Location: New York, NY
CIK: 0001535264 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 12, 2019
Total Value: $471M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LivePerson, Inc. | 739,394 | $26.4M | 5.6% | $12.55 | — | common | 538146101 |
| — | Zealand Pharma A/S (Denmark) | 12,270,185 | $19.94M | 4.2% | $1.70 | — | common | 999999999 |
| — | LiqTech International, Inc. | 2,173,290 | $17.17M | 3.6% | $1.27 | — | common | 53632A102 |
| — | LRAD Corporation | 4,850,706 | $16.25M | 3.4% | $2.69 | — | common | 50213V109 |
| — | Adesto Technologies Corporatio | 1,853,651 | $15.87M | 3.4% | $5.14 | — | common | 00687D101 |
| PI | Impinj, Inc. | 499,077 | $15.39M | 3.3% | $25.26 | +38.2% | common | 453204109 |
| — | OptimizeRx Corporation | 1,044,164 | $15.12M | 3.2% | $10.40 | — | common | 68401U105 |
| CEVA | CEVA, Inc. | 480,000 | $14.33M | 3.0% | $16.41 | +77.6% | common | 157210105 |
| OOMA | Ooma,Inc. | 1,253,006 | $13.03M | 2.8% | $9.78 | +19.7% | common | 683416101 |
| KIDS | OrthoPediatrics, Corp. | 343,041 | $12.1M | 2.6% | $19.77 | +75.2% | common | 68752L100 |
| — | NeoPhotonics Corporation | 1,951,722 | $11.89M | 2.5% | $6.10 | — | common | 64051T100 |
| LOVE | Lovesac Company, The | 584,600 | $10.91M | 2.3% | $21.62 | -2.8% | common | 54738L109 |
| ARGX | argenx SE - ADR (Netherlands) | 95,000 | $10.83M | 2.3% | $21.21 | — | common | 04016X101 |
| LMAT | LeMaitre Vascular Inc. | 315,000 | $10.77M | 2.3% | $6.39 | +369.5% | common | 525558201 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $10.58M | 2.2% | $3.07 | +57.7% | common | 45685K102 |
| MRAM | Everspin Technology, Inc. | 1,553,091 | $9.52M | 2.0% | $8.37 | -23.4% | common | 30041T104 |
| — | Bellus Health, Inc. (Canada) | 1,461,988 | $9.394M | 2.0% | $6.43 | — | common | 07987C105 |
| — | Exicure, Inc. | 3,669,200 | $9.283M | 2.0% | $2.53 | — | common | 30205M101 |
| RGEN | Repligen Corporation | 121,000 | $9.279M | 2.0% | $22.68 | +285.6% | common | 759916109 |
| AMSC | American Superconductor Corp | 1,114,328 | $8.736M | 1.9% | $5.36 | +58.6% | common | 030111207 |
| — | Aqua Metals, Inc. | 5,121,986 | $8.707M | 1.8% | $2.97 | — | common | 03837J101 |
| — | Sequans Communications S.A. AD | 9,559,338 | $8.298M | 1.8% | $1.72 | — | common | 817323108 |
| UCTT | Ultra Clean Holdings, Inc. | 565,000 | $8.269M | 1.8% | $11.48 | +20.9% | common | 90385V107 |
| CNTY | Century Casinos, Inc. | 1,050,836 | $8.123M | 1.7% | $8.00 | +8.7% | common | 156492100 |
| INSE | Inspired Entertainment, Inc. | 998,543 | $7.18M | 1.5% | $6.52 | +16.6% | common | 45782N108 |
| VMD | Viemed Healthcare, Inc. | 1,040,200 | $7.178M | 1.5% | $6.66 | 0.0% | common | 92663R105 |
| CTRN | Citi Trends, Inc. | 355,808 | $6.511M | 1.4% | $17.84 | -10.0% | common | 17306X102 |
