Location: New York, NY
CIK: 0001535264 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value: $512M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LivePerson, Inc. | 657,743 | $24.34M | 4.8% | $12.55 | — | common | 538146101 |
| — | Zealand Pharma A/S (Denmark) | 11,383,800 | $22.78M | 4.5% | $1.70 | — | common | 999999999 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $17.06M | 3.3% | $3.07 | +140.1% | common | 45685K102 |
| — | NeoPhotonics Corporation | 1,901,722 | $16.77M | 3.3% | $6.10 | — | common | 64051T100 |
| OOMA | Ooma,Inc. | 1,253,006 | $16.58M | 3.2% | $9.78 | +24.5% | common | 683416101 |
| KIDS | OrthoPediatrics Corporation | 351,795 | $16.53M | 3.2% | $20.25 | +91.3% | common | 68752L100 |
| — | Adesto Technologies Corp | 1,879,651 | $15.98M | 3.1% | $5.18 | — | common | 00687D101 |
| GNSS | Genasys Incorporated | 4,850,706 | $15.86M | 3.1% | $3.38 | 0.0% | common | 36872P103 |
| — | Reata Pharmaceuticals, Inc. | 75,000 | $15.33M | 3.0% | $30.62 | — | common | 75615P103 |
| ARGX | argenx SE - ADR (Netherlands) | 95,000 | $15.25M | 3.0% | $21.21 | — | common | 04016X101 |
| — | Exicure, Inc. | 4,594,200 | $13.14M | 2.6% | $2.60 | — | common | 30205M101 |
| PI | Impinj, Inc. | 499,077 | $12.91M | 2.5% | $25.26 | +23.1% | common | 453204109 |
| CEVA | CEVA, Inc. | 470,000 | $12.67M | 2.5% | $16.41 | +66.5% | common | 157210105 |
| UCTT | Ultra Clean Holdings, Inc. | 527,721 | $12.39M | 2.4% | $11.48 | +76.2% | common | 90385V107 |
| — | LiqTech International, Inc. | 2,043,290 | $11.95M | 2.3% | $1.27 | — | common | 53632A102 |
| LOVE | Lovesac Company, The | 743,016 | $11.93M | 2.3% | $20.33 | -23.3% | common | 54738L109 |
| LMAT | LeMaitre Vascular Inc. | 315,000 | $11.32M | 2.2% | $6.39 | +408.4% | common | 525558201 |
| RGEN | Repligen Corporation | 121,000 | $11.19M | 2.2% | $22.68 | +270.4% | common | 759916109 |
| — | Bellus Health, Inc. (Canada) | 1,461,988 | $11.04M | 2.2% | $6.43 | — | common | 07987C105 |
| OPRX | OptimizeRx Corporation | 952,027 | $9.777M | 1.9% | $11.33 | 0.0% | common | 68401U204 |
| — | Limelight Networks, Inc. | 2,220,000 | $9.058M | 1.8% | $2.91 | — | common | 53261M104 |
| TCMD | Tactile Systems Technology | 130,714 | $8.825M | 1.7% | $18.08 | +206.0% | common | 87357P100 |
| AMSC | American Superconductor Corp | 1,114,328 | $8.747M | 1.7% | $5.36 | +50.2% | common | 030111207 |
| CNTY | Century Casinos, Inc. | 1,050,836 | $8.323M | 1.6% | $8.00 | -2.6% | common | 156492100 |
| CTRN | Citi Trends, Inc. | 355,808 | $8.226M | 1.6% | $17.84 | +8.5% | common | 17306X102 |
| MRAM | Everspin Technology, Inc. | 1,553,091 | $8.169M | 1.6% | $8.37 | -34.7% | common | 30041T104 |
| — | Sequans Communications S.A. | 2,399,001 | $7.197M | 1.4% | $3.00 | — | common | 817323207 |
