CIK: 0001535264 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value ($000): $511,816 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LivePerson, Inc. | 657,743 | $24,336 | 4.8% | $12.55 | — | common | 538146101 |
| — | Zealand Pharma A/S (Denmark) | 11,383,800 | $22,783 | 4.5% | $1.70 | — | common | 999999999 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $17,060 | 3.3% | $3.07 | +140.1% | common | 45685K102 |
| — | NeoPhotonics Corporation | 1,901,722 | $16,773 | 3.3% | $6.10 | — | common | 64051T100 |
| OOMA | Ooma,Inc. | 1,253,006 | $16,577 | 3.2% | $9.78 | +24.5% | common | 683416101 |
| KIDS | OrthoPediatrics Corporation | 351,795 | $16,531 | 3.2% | $20.25 | +91.3% | common | 68752L100 |
| — | Adesto Technologies Corp | 1,879,651 | $15,977 | 3.1% | $5.18 | — | common | 00687D101 |
| GNSS | Genasys Incorporated | 4,850,706 | $15,862 | 3.1% | $3.38 | 0.0% | common | 36872P103 |
| — | Reata Pharmaceuticals, Inc. | 75,000 | $15,332 | 3.0% | $30.62 | — | common | 75615P103 |
| ARGX | argenx SE - ADR (Netherlands) | 95,000 | $15,249 | 3.0% | $21.21 | — | common | 04016X101 |
| — | Exicure, Inc. | 4,594,200 | $13,139 | 2.6% | $2.60 | — | common | 30205M101 |
| PI | Impinj, Inc. | 499,077 | $12,906 | 2.5% | $25.26 | +23.1% | common | 453204109 |
| CEVA | CEVA, Inc. | 470,000 | $12,671 | 2.5% | $16.41 | +66.5% | common | 157210105 |
| UCTT | Ultra Clean Holdings, Inc. | 527,721 | $12,386 | 2.4% | $11.48 | +76.2% | common | 90385V107 |
| — | LiqTech International, Inc. | 2,043,290 | $11,953 | 2.3% | $1.27 | — | common | 53632A102 |
| LOVE | Lovesac Company, The | 743,016 | $11,925 | 2.3% | $20.33 | -23.3% | common | 54738L109 |
| LMAT | LeMaitre Vascular Inc. | 315,000 | $11,324 | 2.2% | $6.39 | +408.4% | common | 525558201 |
| RGEN | Repligen Corporation | 121,000 | $11,192 | 2.2% | $22.68 | +270.4% | common | 759916109 |
| — | Bellus Health, Inc. (Canada) | 1,461,988 | $11,045 | 2.2% | $6.43 | — | common | 07987C105 |
| OPRX | OptimizeRx Corporation | 952,027 | $9,777 | 1.9% | $11.33 | 0.0% | common | 68401U204 |
| — | Limelight Networks, Inc. | 2,220,000 | $9,058 | 1.8% | $2.91 | — | common | 53261M104 |
| TCMD | Tactile Systems Technology | 130,714 | $8,825 | 1.7% | $18.08 | +206.0% | common | 87357P100 |
| AMSC | American Superconductor Corp | 1,114,328 | $8,747 | 1.7% | $5.36 | +50.2% | common | 030111207 |
| CNTY | Century Casinos, Inc. | 1,050,836 | $8,323 | 1.6% | $8.00 | -2.6% | common | 156492100 |
| CTRN | Citi Trends, Inc. | 355,808 | $8,226 | 1.6% | $17.84 | +8.5% | common | 17306X102 |
| MRAM | Everspin Technology, Inc. | 1,553,091 | $8,169 | 1.6% | $8.37 | -34.7% | common | 30041T104 |
| — | Sequans Communications S.A. | 2,399,001 | $7,197 | 1.4% | $3.00 | — | common | 817323207 |
