Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 31, 2014
Total Value: $317M (78.5% shares, 21.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EPD | ENTERPRISE PRODS PARTNERS L O | 658,844 | $26.55M | 8.4% | $51.07 | — | COM | 293792107 |
| — | POWERSHARES SENIOR LOAN | 1,066,998 | $25.91M | 8.2% | $24.79 | — | CONV BONDS | 73936Q769 |
| — | MAGELLAN MIDSTREAM PARTNERS P | 189,551 | $15.96M | 5.0% | $58.26 | — | COM | 559080106 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 1,556,974 | $13.25M | 4.2% | $8.51 | — | CONV BONDS | 21060207 |
| — | JPMORGAN CHASE & CO ALERIAN L | 234,448 | $12.44M | 3.9% | $48.01 | — | CONV BONDS | 46625H365 |
| — | TARGA RESOURCES PARTNERS LP O | 169,436 | $12.26M | 3.9% | $50.45 | — | COM | 87611X105 |
| — | TALLGRASS ENERGY PARTNERS LP | 216,345 | $9.803M | 3.1% | $26.68 | — | COM | 874697105 |
| — | STERLING BANCORP | 754,030 | $9.644M | 3.0% | $13.19 | — | COM | 85917A100 |
| — | AMERICAN MIDSTREAM PARTNERS L | 320,362 | $9.313M | 2.9% | $26.60 | — | COM | 02752P100 |
| — | MEDLEY MANAGEMENT INC | 517,245 | $8.726M | 2.7% | $16.87 | — | COM | 58503T106 |
| PAA | PLAINS ALL AMERN PIPELINE L N | 145,566 | $8.568M | 2.7% | $55.81 | — | COM | 726503105 |
| HFWA | HERITAGE FINANCIAL CORP | 525,602 | $8.326M | 2.6% | $16.49 | -1.7% | COM | 42722X106 |
| — | RAIT FINANCIAL TRUST | 1,053,753 | $7.829M | 2.5% | $7.80 | — | COM | 749227609 |
| — | MEDLEY CAP CORP | 644,665 | $7.613M | 2.4% | $13.45 | — | COM | 58503F106 |
| — | FIFTH STREET SENIOR FLOATING | 644,050 | $7.613M | 2.4% | $11.82 | — | COM | 31679F101 |
| — | OAKTREE CAPITAL GROUP LLC | 144,805 | $7.4M | 2.3% | $53.56 | — | COM | 674001201 |
| — | TWO HBRS INVT CORP | 760,785 | $7.357M | 2.3% | $10.25 | — | COM | 90187B101 |
| CBU | COMMUNITY BANK SYSTEM INC. | 218,566 | $7.342M | 2.3% | $24.15 | +2.8% | COM | 203607106 |
| — | NUVEEN MORTGAGE OPPORTUNITY P | 298,895 | $7.099M | 2.2% | $24.44 | — | CONV BONDS | 670735109 |
| — | ENABLE MIDSTREAM PARTNERS LP | 265,110 | $6.532M | 2.1% | $26.06 | — | COM | 292480100 |
| — | WESTERN GAS PARTNERS LP U I | 84,653 | $6.349M | 2.0% | $64.89 | — | COM | 958254104 |
| BGS | B & G FOODS INC NEW CL A | 228,743 | $6.302M | 2.0% | $12.72 | -0.7% | COM | 05508R106 |
| — | PLAINS GP HOLDINGS LP-CL A | 203,316 | $6.232M | 2.0% | $28.16 | — | COM | 72651A108 |
| KO | COCA COLA CO | 139,857 | $5.966M | 1.9% | $28.86 | 0.0% | COM | 191216100 |
| — | KRAFT FOOD GROUP | 103,479 | $5.836M | 1.8% | $56.14 | — | COM | 50076Q106 |
| IRT | INDEPENDENCE REALTY TRUST | 588,450 | $5.696M | 1.8% | $9.68 | — | COM | 45378A106 |
| CHMI | CHERRY HILL MORTGAGE INVESTM N | 294,957 | $5.516M | 1.7% | $19.01 | — | COM | 164651101 |