| SPRO | Spero Therapeutics, Inc. | 598,315 | $6.342M | 1.3% | $11.72 | -10.1% | common | 84833T103 |
| ATOM | Atomera Incorporated | 1,659,450 | $6.256M | 1.3% | $6.21 | -29.9% | common | 04965B100 |
| TBCH | Turtle Beach Corporation | 535,543 | $6.25M | 1.3% | $12.43 | -20.2% | common | 900450206 |
| — | Limelight Networks, Inc. | 2,000,000 | $6.06M | 1.3% | $2.78 | — | common | 53261M104 |
| — | Reata Pharmaceuticals, Inc. | 75,000 | $6.022M | 1.3% | $30.62 | — | common | 75615P103 |
| — | Boingo Wireless, Inc. | 501,381 | $5.565M | 1.2% | $17.63 | — | common | 09739C102 |
| TCMD | Tactile Systems Technology | 130,714 | $5.532M | 1.2% | $18.08 | +185.8% | common | 87357P100 |
| CDNA | CareDx, Inc. | 235,000 | $5.313M | 1.1% | $6.81 | +306.9% | common | 14167L103 |
| — | voxeljet AG, ADR (Germany) | 2,785,927 | $5.265M | 1.1% | $1.70 | — | common | 92912L107 |
| GAIA | Gaia, Inc. | 791,835 | $5.175M | 1.1% | $10.21 | -31.0% | common | 36269P104 |
| KOPN | Kopin Corporation | 7,282,997 | $4.94M | 1.0% | $3.18 | -68.6% | common | 500600101 |
| — | Pfsweb, Inc. | 1,832,185 | $4.635M | 1.0% | $9.01 | — | common | 717098206 |
| RDCM | RADCOM, Ltd. | 499,298 | $4.569M | 1.0% | $16.15 | -47.1% | common | M81865111 |
| GHM | Graham Corp. | 227,794 | $4.524M | 1.0% | $20.94 | -12.9% | common | 384556106 |
| — | Avid Bioservices, Inc. | 833,162 | $4.416M | 0.9% | $5.55 | — | common | 05368M106 |
| MVIS | Microvision, Inc. | 6,927,200 | $4.108M | 0.9% | $2.00 | -66.3% | common | 594960304 |
| — | Vivint Solar, Inc. | 609,205 | $3.984M | 0.8% | $3.72 | — | common | 92854q106 |
| — | Mohawk Group Holdings, Inc. | 488,638 | $3.821M | 0.8% | $8.07 | — | common | 608189106 |
| AEHR | Aehr Test Systems | 1,898,524 | $3.398M | 0.7% | $3.20 | -55.2% | common | 00760J108 |
| — | DSP Group, Inc. | 236,538 | $3.332M | 0.7% | $10.93 | — | common | 23332B106 |
| — | SharpSpring, Inc. | 317,020 | $3.075M | 0.7% | $4.59 | — | common | 820054104 |
| CELH | Celsius Holdings, Inc. | 883,520 | $3.07M | 0.7% | $1.39 | 0.0% | common | 15118V207 |
| ETON | Eton Pharmaceuticals, Inc. | 483,466 | $3.056M | 0.6% | $6.16 | +3.5% | common | 29772L108 |
| CVU | CPI Aerostructures, Inc. | 347,140 | $2.853M | 0.6% | $7.12 | +10.3% | common | 125919308 |
| KRUS | Kura Sushi USA, Inc. | 136,554 | $2.679M | 0.6% | $22.01 | 0.0% | common | 501270102 |
| — | BioTelemetry, Inc. | 60,000 | $2.444M | 0.5% | $19.00 | — | common | 090672106 |
| — | Trevena, Inc. | 2,278,345 | $2.204M | 0.5% | $1.56 | — | common | 89532E109 |
| — | Iteris, Inc. | 373,859 | $2.148M | 0.5% | $1.99 | — | common | 46564T107 |
| BWEN | Broadwind Energy, Inc. | 1,221,874 | $2.065M | 0.4% | $6.09 | -68.5% | common | 11161T207 |
| OPK | OPKO Health, Inc. | 945,000 | $1.975M | 0.4% | $4.26 | -52.0% | common | 68375N103 |