| — | Pfsweb, Inc. | 1,832,185 | $6,999 | 1.4% | $9.01 | — | common | 717098206 |
| — | SharpSpring, Inc. | 594,798 | $6,822 | 1.3% | $7.80 | — | common | 820054104 |
| VMD | Viemed Healthcare, Inc. | 1,086,000 | $6,800 | 1.3% | $6.67 | +3.9% | common | 92663R105 |
| INSE | Inspired Entertainment, Inc. | 998,543 | $6,740 | 1.3% | $6.52 | +9.5% | common | 45782N108 |
| GAIA | Gaia, Inc. | 811,151 | $6,481 | 1.3% | $10.15 | -23.9% | common | 36269P104 |
| — | Avid Bioservices, Inc. | 843,162 | $6,467 | 1.3% | $5.58 | — | common | 05368M106 |
| AKTSQ | Akoustis Technologies, Inc. | 773,611 | $6,189 | 1.2% | $7.81 | 0.0% | common | 00973N102 |
| — | voxeljet AG, ADR (Germany) | 2,785,927 | $5,711 | 1.1% | $1.70 | — | common | 92912L107 |
| — | Boingo Wireless, Inc. | 474,821 | $5,199 | 1.0% | $17.63 | — | common | 09739C102 |
| ATOM | Atomera Incorporated | 1,659,450 | $5,111 | 1.0% | $6.21 | -48.8% | common | 04965B100 |
| CDNA | CareDx, Inc. | 235,000 | $5,069 | 1.0% | $6.81 | +237.1% | common | 14167L103 |
| TBCH | Turtle Beach Corporation | 535,543 | $5,061 | 1.0% | $12.43 | -21.1% | common | 900450206 |
| CELH | Celsius Holdings, Inc. | 1,044,459 | $5,045 | 1.0% | $1.38 | -3.9% | common | 15118V207 |
| MVIS | Microvision, Inc. | 6,927,200 | $4,988 | 1.0% | $2.00 | -63.3% | common | 594960304 |
| SPRO | Spero Therapeutics, Inc. | 474,344 | $4,561 | 0.9% | $11.72 | -8.0% | common | 84833T103 |
| — | Vivint Solar, Inc. | 609,205 | $4,423 | 0.9% | $3.72 | — | common | 92854q106 |
| RDCM | RADCOM, Ltd. | 523,553 | $4,414 | 0.9% | $15.84 | -39.4% | common | M81865111 |
| — | Aqua Metals, Inc. | 5,557,906 | $4,198 | 0.8% | $2.80 | — | common | 03837J101 |
| — | Millendo Therapeutics, Inc. | 611,900 | $4,124 | 0.8% | $6.74 | — | common | 60040X103 |
| AEHR | Aehr Test Systems | 1,898,524 | $3,797 | 0.7% | $3.20 | -41.6% | common | 00760J108 |
| ETON | Eton Pharmaceuticals, Inc. | 516,882 | $3,722 | 0.7% | $6.16 | +0.2% | common | 29772L108 |
| PRPL | Purple Innovation, Inc. | 400,000 | $3,484 | 0.7% | $7.71 | 0.0% | common | 74640Y106 |
| GHM | Graham Corp. | 158,729 | $3,473 | 0.7% | $20.94 | -3.3% | common | 384556106 |
| — | DSP Group, Inc. | 199,623 | $3,142 | 0.6% | $10.93 | — | common | 23332B106 |
| KOPN | Kopin Corporation | 7,282,997 | $2,921 | 0.6% | $3.18 | -83.9% | common | 500600101 |
| — | BioTelemetry, Inc. | 60,000 | $2,778 | 0.5% | $19.00 | — | common | 090672106 |
| — | Mohawk Group Holdings, Inc. | 448,704 | $2,643 | 0.5% | $8.07 | — | common | 608189106 |
| BWEN | Broadwind Energy, Inc. | 1,365,092 | $2,266 | 0.4% | $5.62 | -71.5% | common | 11161T207 |
| — | Westport Fuel Systems Inc. | 857,879 | $2,033 | 0.4% | $2.65 | — | common | 960908309 |