| — | Pfsweb, Inc. | 1,832,185 | $6.999M | 1.4% | $9.01 | — | common | 717098206 |
| — | SharpSpring, Inc. | 594,798 | $6.822M | 1.3% | $7.80 | — | common | 820054104 |
| VMD | Viemed Healthcare, Inc. | 1,086,000 | $6.8M | 1.3% | $6.67 | +3.9% | common | 92663R105 |
| INSE | Inspired Entertainment, Inc. | 998,543 | $6.74M | 1.3% | $6.52 | +9.5% | common | 45782N108 |
| GAIA | Gaia, Inc. | 811,151 | $6.481M | 1.3% | $10.15 | -23.9% | common | 36269P104 |
| — | Avid Bioservices, Inc. | 843,162 | $6.467M | 1.3% | $5.58 | — | common | 05368M106 |
| AKTSQ | Akoustis Technologies, Inc. | 773,611 | $6.189M | 1.2% | $7.81 | 0.0% | common | 00973N102 |
| — | voxeljet AG, ADR (Germany) | 2,785,927 | $5.711M | 1.1% | $1.70 | — | common | 92912L107 |
| — | Boingo Wireless, Inc. | 474,821 | $5.199M | 1.0% | $17.63 | — | common | 09739C102 |
| ATOM | Atomera Incorporated | 1,659,450 | $5.111M | 1.0% | $6.21 | -48.8% | common | 04965B100 |
| CDNA | CareDx, Inc. | 235,000 | $5.069M | 1.0% | $6.81 | +237.1% | common | 14167L103 |
| TBCH | Turtle Beach Corporation | 535,543 | $5.061M | 1.0% | $12.43 | -21.1% | common | 900450206 |
| CELH | Celsius Holdings, Inc. | 1,044,459 | $5.045M | 1.0% | $1.38 | -3.9% | common | 15118V207 |
| MVIS | Microvision, Inc. | 6,927,200 | $4.988M | 1.0% | $2.00 | -63.3% | common | 594960304 |
| SPRO | Spero Therapeutics, Inc. | 474,344 | $4.561M | 0.9% | $11.72 | -8.0% | common | 84833T103 |
| — | Vivint Solar, Inc. | 609,205 | $4.423M | 0.9% | $3.72 | — | common | 92854q106 |
| RDCM | RADCOM, Ltd. | 523,553 | $4.414M | 0.9% | $15.84 | -39.4% | common | M81865111 |
| — | Aqua Metals, Inc. | 5,557,906 | $4.198M | 0.8% | $2.80 | — | common | 03837J101 |
| — | Millendo Therapeutics, Inc. | 611,900 | $4.124M | 0.8% | $6.74 | — | common | 60040X103 |
| AEHR | Aehr Test Systems | 1,898,524 | $3.797M | 0.7% | $3.20 | -41.6% | common | 00760J108 |
| ETON | Eton Pharmaceuticals, Inc. | 516,882 | $3.722M | 0.7% | $6.16 | +0.2% | common | 29772L108 |
| PRPL | Purple Innovation, Inc. | 400,000 | $3.484M | 0.7% | $7.71 | 0.0% | common | 74640Y106 |
| GHM | Graham Corp. | 158,729 | $3.473M | 0.7% | $20.94 | -3.3% | common | 384556106 |
| — | DSP Group, Inc. | 199,623 | $3.142M | 0.6% | $10.93 | — | common | 23332B106 |
| KOPN | Kopin Corporation | 7,282,997 | $2.921M | 0.6% | $3.18 | -83.9% | common | 500600101 |
| — | BioTelemetry, Inc. | 60,000 | $2.778M | 0.5% | $19.00 | — | common | 090672106 |
| — | Mohawk Group Holdings, Inc. | 448,704 | $2.643M | 0.5% | $8.07 | — | common | 608189106 |
| BWEN | Broadwind Energy, Inc. | 1,365,092 | $2.266M | 0.4% | $5.62 | -71.5% | common | 11161T207 |
| — | Westport Fuel Systems Inc. | 857,879 | $2.033M | 0.4% | $2.65 | — | common | 960908309 |
