Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 10, 2014
Total Value: $170M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS TRUST ETF ALERIAN MLP | 793,800 | $14.12M | 8.3% | $17.79 | $17.85 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR HIGH YIELD BOND ETF | 235,905 | $9.568M | 5.6% | $40.56 | $39.50 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 88,894 | $9.375M | 5.5% | $105.46 * | $52.67 | +0.1% | 1-3 YR CR BD ETF | 464288646 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 457,533 | $8.478M | 5.0% | $18.53 | $16.94 | — | COM | 00764C109 |
| — | TEMPLETON GLOBAL INCOME FD INC | 1,031,467 | $8.2M | 4.8% | $7.95 | $8.63 | — | COM | 880198106 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 183,219 | $6.748M | 4.0% | $36.83 | $40.15 | -8.3% | U.S. PFD STK ETF | 464288687 |
| CWB | SPDR BARCLAYS CAPITAL CONV BOND | 134,641 | $6.292M | 3.7% | $46.73 | $43.05 | +8.6% | BRC CNV SECS ETF | 78464A359 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 218,015 | $5.424M | 3.2% | $24.88 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| SPY | SPDR S&P 500 ETF | 26,250 | $4.848M | 2.8% | $184.69 | $168.94 | +9.3% | TR UNIT | 78462F103 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 369,447 | $4.5M | 2.6% | $12.18 | $13.16 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 457,419 | $4.126M | 2.4% | $9.02 | $9.22 | — | COM | 95766J102 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 35,976 | $4.108M | 2.4% | $114.19 | $118.59 | -3.7% | IBOXX INV CP ETF | 464287242 |
| IJH | ISHARES CORE S&P MID CAP ETF | 30,673 | $4.104M | 2.4% | $133.80 * | $23.24 | +15.2% | CORE S&P MCP ETF | 464287507 |
| EFA | ISHARES MSCI EAFE ETF | 54,648 | $3.667M | 2.2% | $67.10 | $60.53 | +10.8% | MSCI EAFE ETF | 464287465 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 84,629 | $3.336M | 2.0% | $39.42 | $45.17 | -12.7% | WELLS FG PFD ETF | 78464A292 |
| XPHTX | PIONEER HIGH INCOME TR COM | 185,896 | $3.168M | 1.9% | $17.04 | $16.68 | — | COM | 72369H106 |
| BSV | VANGUARD SHORT TERM BOND | 39,281 | $3.14M | 1.8% | $79.94 | $80.71 | -1.0% | SHORT TRM BOND | 921937827 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 73,377 | $3.067M | 1.8% | $41.80 | $41.27 | +1.3% | MSCI EMG MKT ETF | 464287234 |
| — | GABELLI CONV & INCOME SECS FD INC | 478,440 | $2.949M | 1.7% | $6.16 | $6.18 | — | COM | 36240B109 |
| AGG | ISHARES AGGREGATE BOND ETF | 26,208 | $2.789M | 1.6% | $106.42 | $109.56 | -2.9% | CORE TOTUSBD ETF | 464287226 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 101,759 | $2.748M | 1.6% | $27.00 | $27.31 | — | SOVEREIGN DEBT | 73936T573 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 76,437 | $2.732M | 1.6% | $35.74 * | $15.47 | +15.5% | TECHNOLOGY | 81369Y803 |
| XLE | ENERGY SELECT SECTOR SPDR | 25,044 | $2.217M | 1.3% | $88.52 * | $39.63 | +11.7% | SBI INT-ENERGY | 81369Y506 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 42,748 | $1.837M | 1.1% | $42.97 | $40.69 | +5.6% | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 35,086 | $1.834M | 1.1% | $52.27 | $42.45 | +23.1% | SBI INT-INDS | 81369Y704 |
| ICF | ISHARES COHEN & STEERS RLTY | 22,484 | $1.68M | 1.0% | $74.72 * | $42.32 | -11.7% | COHEN&STEER REIT | 464287564 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 23,915 | $1.598M | 0.9% | $66.82 * | $27.68 | +20.7% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 26,871 | $1.49M | 0.9% | $55.45 | $47.90 | +15.7% | SBI HEALTHCARE | 81369Y209 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 107,437 | $1.467M | 0.9% | $13.65 | $14.86 | — | COM | 880192109 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 12,509 | $1.365M | 0.8% | $109.12 * | $44.41 | +22.9% | CORE S&P SCP ETF | 464287804 |
| EMB | ISHARES JPMORGAN USD EMERGING MKTS BDFD ETF | 10,057 | $1.088M | 0.6% | $108.18 | $116.73 | -7.3% | JP MOR EM MK ETF | 464288281 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BD | 11,538 | $1.072M | 0.6% | $92.91 | $93.76 | -0.9% | IBOXX HI YD ETF | 464288513 |
| KO | COCA COLA CO | 24,722 | $1.021M | 0.6% | $41.30 * | $27.67 | +2.5% | COM | 191216100 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 44,728 | $978K | 0.6% | $21.87 * | $15.52 | +14.4% | SBI INT-FINL | 81369Y605 |
| XOM | EXXON MOBIL CORP | 9,544 | $966K | 0.6% | $101.22 * | $53.80 | +14.1% | COM | 30231G102 |
| — | AMERICAN SELECT PORTFOLIO INC | 103,716 | $960K | 0.6% | $9.26 | $9.26 | — | COM | 029570108 |
| GLD | SPDR GOLD ETF | 8,095 | $940K | 0.6% | $116.12 | $135.95 | -14.6% | GOLD SHS | 78463V107 |
| JNJ | JOHNSON & JOHNSON | 10,218 | $936K | 0.5% | $91.60 * | $59.80 | +9.7% | COM | 478160104 |
| T | AT&T INC COM | 24,176 | $850K | 0.5% | $35.16 * | $11.34 | -0.4% | COM | 00206R102 |
| XLU | UTILITIES SELECT SECTOR SPDR | 21,636 | $822K | 0.5% | $37.99 * | $19.60 | -3.1% | SBI INT-UTILS | 81369Y886 |
| PM | PHILIP MORRIS INTL INC | 9,397 | $819K | 0.5% | $87.16 * | $49.79 | -3.2% | COM | 718172109 |
| IBND | SPDR BARCLAYS CAP INTL CORPORATE BOND ETF | 22,328 | $818K | 0.5% | $36.64 | $35.01 | +4.7% | BRCLY INTL CRP | 78464A151 |
| TBT | PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 10,214 | $809K | 0.5% | $79.21 | $65.17 | +21.5% | PSHS ULTSH 20YRS | 74347B201 |
