Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 8, 2014
Total Value: $178M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS TRUST ETF ALERIAN MLP | 814,184 | $15.47M | 8.7% | $19.00 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR HIGH YIELD BOND ETF | 269,561 | $11.25M | 6.3% | $41.73 | $39.72 | — | BRC HGH YLD BD | 78464A417 |
| — | TEMPLETON GLOBAL INCOME FD INC | 1,267,048 | $10.47M | 5.9% | $8.26 | $8.52 | — | COM | 880198106 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 98,807 | $10.44M | 5.9% | $105.68 * | $52.68 | +0.3% | 1-3 YR CR BD ETF | 464288646 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 449,167 | $8.462M | 4.7% | $18.84 | $16.94 | — | COM | 00764C109 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 136,859 | $6.911M | 3.9% | $50.50 | $43.05 | +17.3% | BRC CNV SECS ETF | 78464A359 |
| SPY | SPDR S&P 500 ETF | 33,556 | $6.568M | 3.7% | $195.73 | $173.01 | +13.1% | TR UNIT | 78462F103 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 158,899 | $6.342M | 3.6% | $39.91 | $40.15 | -0.6% | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES CORE S&P MID CAP ETF | 37,197 | $5.322M | 3.0% | $143.08 * | $23.91 | +19.7% | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 210,487 | $5.235M | 2.9% | $24.87 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| EFA | ISHARES MSCI EAFE ETF | 65,741 | $4.495M | 2.5% | $68.37 | $61.65 | +10.9% | MSCI EAFE ETF | 464287465 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 359,068 | $4.463M | 2.5% | $12.43 | $13.16 | — | COM SHS | 6706EN100 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 35,991 | $4.292M | 2.4% | $119.25 | $118.55 | +0.6% | IBOXX INV CP ETF | 464287242 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 96,899 | $4.189M | 2.3% | $43.23 | $41.06 | +5.3% | MSCI EMG MKT ETF | 464287234 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 440,486 | $4.154M | 2.3% | $9.43 | $9.22 | — | COM | 95766J102 |
| XPHTX | PIONEER HIGH INCOME TR COM | 199,290 | $3.681M | 2.1% | $18.47 | $16.78 | — | COM | 72369H106 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 118,751 | $3.463M | 1.9% | $29.16 | $27.43 | — | SOVEREIGN DEBT | 73936T573 |
| BSV | VANGUARD SHORT TERM BOND | 41,177 | $3.308M | 1.9% | $80.34 | $80.69 | -0.4% | SHORT TRM BOND | 921937827 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 83,950 | $3.219M | 1.8% | $38.34 * | $15.70 | +22.1% | TECHNOLOGY | 81369Y803 |
| AGG | ISHARES AGGREGATE BOND ETF | 27,081 | $2.963M | 1.7% | $109.41 | $109.52 | -0.1% | CORE TOTUSBD ETF | 464287226 |
| — | GABELLI CONV & INCOME SECS FD INC | 457,817 | $2.88M | 1.6% | $6.29 | $6.18 | — | COM | 36240B109 |
| XLE | ENERGY SELECT SECTOR SPDR | 26,514 | $2.654M | 1.5% | $100.10 * | $39.91 | +25.4% | SBI INT-ENERGY | 81369Y506 |
| ICF | ISHARES COHEN & STEERS RLTY | 27,404 | $2.393M | 1.3% | $87.32 * | $42.07 | +3.8% | COHEN&STEER REIT | 464287564 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 18,728 | $2.099M | 1.2% | $112.08 * | $47.62 | +17.7% | CORE S&P SCP ETF | 464287804 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 46,403 | $2.071M | 1.2% | $44.63 | $40.86 | +9.2% | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 36,677 | $1.983M | 1.1% | $54.07 | $42.77 | +26.4% | SBI INT-INDS | 81369Y704 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 25,983 | $1.734M | 1.0% | $66.74 * | $28.06 | +18.9% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 28,312 | $1.722M | 1.0% | $60.82 | $48.42 | +25.6% | SBI HEALTHCARE | 81369Y209 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 39,114 | $1.707M | 1.0% | $43.64 | $45.17 | -3.4% | WELLS FG PFD ETF | 78464A292 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 119,855 | $1.653M | 0.9% | $13.79 | $14.74 | — | COM | 880192109 |