| — | Reed's, Inc. | 1,500,000 | $1.95M | 0.4% | $2.53 | — | common | 758338107 |
| — | QuickLogic Corporation | 5,419,435 | $1.905M | 0.4% | $0.83 | — | common | 74837P108 |
| — | Westport Fuel Systems Inc. | 676,139 | $1.839M | 0.4% | $2.72 | — | common | 960908309 |
| — | eMagin Corporation | 4,492,624 | $1.744M | 0.4% | $2.05 | — | common | 29076N206 |
| — | Magal Security System, Ltd | 395,656 | $1.634M | 0.3% | $5.27 | — | common | 2544056US |
| — | PC-Tel, Inc. | 170,987 | $1.436M | 0.3% | $7.64 | — | common | 69325Q105 |
| — | Primo Water Corp. | 102,000 | $1.253M | 0.3% | $14.16 | — | common | 74165N105 |
| — | Enservco Corporation | 4,486,629 | $1.152M | 0.2% | $0.53 | — | common | 29358Y102 |
| AIOT | Powerfleet, Inc. | 200,000 | $1.096M | 0.2% | $5.68 | 0.0% | common | 73931J109 |
| — | Veru,Inc. | 500,000 | $1.08M | 0.2% | $1.21 | — | common | 92536C103 |
| — | NV5 Global, Inc. | 15,000 | $1.024M | 0.2% | $20.75 | — | common | 62945V109 |
| CVV | CVD Equipment Corporation | 259,414 | $859K | 0.2% | $12.79 | -71.9% | common | 126601103 |
| — | Manitex International, Inc. | 122,798 | $817K | 0.2% | $11.62 | — | common | 563420108 |
| — | Tuesday Morning Corporation | 444,300 | $698K | 0.1% | $2.40 | — | common | 899035505 |
| — | Verb Technology Company, Inc. | 640,000 | $691K | 0.1% | $2.00 | — | common | 923370U10 |
| — | Zagg, Inc. | 110,000 | $690K | 0.1% | $6.64 | — | common | 98884U108 |
| IPWR | Ideal Power, Inc. | 240,035 | $646K | 0.1% | $3.60 | 0.0% | common | 451622203 |
| — | IZEA Worldwide, Inc. | 2,278,000 | $587K | 0.1% | $0.50 | — | common | 46604H105 |
| — | Neonode, Inc. | 238,413 | $572K | 0.1% | $1.66 | — | common | 64051M402 |
| — | Zealand Pharma A/S ADR (Denmar | 19,981 | $507K | 0.1% | $11.61 | — | common | 98920Y304 |
| DXLG | Destination XL Group, Inc. | 285,176 | $482K | 0.1% | $1.80 | -6.3% | common | 25065K104 |
| ALOT | AstroNova, Inc. | 26,188 | $423K | 0.1% | $20.49 | 0.0% | common | 04638F108 |
| OPTT | Ocean Power Technologies, Inc. | 229,168 | $410K | 0.1% | $2.54 | -31.2% | common | 674870506 |
| — | TravelCenters of America LLC | 28,934 | $355K | 0.1% | $3.94 | — | common | 894174101 |
| — | Sonim Technologies, Inc. | 106,042 | $311K | 0.1% | $2.93 | — | common | 83548F101 |
| — | Myomo, Inc. | 473,159 | $291K | 0.1% | $1.20 | — | common | 62857J102 |
| AMTX | Aemetis, Inc. | 241,443 | $263K | 0.1% | $0.92 | 0.0% | common | 00770K202 |
| — | Verb Technology Co. @3.443 4/9 | 640,000 | $218K | 0.0% | $0.96 | — | warrants | 92337U112 |
| STIM | Neuronetics, Inc. | 23,074 | $192K | 0.0% | $24.05 | -54.6% | common | 64131A105 |
| — | Sensus Healthcare, Inc @6.75 6 | 130,261 | $33,000 | 0.0% | $0.50 | — | warrants | 81728J117 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $3,000 | 0.0% | $1.02 | — | warrants | 30233M115 |