| XLB | MATERIALS SELECT SECTOR SPDR | 17,382 | $803K | 0.5% | $46.20 * | $19.77 | +16.9% | SBI MATERIALS | 81369Y100 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC-III | 115,416 | $757K | 0.4% | $6.56 | $7.03 | — | COM | 03009T101 |
| PG | PROCTER & GAMBLE CO | 8,335 | $679K | 0.4% | $81.46 * | $55.07 | +5.4% | COM | 742718109 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 11,942 | $632K | 0.4% | $52.92 | $53.56 | -1.2% | 1-5 US TIP IDX | 72201R205 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,267 | $608K | 0.4% | $115.44 | $95.50 | +20.8% | RUSSELL 2000 ETF | 464287655 |
| CVX | CHEVRON CORP | 4,134 | $516K | 0.3% | $124.82 * | $71.80 | +4.8% | COM | 166764100 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 19,622 | $485K | 0.3% | $24.72 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| XEL | XCEL ENERGY INC | 16,854 | $471K | 0.3% | $27.95 * | $19.78 | -3.8% | COM | 98389B100 |
| DUK | DUKE ENERGY CORP NEW | 6,392 | $441K | 0.3% | $68.99 * | $41.83 | +0.4% | COM NEW | 26441C204 |
| MO | ALTRIA GROUP INC | 11,235 | $431K | 0.3% | $38.36 * | $16.27 | +10.9% | COM | 02209S103 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,872 | $431K | 0.3% | $150.07 * | $32.42 | +15.7% | RUS MID-CAP ETF | 464287499 |
| — | GENERAL ELECTRIC CO | 14,991 | $420K | 0.2% | $28.02 | $23.47 | — | COM | 369604103 |
| CL | COLGATE-PALMOLIVE CO | 6,402 | $417K | 0.2% | $65.14 * | $44.38 | +11.2% | COM | 194162103 |
| VZ | VERIZON COMMUNICATIONS | 8,386 | $412K | 0.2% | $49.13 * | $26.93 | -1.2% | COM | 92343V104 |
| PEP | PEPSICO INC | 4,404 | $365K | 0.2% | $82.88 * | $56.03 | +3.5% | COM | 713448108 |
| — | DUFF AND PHELPS | 35,540 | $356K | 0.2% | $10.02 | $10.95 | — | COM | 26432K108 |
| INTC | INTEL | 13,621 | $354K | 0.2% | $25.99 * | $17.12 | +12.8% | COM | 458140100 |
| — | SPDR SHORT-TERM MUNICIPAL BOND ETF | 14,196 | $345K | 0.2% | $24.30 | $23.91 | — | NUVN BR SHT MUNI | 78464A425 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 3,183 | $328K | 0.2% | $103.05 | $89.55 | +15.2% | RUS 1000 ETF | 464287622 |
| MRK | MERCK & CO INC | 6,421 | $321K | 0.2% | $49.99 * | $30.36 | +8.4% | COM | 58933Y105 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC | 35,704 | $321K | 0.2% | $8.99 | $8.99 | — | COM | 030098107 |
| MMM | 3M COMPANY | 2,255 | $316K | 0.2% | $140.13 * | $61.71 | +30.0% | COM | 88579Y101 |
| SLB | SCHLUMBERGER LTD | 3,389 | $305K | 0.2% | $90.00 * | $53.17 | +22.4% | COM | 806857108 |
| MCD | MCDONALDS CORP | 3,122 | $303K | 0.2% | $97.05 * | $71.71 | -0.9% | COM | 580135101 |
| WFC | WELLS FARGO & CO | 6,605 | $300K | 0.2% | $45.42 * | $27.36 | +18.5% | COM | 949746101 |
| IBM | INTL BUSINESS MACHINES | 1,593 | $299K | 0.2% | $187.70 * | $117.45 | -5.6% | COM | 459200101 |
| SLV | ISHARES SILVER TRUST ETF | 15,242 | $285K | 0.2% | $18.70 | $22.04 | -15.1% | ISHARES | 46428Q109 |
| WMT | WAL-MART STORES INC | 3,528 | $278K | 0.2% | $78.80 * | $19.97 | +3.9% | COM | 931142103 |
| — | HANCOCK JOHN PFD EQTY FD SH BEN INT | 15,300 | $273K | 0.2% | $17.84 | $20.78 | — | SH BEN INT | 41013W108 |
| BMY | BRISTOL MYERS SQUIBB | 5,000 | $266K | 0.2% | $53.20 * | $28.67 | +25.2% | COM | 110122108 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO | 34,416 | $265K | 0.2% | $7.70 | $7.70 | — | COM | 030099105 |
| JPM | JP MORGAN CHASE & CO | 3,884 | $227K | 0.1% | $58.44 * | $36.46 | +16.0% | COM | 46625H100 |
| — | UNITED TECHNOLOGIES CORP | 1,944 | $221K | 0.1% | $113.68 | $94.25 | — | COM | 913017109 |
| — | KINDER MORGAN ENERGY PTNRS LP | 2,691 | $217K | 0.1% | $80.64 | $83.02 | — | UT LTD PARTNER | 494550106 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 6,922 | $212K | 0.1% | $30.63 | $30.74 | -0.2% | BARC SHT TR CP | 78464A474 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 2,376 | $201K | 0.1% | $84.60 * | $37.98 | +11.4% | CORE S&P TTL STK | 464287150 |
| — | E M C CORP | 7,948 | $200K | 0.1% | $25.16 | $23.67 | — | COM | 268648102 |
| PFE | PFIZER INC | 6,261 | $192K | 0.1% | $30.67 * | $16.45 | +7.3% | COM | 717081103 |
| — | ALCOA INC | 17,178 | $183K | 0.1% | $10.65 | $10.65 | — | COM | 013817101 |
| — | GOOGLE INC | 159 | $178K | 0.1% | $1119.50 | $895.13 | — | CL A | 38259P508 |
| OGE | OGE ENERGY CORP HOLDING CO | 4,800 | $163K | 0.1% | $33.96 | $35.46 | -4.4% | COM | 670837103 |
| TROW | T ROWE PRICE GROUP INC | 1,930 | $162K | 0.1% | $83.94 * | $48.17 | +12.7% | COM | 74144T108 |
| COP | CONOCOPHILLIPS | 2,267 | $160K | 0.1% | $70.58 * | $39.96 | +19.3% | COM | 20825C104 |
| MDLZ | MONDELEZ INTL INC COM | 4,491 | $159K | 0.1% | $35.40 * | $23.16 | +17.5% | CL A | 609207105 |
| AMAT | APPLIED MATERIALS INC | 8,684 | $154K | 0.1% | $17.73 * | $14.86 | +1.8% | COM | 038222105 |
| — | LINN ENERGY LLC | 4,995 | $154K | 0.1% | $30.83 | $33.23 | — | UNIT LTD LIAB | 536020100 |
| SPIP | SPDR BARCLAYS CAP TIPS CAPITAL TIPS ETF | 2,739 | $149K | 0.1% | $54.40 * | $29.49 | -7.7% | BARCLYS TIPS ETF | 78464A656 |
| AAPL | APPLE COMPUTER, INC. | 261 | $147K | 0.1% | $563.22 * | $16.37 | +6.3% | COM | 037833100 |
| MSFT | MICROSOFT | 3,861 | $144K | 0.1% | $37.30 * | $26.96 | +15.1% | COM | 594918104 |
| UPS | UNITED PARCEL SERVICE INC | 1,370 | $144K | 0.1% | $105.11 * | $55.84 | +23.5% | CL B | 911312106 |
| TIP | ISHARES TIPS BOND ETF | 1,307 | $144K | 0.1% | $110.18 | $117.77 | -6.7% | TIPS BD ETF | 464287176 |