| — | Primo Water Corp. | 172,000 | $1,931 | 0.4% | $12.97 | — | common | 74165N105 |
| — | Iteris, Inc. | 373,859 | $1,866 | 0.4% | $1.99 | — | common | 46564T107 |
| — | QuickLogic Corporation | 310,690 | $1,864 | 0.4% | $0.83 | — | common | 74837P108 |
| — | Veru,Inc. | 500,000 | $1,675 | 0.3% | $1.21 | — | common | 92536C103 |
| — | eMagin Corporation | 4,492,624 | $1,545 | 0.3% | $2.05 | — | common | 29076N206 |
| — | Magal Security System, Ltd | 395,656 | $1,484 | 0.3% | $5.27 | — | common | 2544056US |
| OPK | OPKO Health, Inc. | 1,000,000 | $1,470 | 0.3% | $4.11 | -59.3% | common | 68375N103 |
| AIOT | Powerfleet, Inc. | 200,000 | $1,302 | 0.3% | $5.68 | +6.0% | common | 73931J109 |
| CVU | CPI Aerostructures, Inc. | 158,438 | $1,066 | 0.2% | $7.12 | +3.4% | common | 125919308 |
| — | PC-Tel, Inc. | 120,698 | $1,022 | 0.2% | $7.64 | — | common | 69325Q105 |
| — | Zagg, Inc. | 110,000 | $892 | 0.2% | $6.64 | — | common | 98884U108 |
| CVV | CVD Equipment Corporation | 259,414 | $835 | 0.2% | $12.79 | -72.8% | common | 126601103 |
| — | Tuesday Morning Corporation | 444,300 | $822 | 0.2% | $2.40 | — | common | 899035505 |
| ERII | Energy Recovery Inc. | 79,400 | $777 | 0.2% | $9.21 | 0.0% | common | 29270J100 |
| — | NV5 Global, Inc. | 15,000 | $757 | 0.1% | $20.75 | — | common | 62945V109 |
| NEON | Neonode, Inc. | 356,210 | $691 | 0.1% | $1.87 | 0.0% | common | 64051M709 |
| — | Zealand Pharma A/S ADR(Denmark | 19,981 | $663 | 0.1% | $11.61 | — | common | 98920Y304 |
| — | IZEA Worldwide, Inc. | 2,278,000 | $539 | 0.1% | $0.50 | — | common | 46604H105 |
| — | TravelCenters of America LLC | 28,934 | $496 | 0.1% | $17.14 | — | common | 89421B109 |
| — | Enservco Corporation | 2,540,068 | $473 | 0.1% | $0.53 | — | common | 29358Y102 |
| — | Anchiano Therapeutics, Ltd. | 312,980 | $438 | 0.1% | $1.40 | — | common | 03280X102 |
| DXLG | Destination XL Group, Inc. | 285,176 | $365 | 0.1% | $1.80 | -21.7% | common | 25065K104 |
| — | Verb Technology @3.443 4/9/24 | 640,000 | $288 | 0.1% | $0.96 | — | warrants | 92337U112 |
| OPTT | Ocean Power Technologies, Inc. | 211,891 | $184 | 0.0% | $2.54 | -50.7% | common | 674870506 |
| AMTX | Aemetis, Inc. | 178,944 | $149 | 0.0% | $0.92 | +9.8% | common | 00770K202 |
| — | Myomo, Inc. | 373,159 | $112 | 0.0% | $1.20 | — | common | 62857J102 |
| — | Ocean Power Technologies @3.85 | 714,280 | $57 | 0.0% | $0.08 | — | warrants | 674870188 |
| IPWR | Ideal Power, Inc. | 12,605 | $29 | 0.0% | $3.60 | -29.1% | common | 451622203 |
| — | Sensus Healthcare, Inc @6.75 6 | 130,261 | $13 | 0.0% | $0.50 | — | warrants | 81728J117 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $7 | 0.0% | $1.02 | — | warrants | 30233M115 |