Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Apr 30, 2014
Total Value: $168M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALPS TRUST ETF ALERIAN MLP | 809,561 | $14.3M | 8.5% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR HIGH YIELD BOND ETF | 267,854 | $11.07M | 6.6% | $39.72 | — | BRC HGH YLD BD | 78464A417 |
| — | TEMPLETON GLOBAL INCOME FD INC | 1,264,029 | $10.16M | 6.0% | $8.52 | — | COM | 880198106 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 93,283 | $9.84M | 5.9% | $105.06 | — | 1-3 YR CR BD ETF | 464288646 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 460,540 | $8.557M | 5.1% | $16.94 | — | COM | 00764C109 |
| CWB | SPDR BARCLAYS CAPITAL CONV BOND | 135,784 | $6.571M | 3.9% | $42.75 | — | BRC CNV SECS ETF | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 164,849 | $6.434M | 3.8% | $39.25 | — | U.S. PFD STK ETF | 464288687 |
| SPY | SPDR S&P 500 ETF | 28,993 | $5.422M | 3.2% | $172.18 | — | TR UNIT | 78462F103 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 212,791 | $5.279M | 3.1% | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| IJH | ISHARES CORE S&P MID CAP ETF | 35,270 | $4.849M | 2.9% | $118.56 | — | CORE S&P MCP ETF | 464287507 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 362,232 | $4.419M | 2.6% | $13.16 | — | COM SHS | 6706EN100 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 36,453 | $4.263M | 2.5% | $113.68 | — | IBOXX INV CP ETF | 464287242 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 452,372 | $4.23M | 2.5% | $9.22 | — | COM | 95766J102 |
| EFA | ISHARES MSCI EAFE ETF | 60,898 | $4.092M | 2.4% | $58.80 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 88,272 | $3.62M | 2.2% | $39.15 | — | MSCI EMG MKT ETF | 464287234 |
| XPHTX | PIONEER HIGH INCOME TR COM | 192,822 | $3.438M | 2.0% | $16.72 | — | COM | 72369H106 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 116,479 | $3.261M | 1.9% | $27.40 | — | SOVEREIGN DEBT | 73936T573 |
| BSV | VANGUARD SHORT TERM BOND | 39,768 | $3.185M | 1.9% | $80.09 | — | SHORT TRM BOND | 921937827 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 81,651 | $2.968M | 1.8% | $30.95 | — | TECHNOLOGY | 81369Y803 |
| — | GABELLI CONV & INCOME SECS FD INC | 467,321 | $2.889M | 1.7% | $6.18 | — | COM | 36240B109 |
| AGG | ISHARES AGGREGATE BOND ETF | 26,576 | $2.868M | 1.7% | $107.23 | — | CORE TOTUSBD ETF | 464287226 |
| XLE | ENERGY SELECT SECTOR SPDR | 25,947 | $2.311M | 1.4% | $78.68 | — | SBI INT-ENERGY | 81369Y506 |
| ICF | ISHARES COHEN & STEERS RLTY | 25,690 | $2.113M | 1.3% | $80.57 | — | COHEN&STEER REIT | 464287564 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 44,978 | $1.937M | 1.2% | $39.84 | — | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 36,379 | $1.904M | 1.1% | $42.98 | — | SBI INT-INDS | 81369Y704 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 16,954 | $1.867M | 1.1% | $95.73 | — | CORE S&P SCP ETF | 464287804 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 125,306 | $1.757M | 1.0% | $14.74 | — | COM | 880192109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 38,939 | $1.652M | 1.0% | $43.31 | — | WELLS FG PFD ETF | 78464A292 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 25,172 | $1.629M | 1.0% | $56.83 | — | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 27,710 | $1.621M | 1.0% | $47.93 | — | SBI HEALTHCARE | 81369Y209 |
| GLD | SPDR GOLD ETF | 9,896 | $1.223M | 0.7% | $120.81 | — | GOLD SHS | 78463V107 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BD | 12,719 | $1.201M | 0.7% | $91.25 | — | IBOXX HI YD ETF | 464288513 |
| EMB | ISHARES JPMORGAN USD EMERGING MKTS BDFD ETF | 10,152 | $1.131M | 0.7% | $109.54 | — | JP MOR EM MK ETF | 464288281 |
| JNJ | JOHNSON & JOHNSON | 11,226 | $1.103M | 0.7% | $60.41 | +10.3% | COM | 478160104 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 48,305 | $1.079M | 0.6% | $19.67 | — | SBI INT-FINL | 81369Y605 |
| KO | COCA COLA CO | 25,391 | $982K | 0.6% | $27.64 | -3.9% | COM | 191216100 |
| XLU | UTILITIES SELECT SECTOR SPDR | 23,489 | $974K | 0.6% | $37.93 | — | SBI INT-UTILS | 81369Y886 |
| IBND | SPDR BARCLAYS CAP INTL CORPORATE BOND ETF | 25,993 | $970K | 0.6% | $34.84 | — | BRCLY INTL CRP | 78464A151 |
| — | AMERICAN SELECT PORTFOLIO INC | 93,929 | $933K | 0.6% | $9.26 | — | COM | 029570108 |
| T | AT&T INC COM | 26,275 | $921K | 0.5% | $11.30 | -4.0% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 9,226 | $901K | 0.5% | $53.80 | +7.9% | COM | 30231G102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 17,963 | $849K | 0.5% | $38.63 | — | SBI MATERIALS | 81369Y100 |
| PG | PROCTER & GAMBLE CO | 10,230 | $825K | 0.5% | $55.34 | +2.1% | COM | 742718109 |
| CL | COLGATE-PALMOLIVE CO | 12,403 | $805K | 0.5% | $46.08 | +3.9% | COM | 194162103 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC-III | 106,531 | $757K | 0.5% | $7.03 | — | COM | 03009T101 |
| PM | PHILIP MORRIS INTL INC | 8,572 | $702K | 0.4% | $49.79 | -10.1% | COM | 718172109 |
| TBT | PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 9,720 | $657K | 0.4% | $72.46 | — | PSHS ULTSH 20YRS | 74347B201 |
| CVX | CHEVRON CORP | 5,411 | $643K | 0.4% | $71.46 | -1.5% | COM | 166764100 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 11,646 | $617K | 0.4% | $52.65 | — | 1-5 US TIP IDX | 72201R205 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,176 | $602K | 0.4% | $97.05 | — | RUSSELL 2000 ETF | 464287655 |
| XEL | XCEL ENERGY INC | 17,807 | $541K | 0.3% | $19.78 | +0.5% | COM | 98389B100 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 19,748 | $503K | 0.3% | $24.89 | — | ADR A 1/40PF A | 404280604 |
| DUK | DUKE ENERGY CORP NEW | 6,509 | $464K | 0.3% | $41.84 | +1.9% | COM NEW | 26441C204 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,837 | $439K | 0.3% | $130.02 | — | RUS MID-CAP ETF | 464287499 |
| MCD | MCDONALDS CORP | 4,463 | $438K | 0.3% | $71.28 | -1.4% | COM | 580135101 |
| SLV | ISHARES SILVER TRUST ETF | 22,072 | $420K | 0.2% | $19.13 | — | ISHARES | 46428Q109 |
| MO | ALTRIA GROUP INC | 10,777 | $403K | 0.2% | $16.27 | +5.3% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 15,512 | $402K | 0.2% | $23.56 | — | COM | 369604103 |
| INTC | INTEL | 15,453 | $399K | 0.2% | $17.30 | +7.9% | COM | 458140100 |
| MRK | MERCK & CO INC | 6,848 | $389K | 0.2% | $30.70 | +16.5% | COM | 58933Y105 |
| IBM | INTL BUSINESS MACHINES | 2,015 | $388K | 0.2% | $115.72 | -5.6% | COM | 459200101 |
| — | DUFF AND PHELPS | 35,236 | $364K | 0.2% | $10.95 | — | COM | 26432K108 |
| VZ | VERIZON COMMUNICATIONS | 7,620 | $363K | 0.2% | $26.93 | -3.9% | COM | 92343V104 |
| PEP | PEPSICO INC | 4,341 | $362K | 0.2% | $56.03 | +1.5% | COM | 713448108 |
| WMT | WAL-MART STORES INC | 4,333 | $331K | 0.2% | $19.96 | -0.3% | COM | 931142103 |
| BMY | BRISTOL MYERS SQUIBB | 6,360 | $330K | 0.2% | $30.22 | +18.9% | COM | 110122108 |
| WFC | WELLS FARGO & CO | 6,621 | $329K | 0.2% | $27.36 | +22.1% | COM | 949746101 |
| CSCO | CISCO SYS INC | 14,644 | $328K | 0.2% | $15.28 | +0.2% | COM | 17275R102 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC | 32,771 | $323K | 0.2% | $8.99 | — | COM | 030098107 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 3,083 | $323K | 0.2% | $90.00 | — | RUS 1000 ETF | 464287622 |
| — | SPDR SHORT-TERM MUNICIPAL BOND ETF | 13,204 | $320K | 0.2% | $23.91 | — | NUVN BR SHT MUNI | 78464A425 |
| SLB | SCHLUMBERGER LTD | 3,283 | $320K | 0.2% | $53.17 | +23.2% | COM | 806857108 |
| JPM | JP MORGAN CHASE & CO | 5,097 | $309K | 0.2% | $37.80 | +11.3% | COM | 46625H100 |
| — | HANCOCK JOHN PFD EQTY FD SH BEN INT | 14,578 | $290K | 0.2% | $20.78 | — | SH BEN INT | 41013W108 |
| MMM | 3M COMPANY | 1,937 | $263K | 0.2% | $61.71 | +23.6% | COM | 88579Y101 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 2,952 | $253K | 0.2% | $78.11 | — | CORE S&P TTL STK | 464287150 |
| — | KRAFT FOODS GROUP | 4,358 | $244K | 0.1% | $55.94 | — | COM | 50076Q106 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO | 28,745 | $239K | 0.1% | $7.70 | — | COM | 030099105 |
| TROW | T ROWE PRICE GROUP INC | 2,741 | $226K | 0.1% | $49.47 | +6.3% | COM | 74144T108 |
| CAT | CATERPILLAR INC | 2,170 | $216K | 0.1% | $64.19 | +8.6% | COM | 149123101 |
| — | ITC HLDGS CORP | 5,778 | $216K | 0.1% | $49.92 | — | COM | 465685105 |
| — | KINDER MORGAN ENERGY PTNRS LP | 2,848 | $211K | 0.1% | $82.53 | — | UT LTD PARTNER | 494550106 |
| NSC | NORFOLK SOUTHERN CRP | 2,097 | $204K | 0.1% | $61.11 | +16.9% | COM | 655844108 |
| PRGO | PERRIGO CO | 1,300 | $201K | 0.1% | $157.83 | 0.0% | SHS | G97822103 |
| — | WINDSTREAM CORPORATION | 23,603 | $194K | 0.1% | $8.06 | — | COM | 97382A101 |
| BAC | BANK OF AMERICA CORP | 10,920 | $188K | 0.1% | $12.31 | +7.7% | COM | 060505104 |