| NSC | NORFOLK SOUTHERN CRP | 1,551 | $144K | 0.1% | $92.84 * | $57.49 | +23.9% | COM | 655844108 |
| — | ENERGY TRANSFER PARTNERS LP | 2,500 | $143K | 0.1% | $57.20 | $51.55 | — | UNIT LTD PARTN | 29273R109 |
| BP | BP PLC SPON ADR | 2,859 | $139K | 0.1% | $48.62 | $45.52 | +6.8% | SPONSORED ADR | 055622104 |
| CAT | CATERPILLAR INC | 1,516 | $138K | 0.1% | $91.03 * | $61.81 | +8.0% | COM | 149123101 |
| — | WINDSTREAM CORPORATION | 17,117 | $137K | 0.1% | $8.00 | $8.00 | — | COM | 97382A101 |
| KLAC | KLA-TENCOR CORP | 2,109 | $136K | 0.1% | $64.49 * | $34.65 | +17.8% | COM | 482480100 |
| HON | HONEYWELL INTL INC | 1,474 | $135K | 0.1% | $91.59 * | $54.24 | +18.1% | COM | 438516106 |
| UGI | UGI CORP NEW | 3,168 | $131K | 0.1% | $41.35 * | $26.32 | +5.0% | COM | 902681105 |
| — | ITC HLDGS CORP | 1,332 | $128K | 0.1% | $96.10 | $91.75 | — | COM | 465685105 |
| NVS | NOVARTIS AG ADR | 1,538 | $124K | 0.1% | $80.62 | $72.96 | +10.2% | SPONSORED ADR | 66987V109 |
| CSCO | CISCO SYS INC | 5,475 | $123K | 0.1% | $22.47 * | $15.23 | +1.2% | COM | 17275R102 |
| FE | FIRSTENERGY CORP | 3,714 | $122K | 0.1% | $32.85 * | $24.22 | -17.7% | COM | 337932107 |
| — | DU PONT E I DE NEMOURS & CO | 1,879 | $122K | 0.1% | $64.93 | $57.37 | — | COM | 263534109 |
| — | EQUITY ONE INC | 5,306 | $119K | 0.1% | $22.43 | $22.71 | — | COM | 294752100 |
| — | KINDER MORGAN MGMT LLC | 1,528 | $116K | 0.1% | $75.92 | $81.40 | — | SHS | 49455U100 |
| BAX | BAXTER INTL INC | 1,674 | $116K | 0.1% | $69.30 * | $29.22 | +4.7% | COM | 071813109 |
| OMC | OMNICOM GROUP | 1,527 | $114K | 0.1% | $74.66 * | $41.22 | +21.8% | COM | 681919106 |
| EXC | EXELON CORP | 4,147 | $114K | 0.1% | $27.49 * | $15.41 | -17.4% | COM | 30161N101 |
| KMB | KIMBERLY CLARK CORP | 1,080 | $113K | 0.1% | $104.63 * | $62.94 | +6.4% | COM | 494368103 |
| OXY | OCCIDENTAL PETE CORP DEL | 1,161 | $110K | 0.1% | $94.75 * | $57.83 | +9.9% | COM | 674599105 |
| SO | SOUTHERN CO | 2,662 | $109K | 0.1% | $40.95 * | $26.54 | -7.4% | COM | 842587107 |
| D | DOMINION RESOURCES INC VA NEW | 1,653 | $107K | 0.1% | $64.73 * | $34.53 | +13.3% | COM | 25746U109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 896 | $106K | 0.1% | $118.30 | $115.63 | +2.5% | CL B NEW | 084670702 |
| ABBV | ABBVIE INC COM | 1,978 | $104K | 0.1% | $52.58 * | $26.55 | +23.1% | COM | 00287Y109 |
| IWV | ISHARES TRUST RUSSELL 3000 INDEX FD | 928 | $103K | 0.1% | $110.99 | $95.75 | +15.6% | RUSSELL 3000 ETF | 464287689 |
| BAC | BANK OF AMERICA CORP | 6,552 | $102K | 0.1% | $15.57 * | $11.68 | +5.0% | COM | 060505104 |
| ETR | ENTERGY CORP NEW | 1,598 | $101K | 0.1% | $63.20 * | $20.38 | -4.3% | COM | 29364G103 |
| GILD | GILEAD SCIENCES INC | 1,350 | $101K | 0.1% | $74.81 * | $36.21 | +44.1% | COM | 375558103 |
| USB | US BANCORP | 2,470 | $100K | 0.1% | $40.49 * | $22.41 | +19.9% | COM NEW | 902973304 |
| UNH | UNITEDHEALTH GROUP | 1,216 | $92,000 | 0.1% | $75.66 * | $57.76 | +7.5% | COM | 91324P102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD ADR | 2,304 | $92,000 | 0.1% | $39.93 | $38.94 | +2.9% | ADR | 881624209 |
| WMB | WILLIAMS COMPANIES INC | 2,355 | $91,000 | 0.1% | $38.64 * | $18.03 | +10.2% | COM | 969457100 |
| ED | CONSOLIDATED EDISON INC | 1,638 | $91,000 | 0.1% | $55.56 * | $37.41 | -5.3% | COM | 209115104 |
| — | UIL HOLDINGS CORP | 2,361 | $91,000 | 0.1% | $38.54 | $38.12 | — | COM | 902748102 |
| — | JHANCOCK TAX-ADV DIVIDEND INCOME | 4,860 | $89,000 | 0.1% | $18.31 | $18.69 | — | COM | 41013V100 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 1,317 | $87,000 | 0.1% | $66.06 | $62.32 | — | COM | 293792107 |
| META | FACEBOOK INC CL A | 1,600 | $87,000 | 0.1% | $54.38 | $30.84 | +76.0% | CL A | 30303M102 |
| — | AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT | 1,955 | $87,000 | 0.1% | $44.50 | $44.50 | — | UNIT L P INT | 030975106 |
| PDM | PIEDMONT OFFICE RLTYTR INC COM CL A | 5,116 | $85,000 | 0.0% | $16.61 | $17.40 | — | COM CL A | 720190206 |
| — | KRAFT FOODS GROUP | 1,495 | $81,000 | 0.0% | $54.18 | $55.86 | — | COM | 50076Q106 |
| ESS | ESSEX PPTY TR REIT | 561 | $81,000 | 0.0% | $144.39 * | $104.86 | -6.5% | COM | 297178105 |
| — | WELLPOINT INC | 880 | $81,000 | 0.0% | $92.05 | $82.19 | — | COM | 94973V107 |
| HP | HELMERICH & PAYNE INC | 960 | $81,000 | 0.0% | $84.38 | $61.57 | +36.6% | COM | 423452101 |
| SBUX | STARBUCKS CORP | 1,006 | $79,000 | 0.0% | $78.53 * | $28.27 | +9.5% | COM | 855244109 |
| AEP | AMERICAN ELEC PWR CO | 1,700 | $79,000 | 0.0% | $46.47 * | $29.90 | +1.7% | COM | 025537101 |
| ABT | ABBOTT LABORATORIES | 1,966 | $75,000 | 0.0% | $38.15 * | $29.23 | +4.0% | COM | 002824100 |
| PSA | PUBLIC STORAGE INC | 500 | $75,000 | 0.0% | $150.00 * | $97.16 | -2.2% | COM | 74460D109 |
| WDC | WESTERN DIGITAL CORP | 875 | $73,000 | 0.0% | $83.43 * | $35.69 | +46.4% | COM | 958102105 |
| — | BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT | 1,032 | $73,000 | 0.0% | $70.74 | $69.77 | — | UNIT LTD PARTN | 118230101 |
| — | GABELLI DIV AND INC TR | 3,211 | $71,000 | 0.0% | $22.11 | $19.31 | — | COM | 36242H104 |
| MAIN | MAIN STREET CAPITAL CORP COM | 2,143 | $70,000 | 0.0% | $32.66 | $31.20 | +4.8% | COM | 56035L104 |
| CVS | CVS CORP | 953 | $68,000 | 0.0% | $71.35 * | $41.44 | +24.6% | COM | 126650100 |
| — | JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II | 5,825 | $68,000 | 0.0% | $11.67 | $13.22 | — | COM SH BEN INT | 41013T105 |
| — | EATON VANCE LTD DURATION INCOME FD | 4,467 | $68,000 | 0.0% | $15.22 | $15.85 | — | COM | 27828H105 |
| AMZN | AMAZON.COM INC | 165 | $66,000 | 0.0% | $400.00 * | $17.98 | +10.9% | COM | 023135106 |
| BTI | BRITISH AMERICAN TOBACCO | 613 | $66,000 | 0.0% | $107.67 | $109.56 | -1.9% | SPONSORED ADR | 110448107 |
| IVV | ISHARES S&P 500 INDEX ETF | 344 | $64,000 | 0.0% | $186.05 | $161.92 | +14.7% | CORE S&P500 ETF | 464287200 |
| — | HEWLETT-PACKARD CO | 2,282 | $64,000 | 0.0% | $28.05 | $23.98 | — | COM | 428236103 |
| — | BP PRUDHOE BAY ROYALTY TR | 791 | $63,000 | 0.0% | $79.65 | $79.65 | — | UNIT BEN INT | 055630107 |
| ILCB | ISHARES TR LRGE CORE INDX ETF | 567 | $61,000 | 0.0% | $107.58 * | $23.96 | +12.5% | MRNGSTR LG-CP ET | 464287127 |
| EQT | EQUITABLE RES INC | 674 | $61,000 | 0.0% | $90.50 * | $37.67 | +19.0% | COM | 26884L109 |
| TGT | TARGET CORP | 960 | $61,000 | 0.0% | $63.54 * | $47.95 | -7.6% | COM | 87612E106 |
| — | RYL BK SCOT 6.125% ADR F SPONSORED ADR | 3,000 | $60,000 | 0.0% | $20.00 | $20.67 | — | ADR PREF SHS R | 780097747 |
| DIS | WALT DISNEY CO | 775 | $59,000 | 0.0% | $76.13 * | $56.96 | +20.6% | COM DISNEY | 254687106 |
| — | EXPRESS SCRIPTS INC | 831 | $58,000 | 0.0% | $69.80 | $61.37 | — | COM | 30219G108 |
| BND | VANGUARD TOTAL BOND MARKET | 717 | $57,000 | 0.0% | $79.50 | $82.93 | -3.5% | TOTAL BND MRKT | 921937835 |
| — | BARRICK GOLD CORP F | 3,221 | $57,000 | 0.0% | $17.70 | $17.70 | — | COM | 067901108 |
| — | ROYAL DUTCH SHELL PLC-ADR | 794 | $57,000 | 0.0% | $71.79 | $64.23 | — | SPONS ADR A | 780259206 |
| — | BARCLAYS BK PLC 8.125% PERP NON CUM PFD ADR CALLABLE | 2,175 | $55,000 | 0.0% | $25.29 | $25.29 | — | ADR PFD SR 5 | 06739H362 |
| — | HEALTH CARE REIT INC | 1,008 | $54,000 | 0.0% | $53.57 | $64.07 | — | COM | 42217K106 |
| VGT | VANGUARD INFORMATION TECHNOLOGY | 600 | $54,000 | 0.0% | $90.00 * | $9.26 | +20.9% | INF TECH ETF | 92204A702 |
| VOX | VANGUARD TELECOMMUNICATIONS SERVICES ETF | 630 | $53,000 | 0.0% | $84.13 | $78.54 | +6.5% | TELCOMM ETF | 92204A884 |
| VLO | VALERO ENERGY CORP NEW | 1,038 | $52,000 | 0.0% | $50.10 * | $24.01 | +34.1% | COM | 91913Y100 |
| SHY | ISHARES 1-3 YR TREASURY BOND ETF | 615 | $52,000 | 0.0% | $84.55 | $84.37 | +0.0% | 1-3 YR TR BD ETF | 464287457 |
| — | NY COMMUNITY BANCORP INC | 3,040 | $51,000 | 0.0% | $16.78 | $14.14 | — | COM | 649445103 |
| PSX | PHILLIPS 66 | 664 | $51,000 | 0.0% | $76.81 * | $40.44 | +24.4% | COM | 718546104 |
| SBR | SABINE ROYALTY TRUST | 1,000 | $51,000 | 0.0% | $51.00 | $52.00 | — | UNIT BEN INT | 785688102 |
| — | GLAXOSMITHKLINE PLC ADR | 941 | $50,000 | 0.0% | $53.13 | $50.15 | — | SPONSORED ADR | 37733W105 |
| — | NORTHERN LTS ETF TR ARROW DOW JONES GLOBAL YIELD ETF | 1,871 | $50,000 | 0.0% | $26.72 | $25.61 | — | ARROW DJ GLOBL | 66537H105 |
| — | SHIP FINANCE INTERNATIONAL | 3,010 | $49,000 | 0.0% | $16.28 | $14.99 | — | SHS | G81075106 |
| — | PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT | 1,765 | $47,000 | 0.0% | $26.63 | $27.20 | — | COM UNIT REPTG L | 693665101 |
| — | VODAFONE GROUP NEW ADR F | 1,190 | $47,000 | 0.0% | $39.50 | $28.57 | — | SPONS ADR NEW | 92857W209 |
| UNP | UNION PACIFIC CORP | 277 | $47,000 | 0.0% | $169.68 * | $57.06 | +12.9% | COM | 907818108 |
| AXP | AMERICAN EXPRESS CO | 504 | $46,000 | 0.0% | $91.27 * | $69.27 | +10.4% | COM | 025816109 |
| — | PIMCO HIGH INCOME FD | 3,900 | $45,000 | 0.0% | $11.54 | $11.79 | — | COM SHS | 722014107 |
| SWX | SOUTHWEST GAS CORP | 800 | $45,000 | 0.0% | $56.25 | $48.72 | +14.8% | COM | 844895102 |
| HAL | HALLIBURTON CO | 878 | $45,000 | 0.0% | $51.25 * | $33.21 | +22.3% | COM | 406216101 |
| — | ROCKWELL MEDICAL TECH INC | 4,200 | $44,000 | 0.0% | $10.48 | $11.43 | — | COM | 774374102 |
| IDCC | INTERDIGITAL COMM CORP | 1,500 | $44,000 | 0.0% | $29.33 | $44.80 | -34.2% | COM | 45867G101 |
| VBR | VANGUARD SMALL CAP VALUE ETF | 455 | $44,000 | 0.0% | $96.70 | $82.98 | +17.3% | SM CP VAL ETF | 922908611 |
| MDY | S & P MID CAP 400 DEP RCPTS MID CAP | 175 | $43,000 | 0.0% | $245.71 | $212.98 | +14.7% | UTSER1 S&PDCRP | 78467Y107 |
| MUB | ISHARES AMT-FREE MUNI BOND ETF | 409 | $42,000 | 0.0% | $102.69 | $108.67 | -4.5% | NAT AMT FREE BD | 464288414 |
| — | ROYAL BK OF SCOTLAND7.65% NON-CUM PFD SPONS ADR SER F REPSTG PREF F | 1,649 | $41,000 | 0.0% | $24.86 | $24.72 | — | SPON ADR F | 780097804 |
| BK | BANK NEW YORK MELLON CORP COM | 1,140 | $40,000 | 0.0% | $35.09 * | $24.30 | +7.4% | COM | 064058100 |
| MDU | M D U RES GROUP INC | 1,296 | $40,000 | 0.0% | $30.86 * | $6.58 | +22.9% | COM | 552690109 |
| TRV | TRAVELERS COMPANIES INC | 444 | $40,000 | 0.0% | $90.09 * | $63.67 | +9.1% | COM | 89417E109 |
| — | EL PASO PIPELINE PRT | 1,088 | $39,000 | 0.0% | $35.85 | $42.26 | — | COM UNIT LPI | 283702108 |
| LTC | LTC PROPERTIES INC | 1,062 | $38,000 | 0.0% | $35.78 | $39.41 | — | COM | 502175102 |
| KOF | COCA COLA FEMSA SA SPON ADR SPONSORED ADR | 310 | $38,000 | 0.0% | $122.58 | $156.26 | -22.1% | SPON ADR REP L | 191241108 |
| — | FIRST NIAGARA FINANCIAL GROUP, CMN | 3,530 | $37,000 | 0.0% | $10.48 | $10.20 | — | COM | 33582V108 |
