Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value: $308M (81.9% shares, 18.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 647,318 | $23.38M | 7.6% | $51.07 | — | Common Stocks | 293792107 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 198,663 | $16.42M | 5.3% | $59.38 | — | Common Stocks | 559080106 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1,616,686 | $13.73M | 4.5% | $8.49 | — | Equity ETFs | 021060207 |
| WMT | WAL MART STORES INC | 149,418 | $12.83M | 4.2% | $21.49 | +1.6% | Common Stocks | 931142103 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 101,713 | $12.15M | 3.9% | $119.41 | — | Fixed Income ETF | 464287242 |
| MCD | MCDONALDS CORP | 111,740 | $10.47M | 3.4% | $70.55 | 0.0% | Common Stocks | 580135101 |
| — | WINTHROP REALTY TRUST | 668,490 | $10.42M | 3.4% | $15.59 | — | Common Stocks | 976391300 |
| — | STERLING BANCORP | 695,839 | $10.01M | 3.2% | $13.19 | — | Common Stocks | 85917A100 |
| — | PIMCO DYNAMIC INC FUND | 318,921 | $9.804M | 3.2% | $32.17 | — | Fixed Income Closed-End Fund | 72201Y101 |
| — | MEDLEY CAP CORP | 1,057,601 | $9.772M | 3.2% | $11.80 | — | Common Stocks | 58503F106 |
| — | GRAMERCY PROPERTY TRUST INC | 1,367,281 | $9.434M | 3.1% | $6.90 | — | Common Stocks | 38489R100 |
| — | TALLGRASS ENERGY PARTNERS LP | 209,147 | $9.349M | 3.0% | $26.68 | — | Common Stocks | 874697105 |
| — | AMERICAN CAPITAL AGENCY CORP | 409,676 | $8.943M | 2.9% | $21.83 | — | Common Stocks | 02503X105 |
| NVS | NOVARTIS AG SPONSORED ADR | 86,680 | $8.032M | 2.6% | $92.66 | — | Common Stocks | 66987V109 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 340,748 | $7.888M | 2.6% | $24.28 | — | Fixed Income Closed-End Fund | 670735109 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 163,456 | $7.826M | 2.5% | $50.45 | — | Common Stocks | 87611X105 |
| — | TWO HBRS INVT CORP | 776,493 | $7.78M | 2.5% | $10.25 | — | Common Stocks | 90187B101 |
| — | MEDLEY MANAGEMENT INC | 528,609 | $7.771M | 2.5% | $16.82 | — | Common Stocks | 58503T106 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 145,236 | $7.454M | 2.4% | $55.81 | — | Common Stocks | 726503105 |
| BGS | B & G FOODS INC NEW CL A | 229,814 | $6.871M | 2.2% | $12.72 | -1.1% | Common Stocks | 05508R106 |
| — | KRAFT FOOD GROUP | 101,878 | $6.384M | 2.1% | $56.14 | — | Common Stocks | 50076Q106 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 82,850 | $6.052M | 2.0% | $64.89 | — | Common Stocks | 958254104 |
| HFWA | HERITAGE FINANCIAL CORP | 332,994 | $5.844M | 1.9% | $16.49 | +4.1% | Common Stocks | 42722X106 |
| IRT | INDEPENDENCE REALTY TRUST | 618,623 | $5.759M | 1.9% | $9.66 | — | Common Stocks | 45378A106 |
| CHMI | CHERRY HILL MORTGAGE INVESTMENT | 303,672 | $5.615M | 1.8% | $18.99 | — | Common Stocks | 164651101 |
| — | BRYN MAWR BANK CORP | 168,215 | $5.265M | 1.7% | $29.75 | — | Common Stocks | 117665109 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 102,651 | $4.717M | 1.5% | $48.01 | — | Equity ETFs | 46625H365 |
| PFE | PFIZER INC | 149,871 | $4.668M | 1.5% | $17.52 | +2.6% | Common Stocks | 717081103 |
| WHG | WESTWOOD HOLDINGS GROUP, INC. | 66,852 | $4.133M | 1.3% | $55.91 | +8.6% | Common Stocks | 961765104 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 127,440 | $3.906M | 1.3% | $23.12 | -3.4% | Common Stocks | 890516107 |
| — | BOARDWALK PIPELINE PARTNER | 213,480 | $3.794M | 1.2% | $17.77 | — | Common Stocks | 096627104 |
| — | ENABLE MIDSTREAM PARTNERS LP | 180,237 | $3.495M | 1.1% | $26.06 | — | Common Stocks | 292480100 |
| — | PROSHARES TR PSHS SHRT S&P5 | 132,230 | $2.88M | 0.9% | $25.71 | — | Equity ETFs | 74347R503 |
