4%
Value $2.555M Shares 1,171,834 Est. Cost $6.26 Unrealized -63.9%
MXL MaxLinear, Inc. 0.4%
Value $2.386M Shares 120,000 Est. Cost $10.63 Unrealized +71.2%
Vivint Solar Inc. 0.4%
Value $2.145M Shares 412,556 Est. Cost $3.65 Unrealized
Magal Security Sys Ltd(Israel) 0.4%
Value $2.123M Shares 377,784 Est. Cost $5.30 Unrealized
OPK OPKO Health Inc. 0.3%
Value $2.076M Shares 600,000 Est. Cost $5.53 Unrealized -4.8%
Iteris, Inc. 0.3%
Value $1.801M Shares 334,769 Est. Cost $1.73 Unrealized
Sutro Biopharma, Inc. 0.3%
Value $1.672M Shares 111,483 Est. Cost $15.00 Unrealized
CVV CVD Equipment Corporation 0.3%
Value $1.595M Shares 259,414 Est. Cost $12.79 Unrealized -48.5%
Veru,Inc. 0.2%
Value $1.42M Shares 1,000,000 Est. Cost $1.21 Unrealized
DMRC Digimarc Corporation 0.2%
Value $1.377M Shares 43,772 Est. Cost $34.74 Unrealized -15.4%
NV5 Global Inc. 0.2%
Value $1.3M Shares 15,000 Est. Cost $20.75 Unrealized
PC-Tel, Inc. 0.2%
Value $1.276M Shares 274,399 Est. Cost $7.64 Unrealized
NTN Buzztime, Inc. 0.2%
Value $1.269M Shares 285,112 Est. Cost $6.52 Unrealized
Sensus Healthcare, Inc @6.75 7 0.2%
Value $1.079M Shares 494,939 Est. Cost $0.50 Unrealized
Determine, Inc. 0.2%
Value $1.033M Shares 1,455,220 Est. Cost $3.29 Unrealized
SAIA Saia, Inc. 0.2%
Value $918K Shares 12,010 Est. Cost $52.12 Unrealized +49.3%
IZEA Worldwide, Inc. 0.1%
Value $817K Shares 514,029 Est. Cost $1.59 Unrealized
DXLG Destination XL Group, Inc. 0.1%
Value $664K Shares 265,461 Est. Cost $1.74 Unrealized +32.1%
Ideal Power, Inc. 0.1%
Value $557K Shares 874,300 Est. Cost $6.72 Unrealized
STTO SITO Mobile Ltd. 0.1%
Value $538K Shares 302,495 Est. Cost $4.32 Unrealized -51.7%
Del Frisco's Restaurant Group 0.1%
Value $513K Shares 61,818 Est. Cost $8.30 Unrealized
CBKCQ Christopher & Banks Corp. 0.1%
Value $417K Shares 547,960 Est. Cost $1.27 Unrealized -28.0%
OvaScience, Inc. 0.0%
Value $219K Shares 300,000 Est. Cost $0.73 Unrealized
Cellectar Biosciences @4.68 8/ 0.0%
Value $9,000 Shares 106,600 Est. Cost $0.16 Unrealized
EyeGate Pharmaceuticals @10.62 0.0%
Value $7,000 Shares 137,092 Est. Cost $1.02 Unrealized