CIK: 0001404574 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value ($000): $1,102,713 (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 500,100 | $139,958 | 12.7% | — | — | Put | 88160R101 |
| CVNA | CARVANA CO | 1,965,000 | $114,088 | 10.3% | $24.72 | +70.2% | CL A | 146869102 |
| JNJ | JOHNSON & JOHNSON | 400,000 | $55,916 | 5.1% | — | — | Put | 478160104 |
| PCG | PG&E CORP | 2,588,000 | $46,066 | 4.2% | $24.67 | -35.0% | COM | 69331C108 |
| QURE | UNIQURE NV | 750,000 | $44,738 | 4.1% | $8.06 | +454.3% | SHS | N90064101 |
| — | REDHILL BIOPHARMA LTD | 3,693,840 | $30,696 | 2.8% | $7.08 | — | SPONSORED ADS | 757468103 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 326,000 | $30,465 | 2.8% | $71.43 | +17.1% | COM | 02043Q107 |
| STNG | SCORPIO TANKERS INC | 1,500,000 | $29,760 | 2.7% | $19.84 | — | SHS | Y7542C130 |
| XLU | SELECT SECTOR SPDR TR | 500,000 | $29,085 | 2.6% | — | — | Put | 81369Y886 |
| — | NII HLDGS INC | 13,163,432 | $25,800 | 2.3% | $1.28 | — | COM PAR | 62913F508 |
| KO | COCA COLA CO | 500,000 | $23,430 | 2.1% | — | — | Put | 191216100 |
| — | EIGER BIOPHARMACEUTICALS INC | 1,610,529 | $22,515 | 2.0% | $10.63 | — | COM | 28249U105 |
| COF | CAPITAL ONE FINL CORP | 246,000 | $20,096 | 1.8% | $76.57 | -5.7% | COM | 14040H105 |
| — | MUDRICK CAP ACQUISITION CORP | 1,900,000 | $19,152 | 1.7% | $9.88 | — | COM CLASS A | 624745105 |
| — | ON DECK CAP INC | 3,125,000 | $16,938 | 1.5% | $5.25 | — | COM | 682163100 |
| MRK | MERCK & CO INC | 200,000 | $16,634 | 1.5% | — | — | Put | 58933Y105 |
| ALDX | ALDEYRA THERAPEUTICS INC | 1,800,000 | $16,254 | 1.5% | $6.64 | +28.1% | COM | 01438T106 |
| — | TRIVAGO N V | 3,451,402 | $14,910 | 1.4% | $6.24 | — | SPON ADS A SHS | 89686D105 |
| MU | MICRON TECHNOLOGY INC | 360,000 | $14,879 | 1.3% | $22.20 | +69.8% | COM | 595112103 |
| — | TRUECAR INC | 2,156,191 | $14,317 | 1.3% | $10.31 | — | COM | 89785L107 |
| ENVA | ENOVA INTL INC | 617,498 | $14,091 | 1.3% | $12.45 | +89.2% | COM | 29357K103 |
| — | GALMED PHARMACEUTICALS LTD | 1,350,000 | $11,030 | 1.0% | $9.54 | — | SHS | M47238106 |
| ORCL | ORACLE CORP | 200,000 | $10,742 | 1.0% | — | — | Put | 68389X105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 75,000 | $10,583 | 1.0% | — | — | Put | 459200101 |
| PG | PROCTER AND GAMBLE CO | 100,000 | $10,405 | 0.9% | — | — | Put | 742718109 |
| MDLZ | MONDELEZ INTL INC | 200,000 | $9,984 | 0.9% | — | — | Put | 609207105 |
| KR | KROGER CO | 400,000 | $9,840 | 0.9% | $21.37 | +10.5% | Call | 501044101 |
| — | ARYA SCIENCES ACQUISITION CO | 1,000,000 | $9,830 | 0.9% | $9.80 | — | SHS CL A | G3165V109 |
| CRESY | CRESUD S A C I F Y A | 846,860 | $9,815 | 0.9% | $12.27 | — | SPONSORED ADR | 226406106 |
| — | IRSA INVERSIONES Y REP S A | 894,724 | $9,752 | 0.9% | $14.53 | — | GLOBL DEP RCPT | 450047204 |
| — | MARKER THERAPEUTICS INC | 1,460,000 | $9,636 | 0.9% | $5.55 | — | COM | 57055L107 |
| ERII | ENERGY RECOVERY INC | 1,100,000 | $9,603 | 0.9% | $7.82 | +1.8% | COM | 29270J100 |
| MGNX | MACROGENICS INC | 484,970 | $8,720 | 0.8% | $21.59 | -19.9% | COM | 556099109 |
