Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Apr 30, 2014
Total Value: $168M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS TRUST ETF ALERIAN MLP | 809,561 | $14.3M | 8.5% | $17.66 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR HIGH YIELD BOND ETF | 267,854 | $11.07M | 6.6% | $41.32 | $39.72 | — | BRC HGH YLD BD | 78464A417 |
| — | TEMPLETON GLOBAL INCOME FD INC | 1,264,029 | $10.16M | 6.0% | $8.04 | $8.52 | — | COM | 880198106 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 93,283 | $9.84M | 5.9% | $105.49 * | $52.68 | +0.1% | 1-3 YR CR BD ETF | 464288646 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 460,540 | $8.557M | 5.1% | $18.58 | $16.94 | — | COM | 00764C109 |
| CWB | SPDR BARCLAYS CAPITAL CONV BOND | 135,784 | $6.571M | 3.9% | $48.39 | $43.05 | +12.4% | BRC CNV SECS ETF | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 164,849 | $6.434M | 3.8% | $39.03 | $40.15 | -2.8% | U.S. PFD STK ETF | 464288687 |
| SPY | SPDR S&P 500 ETF | 28,993 | $5.422M | 3.2% | $187.01 | $170.32 | +9.8% | TR UNIT | 78462F103 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 212,791 | $5.279M | 3.1% | $24.81 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| IJH | ISHARES CORE S&P MID CAP ETF | 35,270 | $4.849M | 2.9% | $137.48 * | $23.72 | +15.9% | CORE S&P MCP ETF | 464287507 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 362,232 | $4.419M | 2.6% | $12.20 | $13.16 | — | COM SHS | 6706EN100 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 36,453 | $4.263M | 2.5% | $116.95 | $118.55 | -1.4% | IBOXX INV CP ETF | 464287242 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 452,372 | $4.23M | 2.5% | $9.35 | $9.22 | — | COM | 95766J102 |
| EFA | ISHARES MSCI EAFE ETF | 60,898 | $4.092M | 2.4% | $67.19 | $61.10 | +10.0% | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 88,272 | $3.62M | 2.2% | $41.01 | $40.92 | +0.2% | MSCI EMG MKT ETF | 464287234 |
| XPHTX | PIONEER HIGH INCOME TR COM | 192,822 | $3.438M | 2.0% | $17.83 | $16.72 | — | COM | 72369H106 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 116,479 | $3.261M | 1.9% | $28.00 | $27.40 | — | SOVEREIGN DEBT | 73936T573 |
| BSV | VANGUARD SHORT TERM BOND | 39,768 | $3.185M | 1.9% | $80.09 | $80.71 | -0.8% | SHORT TRM BOND | 921937827 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 81,651 | $2.968M | 1.8% | $36.35 * | $15.63 | +16.3% | TECHNOLOGY | 81369Y803 |
| — | GABELLI CONV & INCOME SECS FD INC | 467,321 | $2.889M | 1.7% | $6.18 | $6.18 | — | COM | 36240B109 |
| AGG | ISHARES AGGREGATE BOND ETF | 26,576 | $2.868M | 1.7% | $107.92 | $109.54 | -1.5% | CORE TOTUSBD ETF | 464287226 |
| XLE | ENERGY SELECT SECTOR SPDR | 25,947 | $2.311M | 1.4% | $89.07 * | $39.75 | +12.0% | SBI INT-ENERGY | 81369Y506 |
| ICF | ISHARES COHEN & STEERS RLTY | 25,690 | $2.113M | 1.3% | $82.25 * | $42.01 | -2.1% | COHEN&STEER REIT | 464287564 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 44,978 | $1.937M | 1.2% | $43.07 | $40.75 | +5.7% | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 36,379 | $1.904M | 1.1% | $52.34 | $42.77 | +22.3% | SBI INT-INDS | 81369Y704 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 16,954 | $1.867M | 1.1% | $110.12 * | $46.94 | +17.3% | CORE S&P SCP ETF | 464287804 