| GLD | SPDR GOLD ETF | 11,033 | $1.413M | 0.8% | $128.07 | $132.90 | -3.7% | GOLD SHS | 78463V107 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 12,813 | $1.22M | 0.7% | $95.22 | $93.76 | +1.5% | IBOXX HI YD ETF | 464288513 |
| JNJ | JOHNSON & JOHNSON | 11,522 | $1.205M | 0.7% | $104.58 * | $60.74 | +25.2% | COM | 478160104 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 50,922 | $1.158M | 0.6% | $22.74 * | $15.80 | +16.9% | SBI INT-FINL | 81369Y605 |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 10,012 | $1.154M | 0.6% | $115.26 | $116.73 | -1.2% | JP MOR EM MK ETF | 464288281 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 29,251 | $1.107M | 0.6% | $37.84 | $35.53 | +6.5% | BRCLY INTL CRP | 78464A151 |
| KO | COCA COLA CO | 25,210 | $1.068M | 0.6% | $42.36 * | $27.64 | +6.8% | COM | 191216100 |
| XLU | UTILITIES SELECT SECTOR SPDR | 23,776 | $1.052M | 0.6% | $44.25 * | $19.62 | +12.8% | SBI INT-UTILS | 81369Y886 |
| — | AMERICAN SELECT PORTFOLIO INC | 92,446 | $989K | 0.6% | $10.70 | $9.26 | — | COM | 029570108 |
| T | AT&T INC COM | 27,763 | $982K | 0.6% | $35.37 * | $11.33 | +3.8% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 9,510 | $958K | 0.5% | $100.74 * | $54.04 | +14.6% | COM | 30231G102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 18,468 | $917K | 0.5% | $49.65 * | $19.99 | +24.1% | SBI MATERIALS | 81369Y100 |
| CL | COLGATE-PALMOLIVE CO | 12,404 | $846K | 0.5% | $68.20 * | $46.08 | +13.2% | COM | 194162103 |
| PG | PROCTER & GAMBLE CO | 10,335 | $812K | 0.5% | $78.57 * | $55.37 | +2.8% | COM | 742718109 |
| CVX | CHEVRON CORP | 6,057 | $791K | 0.4% | $130.59 * | $71.93 | +11.2% | COM | 166764100 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC-III | 100,584 | $736K | 0.4% | $7.32 | $7.03 | — | COM | 03009T101 |
| PM | PHILIP MORRIS INTL INC | 8,419 | $710K | 0.4% | $84.33 * | $49.79 | -4.2% | COM | 718172109 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,077 | $603K | 0.3% | $118.77 | $95.50 | +24.4% | RUSSELL 2000 ETF | 464287655 |
| XEL | XCEL ENERGY INC | 17,893 | $577K | 0.3% | $32.25 * | $19.78 | +13.1% | COM | 98389B100 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 9,760 | $523K | 0.3% | $53.59 | $53.56 | +0.0% | 1-5 US TIP IDX | 72201R205 |
| SLV | ISHARES SILVER TRUST ETF | 25,053 | $507K | 0.3% | $20.24 | $21.02 | -3.7% | ISHARES | 46428Q109 |
| TBT | PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 8,339 | $506K | 0.3% | $60.68 | $65.17 | -6.8% | PSHS ULTSH 20YRS | 74347B201 |
| INTC | INTEL | 15,779 | $488K | 0.3% | $30.93 * | $17.37 | +34.7% | COM | 458140100 |
| MCD | MCDONALDS CORP | 4,792 | $483K | 0.3% | $100.79 * | $71.52 | +4.9% | COM | 580135101 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 18,946 | $480K | 0.3% | $25.34 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,899 | $471K | 0.3% | $162.47 * | $32.56 | +24.8% | RUS MID-CAP ETF | 464287499 |
| MO | ALTRIA GROUP INC | 10,922 | $458K | 0.3% | $41.93 * | $16.30 | +23.8% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 16,419 | $431K | 0.2% | $26.25 | $23.70 | — | COM | 369604103 |
