CIK: 0001535392 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $683,216 (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SATS | ECHOSTAR CORP | 1,525,609 | $66,074 | 9.7% | $35.47 | +13.2% | CL A | 278768106 |
| GPRE | GREEN PLAINS INC | 3,595,457 | $55,478 | 8.1% | $16.21 | -16.1% | COM | 393222104 |
| — | PENN VA CORP NEW | 1,729,382 | $52,487 | 7.7% | $48.09 | — | COM | 70788V102 |
| — | PDC ENERGY INC | 1,878,020 | $49,148 | 7.2% | $26.17 | — | COM | 69327R101 |
| — | BONANZA CREEK ENERGY INC | 2,060,700 | $48,097 | 7.0% | $30.64 | — | COM NEW | 097793400 |
| AAMI | BRIGHTSPHERE INVT GROUP INC | 4,180,673 | $42,726 | 6.3% | $9.62 | -1.9% | COM | 10948W103 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 1,158,616 | $32,070 | 4.7% | $22.11 | +2.9% | COM | 462260100 |
| — | CAI INTERNATIONAL INC | 1,101,173 | $31,912 | 4.7% | $23.33 | — | COM | 12477X106 |
| SXC | SUNCOKE ENERGY INC | 5,109,092 | $31,830 | 4.7% | $7.85 | -29.2% | COM | 86722A103 |
| INSW | INTERNATIONAL SEAWAYS INC | 844,975 | $25,146 | 3.7% | $11.50 | +41.3% | COM | Y41053102 |
| ANIP | ANI PHARMACEUTICALS INC | 326,778 | $20,152 | 2.9% | $52.52 | +26.1% | COM | 00182C103 |
| — | PDC ENERGY INC | 700,000 | $18,319 | 2.7% | $26.17 | — | Call | 69327R101 |
| — | ATLANTIC PWR CORP | 7,754,978 | $18,069 | 2.6% | $2.43 | — | COM NEW | 04878Q863 |
| — | NII HLDGS INC | 8,200,064 | $17,794 | 2.6% | $1.75 | — | COM PAR | 62913F508 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,666,822 | $17,702 | 2.6% | $10.43 | -1.2% | SHS | Y2685T131 |
| — | STONEMOR PARTNERS L P | 10,294,832 | $14,928 | 2.2% | $1.45 | — | COM UNITS INT | 86183Q100 |
| — | FLY LEASING LTD | 750,938 | $14,718 | 2.2% | $12.54 | — | SPONSORED ADR | 34407D109 |
| — | EIGER BIOPHARMACEUTICALS INC | 847,284 | $12,625 | 1.8% | $10.32 | — | COM | 28249U105 |
| — | SELECTA BIOSCIENCES INC | 5,254,516 | $12,506 | 1.8% | $2.38 | — | COM | 816212104 |
| DSSI | DIAMOND S SHIPPING INC | 572,236 | $9,579 | 1.4% | $11.66 | — | COM | Y20676105 |
| CUE | CUE BIOPHARMA INC | 601,398 | $9,547 | 1.4% | $10.47 | 0.0% | COM | 22978P106 |
| BTU | PEABODY ENERGY CORP NEW | 925,085 | $8,437 | 1.2% | $22.99 | -52.1% | COM | 704551100 |
| — | NAVIOS MARITIME CONTAINERS L | 3,307,850 | $7,112 | 1.0% | $2.78 | — | COM UNIT RP LP | Y62151108 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 683,748 | $6,913 | 1.0% | $9.72 | +6.4% | CLASS A | G4095J109 |
| — | CONTURA ENERGY INC | 706,178 | $6,391 | 0.9% | $36.98 | — | COM | 21241B100 |
| — | FOAMIX PHARMACEUTICALS LTD | 1,779,448 | $5,926 | 0.9% | $3.33 | — | SHS | M46135105 |
| CPRX | CATALYST PHARMACEUTICALS INC | 1,548,316 | $5,806 | 0.8% | $3.21 | +45.6% | COM | 14888U101 |
| — | CATALYST BIOSCIENCES INC | 682,625 | $4,649 | 0.7% | $7.37 | — | COM NEW | 14888D208 |
| PCG | PG&E CORP | 403,964 | $4,391 | 0.6% | $8.47 | 0.0% | COM | 69331C108 |
| — | DERMIRA INC | 221,640 | $3,360 | 0.5% | $15.16 | — | COM | 24983L104 |
| — | BELLUS HEALTH INC NEW | 436,185 | $3,315 | 0.5% | $6.73 | — | COM NEW | 07987C204 |
| — | MENLO THERAPEUTICS INC | 679,122 | $3,151 | 0.5% | $7.21 | — | COM | 586858102 |
| — | HEALTHCARE MERGER CORP | 300,000 | $3,105 | 0.5% | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| — | RAMACO RES INC | 767,521 | $2,748 | 0.4% | $6.59 | — | COM | 75134P303 |
| NIO 4.5 02/01/24 REGS | NIO INC | 5,000,000 | $2,725 | 0.4% | $0.55 | — | DEBT 4.500% 2/0 | G6525FAA0 |
| — | SUNDANCE ENERGY INC | 121,198 | $2,321 | 0.3% | $19.15 | — | COM | 86725N102 |
| — | ZAFGEN INC | 1,776,644 | $1,972 | 0.3% | $3.15 | — | COM | 98885E103 |