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 125,306 | $1.757M | 1.0% | $14.02 | $14.74 | — | COM | 880192109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 38,939 | $1.652M | 1.0% | $42.43 | $45.17 | -6.1% | WELLS FG PFD ETF | 78464A292 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 25,172 | $1.629M | 1.0% | $64.71 * | $27.92 | +15.9% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 27,710 | $1.621M | 1.0% | $58.50 | $48.20 | +21.4% | SBI HEALTHCARE | 81369Y209 |
| GLD | SPDR GOLD ETF | 9,896 | $1.223M | 0.7% | $123.59 | $133.89 | -7.7% | GOLD SHS | 78463V107 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BD | 12,719 | $1.201M | 0.7% | $94.43 | $93.76 | +0.7% | IBOXX HI YD ETF | 464288513 |
| EMB | ISHARES JPMORGAN USD EMERGING MKTS BDFD ETF | 10,152 | $1.131M | 0.7% | $111.41 | $116.73 | -4.5% | JP MOR EM MK ETF | 464288281 |
| JNJ | JOHNSON & JOHNSON | 11,226 | $1.103M | 0.7% | $98.25 * | $60.41 | +17.3% | COM | 478160104 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 48,305 | $1.079M | 0.6% | $22.34 * | $15.68 | +15.8% | SBI INT-FINL | 81369Y605 |
| KO | COCA COLA CO | 25,391 | $982K | 0.6% | $38.68 * | $27.64 | -3.2% | COM | 191216100 |
| XLU | UTILITIES SELECT SECTOR SPDR | 23,489 | $974K | 0.6% | $41.47 * | $19.60 | +5.7% | SBI INT-UTILS | 81369Y886 |
| IBND | SPDR BARCLAYS CAP INTL CORPORATE BOND ETF | 25,993 | $970K | 0.6% | $37.32 | $35.28 | +5.7% | BRCLY INTL CRP | 78464A151 |
| — | AMERICAN SELECT PORTFOLIO INC | 93,929 | $933K | 0.6% | $9.93 | $9.26 | — | COM | 029570108 |
| T | AT&T INC COM | 26,275 | $921K | 0.5% | $35.05 * | $11.30 | +1.4% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 9,226 | $901K | 0.5% | $97.66 * | $53.80 | +10.9% | COM | 30231G102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 17,963 | $849K | 0.5% | $47.26 * | $19.88 | +18.9% | SBI MATERIALS | 81369Y100 |
| PG | PROCTER & GAMBLE CO | 10,230 | $825K | 0.5% | $80.65 * | $55.34 | +4.6% | COM | 742718109 |
| CL | COLGATE-PALMOLIVE CO | 12,403 | $805K | 0.5% | $64.90 * | $46.08 | +7.1% | COM | 194162103 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC-III | 106,531 | $757K | 0.5% | $7.11 | $7.03 | — | COM | 03009T101 |
| PM | PHILIP MORRIS INTL INC | 8,572 | $702K | 0.4% | $81.89 * | $49.79 | -8.0% | COM | 718172109 |
| TBT | PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 9,720 | $657K | 0.4% | $67.59 | $65.17 | +3.7% | PSHS ULTSH 20YRS | 74347B201 |
| CVX | CHEVRON CORP | 5,411 | $643K | 0.4% | $118.83 * | $71.46 | +1.1% | COM | 166764100 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 11,646 | $617K | 0.4% | $52.98 | $53.56 | -1.2% | 1-5 US TIP IDX | 72201R205 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,176 | $602K | 0.4% | $116.31 | $95.50 | +21.8% | RUSSELL 2000 ETF | 464287655 |
| XEL | XCEL ENERGY INC | 17,807 | $541K | 0.3% | $30.38 * | $19.78 | +5.5% | COM | 98389B100 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 19,748 | $503K | 0.3% | $25.47 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| DUK | DUKE ENERGY CORP NEW | 6,509 | $464K | 0.3% | $71.29 * | $41.84 | +4.7% | COM NEW | 26441C204 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,837 | $439K | 0.3% | $154.74 * | $32.42 | +19.4% | RUS MID-CAP ETF | 464287499 |