| — | DOUBLELINE OPPORTUNISTIC CREDIT FUND | 115,503 | $2.837M | 0.9% | $24.56 | — | Fixed Income Closed-End Fund | 258623107 |
| KMI | KINDER MORGAN INC | 30,567 | $1.293M | 0.4% | $22.45 | 0.0% | Common Stocks | 49456B101 |
| YUM | YUM BRANDS INC. | 16,830 | $1.226M | 0.4% | $42.23 | 0.0% | Common Stocks | 988498101 |
| — | WILLIAMS PARTNERS LP | 27,119 | $1.214M | 0.4% | $51.48 | — | Common Stocks | 96950F104 |
| — | PLAINS GP HOLDINGS LP-CL A | 45,961 | $1.18M | 0.4% | $28.16 | — | Common Stocks | 72651A108 |
| AXP | AMERICAN EXPRESS CO | 12,500 | $1.163M | 0.4% | $76.41 | 0.0% | Common Stocks | 025816109 |
| KO | COCA COLA CO | 27,372 | $1.156M | 0.4% | $28.86 | +4.2% | Common Stocks | 191216100 |
| BUD | Anheuser Busch SA NV sponsored ADR | 10,000 | $1.123M | 0.4% | $112.30 | — | Common Stocks | 03524A108 |
| — | POWERSHARES SENIOR LOAN | 46,350 | $1.114M | 0.4% | $24.79 | — | Fixed Income ETF | 73936Q769 |
| JNJ | JOHNSON & JOHNSON | 9,339 | $977K | 0.3% | $60.11 | +28.6% | Common Stocks | 478160104 |
| — | CANADIAN PAC RY LTD COM | 5,000 | $963K | 0.3% | $192.60 | — | Common Stocks | 13645T100 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 26,125 | $949K | 0.3% | $23.16 | +22.7% | Common Stocks | 609207105 |
| — | GENERAL ELEC CO | 36,101 | $912K | 0.3% | $25.26 | — | Common Stocks | 369604103 |
| AAPL | APPLE COMPUTER INC | 7,449 | $822K | 0.3% | $24.08 | 0.0% | Common Stocks | 037833100 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 14,000 | $803K | 0.3% | $54.12 | — | Common Stocks | 29273V100 |
| — | DAKOTA PLAINS HOLDINGS INC. | 453,900 | $799K | 0.3% | $1.76 | — | Common Stocks | 234255107 |
| — | CELGENE CORP | 6,905 | $772K | 0.3% | $102.77 | — | Common Stocks | 151020104 |
| DLTR | DOLLAR TREE INC | 10,000 | $704K | 0.2% | $48.73 | +29.4% | Common Stocks | 256746108 |
| XOM | EXXON MOBIL CORP | 6,775 | $626K | 0.2% | $53.69 | +8.0% | Common Stocks | 30231G102 |
| M | MACYS INC COM | 9,500 | $625K | 0.2% | $60.49 | 0.0% | Common Stocks | 55616P104 |
| — | HOWARD BANCORP | 51,300 | $585K | 0.2% | $9.62 | — | Common Stocks | 442496105 |
| IMAX | IMAX CORP COM | 17,500 | $541K | 0.2% | $29.27 | 0.0% | Common Stocks | 45245E109 |
| — | OWENS ILLINOIS INC | 19,600 | $529K | 0.2% | $26.99 | — | Common Stocks | 690768403 |
| DIS | DISNEY WALT PRODTNS | 5,455 | $514K | 0.2% | $79.31 | +2.5% | Common Stocks | 254687106 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 26,050 | $513K | 0.2% | $26.60 | — | Common Stocks | 02752P100 |
| — | GOOGLE INC CL C | 956 | $503K | 0.2% | $564.40 | — | Common Stocks | 38259P706 |
| VZ | VERIZON COMMUNICATIONS | 10,445 | $489K | 0.2% | $27.04 | +2.3% | Common Stocks | 92343V104 |
| — | MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN | 6,500 | $437K | 0.1% | $66.99 | — | Common Stocks | 570759100 |
| PG | PROCTER & GAMBLE COMPANY | 4,777 | $435K | 0.1% | $55.00 | +17.5% | Common Stocks | 742718109 |
| — | REGENCY ENERGY PARTNERS LP | 17,911 | $430K | 0.1% | $26.86 | — | Common Stocks | 75885Y107 |
| PCYO | Pure Cycle Corp | 63,500 | $412K | 0.1% | $5.35 | 0.0% | Common Stocks | 746228303 |
| — | DCP MIDSTREAM PARTNERS LP UT LTD PTN | 9,000 | $409K | 0.1% | $51.00 | — | Common Stocks | 23311P100 |
| CBU | COMMUNITY BANK SYSTEM INC. | 10,600 | $404K | 0.1% | $24.15 | +7.6% | Common Stocks | 203607106 |
| — | PERFORMANCE SPORTS GROUP LTD COM | 21,500 | $387K | 0.1% | $18.00 | — | Common Stocks | 71377G100 |
| — | RENTECH NITROGEN PARTNERS L P COM UNIT | 35,000 | $368K | 0.1% | $10.51 | — | Common Stocks | 760113100 |