| — | Primo Water Corp. | 172,000 | $1.931M | 0.4% | $12.97 | — | common | 74165N105 |
| — | Iteris, Inc. | 373,859 | $1.866M | 0.4% | $1.99 | — | common | 46564T107 |
| — | QuickLogic Corporation | 310,690 | $1.864M | 0.4% | $0.83 | — | common | 74837P108 |
| — | Veru,Inc. | 500,000 | $1.675M | 0.3% | $1.21 | — | common | 92536C103 |
| — | eMagin Corporation | 4,492,624 | $1.545M | 0.3% | $2.05 | — | common | 29076N206 |
| — | Magal Security System, Ltd | 395,656 | $1.484M | 0.3% | $5.27 | — | common | 2544056US |
| OPK | OPKO Health, Inc. | 1,000,000 | $1.47M | 0.3% | $4.11 | -59.3% | common | 68375N103 |
| AIOT | Powerfleet, Inc. | 200,000 | $1.302M | 0.3% | $5.68 | +6.0% | common | 73931J109 |
| CVU | CPI Aerostructures, Inc. | 158,438 | $1.066M | 0.2% | $7.12 | +3.4% | common | 125919308 |
| — | PC-Tel, Inc. | 120,698 | $1.022M | 0.2% | $7.64 | — | common | 69325Q105 |
| — | Zagg, Inc. | 110,000 | $892K | 0.2% | $6.64 | — | common | 98884U108 |
| CVV | CVD Equipment Corporation | 259,414 | $835K | 0.2% | $12.79 | -72.8% | common | 126601103 |
| — | Tuesday Morning Corporation | 444,300 | $822K | 0.2% | $2.40 | — | common | 899035505 |
| ERII | Energy Recovery Inc. | 79,400 | $777K | 0.2% | $9.21 | 0.0% | common | 29270J100 |
| — | NV5 Global, Inc. | 15,000 | $757K | 0.1% | $20.75 | — | common | 62945V109 |
| NEON | Neonode, Inc. | 356,210 | $691K | 0.1% | $1.87 | 0.0% | common | 64051M709 |
| — | Zealand Pharma A/S ADR(Denmark | 19,981 | $663K | 0.1% | $11.61 | — | common | 98920Y304 |
| — | IZEA Worldwide, Inc. | 2,278,000 | $539K | 0.1% | $0.50 | — | common | 46604H105 |
| — | TravelCenters of America LLC | 28,934 | $496K | 0.1% | $17.14 | — | common | 89421B109 |
| — | Enservco Corporation | 2,540,068 | $473K | 0.1% | $0.53 | — | common | 29358Y102 |
| — | Anchiano Therapeutics, Ltd. | 312,980 | $438K | 0.1% | $1.40 | — | common | 03280X102 |
| DXLG | Destination XL Group, Inc. | 285,176 | $365K | 0.1% | $1.80 | -21.7% | common | 25065K104 |
| — | Verb Technology @3.443 4/9/24 | 640,000 | $288K | 0.1% | $0.96 | — | warrants | 92337U112 |
| OPTT | Ocean Power Technologies, Inc. | 211,891 | $184K | 0.0% | $2.54 | -50.7% | common | 674870506 |
| AMTX | Aemetis, Inc. | 178,944 | $149K | 0.0% | $0.92 | +9.8% | common | 00770K202 |
| — | Myomo, Inc. | 373,159 | $112K | 0.0% | $1.20 | — | common | 62857J102 |
| — | Ocean Power Technologies @3.85 | 714,280 | $57,000 | 0.0% | $0.08 | — | warrants | 674870188 |
| IPWR | Ideal Power, Inc. | 12,605 | $29,000 | 0.0% | $3.60 | -29.1% | common | 451622203 |
| — | Sensus Healthcare, Inc @6.75 6 | 130,261 | $13,000 | 0.0% | $0.50 | — | warrants | 81728J117 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $7,000 | 0.0% | $1.02 | — | warrants | 30233M115 |