| MCD | MCDONALDS CORP | 4,463 | $438K | 0.3% | $98.14 * | $71.28 | +1.6% | COM | 580135101 |
| SLV | ISHARES SILVER TRUST ETF | 22,072 | $420K | 0.2% | $19.03 | $21.31 | -10.7% | ISHARES | 46428Q109 |
| MO | ALTRIA GROUP INC | 10,777 | $403K | 0.2% | $37.39 * | $16.27 | +9.5% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 15,512 | $402K | 0.2% | $25.92 | $23.56 | — | COM | 369604103 |
| INTC | INTEL | 15,453 | $399K | 0.2% | $25.82 * | $17.30 | +12.0% | COM | 458140100 |
| MRK | MERCK & CO INC | 6,848 | $389K | 0.2% | $56.80 * | $30.70 | +22.6% | COM | 58933Y105 |
| IBM | INTL BUSINESS MACHINES | 2,015 | $388K | 0.2% | $192.56 * | $115.72 | -1.1% | COM | 459200101 |
| — | DUFF AND PHELPS | 35,236 | $364K | 0.2% | $10.33 | $10.95 | — | COM | 26432K108 |
| VZ | VERIZON COMMUNICATIONS | 7,620 | $363K | 0.2% | $47.64 * | $26.93 | -3.3% | COM | 92343V104 |
| PEP | PEPSICO INC | 4,341 | $362K | 0.2% | $83.39 * | $56.03 | +4.9% | COM | 713448108 |
| WMT | WAL-MART STORES INC | 4,333 | $331K | 0.2% | $76.39 * | $19.96 | +1.7% | COM | 931142103 |
| BMY | BRISTOL MYERS SQUIBB | 6,360 | $330K | 0.2% | $51.89 * | $30.22 | +16.1% | COM | 110122108 |
| WFC | WELLS FARGO & CO | 6,621 | $329K | 0.2% | $49.69 * | $27.36 | +30.7% | COM | 949746101 |
| CSCO | CISCO SYS INC | 14,644 | $328K | 0.2% | $22.40 * | $15.28 | +1.6% | COM | 17275R102 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC | 32,771 | $323K | 0.2% | $9.86 | $8.99 | — | COM | 030098107 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 3,083 | $323K | 0.2% | $104.77 | $89.55 | +17.0% | RUS 1000 ETF | 464287622 |
| — | SPDR SHORT-TERM MUNICIPAL BOND ETF | 13,204 | $320K | 0.2% | $24.24 | $23.91 | — | NUVN BR SHT MUNI | 78464A425 |
| SLB | SCHLUMBERGER LTD | 3,283 | $320K | 0.2% | $97.47 * | $53.17 | +33.0% | COM | 806857108 |
| JPM | JP MORGAN CHASE & CO | 5,097 | $309K | 0.2% | $60.62 * | $37.80 | +17.0% | COM | 46625H100 |
| — | HANCOCK JOHN PFD EQTY FD SH BEN INT | 14,578 | $290K | 0.2% | $19.89 | $20.78 | — | SH BEN INT | 41013W108 |
| MMM | 3M COMPANY | 1,937 | $263K | 0.2% | $135.78 * | $61.71 | +26.6% | COM | 88579Y101 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 2,952 | $253K | 0.2% | $85.70 * | $38.78 | +10.6% | CORE S&P TTL STK | 464287150 |
| — | KRAFT FOODS GROUP | 4,358 | $244K | 0.1% | $55.99 | $55.94 | — | COM | 50076Q106 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO | 28,745 | $239K | 0.1% | $8.31 | $7.70 | — | COM | 030099105 |
| TROW | T ROWE PRICE GROUP INC | 2,741 | $226K | 0.1% | $82.45 * | $49.47 | +8.4% | COM | 74144T108 |
| — | ITC HLDGS CORP | 5,778 | $216K | 0.1% | $37.38 | $49.92 | — | COM | 465685105 |
| CAT | CATERPILLAR INC | 2,170 | $216K | 0.1% | $99.54 * | $64.19 | +14.5% | COM | 149123101 |
| — | KINDER MORGAN ENERGY PTNRS LP | 2,848 | $211K | 0.1% | $74.09 | $82.53 | — | UT LTD PARTNER | 494550106 |
| NSC | NORFOLK SOUTHERN CRP | 2,097 | $204K | 0.1% | $97.28 * | $61.11 | +22.7% | COM | 655844108 |
| PRGO | PERRIGO CO | 1,300 | $201K | 0.1% | $154.62 | $157.83 | -2.0% | SHS | G97822103 |
| — | WINDSTREAM CORPORATION | 23,603 | $194K | 0.1% | $8.22 | $8.06 | — | COM | 97382A101 |
| BAC | BANK OF AMERICA CORP | 10,920 | $188K | 0.1% | $17.22 * | $12.31 | +10.1% | COM | 060505104 |