CIK: 0001535392 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value ($000): $884,501 (97.0% shares, 3.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PDC ENERGY INC | 2,022,217 | $72,921 | 8.2% | $37.17 | — | COM | 69327R101 |
| SATS | ECHOSTAR CORP | 1,534,909 | $68,027 | 7.7% | $35.47 | -6.1% | CL A | 278768106 |
| — | PENN VA CORP NEW | 1,729,382 | $53,057 | 6.0% | $48.09 | — | COM | 70788V102 |
| TSLA | TESLA INC | 213,000 | $47,597 | 5.4% | — | — | Put | 88160R101 |
| ANIP | ANI PHARMACEUTICALS INC | 549,401 | $45,161 | 5.1% | $52.52 | +35.4% | COM | 00182C103 |
| GPRE | GREEN PLAINS INC | 4,000,991 | $43,131 | 4.9% | $16.21 | -8.3% | COM | 393222104 |
| — | BONANZA CREEK ENERGY INC | 2,021,700 | $42,213 | 4.8% | $30.78 | — | COM NEW | 097793400 |
| — | SPIRIT MTA REIT | 4,086,418 | $34,081 | 3.9% | $8.28 | — | COM SHS BEN IN | 84861U105 |
| VRTS | VIRTUS INVT PARTNERS INC | 300,791 | $32,305 | 3.7% | $85.51 | +4.9% | COM | 92828Q109 |
| BTU | PEABODY ENERGY CORP NEW | 1,283,362 | $30,929 | 3.5% | $23.34 | +6.2% | COM | 704551100 |
| — | CAI INTERNATIONAL INC | 1,089,243 | $27,035 | 3.1% | $23.36 | — | COM | 12477X106 |
| SXC | SUNCOKE ENERGY INC | 2,962,337 | $26,306 | 3.0% | $8.42 | -2.2% | COM | 86722A103 |
| — | FLY LEASING LTD | 1,291,068 | $22,477 | 2.5% | $12.54 | — | SPONSORED ADR | 34407D109 |
| — | ANI PHARMACEUTICALS INC | 18,779,000 | $22,147 | 2.5% | $2.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 1,842,796 | $21,026 | 2.4% | $13.54 | — | SHS | G1644T109 |
| — | ATLANTIC PWR CORP | 7,572,927 | $18,326 | 2.1% | $2.43 | — | COM NEW | 04878Q863 |
| INSW | INTERNATIONAL SEAWAYS INC | 868,170 | $16,495 | 1.9% | $11.50 | +0.4% | COM | Y41053102 |
| CPRX | CATALYST PHARMACEUTICALS INC | 3,837,181 | $14,735 | 1.7% | $3.21 | +34.5% | COM | 14888U101 |
| — | CONTURA ENERGY INC | 274,017 | $14,221 | 1.6% | $60.26 | — | COM | 21241B100 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,635,488 | $13,804 | 1.6% | $10.43 | -20.7% | SHS | Y2685T131 |
| AER | AERCAP HOLDINGS NV | 258,000 | $13,419 | 1.5% | $44.45 | +8.6% | SHS | N00985106 |
| — | NII HLDGS INC | 6,776,506 | $11,452 | 1.3% | $1.69 | — | COM PAR | 62913F508 |
| — | GRAFTECH INTL LTD | 963,167 | $11,076 | 1.3% | $11.50 | — | COM | 384313508 |
| — | ABRAXAS PETE CORP | 10,025,720 | $10,326 | 1.2% | $1.89 | — | COM | 003830106 |
| — | SPARTAN ENERGY ACQUISITON CO | 900,000 | $9,000 | 1.0% | $9.63 | — | CL A COM STK | 846784106 |
| — | EIGER BIOPHARMACEUTICALS INC | 847,284 | $8,981 | 1.0% | $10.32 | — | COM | 28249U105 |
| — | CHURCHILL CAP CORP II | 850,000 | $8,628 | 1.0% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | GRAF INDL CORP | 850,000 | $8,458 | 1.0% | $9.60 | — | COM | 384278107 |
| — | HAYMAKER ACQUISITION CORP II | 700,000 | $7,147 | 0.8% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | GX ACQUISITION CORP | 700,000 | $7,035 | 0.8% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | CF FIN ACQUISITION CORP | 700,000 | $7,014 | 0.8% | $9.90 | — | COM CL A | 12528N107 |
| — | AMCI ACQUISITION CORP | 700,000 | $6,958 | 0.8% | $9.84 | — | CLASS A | 00165R101 |
| — | NAVIOS MARITIME CONTAINERS L | 3,317,420 | $6,452 | 0.7% | $2.78 | — | COM UNIT RP LP | Y62151108 |
| — | CHASERG TECHNLGY ACQUISITN C | 550,000 | $5,522 | 0.6% | $9.87 | — | CLASS A | 16166A103 |
| — | CATALYST BIOSCIENCES INC | 711,737 | $5,246 | 0.6% | $7.37 | — | COM NEW | 14888D208 |
| — | MENLO THERAPEUTICS INC | 853,326 | $5,111 | 0.6% | $7.21 | — | COM | 586858102 |
| — | SOUTH MTN MERGER CORP | 500,000 | $5,000 | 0.6% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $4,950 | 0.6% | $9.75 | — | COM | 80821R109 |
| — | FINTECH ACQUISITION CORP III | 500,000 | $4,905 | 0.6% | $9.75 | — | COM CL A | 31811A101 |
| — | ACT II GLOBAL ACQUISITION CO | 500,000 | $4,875 | 0.6% | $9.75 | — | CL A SHS | G0080J104 |
| — | CRESCENT ACQUISITION CORP | 500,000 | $4,875 | 0.6% | $9.75 | — | COM CL A | 22564L105 |
| — | LANDCADIA HLDGS II INC | 499,998 | $4,864 | 0.5% | $9.73 | — | CL A | 51476X105 |
| — | RAMACO RES INC | 773,353 | $4,114 | 0.5% | $6.59 | — | COM | 75134P303 |
| — | AK STL CORP | 4,000,000 | $4,010 | 0.5% | $0.99 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $3,960 | 0.4% | $9.80 | — | COM | 609754106 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $3,504 | 0.4% | $9.50 | — | ORD SHS | G88950103 |
| — | COLLIER CREEK HOLDINGS | 350,000 | $3,500 | 0.4% | $9.65 | — | COM CL A | G22707106 |
| — | TRINE ACQUISITION CORP | 350,000 | $3,406 | 0.4% | $9.73 | — | COM CL A | 89628U108 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $3,045 | 0.3% | $9.60 | — | SHS | G9145A107 |
| — | TUSCAN HOLDINGS CORP | 280,000 | $2,766 | 0.3% | $9.84 | — | COM | 90069K104 |
| — | NEW FRONTIER CORP | 250,000 | $2,518 | 0.3% | $9.62 | — | COM CL A | G6485P108 |
| — | RMG ACQUISITION CORP | 250,000 | $2,443 | 0.3% | $9.77 | — | CL A | 749641106 |
| — | ZAFGEN INC | 1,776,644 | $2,114 | 0.2% | $3.15 | — | COM | 98885E103 |
| — | SIERRA ONCOLOGY INC | 3,688,609 | $2,066 | 0.2% | $1.37 | — | COM | 82640U107 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $2,008 | 0.2% | $9.51 | — | CL A COM | 58518F109 |
| — | GIGCAPITAL2 INC | 200,172 | $2,008 | 0.2% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | ACAMAR PARTNERS ACQSITION CO | 200,400 | $1,948 | 0.2% | $9.72 | — | CL A | 004285102 |
| — | DIAMONDPEAK HLDGS COR | 199,998 | $1,944 | 0.2% | $9.72 | — | COM CL A | 25280H100 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 224,532 | $1,906 | 0.2% | $10.29 | 0.0% | CLASS A | G4095J109 |
| — | GORES METROPOULOS INC | 150,000 | $1,511 | 0.2% | $10.07 | — | COM CL A | 382872109 |
| MTW | MANITOWOC CO INC | 60,437 | $1,076 | 0.1% | $16.59 | 0.0% | COM NEW | 563571405 |
| — | HEALTH SCIENCES ACQUSTN CORP | 100,000 | $1,060 | 0.1% | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | PENSARE ACQUISITION CORP | 100,000 | $1,038 | 0.1% | $10.25 | — | COM | 70957E105 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $1,015 | 0.1% | $10.15 | — | CL A COM | 72583A101 |
| — | DIAMOND EAGLE ACQUISITION CO | 100,000 | $1,006 | 0.1% | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | FINTECH ACQUISITION CORP III | 250,000 | $348 | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | GRAF INDL CORP | 850,000 | $335 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | CF FIN ACQUISITION CORP | 525,000 | $315 | 0.0% | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $267 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | EROS INTL PLC | 159,755 | $216 | 0.0% | $1.35 | — | SHS NEW | G3788M114 |
| — | CHASERG TECHNLGY ACQUISITN C | 275,000 | $206 | 0.0% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | AMCI ACQUISITION CORP | 700,000 | $203 | 0.0% | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | ACT II GLOBAL ACQUISITION CO | 250,000 | $170 | 0.0% | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $150 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | LANDCADIA HLDGS II INC | 166,666 | $142 | 0.0% | $0.85 | — | *W EXP 05/09/202 | 51476X113 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $140 | 0.0% | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | TRINE ACQUISITION CORP | 175,000 | $131 | 0.0% | $0.75 | — | *W EXP 03/31/202 | 89628U116 |
| — | NEW FRONTIER CORP | 125,000 | $88 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | COLLIER CREEK HOLDINGS | 66,666 | $87 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | RMG ACQUISITION CORP | 83,333 | $78 | 0.0% | $0.94 | — | *W EXP 02/21/202 | 749641114 |
| — | TUSCAN HOLDINGS CORP | 100,000 | $78 | 0.0% | $0.68 | — | *W EXP 04/01/202 | 90069K112 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $63 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $60 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | DIAMONDPEAK HLDGS COR | 66,666 | $53 | 0.0% | $0.80 | — | *W EXP 02/22/202 | 25280H118 |
| — | ACAMAR PARTNERS ACQSITION CO | 66,666 | $50 | 0.0% | $0.75 | — | *W EXP 02/26/202 | 004285110 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $46 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | GORES METROPOULOS INC | 16,666 | $21 | 0.0% | $1.26 | — | *W EXP 01/28/202 | 382872117 |