| — | DOW CHEMICAL CORP | 98,797 | $5.181M | 1.6% | $51.57 | — | COM | 260543103 |
| — | BRYN MAWR BANK CORP | 177,324 | $5.024M | 1.6% | $29.75 | — | COM | 117665109 |
| — | PIMCO DYNAMIC INC FUND | 147,035 | $4.64M | 1.5% | $33.83 | — | CONV BONDS | 72201Y101 |
| — | PROSHARES TR S | 185,765 | $4.274M | 1.3% | $25.71 | — | CONV BONDS | 74347R503 |
| PFE | PFIZER INC | 140,567 | $4.157M | 1.3% | $17.49 | -0.2% | COM | 717081103 |
| WHG | WESTWOOD HOLDINGS GROUP, INC | 71,535 | $4.055M | 1.3% | $55.91 | +3.4% | COM | 961765104 |
| TR | TOOTSIE ROLL INDUSTRIES, INC | 123,788 | $3.465M | 1.1% | $23.14 | -7.4% | COM | 890516107 |
| OXY | OCCIDENTAL PETE CORP | 27,412 | $2.636M | 0.8% | $66.18 | +2.8% | COM | 674599105 |
| WMT | WAL MART STORES INC | 27,614 | $2.112M | 0.7% | $19.98 | +1.6% | COM | 931142103 |
| — | WILLIAMS PARTNERS LP | 26,619 | $1.412M | 0.4% | $51.60 | — | COM | 96950F104 |
| — | AMERICAN EXPRESS CO | 12,500 | $1.094M | 0.3% | $87.52 | — | COM | 25816109 |
| JNJ | JOHNSON & JOHNSON | 9,119 | $972K | 0.3% | $59.70 | +26.6% | COM | 478160104 |
| DLTR | DOLLAR TREE INC | 16,200 | $908K | 0.3% | $48.73 | +13.1% | COM | 256746108 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 26,125 | $895K | 0.3% | $23.16 | +22.3% | COM | 609207105 |
| — | KINDER MORGAN EGY PTNS L P T | 8,780 | $819K | 0.3% | $85.37 | — | COM | 494550106 |
| ET | ENERGY TRANSFER EQUITY L P U | 12,000 | $740K | 0.2% | $53.58 | — | COM | 29273V100 |
| — | APPLE COMPUTER INC | 7,224 | $728K | 0.2% | $100.78 | — | COM | 37833100 |
| XOM | EXXON MOBIL CORP | 6,775 | $637K | 0.2% | $53.69 | +14.6% | COM | 30231G102 |
| — | EL PASO PIPELINE PARTNERS | 15,432 | $620K | 0.2% | $43.65 | — | COM | 283702108 |
| — | CELGENE CORP | 6,020 | $571K | 0.2% | $101.44 | — | COM | 151020104 |
| — | REGENCY ENERGY PARTNERS LP | 15,911 | $519K | 0.2% | $27.22 | — | COM | 75885Y107 |
| VZ | VERIZON COMMUNICATIONS | 10,265 | $513K | 0.2% | $27.03 | +2.8% | COM | 92343V104 |
| — | PLAYMATES HOLDINGS | 410,000 | $504K | 0.2% | $1.23 | — | COM | 34832960 |
| — | DCP MIDSTREAM PARTNERS LP U | 9,000 | $490K | 0.2% | $51.00 | — | COM | 23311P100 |
| DIS | DISNEY WALT PRODTNS | 5,455 | $486K | 0.2% | $79.31 | 0.0% | COM | 254687106 |
| — | GOOGLE INC CL C | 753 | $435K | 0.1% | $574.71 | — | COM | 38259P706 |
| — | HOWARD BANCORP | 42,000 | $435K | 0.1% | $9.22 | — | COM | 442496105 |
| — | KINDER MORGAN MANAGEMENT LLC H | 4,326 | $407K | 0.1% | $83.47 | — | COM | 49455U100 |
| PG | PROCTER & GAMBLE COMPANY | 4,777 | $400K | 0.1% | $55.00 | +8.6% | COM | 742718109 |
| — | GOOGLE INC | 663 | $390K | 0.1% | $584.42 | — | COM | 38259P508 |
| IBM | I B M | 1,909 | $362K | 0.1% | $118.94 | -3.9% | COM | 459200101 |