| — | M D C HLDGS INC | 300,000 | $8,718 | 0.8% | — | — | Put | 552676108 |
| HYG | ISHARES TR | 100,000 | $8,647 | 0.8% | — | — | Put | 464288513 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 1,598,357 | $8,391 | 0.8% | $6.83 | -16.4% | COM | 87164F105 |
| COF | CAPITAL ONE FINL CORP | 100,000 | $8,169 | 0.7% | $76.57 | -5.7% | Put | 14040H105 |
| HCC | WARRIOR MET COAL INC | 245,000 | $7,448 | 0.7% | $25.54 | +7.1% | COM | 93627C101 |
| ADNT | ADIENT PLC | 537,000 | $6,960 | 0.6% | $51.83 | -66.2% | ORD SHS | G0084W101 |
| FATE | FATE THERAPEUTICS INC | 395,000 | $6,940 | 0.6% | $4.63 | +240.9% | COM | 31189P102 |
| — | GLOBALSTAR INC | 16,110,778 | $6,928 | 0.6% | $0.61 | — | COM | 378973408 |
| MGTX | MEIRAGTX HOLDINGS PLC | 432,319 | $6,420 | 0.6% | $13.56 | +3.9% | COM | G59665102 |
| — | SEADRILL LTD | 746,951 | $6,207 | 0.6% | $8.47 | — | COM | G7998G106 |
| — | BLACKSTONE GROUP L P | 170,000 | $5,945 | 0.5% | $33.35 | — | COM UNIT LTD | 09253U108 |
| — | MARINUS PHARMACEUTICALS INC | 1,400,000 | $5,852 | 0.5% | $5.23 | — | COM | 56854Q101 |
| — | MAIDEN HOLDINGS LTD | 7,876,964 | $5,850 | 0.5% | $0.79 | — | SHS | G5753U112 |
| INSE | INSPIRED ENTMT INC | 801,824 | $5,344 | 0.5% | $7.69 | -15.5% | COM | 45782N108 |
| KR | KROGER CO | 205,000 | $5,043 | 0.5% | $21.37 | +10.5% | COM | 501044101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 25,000 | $5,022 | 0.5% | — | — | Put | 084670702 |
| — | MIRAGEN THERAPEUTICS INC | 1,766,038 | $4,927 | 0.4% | $3.02 | — | COM | 60463E103 |
| — | NAVIOS MARITIME CONTAINERS L | 2,057,185 | $4,917 | 0.4% | $2.81 | — | COM UNIT RP LP | Y62151108 |
| FENC | FENNEC PHARMACEUTICALS INC | 971,351 | $4,711 | 0.4% | $11.19 | -41.2% | COM | 31447P100 |
| — | MEDICINES CO | 167,252 | $4,675 | 0.4% | $30.77 | — | COM | 584688105 |
| — | STRONGBRIDGE BIOPHARMA PLC | 848,700 | $4,227 | 0.4% | $5.41 | — | SHS USD | G85347105 |
| TGTX | TG THERAPEUTICS INC | 525,000 | $4,221 | 0.4% | $11.14 | -51.5% | COM | 88322Q108 |
| — | TOCAGEN INC | 375,000 | $4,076 | 0.4% | $8.36 | — | COM | 888846102 |
| — | SIERRA ONCOLOGY INC | 2,313,159 | $3,956 | 0.4% | $2.61 | — | COM | 82640U107 |
| — | CONTURA ENERGY INC | 66,625 | $3,859 | 0.3% | $65.74 | — | COM | 21241B100 |
| — | SEQUENTIAL BRNDS GROUP INC N | 2,998,060 | $3,838 | 0.3% | $5.80 | — | COM | 81734P107 |
| — | TRACON PHARMACEUTICALS INC | 2,738,938 | $3,752 | 0.3% | $2.93 | — | COM | 89237H100 |
| — | ZAFGEN INC | 1,335,104 | $3,658 | 0.3% | $4.95 | — | COM | 98885E103 |
| — | NATIONAL OILWELL VARCO INC | 130,000 | $3,463 | 0.3% | $35.78 | — | COM | 637071101 |
| XRT | SPDR SERIES TRUST | 75,000 | $3,376 | 0.3% | — | — | Put | 78464A714 |
| RACE | FERRARI N V | 25,000 | $3,345 | 0.3% | $112.28 | +9.1% | Put | N3167Y103 |
| — | IRSA PROPIEDADES COMERCIALES | 159,700 | $3,314 | 0.3% | $21.02 | — | SPONSORED ADR | 463588103 |
| — | HOSTESS BRANDS INC | 2,520,000 | $3,276 | 0.3% | $1.70 | — | *W EXP 11/04/202 | 44109J114 |
| — | ONCONOVA THERAPEUTICS INC | 966,877 | $3,191 | 0.3% | $7.34 | — | COM PAR | 68232V405 |
| ADMA | ADMA BIOLOGICS INC | 805,000 | $3,051 | 0.3% | $2.99 | +18.0% | COM | 000899104 |