| — | RAIT FINANCIAL TRUST | 47,700 | $366K | 0.1% | $7.80 | — | Common Stocks | 749227609 |
| — | GOOGLE INC | 671 | $356K | 0.1% | $583.77 | — | Common Stocks | 38259P508 |
| META | FACEBOOK INC | 4,500 | $351K | 0.1% | $36.96 | +105.4% | Common Stocks | 30303M102 |
| AMP | AMERIPRISE FINL INC | 2,400 | $317K | 0.1% | $68.12 | +46.9% | Common Stocks | 03076C106 |
| — | TIME WARNER INC COM | 3,699 | $316K | 0.1% | $57.83 | — | Common Stocks | 887317303 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $284K | 0.1% | $86.56 | +26.4% | Common Stocks | 22160K105 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 20,000 | $282K | 0.1% | $13.34 | — | Fixed Income Closed End Fund | 67071L106 |
| MRK | MERCK & COMPANY | 4,643 | $264K | 0.1% | $30.21 | +30.2% | Common Stocks | 58933Y105 |
| — | EV ENERGY PARTNERS LP | 13,500 | $260K | 0.1% | $32.70 | — | Common Stocks | 26926V107 |
| CAT | CATERPILLAR INC | 2,525 | $231K | 0.1% | $61.55 | +19.2% | Common Stocks | 149123101 |
| T | A T & T INC (NEW) | 6,843 | $230K | 0.1% | $11.39 | +3.6% | Common Stocks | 00206R102 |
| IBM | I B M | 1,419 | $228K | 0.1% | $118.94 | -15.5% | Common Stocks | 459200101 |
| — | ENLINK MIDSTREAM PARTNERS LP | 7,500 | $218K | 0.1% | $31.47 | — | Common Stocks | 29336U107 |
| — | COSI INC COM NEW | 134,974 | $215K | 0.1% | $1.59 | — | Common Stocks | 22122P200 |
| GEL | GENESIS ENERGY LP | 5,000 | $212K | 0.1% | $51.80 | — | Common Stocks | 371927104 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 9,500 | $210K | 0.1% | $25.93 | — | Common Stocks | 81721M109 |
| — | PROSHARES SHORT DOW 30 | 9,000 | $210K | 0.1% | $23.33 | — | Equity ETFs | 74347R701 |
| — | THESTREET INC COM | 86,693 | $206K | 0.1% | $2.38 | — | Common Stocks | 88368Q103 |
| FIVE | FIVE BELOW | 5,000 | $204K | 0.1% | $40.47 | 0.0% | Common Stocks | 33829M101 |
| — | NUSTAR GP HOLDINGS LLC UNITS | 5,869 | $202K | 0.1% | $39.19 | — | Common Stocks | 67059L102 |
| — | BUCKEYE PARTNERS L P | 2,648 | $200K | 0.1% | $83.08 | — | Common Stocks | 118230101 |
| — | REALD INC COM | 16,100 | $190K | 0.1% | $11.80 | — | Common Stocks | 75604L105 |
| — | INVESCO MORTGAGE CAPITAL INCCOM | 11,250 | $174K | 0.1% | $15.47 | — | Common Stocks | 46131B100 |
| — | SPARK NETWORKS INC COM | 45,000 | $162K | 0.1% | $3.60 | — | Common Stocks | 84651P100 |
| — | JP ENERGY PARTNERS LP | 13,000 | $159K | 0.1% | $12.23 | — | Common Stocks | 46643C109 |
| — | HARDINGE INC COM | 12,000 | $143K | 0.0% | $11.92 | — | Common Stocks | 412324303 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 19,500 | $137K | 0.0% | $13.93 | — | Common Stocks | 106776107 |
| — | GLOBAL EAGLE ENTERTAINMENT INC | 10,000 | $136K | 0.0% | $15.80 | — | Common Stocks | 37951D102 |
| FNMA | FEDERAL NAT MORTGAGE ASSN | 60,000 | $123K | 0.0% | $4.14 | -46.9% | Common Stocks | 313586109 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $114K | 0.0% | $1.11 | — | Convertible Bonds | 55608BAA3 |
| — | RITE AID CORP | 15,000 | $113K | 0.0% | $5.07 | — | Common Stocks | 767754104 |
| — | WHEELER REAL ESTATE INV. TRUST INC. | 20,000 | $79,000 | 0.0% | $4.75 | — | Common Stocks | 963025101 |
| — | SINGING MACH INC | 358,500 | $61,000 | 0.0% | $0.22 | — | Common Stocks | 829322304 |
| — | ECOSPHERE TECH INC | 173,012 | $13,000 | 0.0% | $0.35 | — | Common Stocks | 27922X105 |
| — | MOBIQUITY TECHNOLOGIES INC. | 21,000 | $7,000 | 0.0% | $0.48 | — | Common Stocks | 60743F102 |
| KRED | Konared Corp | 35,000 | $5,000 | 0.0% | $0.84 | -70.1% | Common Stocks | 50048Y104 |
| — | THORNBURG MTG INC NEW | 100,000 | $0 | 0.0% | — | — | Common Stocks | 885218800 |