| META | FACEBOOK INC | 4,500 | $356K | 0.1% | $36.96 | +97.1% | COM | 30303M102 |
| — | EV ENERGY PARTNERS LP | 10,000 | $355K | 0.1% | $37.40 | — | COM | 26926V107 |
| — | MARKWEST ENERGY PARTNERS L P N | 4,500 | $346K | 0.1% | $66.89 | — | COM | 570759100 |
| CAT | CATERPILLAR INC | 3,114 | $308K | 0.1% | $61.55 | +28.8% | COM | 149123101 |
| AMP | AMERIPRISE FINL INC | 2,400 | $296K | 0.1% | $68.12 | +41.8% | COM | 03076C106 |
| — | Nuveen Dividend Advantage Mu i | 20,000 | $282K | 0.1% | $13.34 | — | CONV BONDS | 67071L106 |
| — | TIME WARNER INC COM | 3,699 | $278K | 0.1% | $57.83 | — | COM | 887317303 |
| — | TEEKAY OFFSHORE PARTNERS LP A | 8,000 | $269K | 0.1% | $32.46 | — | COM | Y8565J101 |
| MRK | MERCK & COMPANY | 4,546 | $269K | 0.1% | $30.02 | +31.2% | COM | 58933Y105 |
| GEL | GENESIS ENERGY LP | 5,000 | $263K | 0.1% | $51.80 | — | COM | 371927104 |
| — | E M C CORP MASS | 8,800 | $257K | 0.1% | $23.64 | — | COM | 268648102 |
| — | NUSTAR GP HOLDINGS LLC UNITS | 5,869 | $255K | 0.1% | $39.19 | — | COM | 67059L102 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $251K | 0.1% | $86.56 | +12.2% | COM | 22160K105 |
| — | BREITBURN ENERGY PARTNERS LP O | 12,000 | $244K | 0.1% | $18.25 | — | COM | 106776107 |
| T | A T & T INC (NEW) | 6,843 | $241K | 0.1% | $11.39 | +4.5% | COM | 00206R102 |
| — | ENLINK MIDSTREAM PARTNERS LP | 7,500 | $228K | 0.1% | $31.47 | — | COM | 29336U107 |
| — | SENIOR HSG PPTYS TR SH BEN I T | 10,500 | $220K | 0.1% | $25.93 | — | COM | 81721M109 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 32,966 | $216K | 0.1% | $6.36 | +4.2% | COM | G6856M106 |
| DVY | ISHARES DJ SELECT DIVIDEND I D | 2,910 | $215K | 0.1% | $73.76 | — | CONV BONDS | 464287168 |
| — | BUCKEYE PARTNERS L P | 2,648 | $211K | 0.1% | $83.08 | — | COM | 118230101 |
| FNMA | FEDERAL NAT MORTGAGE ASSN | 60,000 | $161K | 0.1% | $4.14 | -8.1% | COM | 313586109 |
| — | GLOBAL EAGLE ENTERTAINMENT I C | 10,000 | $112K | 0.0% | $15.80 | — | COM | 37951D102 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $111K | 0.0% | $1.11 | — | CONV BONDS | 55608BAA3 |
| — | WHEELER REAL ESTATE INV. TRU T | 20,000 | $91,000 | 0.0% | $4.75 | — | COM | 963025101 |
| — | RITE AID CORP | 15,000 | $73,000 | 0.0% | $5.07 | — | COM | 767754104 |
| — | SINGING MACH INC | 358,500 | $61,000 | 0.0% | $0.22 | — | COM | 829322304 |
| — | ECOSPHERE TECH INC | 173,012 | $22,000 | 0.0% | $0.35 | — | COM | 27922X105 |
| KRED | Konared Corp | 35,000 | $12,000 | 0.0% | $0.84 | -52.2% | COM | 50048Y104 |
| — | MOBIQUITY TECHNOLOGIES INC. | 21,000 | $7,000 | 0.0% | $0.48 | — | COM | 60743F102 |
| — | THORNBURG MTG INC NEW | 100,000 | $0 | 0.0% | — | — | COM | 885218800 |