| ZBH | ZIMMER HLDGS INC | 400 | $37,000 | 0.0% | $92.50 * | $67.30 | +21.9% | COM | 98956P102 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | 850 | $36,000 | 0.0% | $42.35 | $43.53 | — | UNIT L P INT | 573331105 |
| — | WHOLE FOODS MARKET INC | 620 | $36,000 | 0.0% | $58.06 | $51.61 | — | COM | 966837106 |
| HALO | HALO TECHNOLOGY HOLDINGS INC | 2,415 | $36,000 | 0.0% | $14.91 | $12.86 | +16.5% | COM | 40637H109 |
| — | RAYTHEON CO COM NEW | 400 | $36,000 | 0.0% | $90.00 | $65.00 | — | COM NEW | 755111507 |
| RGR | STURM RUGER & CO INC | 473 | $35,000 | 0.0% | $74.00 | $53.75 | +36.0% | COM | 864159108 |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | 670 | $35,000 | 0.0% | $52.24 | $55.22 | — | UNIT LTD PARTN | 726503105 |
| AWR | AMERICAN STATES WATER CO | 1,212 | $35,000 | 0.0% | $28.88 * | $22.01 | +2.4% | COM | 029899101 |
| ORCL | ORACLE CORPORATION | 918 | $35,000 | 0.0% | $38.13 * | $27.78 | +15.4% | COM | 68389X105 |
| CWT | CALIFORNIA WTR SVC GROUP INC | 1,528 | $35,000 | 0.0% | $22.91 * | $15.03 | +18.3% | COM | 130788102 |
| IJT | ISHARES S&P SMALLCAP 600 GROWTH ETF | 289 | $34,000 | 0.0% | $117.65 * | $47.59 | +24.6% | SP SMCP600GR ETF | 464287887 |
| — | ACTAVIS INC | 200 | $34,000 | 0.0% | $170.00 | $170.00 | — | SHS | G0083B108 |
| — | NATURAL RESOURCE PARTNERS LP | 1,714 | $34,000 | 0.0% | $19.84 | $20.42 | — | COM UNIT L P | 63900P103 |
| DTE | DTE ENERGY CO | 490 | $33,000 | 0.0% | $67.35 * | $38.28 | -1.4% | COM | 233331107 |
| BMO | BANK OF MONTREAL QUEISIN #CA0636711016 SEDOL #2076009 | 500 | $33,000 | 0.0% | $66.00 * | $41.62 | -1.7% | COM | 063671101 |
| — | NUVEEN CALIF MUN VALUE FD INC | 3,590 | $33,000 | 0.0% | $9.19 | $9.49 | — | COM | 67062C107 |
| — | COVIDIEN LTD IRELAND | 465 | $32,000 | 0.0% | $68.82 | $62.37 | — | SHS | G2554F113 |
| — | HOSPITALITY PROPERTIES TRUST | 1,189 | $32,000 | 0.0% | $26.91 | $26.07 | — | COM SH BEN INT | 44106M102 |
| XPMAX | PIONEER MUN HIGH INCOME ADVANTAGE TR | 2,484 | $32,000 | 0.0% | $12.88 | $14.64 | — | COM | 723762100 |
| — | GUGGENHEIM BRIC | 909 | $32,000 | 0.0% | $35.20 | $30.91 | — | GUGG BRIC ETF | 18383M100 |
| — | ROYCE VALUE TR INC | 2,027 | $32,000 | 0.0% | $15.79 | $15.23 | — | COM | 780910105 |
| — | LAZARD LTD SHS -A - | 713 | $32,000 | 0.0% | $44.88 | $44.88 | — | SHS A | G54050102 |
| — | ENERPLUS CORP | 1,720 | $31,000 | 0.0% | $18.02 | $14.53 | — | COM | 292766102 |
| VB | VANGUARD SMALL CAP ETF | 283 | $31,000 | 0.0% | $109.54 | $92.50 | +18.9% | SMALL CP ETF | 922908751 |
| VYM | VANGUARD HIGH DIVIDEND YIELD | 500 | $31,000 | 0.0% | $62.00 | $56.57 | +10.2% | HIGH DIV YLD | 921946406 |
| SJNK | SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF | 1,018 | $31,000 | 0.0% | $30.45 | $30.47 | +1.2% | SHT TRM HGH YLD | 78468R408 |
| — | TEXTAINER GROUP HOLDINGS LTD SHS | 742 | $30,000 | 0.0% | $40.43 | $38.11 | — | SHS | G8766E109 |
| — | BREITBURN ENERGY PARTNERS L P COM UNIT LTD PARTNERSHIP INT | 1,465 | $30,000 | 0.0% | $20.48 | $18.04 | — | COM UT LTD PTN | 106776107 |
| — | NUVEEN CALIF SELECT TAX FREE INCOME PORTFOLIO-SBI | 2,247 | $30,000 | 0.0% | $13.35 | $14.24 | — | SH BEN INT | 67063R103 |
| — | EMPIRE DIST ELEC CO | 1,300 | $29,000 | 0.0% | $22.31 | $22.31 | — | COM | 291641108 |
| — | AMERICA MOVIL SERIES L ADR | 1,241 | $29,000 | 0.0% | $23.37 | $19.50 | — | SPON ADR L SHS | 02364W105 |
| — | XILINX INC | 636 | $29,000 | 0.0% | $45.60 | $45.41 | — | COM | 983919101 |
| VTV | VANGUARD VALUE ETF | 372 | $28,000 | 0.0% | $75.27 | $69.85 | +9.4% | VALUE ETF | 922908744 |
| — | TRIANGLE CAPITAL CORPORATION | 1,000 | $28,000 | 0.0% | $28.00 | $28.00 | — | COM | 895848109 |
| — | NUSTAR GP HOLDINGS LLC UNITS RPSTG LTD LBLTY COINT | 1,000 | $28,000 | 0.0% | $28.00 | $27.00 | — | UNIT RESTG LLC | 67059L102 |
| VBK | VANGUARD SMALL CAP GROWTH ETF | 224 | $27,000 | 0.0% | $120.54 | $101.15 | +20.9% | SML CP GRW ETF | 922908595 |
| — | BARCLAYS BK PLC ETN F | 234 | $27,000 | 0.0% | $115.38 | $115.38 | — | BARC YLD ETN LKD | 06742C152 |
| — | UNILEVER PLC ADR NEW | 645 | $27,000 | 0.0% | $41.86 | $40.31 | — | SPON ADR NEW | 904767704 |
| VNQ | VANGUARD REIT INDEX | 407 | $26,000 | 0.0% | $63.88 | $71.57 | -9.8% | REIT ETF | 922908553 |
| ORLY | O REILLY AUTOMOTIVE INC | 200 | $26,000 | 0.0% | $130.00 * | $7.19 | +19.3% | COM | 67103H107 |
| FPPP | FIELDPOINT PETE CORPCOM | 6,270 | $26,000 | 0.0% | $4.15 * | $3.90 | +13.9% | COM | 316570100 |
| — | CUTWATER SELECT INC FUND | 1,397 | $26,000 | 0.0% | $18.61 | $18.61 | — | COM | 232229104 |
| LNT | ALLIANT ENERGY CORP | 500 | $26,000 | 0.0% | $52.00 * | $17.48 | +0.2% | COM | 018802108 |
| EQR | EQUITY RESIDENTIAL | 500 | $26,000 | 0.0% | $52.00 * | $29.24 | -0.4% | SH BEN INT | 29476L107 |
| — | FMC TECHNOLOGIES INC | 500 | $26,000 | 0.0% | $52.00 | $56.00 | — | COM | 30249U101 |
| PNW | PINNACLE WEST CAPITAL CP | 500 | $26,000 | 0.0% | $52.00 * | $35.40 | -6.8% | COM | 723484101 |
| — | WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT | 500 | $25,000 | 0.0% | $50.00 | $52.00 | — | COM UNIT L P | 96950F104 |
| XPHDX | PIONEER FLOATING RATE TR | 1,900 | $24,000 | 0.0% | $12.63 | $13.16 | — | COM | 72369J102 |
| — | ROYAL BK SCOT 7.25% ADRF SPONSORED ADR | 1,000 | $24,000 | 0.0% | $24.00 | $24.00 | — | SPON ADR SER H | 780097879 |
| SUB | ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD | 227 | $24,000 | 0.0% | $105.73 | $106.06 | +0.1% | SHT NTLAMTFR ETF | 464288158 |
| IYM | ISHARES DJ US BASIC MATERIALS | 290 | $24,000 | 0.0% | $82.76 | $69.93 | +16.4% | U.S. BAS MTL ETF | 464287838 |
| C | CITIGROUP INC | 458 | $24,000 | 0.0% | $52.40 * | $36.17 | +7.2% | COM NEW | 172967424 |
| COST | COSTCO WHOLESALE CORP | 200 | $24,000 | 0.0% | $120.00 * | $86.56 | +9.6% | COM | 22160K105 |
| — | NUVEEN MUN ADVANTAGEFD INC | 2,000 | $24,000 | 0.0% | $12.00 | $13.50 | — | COM | 67062H106 |
| IXC | ISHARES S&P GLOBAL ENERGY | 560 | $24,000 | 0.0% | $42.86 | $39.78 | +8.6% | GLOBAL ENERG ETF | 464287341 |
| — | ENBRIDGE ENERGY PARTNERS LP | 805 | $24,000 | 0.0% | $29.81 | $30.90 | — | COM | 29250R106 |
| — | BARCLAYS BK PLC | 1,000 | $24,000 | 0.0% | $24.00 | $25.00 | — | ADR 2 PREF 2 | 06739F390 |
| — | JOHN HANCOCK PREFERRED INCOME FUND II | 1,298 | $23,000 | 0.0% | $17.72 | $20.80 | — | COM | 41013X106 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 241 | $23,000 | 0.0% | $95.44 | $83.31 | +13.0% | RUS 1000 VAL ETF | 464287598 |
| IDU | ISHARES DOW JONES US UTILITIES | 237 | $23,000 | 0.0% | $97.05 * | $48.78 | -1.8% | U.S. UTILITS ETF | 464287697 |
| — | UNILEVER N V NY SHS NEWF N Y REGISTRY SHARES | 546 | $22,000 | 0.0% | $40.29 | $38.46 | — | N Y SHS NEW | 904784709 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 260 | $22,000 | 0.0% | $84.62 * | $18.32 | +17.3% | RUS 1000 GRW ETF | 464287614 |
| — | SENIOR HOUSING PROPERTIES TRUST | 1,000 | $22,000 | 0.0% | $22.00 | $26.00 | — | SH BEN INT | 81721M109 |
| XMHIX | PIONEER MUN HIGH INCOME TR COM SHS | 1,588 | $22,000 | 0.0% | $13.85 | $14.92 | — | COM SHS | 723763108 |
| MET | METLIFE INC COM | 400 | $22,000 | 0.0% | $55.00 * | $24.43 | +32.5% | COM | 59156R108 |
| IWO | ISHARES RUSSELL 2000 GROWTH INDEX | 155 | $21,000 | 0.0% | $135.48 | $113.04 | +19.9% | RUS 2000 GRW ETF | 464287648 |
| — | NUVEEN QUALIFY PFD INCOME FD 3 | 2,706 | $21,000 | 0.0% | $7.76 | $8.43 | — | COM | 67072W101 |
| — | NORTHWEST NAT GAS CO | 500 | $21,000 | 0.0% | $42.00 | $42.11 | — | COM | 667655104 |
| — | PIMCO CORPORATE OPPORTUNITY FUND | 1,195 | $21,000 | 0.0% | $17.57 | $19.25 | — | COM | 72201B101 |
| — | HEALTHCARE RLTY TR | 1,000 | $21,000 | 0.0% | $21.00 | $26.00 | — | COM | 421946104 |
| — | GABELLI GLOBAL UTIL & INCOME TR COM SH | 1,000 | $20,000 | 0.0% | $20.00 | $19.00 | — | COM SH BEN INT | 36242L105 |
| IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | 232 | $20,000 | 0.0% | $86.21 * | $38.12 | +10.6% | RUS MD CP GR ETF | 464287481 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | 400 | $20,000 | 0.0% | $50.00 | $46.78 | +8.4% | ALLWRLD EX US | 922042775 |
| — | BHP BILLITON PLC SPON ADR | 320 | $20,000 | 0.0% | $62.50 | $50.00 | — | SPONSORED ADR | 05545E209 |
| — | VANGUARD NATURAL RES | 686 | $20,000 | 0.0% | $29.15 | $27.70 | — | COM UNIT | 92205F106 |
| — | NUVEEN INSD QUALITY MUNICIPAL FD INC | 1,600 | $19,000 | 0.0% | $11.88 | $13.13 | — | COM | 67062N103 |
| IYR | ISHARES TRUST DOW JONES US REAL ESTATE INDEX FUND | 300 | $19,000 | 0.0% | $63.33 | $70.67 | -10.7% | U.S. REAL ES ETF | 464287739 |
| CLX | CLOROX CO DEL | 200 | $19,000 | 0.0% | $95.00 * | $60.00 | +9.8% | COM | 189054109 |
| NEM | NEWMONT MINING CORP | 820 | $19,000 | 0.0% | $23.17 * | $25.34 | -29.7% | COM | 651639106 |
| — | FRONTIER COMMUNICATIONS | 4,005 | $19,000 | 0.0% | $4.74 | $4.00 | — | COM | 35906A108 |
| FCX | FREEPORT MCMORAN COPPER | 502 | $19,000 | 0.0% | $37.85 * | $24.45 | +31.0% | COM | 35671D857 |
| — | POWERSHARES QQQ TR | 200 | $18,000 | 0.0% | $90.00 | $71.30 | — | UNIT SER 1 | 73935A104 |
| PBA | PEMBINA PIPELINE CORPORATION | 511 | $18,000 | 0.0% | $35.23 * | $16.67 | +13.8% | COM | 706327103 |
| BHP | BHP BILLITON LTD ADR | 261 | $18,000 | 0.0% | $68.97 * | $64.86 | -0.3% | SPONSORED ADR | 088606108 |
| LMT | LOCKHEED MARTIN CORP | 124 | $18,000 | 0.0% | $145.16 * | $76.24 | +40.3% | COM | 539830109 |
| — | WPX ENERGY INC COM USD1 | 856 | $17,000 | 0.0% | $19.86 | $18.69 | — | COM | 98212B103 |
| — | NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS | 1,175 | $17,000 | 0.0% | $14.47 | $15.32 | — | UNIT LTD LIABI | 654678101 |
| — | JOHN HANCOCK INCOME SECURITIES TRUST-SBI | 1,200 | $17,000 | 0.0% | $14.17 | $15.83 | — | COM | 410123103 |
| — | TDAX FUNDS INC INDEPENDENCE 2020 ETF | 625 | $17,000 | 0.0% | $27.20 | $25.60 | — | XTRAK 2020TGT DT | 233052208 |
| CELJF | CELLCOM ISRAEL LTD SHS ISIN #IL0011015349 | 1,205 | $17,000 | 0.0% | $14.11 * | $8.92 | +40.6% | SHS | M2196U109 |
| — | BLDRS INDEX FDS TR DEVELOPED MKTS | 625 | $16,000 | 0.0% | $25.60 | $21.10 | — | DEV MK 100 ADR | 09348R201 |
| — | NOBLE CORP F | 431 | $16,000 | 0.0% | $37.12 | $37.12 | — | SHS USD | G65431101 |
| — | JOHN HANCOCK PREFERRED INCOME FUND III | 1,000 | $16,000 | 0.0% | $16.00 | $18.00 | — | COM | 41021P103 |
| YUM | YUM! BRANDS INC | 208 | $16,000 | 0.0% | $76.92 * | $38.97 | +10.9% | COM | 988498101 |
| — | POWERSHARES INDIA PORTFOLIO | 910 | $16,000 | 0.0% | $17.58 | $16.48 | — | INDIA PORT | 73935L100 |
| GIS | GENERAL MILLS INC | 300 | $15,000 | 0.0% | $50.00 * | $32.26 | +2.2% | COM | 370334104 |
| CRT | CROSS TIMBERS ROYALTY TRUST | 500 | $15,000 | 0.0% | $30.00 | $28.00 | — | TR UNIT | 22757R109 |
| — | NUVEEN QUALITY PFD INCOME FD | 2,000 | $15,000 | 0.0% | $7.50 | $8.50 | — | COM | 67071S101 |
| — | NUVEEN DIVID ADVANTAGE MUN FD 3 COM | 1,250 | $15,000 | 0.0% | $12.00 | $13.60 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN INS CALIFORNIA TAX FREE CLOSED END | 1,149 | $14,000 | 0.0% | $12.18 | $13.93 | — | COM | 670651108 |
| — | BLACKROCK MUN BD TR | 1,000 | $14,000 | 0.0% | $14.00 | $15.00 | — | COM | 09249H104 |
| — | POWERSHARES GLOBAL PREFERRED ETF | 1,056 | $14,000 | 0.0% | $13.26 | $14.20 | — | AGG PFD PORT | 73936T565 |
| — | CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | 1,000 | $14,000 | 0.0% | $14.00 | $14.00 | — | UNIT LTD PARTNER | 226344109 |
| — | TEEKAY LNG PARTNERS L P UNIT LTD PARTNERSHIP INT | 336 | $14,000 | 0.0% | $41.67 | $42.96 | — | PRTNRSP UNITS | Y8564M105 |
| — | ALLIANCE BERNSTEIN INCOME FUND | 2,000 | $14,000 | 0.0% | $7.00 | $7.50 | — | COM | 01881E101 |
| — | BARCLAYS BK PLC ETN F | 115 | $14,000 | 0.0% | $121.74 | $121.74 | — | BARC ETN EUR50 | 06742C129 |
| — | MUNIYIELD INSD FD INC | 1,072 | $14,000 | 0.0% | $13.06 | $13.99 | — | COM | 09254E103 |
| — | DOW CHEMICAL CO | 285 | $13,000 | 0.0% | $45.61 | $38.60 | — | COM | 260543103 |
| NEE | NEXTERA ENERGY INC SHS | 150 | $13,000 | 0.0% | $86.67 * | $14.15 | +10.3% | COM | 65339F101 |
| YORW | YORK WTR CO | 614 | $13,000 | 0.0% | $21.17 * | $14.26 | +13.9% | COM | 987184108 |
| — | BARCLAYS BK PLC ADR PFD SHS SER 3 DIVD - 7.10% | 527 | $13,000 | 0.0% | $24.67 | $25.52 | — | SP ADR 7.1%PF3 | 06739H776 |
| — | ANADARKO PETE CORP | 165 | $13,000 | 0.0% | $78.79 | $78.79 | — | COM | 032511107 |
| UDR | UNITED DOMINION RLTYTR INC | 555 | $13,000 | 0.0% | $23.42 * | $15.84 | -3.9% | COM | 902653104 |
| VALE | VALE SA (ADR) | 870 | $13,000 | 0.0% | $14.94 * | $15.70 | -2.9% | ADR | 91912E105 |
| FISV | FISERV INC | 222 | $13,000 | 0.0% | $58.56 * | $24.45 | +20.7% | COM | 337738108 |
| SNY | SANOFI SA | 225 | $12,000 | 0.0% | $53.33 | $51.60 | +3.9% | SPONSORED ADR | 80105N105 |
| HSBC | HSBC HOLDINGS PLC SPONS ADR | 210 | $12,000 | 0.0% | $57.14 * | $54.95 | +0.3% | SPON ADR NEW | 404280406 |
| DEM | WISDOMTREE EMERGING MARKETS EQUITY INCOME ETF | 240 | $12,000 | 0.0% | $50.00 * | $53.63 | -4.9% | EMERG MKTS ETF | 97717W315 |
| — | NATIONAL OILWELL VARCO INC | 154 | $12,000 | 0.0% | $77.92 | $71.43 | — | COM | 637071101 |
| — | NUVEEN PREM INCOME MUN FD INC | 1,000 | $12,000 | 0.0% | $12.00 | $13.00 | — | COM | 67062T100 |
| — | TIM HORTONS INC COM | 210 | $12,000 | 0.0% | $57.14 | $52.88 | — | COM | 88706M103 |
| EWZ | ISHARES MSCI BRAZIL INDEX FD ETF | 275 | $12,000 | 0.0% | $43.64 * | $51.94 | -14.0% | MSCI BRZ CAP ETF | 464286400 |
| — | PCM FD INC | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | COM | 69323T101 |
| — | CHESAPEAKE ENERGY CORPORATION | 401 | $11,000 | 0.0% | $27.43 | $20.00 | — | COM | 165167107 |
| PCG | PG&E CORP | 275 | $11,000 | 0.0% | $40.00 * | $38.88 | -9.9% | COM | 69331C108 |
| — | CALAMOS CONV & HIGH INCOME FD COM SHS | 876 | $11,000 | 0.0% | $12.56 | $12.56 | — | COM SHS | 12811P108 |
| VV | VANGUARD LARGE CAP | 132 | $11,000 | 0.0% | $83.33 | $75.68 | +12.0% | LARGE CAP ETF | 922908637 |
| QCOM | QUALCOMM INC | 145 | $11,000 | 0.0% | $75.86 * | $50.36 | +5.6% | COM | 747525103 |
| — | POTASH CORP SASK INC | 325 | $11,000 | 0.0% | $33.85 | $33.85 | — | COM | 73755L107 |
| — | WESTERN ASSET MANAGED MUNS FD INC | 892 | $11,000 | 0.0% | $12.33 | $13.84 | — | COM | 95766M105 |
| — | WISCONSIN ENERGY CORP HLDG CO | 266 | $11,000 | 0.0% | $41.35 | $41.35 | — | COM | 976657106 |
| — | CRESTWOOD MIDSTREAM PARTNERS LP NEW UNITLTD PARTNERSHIP INT | 432 | $11,000 | 0.0% | $25.46 | $25.46 | — | UNIT LTD PARTNER | 226378107 |
| — | GABELLI EQUITY TRUST INC | 1,386 | $11,000 | 0.0% | $7.94 | $6.49 | — | COM | 362397101 |
| — | NEXPOINT CREDIT STRATEGIES FD COM | 1,211 | $11,000 | 0.0% | $9.08 | $8.26 | — | COM | 65340G106 |
| V | VISA INC | 49 | $11,000 | 0.0% | $224.49 * | $46.29 | +10.5% | COM CL A | 92826C839 |
| DVN | DEVON ENERGY CORP | 154 | $10,000 | 0.0% | $64.94 * | $37.00 | +12.3% | COM | 25179M103 |
| — | DBX-Trackers 2030 Target Date Fund | 363 | $10,000 | 0.0% | $27.55 | $24.79 | — | XTRAK 2030TGT DT | 233052307 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 163 | $10,000 | 0.0% | $61.35 | $55.56 | — | COM UNIT RP LP | 559080106 |
| TM | TOYOTA MTRS CORP ADRREPSTG 2 SHRS | 80 | $10,000 | 0.0% | $125.00 * | $125.71 | -3.0% | SP ADR REP2COM | 892331307 |
| — | CHUBB CORP | 101 | $10,000 | 0.0% | $99.01 | $90.09 | — | COM | 171232101 |
| CMCSA | COMCAST CORP CL A | 190 | $10,000 | 0.0% | $52.63 * | $18.38 | +8.3% | CL A | 20030N101 |
| HD | HOME DEPOT | 126 | $10,000 | 0.0% | $79.37 * | $56.98 | +9.3% | COM | 437076102 |
| — | INTEGRYS ENERGY GROUP INC | 179 | $10,000 | 0.0% | $55.87 | $55.87 | — | COM | 45822P105 |
| ITW | ILLINOIS TOOL WORKS | 116 | $10,000 | 0.0% | $86.21 * | $54.78 | +16.2% | COM | 452308109 |
| — | HEALTH CARE PPTY INVS INC | 270 | $10,000 | 0.0% | $37.04 | $37.04 | — | COM | 40414L109 |
| HIW | HIGHWOODS PPTYS INC | 280 | $10,000 | 0.0% | $35.71 | $35.71 | — | COM | 431284108 |
| — | PIMCO INCOME STRATEGY FUND II | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | COM | 72201J104 |
| RYN | RAYONIER INC REIT | 225 | $9,000 | 0.0% | $40.00 | $40.00 | — | COM | 754907103 |
| PRU | PRUDENTIAL FINL INC | 100 | $9,000 | 0.0% | $90.00 * | $38.68 | +44.3% | COM | 744320102 |
| — | STAPLES INC | 549 | $9,000 | 0.0% | $16.39 | $14.68 | — | COM | 855030102 |
| — | DNP SELECT INCOME FD INC | 1,000 | $9,000 | 0.0% | $9.00 | $10.00 | — | COM | 23325P104 |
| NNN | NATIONAL RETAIL PPTYS | 310 | $9,000 | 0.0% | $29.03 | $29.03 | — | COM | 637417106 |
| — | COACH INC | 161 | $9,000 | 0.0% | $55.90 | $55.90 | — | COM | 189754104 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 225 | $9,000 | 0.0% | $40.00 * | $40.01 | +2.8% | FTSE EMR MKT ETF | 922042858 |
| — | NORTHEAST UTILITIES | 185 | $8,000 | 0.0% | $43.24 | $43.24 | — | COM | 664397106 |
| — | PACHOLDER HIGH YIELD FUND INC | 1,000 | $8,000 | 0.0% | $8.00 | $8.00 | — | COM | 693742108 |
| VOO | VANGUARD S&P 500 ETF | 48 | $8,000 | 0.0% | $166.67 | $162.20 | +4.3% | S&P 500 ETF SHS | 922908363 |
| — | NUSTAR ENERGY LP UNIT | 157 | $8,000 | 0.0% | $50.96 | $39.19 | — | UNIT COM | 67058H102 |
| — | NUVEEN QUALITY PFD INCOME FD 2 | 1,000 | $8,000 | 0.0% | $8.00 | $8.95 | — | COM | 67072C105 |
| SAP | SAP AKTIENGESELLSCHAFT ADR | 95 | $8,000 | 0.0% | $84.21 * | $79.53 | +9.6% | SPON ADR | 803054204 |
| — | MACQUARIE INFRASTRUCTURE CO TR | 150 | $8,000 | 0.0% | $53.33 | $53.33 | — | MEMBERSHIP INT | 55608B105 |
| LYG | LLOYDS TSB GROUP PLC | 1,343 | $7,000 | 0.0% | $5.21 * | $5.02 | +6.1% | SPONSORED ADR | 539439109 |
| AIVL | WISDOMTREE DIVIDEND EX-FINANCIALS ETF | 103 | $7,000 | 0.0% | $67.96 | $62.95 | +9.3% | DIV EX-FINL FD | 97717W406 |
| — | PETSMART INC | 101 | $7,000 | 0.0% | $69.31 | $69.31 | — | COM | 716768106 |
| IP | INTL PAPER CO | 139 | $7,000 | 0.0% | $50.36 * | $25.91 | +7.8% | COM | 460146103 |
| CAG | CONAGRA FOODS INC | 200 | $7,000 | 0.0% | $35.00 * | $17.69 | -1.4% | COM | 205887102 |
| PAYX | PAYCHEX INC | 163 | $7,000 | 0.0% | $42.94 * | $27.04 | +16.4% | COM | 704326107 |
| SIEGY | SIEMENS A G SPON ADR | 54 | $7,000 | 0.0% | $129.63 * | $128.75 | +7.6% | SPONSORED ADR | 826197501 |
| WM | WASTE MANAGEMENT INC | 153 | $7,000 | 0.0% | $45.75 * | $30.79 | +13.6% | COM | 94106L109 |
| RY | ROYAL BANK OF CANADA | 100 | $7,000 | 0.0% | $70.00 * | $66.31 | +1.4% | COM | 780087102 |
| F | FORD MOTOR COMPANY | 460 | $7,000 | 0.0% | $15.22 * | $9.02 | -8.0% | COM PAR $0.01 | 345370860 |
| SYY | SYSCO CORP | 161 | $6,000 | 0.0% | $37.27 * | $23.98 | +9.4% | COM | 871829107 |
| — | GABELLI UTILITY TR | 1,012 | $6,000 | 0.0% | $5.93 | $6.92 | — | COM | 36240A101 |
| — | SILVER WHEATON CORP | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | COM | 828336107 |
| — | MUNIHOLDINGS FD II INC | 420 | $6,000 | 0.0% | $14.29 | $14.29 | — | COM | 09253P109 |
| NVO | NOVO-NORDISK A/S ADR ADR CMN | 34 | $6,000 | 0.0% | $176.47 * | $174.27 | +6.0% | ADR | 670100205 |
| PBT | PERMIAN BASIN REALTY | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | UNIT BEN INT | 714236106 |
| — | NUVEEN SR INCOME FD COM | 800 | $6,000 | 0.0% | $7.50 | $7.50 | — | COM | 67067Y104 |
| — | PIMCO CORPORATE INCOME FD | 300 | $5,000 | 0.0% | $16.67 | $17.87 | — | COM | 72200U100 |
| IWS | ISHARES RUSSELL MIDCAP VALUE INDEX | 75 | $5,000 | 0.0% | $66.67 | $57.95 | +13.4% | RUS MDCP VAL ETF | 464287473 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 108 | $5,000 | 0.0% | $46.30 | $46.30 | — | UNIT LTD PARTN | 864482104 |
| — | GOLDCORP INC | 200 | $4,000 | 0.0% | $20.00 | $25.00 | — | COM | 380956409 |
| — | ING CLARION GLOBAL REAL ESTATE | 500 | $4,000 | 0.0% | $8.00 | $10.00 | — | COM | 12504G100 |
| CCL | CARNIVAL CORP | 100 | $4,000 | 0.0% | $40.00 * | $27.66 | +20.8% | PAIRED CTF | 143658300 |
| IDV | ISHARES INTERNATIONAL SELECT DIVIDEND ETF | 115 | $4,000 | 0.0% | $34.78 * | $34.46 | +10.1% | INTL SEL DIV ETF | 464288448 |
| — | CST BRANDS INC COM* | 115 | $4,000 | 0.0% | $34.78 | $31.25 | — | COM | 12646R105 |
| — | MALLINCKRODT PUB LTD CO SHS | 58 | $3,000 | 0.0% | $51.72 | $51.72 | — | SHS | G5785G107 |
| — | YAMANA GOLD INC ISIN #CA98462Y1007 | 319 | $3,000 | 0.0% | $9.40 | $9.40 | — | COM | 98462Y100 |
| GM | GENERAL MOTORS CORP | 82 | $3,000 | 0.0% | $36.59 * | $23.68 | +28.7% | COM | 37045V100 |
| — | INCONTACT INC | 220 | $2,000 | 0.0% | $9.09 | $9.09 | — | COM | 45336E109 |
| SRE | SEMPRA ENERGY | 19 | $2,000 | 0.0% | $105.26 * | $30.53 | +1.8% | COM | 816851109 |
| — | ANGLOGOLD ASHANTI LTD SPONS ADR | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | SPONSORED ADR | 035128206 |
| — | BLACKROCK INCOME OPPORTUNITY TRUST INC | 221 | $2,000 | 0.0% | $9.05 | $9.05 | — | COM | 092475102 |
| — | CGI GROUP CL A | 47 | $2,000 | 0.0% | $42.55 | $42.55 | — | CL A SUB VTG | 39945C109 |
| — | CENTURYLINK INC | 31 | $1,000 | 0.0% | $32.26 | $32.26 | — | COM | 156700106 |
| GSG | ISHARES GSCI COMMODITY INDEXED TR ETF | 38 | $1,000 | 0.0% | $26.32 * | $31.32 | +2.8% | UNIT BEN INT | 46428R107 |
| — | PROSHARES TR ULTRA SHORT FTSE XINHUA CHINA 25 FD | 55 | $1,000 | 0.0% | $18.18 | $18.18 | — | ULTSHT CHINA 25 | 74347X567 |
| FSS | FEDERAL SIGNAL CORP | 99 | $1,000 | 0.0% | $10.10 * | $7.25 | +77.3% | COM | 313855108 |
| — | ENCANA CORPORATION F | 1 | $0 | 0.0% | $0.00 | — | — | COM | 292505104 |
| — | GENERAL MTRS CO WTS EXP 07/10/2019 | 1 | $0 | 0.0% | $0.00 | — | — | *W EXP 07/10/201 | 37045V126 |
| — | COLDWATER CREEK INC | 50 | $0 | 0.0% | $0.00 | — | — | COM NEW | 193068202 |