| DUK | DUKE ENERGY CORP NEW | 5,759 | $427K | 0.2% | $74.14 * | $41.84 | +10.2% | COM NEW | 26441C204 |
| MRK | MERCK & CO INC | 7,282 | $421K | 0.2% | $57.81 * | $31.13 | +24.1% | COM | 58933Y105 |
| IBM | INTL BUSINESS MACHINES | 2,282 | $414K | 0.2% | $181.42 * | $115.32 | -6.0% | COM | 459200101 |
| CSCO | CISCO SYS INC | 16,336 | $406K | 0.2% | $24.85 * | $15.42 | +12.6% | COM | 17275R102 |
| PEP | PEPSICO INC | 4,356 | $389K | 0.2% | $89.30 * | $56.03 | +13.1% | COM | 713448108 |
| — | SPDR SHORT-TERM MUNICIPAL BOND ETF | 15,320 | $373K | 0.2% | $24.35 | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| WFC | WELLS FARGO & CO | 7,038 | $370K | 0.2% | $52.57 * | $27.89 | +36.5% | COM | 949746101 |
| SLB | SCHLUMBERGER LTD | 3,129 | $369K | 0.2% | $117.93 * | $53.17 | +61.5% | COM | 806857108 |
| VZ | VERIZON COMMUNICATIONS | 7,410 | $363K | 0.2% | $48.99 * | $26.93 | +0.6% | COM | 92343V104 |
| WMT | WAL-MART STORES INC | 4,664 | $350K | 0.2% | $75.04 * | $20.00 | +0.3% | COM | 931142103 |
| FE | FIRSTENERGY CORP | 9,760 | $339K | 0.2% | $34.73 * | $20.72 | +3.6% | COM | 337932107 |
| — | KRAFT FOODS GROUP | 5,440 | $326K | 0.2% | $59.93 | $56.74 | — | COM | 50076Q106 |
| JPM | JP MORGAN CHASE & CO | 5,580 | $322K | 0.2% | $57.71 * | $38.09 | +10.8% | COM | 46625H100 |
| TROW | T ROWE PRICE GROUP INC | 3,784 | $319K | 0.2% | $84.30 * | $50.50 | +9.4% | COM | 74144T108 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 2,878 | $317K | 0.2% | $110.15 | $89.55 | +23.0% | RUS 1000 ETF | 464287622 |
| BMY | BRISTOL MYERS SQUIBB | 6,360 | $309K | 0.2% | $48.58 * | $30.22 | +9.1% | COM | 110122108 |
| — | DUFF AND PHELPS | 28,060 | $294K | 0.2% | $10.48 | $10.95 | — | COM | 26432K108 |
| — | WINDSTREAM CORPORATION | 29,366 | $292K | 0.2% | $9.94 | $8.43 | — | COM | 97382A101 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO INC | 28,395 | $291K | 0.2% | $10.25 | $8.99 | — | COM | 030098107 |
| — | HANCOCK JOHN PFD EQTY FD SH BEN INT | 13,733 | $283K | 0.2% | $20.61 | $20.78 | — | SH BEN INT | 41013W108 |
| MMM | 3M COMPANY | 1,957 | $280K | 0.2% | $143.08 * | $61.91 | +34.0% | COM | 88579Y101 |
| NSC | NORFOLK SOUTHERN CRP | 2,579 | $266K | 0.1% | $103.14 * | $63.90 | +25.1% | COM | 655844108 |
| CAT | CATERPILLAR INC | 2,402 | $261K | 0.1% | $108.66 * | $65.52 | +23.4% | COM | 149123101 |
| — | KINDER MORGAN ENERGY PTNRS LP | 3,028 | $249K | 0.1% | $82.23 | $82.51 | — | UT LTD PARTNER | 494550106 |
| — | ITC HLDGS CORP | 6,715 | $245K | 0.1% | $36.49 | $48.04 | — | COM | 465685105 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 2,622 | $235K | 0.1% | $89.63 * | $38.78 | +15.6% | CORE S&P TTL STK | 464287150 |
| — | AMERICAN STRATEGIC INCOME PORTFOLIO | 26,099 | $229K | 0.1% | $8.77 | $7.70 | — | COM | 030099105 |
| BAX | BAXTER INTL INC | 3,108 | $225K | 0.1% | $72.39 * | $32.70 | -1.3% | COM | 071813109 |
| RSG | REPUBLIC SERVICES INC | 5,878 | $223K | 0.1% | $37.94 * | $28.55 | +7.8% | COM | 760759100 |
| — | LEXMARK INTL INC NEW | 4,552 | $219K | 0.1% | $48.11 | $48.11 | — | CL A | 529771107 |
| — | ADT CORP | 6,256 | $219K | 0.1% | $35.01 | $35.01 | — | COM | 00101J106 |
| — | KINDER MORGAN MGMT LLC | 2,749 | $217K | 0.1% | $78.94 | $78.94 | — | SHS | 49455U100 |
| COP | CONOCOPHILLIPS | 2,488 | $213K | 0.1% | $85.61 * | $53.35 | +10.5% | COM | 20825C104 |
| F | FORD MOTOR COMPANY | 11,867 | $205K | 0.1% | $17.27 * | $8.87 | +6.2% | COM PAR $0.01 | 345370860 |