| ARDX | ARDELYX INC | 1,036,404 | $2,902 | 0.3% | $3.96 | -34.4% | COM | 039697107 |
| — | OTONOMY INC | 1,100,000 | $2,893 | 0.3% | $4.19 | — | COM | 68906L105 |
| — | ZOGENIX INC | 50,000 | $2,751 | 0.2% | $44.20 | — | COM NEW | 98978L204 |
| GGAL | GRUPO FINANCIERO GALICIA S A | 105,000 | $2,680 | 0.2% | $28.66 | — | SPONSORED ADR | 399909100 |
| AGRO | ADECOAGRO S A | 350,000 | $2,412 | 0.2% | $8.26 | -23.3% | COM | L00849106 |
| DHT | DHT HOLDINGS INC | 515,000 | $2,297 | 0.2% | $2.56 | -4.1% | SHS NEW | Y2065G121 |
| — | ADVERUM BIOTECHNOLOGIES INC | 362,386 | $1,899 | 0.2% | $3.38 | — | COM | 00773U108 |
| BHF | BRIGHTHOUSE FINL INC | 49,900 | $1,811 | 0.2% | $39.02 | -4.0% | COM | 10922N103 |
| — | ADAMIS PHARMACEUTICALS CORP | 850,000 | $1,794 | 0.2% | $3.50 | — | COM NEW | 00547W208 |
| — | ELEVATE CREDIT INC | 410,000 | $1,779 | 0.2% | $4.48 | — | COM | 28621V101 |
| — | SCORPIO TANKERS INC | 2,000,000 | $1,748 | 0.2% | $0.78 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| ZG | ZILLOW GROUP INC | 50,000 | $1,710 | 0.2% | $35.37 | 0.0% | CL A | 98954M101 |
| — | BP PRUDHOE BAY RTY TR | 63,800 | $1,697 | 0.2% | — | — | Put | 055630107 |
| — | AZURRX BIOPHARMA INC | 695,504 | $1,683 | 0.2% | $2.36 | — | COM | 05502L105 |
| — | CHARDAN HEALTHCARE ACQUISITI | 150,000 | $1,469 | 0.1% | $9.79 | — | COM | 15957A108 |
| — | APHRIA INC | 150,000 | $1,398 | 0.1% | $9.32 | — | COM | 03765K104 |
| — | APHRIA INC | 150,000 | $1,398 | 0.1% | $9.32 | — | Put | 03765K104 |
| — | MUDRICK CAP ACQUISITION CORP | 2,500,000 | $1,375 | 0.1% | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| GNK | GENCO SHIPPING & TRADING LTD | 178,000 | $1,328 | 0.1% | $9.68 | -15.6% | SHS | Y2685T131 |
| — | SELLAS LIFE SCIENCES GROUP I | 1,275,000 | $1,301 | 0.1% | $1.22 | — | COM | 81642T100 |
| CPS | COOPER STD HLDGS INC | 25,000 | $1,174 | 0.1% | $64.31 | 0.0% | COM | 21676P103 |
| — | SOLENO THERAPEUTICS INC | 569,087 | $1,172 | 0.1% | $1.80 | — | COM NEW | 834203200 |
| — | TETRAPHASE PHARMACEUTICALS I | 840,000 | $1,126 | 0.1% | $2.75 | — | COM | 88165N105 |
| — | INTEC PHARMA LTD JERUSALEM | 150,000 | $1,100 | 0.1% | $4.40 | — | SHS | M53644106 |
| — | MAGNOLIA OIL & GAS CORP | 316,333 | $1,072 | 0.1% | $4.68 | — | *W EXP 07/31/202 | 559663117 |
| DSSI | DIAMOND S SHIPPING INC | 100,726 | $1,048 | 0.1% | $10.40 | — | COM | Y20676105 |
| — | CONTRAFECT CORP | 2,500,000 | $994 | 0.1% | $1.05 | — | COM | 212326102 |
| — | TEEKAY TANKERS LTD | 1,000,000 | $970 | 0.1% | $0.95 | — | CL A | Y8565N102 |
| — | KADMON HLDGS INC | 334,900 | $884 | 0.1% | $2.08 | — | COM | 48283N106 |
| — | APPLIED GENETIC TECHNOL CORP | 200,000 | $838 | 0.1% | $3.67 | — | COM | 03820J100 |
| NESRW | NATIONAL ENERGY SERVICES REU | 725,000 | $827 | 0.1% | $0.63 | — | *W EXP 05/05/202 | G6375R115 |
| — | ZIOPHARM ONCOLOGY INC | 200,000 | $770 | 0.1% | $3.85 | — | COM | 98973P101 |
| DSX | DIANA SHIPPING INC | 272,622 | $769 | 0.1% | $2.44 | -28.3% | COM | Y2066G104 |
| — | CHIMERIX INC | 300,000 | $630 | 0.1% | $2.57 | — | COM | 16934W106 |
| — | ARYA SCIENCES ACQUISITION CO | 500,000 | $600 | 0.1% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| GEF/B | GREIF INC | 11,910 | $582 | 0.1% | $42.55 | -24.3% | CL B | 397624206 |
| — | APTEVO THERAPEUTICS INC | 575,000 | $518 | 0.0% | $0.90 | — | COM | 03835L108 |
| — | PIERIS PHARMACEUTICALS INC | 150,257 | $503 | 0.0% | $2.66 | — | COM | 720795103 |
| — | NRC GROUP HLDGS CORP | 537,500 | $484 | 0.0% | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| — | ACER THERAPEUTICS INC | 19,367 | $471 | 0.0% | $30.83 | — | COM | 00444P108 |
| — | PHUNWARE INC | 269,396 | $446 | 0.0% | $1.66 | — | *W EXP 12/26/202 | 71948P118 |
| — | MODERN MEDIA ACQUISITION | 1,000,000 | $330 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | NAVIOS MARITIME HLDGS INC | 135,000 | $321 | 0.0% | $2.38 | — | COM | Y62197119 |
| — | TRIDENT ACQUISITIONS CORP | 1,993,750 | $319 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | LEAP THERAPEUTICS INC | 150,142 | $281 | 0.0% | $8.30 | — | COM | 52187K101 |
| — | TRINITY MERGER CORP | 700,000 | $252 | 0.0% | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | U S WELL SVCS INC | 28,000 | $223 | 0.0% | $7.96 | — | CL A | 91274U101 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $215 | 0.0% | $0.61 | — | *W EXP 05/11/202 | 92243N111 |
| — | BLACK RIDGE ACQUISITION CORP | 700,000 | $210 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $198 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | PENSARE ACQUISITION CORP | 605,000 | $175 | 0.0% | $0.29 | — | RIGHT 99/99/9999 | 70957E121 |
| — | MONTAGE RES CORP | 11,571 | $174 | 0.0% | $15.04 | — | COM | 61179L100 |
| — | LF CAP ACQUISITION CORP | 450,000 | $173 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | ONCOSEC MED INC | 300,000 | $167 | 0.0% | $1.38 | — | COM NEW | 68234L207 |
| — | MODERN MEDIA ACQUISITION | 500,000 | $155 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | TWELVE SEAS INVESTMENT COMPA | 581,850 | $151 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | LEGACY ACQUISITION CORP | 500,000 | $150 | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | ONE MADISON CORP | 125,000 | $146 | 0.0% | $1.02 | — | *W EXP 99/99/999 | G6772P126 |
| — | FORUM MERGER II CORP | 300,000 | $132 | 0.0% | $0.45 | — | *W EXP 09/30/202 | 34986F111 |
| — | GIGCAPITAL INC | 200,000 | $130 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | FALCON MINERALS CORP | 149,600 | $124 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | ALLEGRO MERGER CORP | 443,772 | $115 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | MEGALITH FINL ACQUISITION CO | 400,000 | $110 | 0.0% | $0.40 | — | *W EXP 08/26/202 | 58518F117 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $101 | 0.0% | $0.34 | — | *W EXP 12/31/202 | 80821R117 |
| — | TOTTENHAM ACQUISITION I LTD | 542,000 | $87 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | GORDON POINTE ACQUISITION CO | 225,000 | $86 | 0.0% | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | ESTRE AMBIENTAL INC | 730,000 | $85 | 0.0% | $0.51 | — | *W EXP 12/21/202 | G3206V118 |
| — | LEISURE ACQUISITION CORP | 125,000 | $75 | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | GRAF INDL CORP | 225,000 | $74 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | CHARDAN HEALTHCARE ACQUISITI | 150,000 | $74 | 0.0% | $0.49 | — | *W EXP 12/13/202 | 15957A116 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $70 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | AMCI ACQUISITION CORP | 200,000 | $59 | 0.0% | $0.29 | — | *W EXP 05/20/202 | 00165R119 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $58 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $56 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | BIOCERES CROP SOLUTIONS CORP | 200,000 | $54 | 0.0% | $0.27 | — | *W EXP 07/01/202 | G1117K106 |
| — | HL ACQUISITIONS CORP | 180,000 | $52 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | CHASERG TECHNLGY ACQUISITN C | 75,000 | $49 | 0.0% | $0.73 | — | *W EXP 04/10/202 | 16166A111 |
| — | MTECH ACQUISITION CORP | 75,000 | $48 | 0.0% | $0.63 | — | *W EXP 08/01/202 | 55378W115 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $47 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | TWELVE SEAS INVESTMENT COMPA | 175,000 | $47 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | HL ACQUISITIONS CORP | 180,000 | $45 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | GIGCAPITAL INC | 150,000 | $43 | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | TOTTENHAM ACQUISITION I LTD | 134,000 | $43 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $43 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| T | AT&T INC | 1,200 | $38 | 0.0% | — | — | Put | 00206R102 |
| — | OPES ACQUISITION CORP | 150,000 | $37 | 0.0% | $0.35 | — | *W EXP 03/13/202 | 68373P118 |
| — | NEW FRONTIER CORP | 50,000 | $35 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| IFMK | IFRESH INC | 30,000 | $35 | 0.0% | $10.92 | -89.3% | COM | 449538107 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $35 | 0.0% | $0.17 | — | RIGHT 03/20/2019 | G1142P138 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $33 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | TENZING ACQUISITION CORP | 200,000 | $32 | 0.0% | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | CONSTELLATION ALPHA CAP CORP | 380,000 | $30 | 0.0% | $0.11 | — | *W EXP 03/23/202 | G2379F116 |
| — | SYNTHETIC BIOLOGICS INC | 42,858 | $29 | 0.0% | $2.59 | — | COM NEW | 87164U201 |
| — | EDTECHX HLDGS ACQUISITION CO | 125,000 | $24 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | CONSTELLATION ALPHA CAP CORP | 180,000 | $23 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | PENSARE ACQUISITION CORP | 115,000 | $23 | 0.0% | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $15 | 0.0% | $0.20 | — | *W EXP 03/03/202 | G40981105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $15 | 0.0% | $0.45 | — | *W EXP 12/01/202 | 089482111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $10 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |
| — | CAPITAL PRODUCT PARTNERS L P | 363 | $4 | 0.0% | $11.02 | — | PARTNERSHP UNITS | Y11082206 |
| — | CM SEVEN STAR ACQUISITION CO | 87,500 | $0 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |