CIK: 0001535392 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $825,438 (97.1% shares, 2.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SATS | ECHOSTAR CORP | 1,525,609 | $60,445 | 7.3% | $35.47 | +1.9% | CL A | 278768106 |
| — | SRC ENERGY INC | 12,105,522 | $56,412 | 6.8% | $4.66 | — | COM | 78470V108 |
| — | PENN VA CORP NEW | 1,729,382 | $50,273 | 6.1% | $48.09 | — | COM | 70788V102 |
| — | BONANZA CREEK ENERGY INC | 2,021,700 | $45,266 | 5.5% | $30.78 | — | COM NEW | 097793400 |
| GPRE | GREEN PLAINS INC | 3,818,612 | $40,458 | 4.9% | $16.21 | -41.0% | COM | 393222104 |
| ANIP | ANI PHARMACEUTICALS INC | 509,952 | $37,165 | 4.5% | $52.52 | +42.5% | COM | 00182C103 |
| SXC | SUNCOKE ENERGY INC | 4,910,359 | $27,694 | 3.4% | $7.94 | -9.3% | COM | 86722A103 |
| — | FLY LEASING LTD | 1,291,068 | $26,480 | 3.2% | $12.54 | — | SPONSORED ADR | 34407D109 |
| AAMI | BRIGHTSPHERE INVT GROUP INC | 2,628,156 | $26,045 | 3.2% | $9.72 | 0.0% | COM | 10948W103 |
| — | CAI INTERNATIONAL INC | 1,109,121 | $24,146 | 2.9% | $23.33 | — | COM | 12477X106 |
| VRTS | VIRTUS INVT PARTNERS INC | 207,687 | $22,964 | 2.8% | $85.51 | +1.5% | COM | 92828Q109 |
| — | SPIRIT MTA REIT | 2,594,157 | $21,895 | 2.7% | $8.28 | — | COM SHS BEN IN | 84861U105 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 1,192,734 | $21,708 | 2.6% | $22.11 | 0.0% | COM | 462260100 |
| BTU | PEABODY ENERGY CORP NEW | 1,384,162 | $20,375 | 2.5% | $22.99 | -19.6% | COM | 704551100 |
| — | ANI PHARMACEUTICALS INC | 18,779,000 | $20,140 | 2.4% | $2.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ATLANTIC PWR CORP | 7,572,927 | $17,721 | 2.1% | $2.43 | — | COM NEW | 04878Q863 |
| INSW | INTERNATIONAL SEAWAYS INC | 868,170 | $16,721 | 2.0% | $11.50 | -4.2% | COM | Y41053102 |
| — | CONTURA ENERGY INC | 574,924 | $16,075 | 1.9% | $43.35 | — | COM | 21241B100 |
| — | NII HLDGS INC | 7,876,506 | $15,438 | 1.9% | $1.73 | — | COM PAR | 62913F508 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,635,488 | $15,046 | 1.8% | $10.43 | -8.8% | SHS | Y2685T131 |
| CPRX | CATALYST PHARMACEUTICALS INC | 2,508,838 | $13,322 | 1.6% | $3.21 | +65.8% | COM | 14888U101 |
| — | SPARTAN ENERGY ACQUISITON CO | 900,000 | $9,090 | 1.1% | $9.63 | — | CL A COM STK | 846784106 |
| — | EIGER BIOPHARMACEUTICALS INC | 847,284 | $8,685 | 1.1% | $10.32 | — | COM | 28249U105 |
| — | GRAF INDL CORP | 850,000 | $8,569 | 1.0% | $9.60 | — | COM | 384278107 |
| — | CHURCHILL CAP CORP II | 849,999 | $8,517 | 1.0% | $10.02 | — | CL A | 17143G106 |
| — | HAYMAKER ACQUISITION CORP II | 700,000 | $7,231 | 0.9% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | CF FIN ACQUISITION CORP | 700,000 | $7,098 | 0.9% | $9.90 | — | COM CL A | 12528N107 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 671,648 | $7,052 | 0.9% | $9.71 | -3.0% | CLASS A | G4095J109 |
| — | AMCI ACQUISITION CORP | 700,000 | $7,021 | 0.9% | $9.84 | — | CLASS A | 00165R101 |
| — | GX ACQUISITION CORP | 700,000 | $6,965 | 0.8% | $9.95 | — | COM CL A | 36251A107 |
| — | NAVIOS MARITIME CONTAINERS L | 3,317,420 | $6,602 | 0.8% | $2.78 | — | COM UNIT RP LP | Y62151108 |
| — | SWITCHBACK ENERGY ACQUISITIO | 600,000 | $6,000 | 0.7% | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| DSSI | DIAMOND S SHIPPING INC | 507,871 | $5,597 | 0.7% | $11.02 | — | COM | Y20676105 |
| — | CHASERG TECHNLGY ACQUISITN C | 550,000 | $5,561 | 0.7% | $9.87 | — | CLASS A | 16166A103 |
| — | SOUTH MTN MERGER CORP | 500,000 | $5,250 | 0.6% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | APEX TECHNOLOGY ACQUISITN CO | 500,000 | $5,095 | 0.6% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | PIVOTAL INVT CORP II | 500,000 | $5,090 | 0.6% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | FINTECH ACQUISITION CORP III | 500,000 | $5,035 | 0.6% | $9.75 | — | COM CL A | 31811A101 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $5,020 | 0.6% | $9.75 | — | COM | 80821R109 |
| — | EXPERIENCE INVESTMENT CORP | 500,000 | $5,005 | 0.6% | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | CRESCENT ACQUISITION CORP | 500,000 | $4,950 | 0.6% | $9.75 | — | COM CL A | 22564L105 |
| — | ACAMAR PARTNERS ACQSITION CO | 500,000 | $4,950 | 0.6% | $9.83 | — | CL A | 004285102 |
| — | ACT II GLOBAL ACQUISITION CO | 500,000 | $4,925 | 0.6% | $9.75 | — | CL A SHS | G0080J104 |
| — | GIGCAPITAL2 INC | 500,000 | $4,915 | 0.6% | $9.83 | — | COM | 375036100 |
| — | LANDCADIA HLDGS II INC | 499,998 | $4,905 | 0.6% | $9.73 | — | CL A | 51476X105 |
| — | TUSCAN HOLDINGS CORP | 500,000 | $4,900 | 0.6% | $9.82 | — | COM | 90069K104 |
| — | TEEKAY TANKERS LTD | 3,754,115 | $4,880 | 0.6% | $1.30 | — | CL A | Y8565N102 |
| — | ABRAXAS PETE CORP | 8,868,649 | $4,501 | 0.5% | $1.89 | — | COM | 003830106 |
| — | SILVER SPIKE ACQUISITION COR | 400,000 | $4,036 | 0.5% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | AK STL CORP | 4,000,000 | $4,010 | 0.5% | $0.99 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $4,000 | 0.5% | $9.80 | — | COM | 609754106 |
| — | MENLO THERAPEUTICS INC | 853,326 | $3,823 | 0.5% | $7.21 | — | COM | 586858102 |
| — | COLLIER CREEK HOLDINGS | 350,000 | $3,567 | 0.4% | $9.65 | — | COM CL A | G22707106 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $3,563 | 0.4% | $9.50 | — | ORD SHS | G88950103 |
| — | CATALYST BIOSCIENCES INC | 711,737 | $3,495 | 0.4% | $7.37 | — | COM NEW | 14888D208 |
| — | TRINE ACQUISITION CORP | 350,000 | $3,455 | 0.4% | $9.73 | — | COM CL A | 89628U108 |
| NFIN | NETFIN ACQUISITION CORP | 300,000 | $2,946 | 0.4% | $9.82 | — | SHS CL A | G6455A107 |
| — | RAMACO RES INC | 773,553 | $2,889 | 0.3% | $6.59 | — | COM | 75134P303 |
| SCPE/U | SC HEALTH CORP | 278,734 | $2,885 | 0.3% | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | GORES METROPOULOS INC | 250,000 | $2,525 | 0.3% | $10.08 | — | COM CL A | 382872109 |
| — | NEW PROVIDENCE ACQUISITIN CO | 250,000 | $2,523 | 0.3% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | RMG ACQUISITION CORP | 250,000 | $2,463 | 0.3% | $9.77 | — | CL A | 749641106 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $2,032 | 0.2% | $9.51 | — | CL A COM | 58518F109 |
| — | TUSCAN HLDGS CORP II | 200,000 | $2,010 | 0.2% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | BELLUS HEALTH INC NEW | 313,849 | $2,005 | 0.2% | $6.39 | — | COM NEW | 07987C204 |
| — | DIAMONDPEAK HLDGS COR | 199,998 | $1,980 | 0.2% | $9.72 | — | COM CL A | 25280H100 |
| — | SIERRA ONCOLOGY INC | 3,688,609 | $1,440 | 0.2% | $1.37 | — | COM | 82640U107 |
| — | ZAFGEN INC | 1,776,644 | $1,313 | 0.2% | $3.15 | — | COM | 98885E103 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $1,018 | 0.1% | $10.15 | — | CL A COM | 72583A101 |
| — | PENSARE ACQUISITION CORP | 100,000 | $1,016 | 0.1% | $10.25 | — | COM | 70957E105 |
| — | OAKTREE ACQUISITION CORP | 100,000 | $1,016 | 0.1% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | HEALTH SCIENCES ACQUSTN CORP | 100,000 | $1,002 | 0.1% | $10.02 | — | COM | 42227C102 |
| — | DIAMOND EAGLE ACQUISITION CO | 100,000 | $985 | 0.1% | $9.85 | — | COM CL A | 25258L109 |
| — | CHURCHILL CAP CORP II | 283,333 | $425 | 0.1% | $1.50 | — | *W EXP 07/02/202 | 17143G114 |
| — | CF FIN ACQUISITION CORP | 525,000 | $341 | 0.0% | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | GRAF INDL CORP | 850,000 | $332 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | FINTECH ACQUISITION CORP III | 250,000 | $305 | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | CONYERS PK II ACQUISITION CO | 25,000 | $266 | 0.0% | $10.64 | — | UNIT 99/99/9999 | 212896203 |
| — | AMCI ACQUISITION CORP | 700,000 | $245 | 0.0% | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | CHASERG TECHNLGY ACQUISITN C | 275,000 | $245 | 0.0% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | GX ACQUISITION CORP | 350,000 | $210 | 0.0% | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $180 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $180 | 0.0% | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $175 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | GIGCAPITAL2 INC | 500,000 | $148 | 0.0% | $0.30 | — | RIGHT 02/28/2026 | 375036126 |
| — | GIGCAPITAL2 INC | 500,000 | $140 | 0.0% | $0.28 | — | *W EXP 02/28/202 | 375036118 |
| — | TRINE ACQUISITION CORP | 175,000 | $138 | 0.0% | $0.75 | — | *W EXP 03/31/202 | 89628U116 |
| — | LANDCADIA HLDGS II INC | 166,666 | $132 | 0.0% | $0.85 | — | *W EXP 05/09/202 | 51476X113 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $93 | 0.0% | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | NETFIN ACQUISITION CORP | 300,000 | $90 | 0.0% | $0.30 | — | *W EXP 08/01/202 | G6455A115 |
| — | COLLIER CREEK HOLDINGS | 66,666 | $87 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $84 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | HEALTH SCIENCES ACQUSTN CORP | 100,000 | $84 | 0.0% | $0.84 | — | *W EXP 04/01/202 | 42227C110 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $76 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | RMG ACQUISITION CORP | 83,333 | $62 | 0.0% | $0.94 | — | *W EXP 02/21/202 | 749641114 |
| — | DIAMONDPEAK HLDGS COR | 66,666 | $57 | 0.0% | $0.80 | — | *W EXP 02/22/202 | 25280H118 |
| — | ACAMAR PARTNERS ACQSITION CO | 66,666 | $49 | 0.0% | $0.75 | — | *W EXP 02/26/202 | 004285110 |
| — | TOCAGEN INC | 60,000 | $40 | 0.0% | — | — | Call | 888846102 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $32 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | DIAMOND EAGLE ACQUISITION CO | 33,333 | $27 | 0.0% | $0.81 | — | *W EXP 06/30/202 | 25258L117 |