| IMVT | IMMUNOVANT INC | 100,000 | $1,587 | 0.2% | $11.17 | 0.0% | COM | 45258J102 |
| — | EAGLE BULK SHIPPING INC | 314,118 | $1,445 | 0.2% | $4.60 | — | SHS NEW | Y2187A143 |
| — | THIRD PT REINS LTD | 100,201 | $1,054 | 0.2% | $10.52 | — | COM | G8827U100 |
| — | CHASERG TECHNLGY ACQUISITN C | 275,000 | $605 | 0.1% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | CF FIN ACQUISITION CORP | 525,000 | $473 | 0.1% | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | CHURCHILL CAP CORP II | 283,333 | $403 | 0.1% | $1.50 | — | *W EXP 07/02/202 | 17143G114 |
| — | GRAF INDL CORP | 850,000 | $372 | 0.1% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | FINTECH ACQUISITION CORP III | 250,000 | $343 | 0.1% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | HAYMAKER ACQUISITION CORP II | 233,333 | $329 | 0.0% | $1.41 | — | *W EXP 10/31/202 | 42087L119 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $300 | 0.0% | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | GX ACQUISITION CORP | 350,000 | $280 | 0.0% | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | SOUTH MTN MERGER CORP | 250,000 | $225 | 0.0% | $0.90 | — | *W EXP 06/20/202 | 838884112 |
| — | AMCI ACQUISITION CORP | 700,000 | $217 | 0.0% | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | IMMUNOVANT INC | 100,000 | $200 | 0.0% | $2.00 | — | *W EXP 12/18/202 | 45258J110 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $190 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | TRINE ACQUISITION CORP | 175,000 | $166 | 0.0% | $0.75 | — | *W EXP 03/31/202 | 89628U116 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $165 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | GIGCAPITAL2 INC | 500,000 | $160 | 0.0% | $0.28 | — | *W EXP 02/28/202 | 375036118 |
| — | SC HEALTH CORP | 139,367 | $134 | 0.0% | $0.96 | — | *W EXP 99/99/999 | G78516401 |
| — | PIVOTAL INVT CORP II | 166,666 | $132 | 0.0% | $0.79 | — | *W EXP 06/01/202 | 72582K118 |
| — | GIGCAPITAL2 INC | 500,000 | $125 | 0.0% | $0.30 | — | RIGHT 02/28/2026 | 375036126 |
| — | LANDCADIA HLDGS II INC | 166,666 | $120 | 0.0% | $0.85 | — | *W EXP 05/09/202 | 51476X113 |
| — | SWITCHBACK ENERGY ACQUISITIO | 200,000 | $120 | 0.0% | $0.60 | — | *W EXP 07/25/202 | 87105M110 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $100 | 0.0% | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | COLLIER CREEK HOLDINGS | 66,666 | $93 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | NETFIN ACQUISITION CORP | 300,000 | $90 | 0.0% | $0.30 | — | *W EXP 08/01/202 | G6455A115 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $88 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 200,000 | $80 | 0.0% | $0.40 | — | *W EXP 08/02/202 | G8136L114 |
| — | DIAMOND EAGLE ACQUISITION CO | 33,333 | $80 | 0.0% | $0.81 | — | *W EXP 06/30/202 | 25258L117 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $64 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | DIAMONDPEAK HLDGS COR | 66,666 | $51 | 0.0% | $0.80 | — | *W EXP 02/22/202 | 25280H118 |
| — | ACAMAR PARTNERS ACQSITION CO | 66,666 | $50 | 0.0% | $0.75 | — | *W EXP 02/26/202 | 004285110 |
| — | RMG ACQUISITION CORP | 83,333 | $48 | 0.0% | $0.94 | — | *W EXP 02/21/202 | 749641114 |
| — | TUSCAN HLDGS CORP II | 100,000 | $45 | 0.0% | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | OAKTREE ACQUISITION CORP | 33,333 | $32 | 0.0% | $0.96 | — | *W EXP 99/99/999 | G67145113 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $21 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |