CIK: 0001569550 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 15, 2013
Total Value ($000): $370,659,402 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 28,634 | $110,663,995 | 29.9% | $160419.97 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 22,758 | $76,181,091 | 20.6% | $160419.97 | — | Put | 78462F103 |
| PFE | PFIZER INC | 2,001,099 | $56,050,782 | 15.1% | $16.46 | 0.0% | COM | 717081103 |
| ZTS | ZOETIS INC | 551,000 | $17,020,390 | 4.6% | $29.32 | 0.0% | COM | 98978V103 |
| PFE | PFIZER INC | 20,000 | $13,900,000 | 3.8% | $16.46 | 0.0% | Put | 717081103 |
| SPY | SPDR S&P 500 ETF TRUST | 30,626 | $4,913,022 | 1.3% | $160419.97 | — | ETF | 78462F103 |
| XOM | EXXON MOBIL CORP | 43,800 | $3,957,330 | 1.1% | $53.69 | 0.0% | COM | 30231G102 |
| — | PNC FINANCIAL SERVICES-CW18 | 238,900 | $3,607,390 | 1.0% | $15100.00 | — | WTS | 693475121 |
| — | COMERICA INC-CW18 | 214,100 | $2,933,170 | 0.8% | $13700.00 | — | WTS | 200340115 |
| IBM | INTL BUSINESS MACHINES CORP | 13,500 | $2,579,985 | 0.7% | $118.94 | 0.0% | COM | 459200101 |
| — | COLE REAL ESTATE INVESTMENT | 180,000 | $2,059,200 | 0.6% | $11440.00 | — | COM | 19329V105 |
| WFC | WELLS FARGO & CO | 49,583 | $2,046,290 | 0.6% | $27.36 | 0.0% | COM | 949746101 |
| ZTS | ZOETIS INC | 1,900 | $1,776,500 | 0.5% | $29.32 | 0.0% | Put | 98978V103 |
| PM | PHILIP MORRIS INTERNATIONAL | 18,900 | $1,637,118 | 0.4% | $49.85 | 0.0% | COM | 718172109 |
| WMT | WAL-MART STORES INC | 21,300 | $1,586,637 | 0.4% | $19.98 | 0.0% | COM | 931142103 |
| HD | HOME DEPOT INC | 19,300 | $1,495,171 | 0.4% | $56.05 | 0.0% | COM | 437076102 |
| — | LIBERTY GLOBAL PLC-A | 18,950 | $1,392,635 | 0.4% | $73489.98 | — | COM | 530555101 |
| — | GENERAL ELECTRIC CO | 52,700 | $1,222,113 | 0.3% | $23190.00 | — | COM | 369604103 |
| MPC | MARATHON PETROLEUM CORP | 16,800 | $1,193,808 | 0.3% | $27.55 | 0.0% | COM | 56585A102 |
| — | SIRIUS XM RADIO INC | 330,000 | $1,105,500 | 0.3% | $3350.00 | — | COM | 82967N108 |
| KO | COCA-COLA CO/THE | 27,000 | $1,082,970 | 0.3% | $27.85 | 0.0% | COM | 191216100 |
| T | AT&T INC | 30,400 | $1,076,160 | 0.3% | $11.40 | 0.0% | COM | 00206R102 |
| — | EATON CORP PLC | 15,900 | $1,046,379 | 0.3% | $65810.00 | — | COM | 278058102 |
| INTC | INTEL CORP | 43,100 | $1,044,313 | 0.3% | $17.18 | 0.0% | COM | 458140100 |
| CVX | CHEVRON CORP | 8,700 | $1,029,558 | 0.3% | $71.30 | 0.0% | COM | 166764100 |
| AMGN | AMGEN INC | 9,300 | $917,538 | 0.2% | $73.34 | 0.0% | COM | 031162100 |
| — | DIRECTV | 14,801 | $912,333 | 0.2% | $61639.96 | — | COM | 25490A309 |
| AXP | AMERICAN EXPRESS CO | 11,900 | $889,644 | 0.2% | $59.62 | 0.0% | COM | 025816109 |
| PPG | PPG INDUSTRIES INC | 6,000 | $878,460 | 0.2% | $59.61 | 0.0% | COM | 693506107 |
| — | DELL INC | 65,500 | $872,787 | 0.2% | $13324.99 | — | COM | 24702R101 |
| CVS | CVS CAREMARK CORP | 15,200 | $869,136 | 0.2% | $41.44 | 0.0% | COM | 126650100 |
| — | CHIMERA INVESTMENT CORP | 280,000 | $840,000 | 0.2% | $3000.00 | — | COM | 16934Q109 |
| VLO | VALERO ENERGY CORP | 23,100 | $803,187 | 0.2% | $24.01 | 0.0% | COM | 91913Y100 |
| PEP | PEPSICO INC | 9,700 | $793,363 | 0.2% | $56.00 | 0.0% | COM | 713448108 |
| NFLX | NETFLIX INC | 3,700 | $781,033 | 0.2% | $2.97 | 0.0% | COM | 64110L106 |
| — | YAHOO! INC | 29,700 | $746,361 | 0.2% | $25130.00 | — | COM | 984332106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 16,500 | $737,385 | 0.2% | $28.67 | 0.0% | COM | 110122108 |
| MUB | ISHARES NATIONAL AMT-FREE MU | 6,894 | $724,145 | 0.2% | $105039.89 | — | ETF | 464288414 |
| — | TWENTY-FIRST CENTURY FOX INC | 21,300 | $693,954 | 0.2% | $32580.00 | — | COM | 90130A101 |
| MCD | MCDONALD'S CORP | 6,900 | $683,100 | 0.2% | $71.80 | 0.0% | COM | 580135101 |
| ABT | ABBOTT LABORATORIES | 19,000 | $662,720 | 0.2% | $28.85 | 0.0% | COM | 002824100 |
| UNP | UNION PACIFIC CORP | 4,200 | $647,976 | 0.2% | $57.06 | 0.0% | COM | 907818108 |
| — | PENTAIR LTD-REGISTERED | 11,100 | $640,359 | 0.2% | $57690.00 | — | COM | 709631105 |
| COP | CONOCOPHILLIPS | 10,300 | $623,150 | 0.2% | $39.96 | 0.0% | COM | 20825C104 |
| — | OCWEN FINANCIAL CORP | 15,100 | $622,422 | 0.2% | $41220.00 | — | COM | 675746309 |
| REGN | REGENERON PHARMACEUTICALS | 2,700 | $607,176 | 0.2% | $231.58 | 0.0% | COM | 75886F107 |
| — | CAPITAL ONE FINANCIAL C-CW18 | 25,000 | $605,750 | 0.2% | $24230.00 | — | WTS | 14040H139 |
| — | PHARMACYCLICS INC | 7,600 | $603,972 | 0.2% | $79470.00 | — | COM | 716933106 |
| ITW | ILLINOIS TOOL WORKS | 7,800 | $539,526 | 0.1% | $49.85 | 0.0% | COM | 452308109 |
| — | GENESEE & WYOMING INC-CL A | 6,200 | $526,008 | 0.1% | $84840.00 | — | COM | 371559105 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,900 | $524,987 | 0.1% | $118.19 | 0.0% | COM | 018581108 |
| BAC | BANK OF AMERICA CORP | 39,900 | $513,114 | 0.1% | $10.03 | 0.0% | COM | 060505104 |
| — | CHESAPEAKE ENERGY CORP | 24,600 | $501,348 | 0.1% | $20380.00 | — | COM | 165167107 |
| — | TWO HARBORS INVESTMENT CORP | 48,900 | $501,225 | 0.1% | $10250.00 | — | COM | 90187B101 |
| — | DRIL-QUIP INC | 5,500 | $496,595 | 0.1% | $90290.00 | — | COM | 262037104 |
| JPM | JPMORGAN CHASE & CO | 9,400 | $496,226 | 0.1% | $36.24 | 0.0% | COM | 46625H100 |
| — | GULFPORT ENERGY CORP | 10,500 | $494,445 | 0.1% | $47090.00 | — | COM | 402635304 |
| CAR | AVIS BUDGET GROUP INC | 17,100 | $491,625 | 0.1% | $28.57 | 0.0% | COM | 053774105 |
| CAT | CATERPILLAR INC | 5,950 | $490,815 | 0.1% | $61.55 | 0.0% | COM | 149123101 |
| HXL | HEXCEL CORP | 14,400 | $490,320 | 0.1% | $32.19 | 0.0% | COM | 428291108 |
| C | CITIGROUP INC | 10,200 | $489,294 | 0.1% | $35.76 | 0.0% | COM | 172967424 |
| — | HOLLYFRONTIER CORP | 11,400 | $487,692 | 0.1% | $42780.00 | — | COM | 436106108 |
| LLY | ELI LILLY & CO | 9,900 | $486,288 | 0.1% | $42.21 | 0.0% | COM | 532457108 |
| — | CATAMARAN CORP | 9,800 | $477,848 | 0.1% | $48760.00 | — | COM | 148887102 |
| CMCSA | COMCAST CORP-CLASS A | 11,343 | $473,570 | 0.1% | $15.62 | 0.0% | COM | 20030N101 |
| — | ALKERMES PLC | 16,500 | $473,220 | 0.1% | $28680.00 | — | COM | 01642T108 |
| DPZ | DOMINO'S PIZZA INC | 8,100 | $471,015 | 0.1% | $48.45 | 0.0% | COM | 25754A201 |
| MMM | 3M CO | 4,300 | $470,205 | 0.1% | $61.26 | 0.0% | COM | 88579Y101 |
| CL | COLGATE-PALMOLIVE CO | 8,200 | $469,778 | 0.1% | $44.38 | 0.0% | COM | 194162103 |
| OHI | OMEGA HEALTHCARE INVESTORS | 14,900 | $462,198 | 0.1% | $31020.00 | — | COM | 681936100 |
| SLB | SCHLUMBERGER LTD | 6,400 | $458,624 | 0.1% | $52.90 | 0.0% | COM | 806857108 |
| EXP | EAGLE MATERIALS INC | 6,900 | $457,263 | 0.1% | $65.06 | 0.0% | COM | 26969P108 |
| NRG | NRG ENERGY INC | 17,107 | $456,756 | 0.1% | $20.46 | 0.0% | COM | 629377508 |
| — | TESORO CORP | 8,500 | $444,720 | 0.1% | $52320.00 | — | COM | 881609101 |
| — | SEATTLE GENETICS INC | 13,800 | $434,148 | 0.1% | $31460.00 | — | COM | 812578102 |
| FXI | ISHARES CHINA LARGE-CAP ETF | 13,036 | $423,930 | 0.1% | $32519.94 | — | ETF | 464287184 |
| — | TIME WARNER INC | 7,300 | $422,086 | 0.1% | $57820.00 | — | COM | 887317303 |
| — | JAZZ PHARMACEUTICALS PLC | 6,100 | $419,253 | 0.1% | $68730.00 | — | COM | 472147107 |
| DDD | 3D SYSTEMS CORP | 9,500 | $417,050 | 0.1% | $41.34 | 0.0% | COM | 88554D205 |
| ODFL | OLD DOMINION FREIGHT LINE | 10,000 | $416,200 | 0.1% | $12.89 | 0.0% | COM | 679580100 |
| — | DU PONT (E.I.) DE NEMOURS | 7,900 | $414,750 | 0.1% | $52500.00 | — | COM | 263534109 |
| — | CABELA'S INC | 6,400 | $414,464 | 0.1% | $64760.00 | — | COM | 126804301 |
| — | CUBIST PHARMACEUTICALS INC | 8,500 | $410,465 | 0.1% | $48290.00 | — | COM | 229678107 |
| GD | GENERAL DYNAMICS CORP | 5,200 | $407,316 | 0.1% | $56.44 | 0.0% | COM | 369550108 |
| AOS | SMITH (A.O.) CORP | 11,200 | $406,336 | 0.1% | $15.38 | 0.0% | COM | 831865209 |
| TJX | TJX COMPANIES INC | 8,100 | $405,486 | 0.1% | $20.82 | 0.0% | COM | 872540109 |
| VZ | VERIZON COMMUNICATIONS INC | 8,000 | $402,720 | 0.1% | $27.04 | 0.0% | COM | 92343V104 |
| V | VISA INC-CLASS A SHARES | 2,200 | $402,050 | 0.1% | $40.02 | 0.0% | COM | 92826C839 |
| NKE | NIKE INC -CL B | 6,300 | $401,184 | 0.1% | $26.53 | 0.0% | COM | 654106103 |
| PVH | PVH CORP | 3,100 | $387,655 | 0.1% | $112.68 | 0.0% | COM | 693656100 |
| CBRE | CBRE GROUP INC - A | 16,500 | $385,440 | 0.1% | $23.79 | 0.0% | COM | 12504L109 |
| FSLR | FIRST SOLAR INC | 8,600 | $385,366 | 0.1% | $44.50 | 0.0% | COM | 336433107 |
| — | VIACOM INC-CLASS B | 5,600 | $380,968 | 0.1% | $68030.00 | — | COM | 92553P201 |
| USB | US BANCORP | 10,500 | $379,575 | 0.1% | $22.41 | 0.0% | COM | 902973304 |
| MCK | MCKESSON CORP | 3,200 | $366,400 | 0.1% | $101.46 | 0.0% | COM | 58155Q103 |
| WDC | WESTERN DIGITAL CORP | 5,900 | $366,331 | 0.1% | $35.69 | 0.0% | COM | 958102105 |
| — | OASIS PETROLEUM INC | 9,400 | $365,378 | 0.1% | $38870.00 | — | COM | 674215108 |
| MO | ALTRIA GROUP INC | 10,400 | $363,896 | 0.1% | $16.28 | 0.0% | COM | 02209S103 |
| SBUX | STARBUCKS CORP | 5,500 | $360,305 | 0.1% | $24.37 | 0.0% | COM | 855244109 |
| TRV | TRAVELERS COS INC/THE | 4,500 | $359,640 | 0.1% | $63.44 | 0.0% | COM | 89417E109 |
| TXN | TEXAS INSTRUMENTS INC | 10,200 | $355,470 | 0.1% | $25.31 | 0.0% | COM | 882508104 |
| — | MCEWEN MINING INC | 210,700 | $353,976 | 0.1% | $1680.00 | — | COM | 58039P107 |
| — | GOOGLE INC-CL A | 400 | $352,148 | 0.1% | $880370.00 | — | COM | 38259P508 |
| O | REALTY INCOME CORP | 8,300 | $347,936 | 0.1% | $25.40 | 0.0% | COM | 756109104 |
| YUM | YUM! BRANDS INC | 4,900 | $339,766 | 0.1% | $38.97 | 0.0% | COM | 988498101 |
| EMR | EMERSON ELECTRIC CO | 6,200 | $338,148 | 0.1% | $40.02 | 0.0% | COM | 291011104 |
| — | TIME WARNER CABLE | 3,000 | $337,440 | 0.1% | $112480.00 | — | COM | 88732J207 |
| — | TIFFANY & CO | 4,600 | $335,064 | 0.1% | $72840.00 | — | COM | 886547108 |
| — | SBA COMMUNICATIONS CORP-CL A | 4,500 | $333,540 | 0.1% | $74120.00 | — | COM | 78388J106 |
| ALL | ALLSTATE CORP | 6,800 | $327,216 | 0.1% | $37.12 | 0.0% | COM | 020002101 |
| BIIB | BIOGEN IDEC INC | 1,500 | $322,800 | 0.1% | $213.68 | 0.0% | COM | 09062X103 |
| KMB | KIMBERLY-CLARK CORP | 3,300 | $320,562 | 0.1% | $63.06 | 0.0% | COM | 494368103 |
| — | MEDTRONIC INC | 6,200 | $319,114 | 0.1% | $51470.00 | — | COM | 585055106 |
| BAX | BAXTER INTERNATIONAL INC | 4,600 | $318,642 | 0.1% | $30.42 | 0.0% | COM | 071813109 |
| DE | DEERE & CO | 3,900 | $316,875 | 0.1% | $68.04 | 0.0% | COM | 244199105 |
| UNH | UNITEDHEALTH GROUP INC | 4,700 | $307,756 | 0.1% | $50.75 | 0.0% | COM | 91324P102 |
| — | LIONS GATE ENTERTAINMENT COR | 11,200 | $307,664 | 0.1% | $27470.00 | — | COM | 535919203 |
| — | LORILLARD INC | 6,800 | $297,024 | 0.1% | $43680.00 | — | COM | 544147101 |
| — | TCF FINANCIAL CORP-CW18 | 145,000 | $292,900 | 0.1% | $2020.00 | — | WTS | 872275128 |
| — | THERAVANCE INC | 7,600 | $292,828 | 0.1% | $38530.00 | — | COM | 88338T104 |
| RSG | REPUBLIC SERVICES INC | 8,500 | $288,490 | 0.1% | $26.37 | 0.0% | COM | 760759100 |
| — | GREEN MOUNTAIN COFFEE ROASTE | 3,800 | $285,828 | 0.1% | $75217.90 | — | COM | 393122106 |
| KR | KROGER CO | 8,200 | $283,228 | 0.1% | $13.44 | 0.0% | COM | 501044101 |
| — | WEBMD HEALTH CORP | 9,600 | $281,952 | 0.1% | $29370.00 | — | COM | 94770V102 |
| CME | CME GROUP INC | 3,700 | $281,015 | 0.1% | $39.16 | 0.0% | COM | 12572Q105 |
| UPS | UNITED PARCEL SERVICE-CL B | 3,202 | $276,908 | 0.1% | $55.38 | 0.0% | COM | 911312106 |
| — | ALLERGAN INC | 3,200 | $269,568 | 0.1% | $84240.00 | — | COM | 018490102 |
| BDX | BECTON DICKINSON AND CO | 2,700 | $266,841 | 0.1% | $78.11 | 0.0% | COM | 075887109 |
| — | INVESCO MORTGAGE CAPITAL | 16,100 | $266,616 | 0.1% | $16560.00 | — | COM | 46131B100 |
| ROST | ROSS STORES INC | 4,100 | $265,721 | 0.1% | $28.26 | 0.0% | COM | 778296103 |
| FITB | FIFTH THIRD BANCORP | 14,200 | $256,310 | 0.1% | $11.47 | 0.0% | COM | 316773100 |
| EFA | ISHARES MSCI EAFE ETF | 4,458 | $255,443 | 0.1% | $57299.91 | — | ETF | 464287465 |
| AZO | AUTOZONE INC | 600 | $254,214 | 0.1% | $407.86 | 0.0% | COM | 053332102 |
| — | CHUBB CORP | 3,000 | $253,950 | 0.1% | $84650.00 | — | COM | 171232101 |
| — | LIBERTY MEDIA CORP - A | 2,000 | $253,520 | 0.1% | $126760.00 | — | COM | 531229102 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 12,000 | $252,600 | 0.1% | $21050.00 | — | COM | 70931T103 |
| — | UNITED TECHNOLOGIES CORP | 2,700 | $250,938 | 0.1% | $92940.00 | — | COM | 913017109 |
| STZ | CONSTELLATION BRANDS INC-A | 4,800 | $250,176 | 0.1% | $43.15 | 0.0% | COM | 21036P108 |
| — | PRAXAIR INC | 2,100 | $241,836 | 0.1% | $115160.00 | — | COM | 74005P104 |
| HOG | HARLEY-DAVIDSON INC | 4,400 | $241,208 | 0.1% | $54.04 | 0.0% | COM | 412822108 |
| — | MONSANTO CO | 2,400 | $237,120 | 0.1% | $98800.00 | — | COM | 61166W101 |
| VRSN | VERISIGN INC | 5,300 | $236,698 | 0.1% | $45.93 | 0.0% | COM | 92343E102 |
| DLTR | DOLLAR TREE INC | 4,600 | $233,864 | 0.1% | $48.73 | 0.0% | COM | 256746108 |
| — | LEGG MASON INC | 7,200 | $223,272 | 0.1% | $31010.00 | — | COM | 524901105 |
| ADP | AUTOMATIC DATA PROCESSING | 3,200 | $220,352 | 0.1% | $45.09 | 0.0% | COM | 053015103 |
| BK | BANK OF NEW YORK MELLON CORP | 7,800 | $218,790 | 0.1% | $21.22 | 0.0% | COM | 064058100 |
| — | MCGRAW HILL FINANCIAL INC | 4,100 | $218,079 | 0.1% | $53190.00 | — | COM | 580645109 |
| CVI | CVR ENERGY INC | 4,500 | $213,300 | 0.1% | $18.37 | 0.0% | COM | 12662P108 |
| STWD | STARWOOD PROPERTY TRUST INC | 8,357 | $206,835 | 0.1% | $24749.91 | — | COM | 85571B105 |
| — | CA INC | 7,200 | $206,064 | 0.1% | $28620.00 | — | COM | 12673P105 |
| — | SIX FLAGS ENTERTAINMENT CORP | 5,700 | $200,412 | 0.1% | $35160.00 | — | COM | 83001A102 |
| — | ELAN CORP PLC -SPONS ADR | 13,800 | $195,132 | 0.1% | $14140.00 | — | COM | 284131208 |
| — | HUDSON CITY BANCORP INC | 19,200 | $176,160 | 0.0% | $9175.00 | — | COM | 443683107 |
| AXP | AMERICAN EXPRESS CO | 93 | $161,655 | 0.0% | $59.62 | 0.0% | Call | 025816109 |
| F | FORD MOTOR CO | 9,500 | $146,965 | 0.0% | $7.61 | 0.0% | COM | 345370860 |
| — | SANOFI CVR | 75,900 | $144,210 | 0.0% | $1900.00 | — | COM | 80105N113 |
| RF | REGIONS FINANCIAL CORP | 15,000 | $142,950 | 0.0% | $5.80 | 0.0% | COM | 7591EP100 |
| EEM | ISHARES MSCI EMERGING MARKET | 3,600 | $138,600 | 0.0% | $38500.00 | — | ETF | 464287234 |
| F | FORD MOTOR CO | 250 | $136,875 | 0.0% | $7.61 | 0.0% | Call | 345370860 |
| — | ALLIANZGI CONVERTIBLE & INCO | 13,100 | $120,127 | 0.0% | $9170.00 | — | ETF | 018828103 |
| — | MARVELL TECHNOLOGY GROUP LTD | 10,200 | $119,442 | 0.0% | $11710.00 | — | COM | G5876H105 |
| GPK | GRAPHIC PACKAGING HOLDING CO | 15,400 | $119,196 | 0.0% | $7.63 | 0.0% | COM | 388689101 |
| NUE | NUCOR CORP | 402 | $114,015 | 0.0% | — | — | Call | 670346105 |
| — | CELL THERAPEUTICS INC | 107,300 | $112,665 | 0.0% | $1050.00 | — | COM | 150934883 |
| EEM | ISHARES MSCI EMERGING MARKET | 36 | $101,460 | 0.0% | $38500.00 | — | Put | 464287234 |
| — | RITE AID CORP | 33,300 | $95,238 | 0.0% | $2860.00 | — | COM | 767754104 |
| — | FERRO CORP | 13,400 | $93,130 | 0.0% | $6950.00 | — | COM | 315405100 |
| — | PDL BIOPHARMA INC | 12,000 | $92,640 | 0.0% | $7720.00 | — | COM | 69329Y104 |
| EEM | ISHARES MSCI EMERGING MARKET | 500 | $88,500 | 0.0% | $38500.00 | — | Call | 464287234 |
| — | RF MICRO DEVICES INC | 16,400 | $87,658 | 0.0% | $5345.00 | — | COM | 749941100 |
| — | MFA FINANCIAL INC | 10,300 | $87,035 | 0.0% | $8450.00 | — | COM | 55272X102 |
| NUE | NUCOR CORP | 262 | $85,232 | 0.0% | — | — | Put | 670346105 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 14,600 | $74,022 | 0.0% | $5070.00 | — | COM | 518415104 |
| — | MERITOR INC | 10,400 | $73,320 | 0.0% | $7050.00 | — | COM | 59001K100 |
| — | CLEARWIRE CORP-CLASS A | 14,100 | $70,429 | 0.0% | $4994.96 | — | COM | 18538Q105 |
| — | LIBERTY ALL STAR EQUITY FUND | 13,117 | $68,208 | 0.0% | $5199.97 | — | ETF | 530158104 |
| — | OFFICE DEPOT INC | 16,500 | $63,855 | 0.0% | $3870.00 | — | COM | 676220106 |
| — | GASTAR EXPLORATION LTD | 23,100 | $61,677 | 0.0% | $2670.00 | — | COM | 367299203 |
| — | SYNOVUS FINANCIAL CORP | 20,900 | $61,028 | 0.0% | $2920.00 | — | COM | 87161C105 |
| — | KNIGHT CAPITAL GROUP INC-A | 16,000 | $57,440 | 0.0% | $3590.00 | — | COM | 499005106 |
| FXI | ISHARES CHINA LARGE-CAP ETF | 170 | $56,270 | 0.0% | $32519.94 | — | Call | 464287184 |
| FXI | ISHARES CHINA LARGE-CAP ETF | 170 | $55,250 | 0.0% | $32519.94 | — | Put | 464287184 |
| — | VALLEY NATIONAL BANCORP-CW18 | 76,100 | $53,270 | 0.0% | $700.00 | — | WTS | 919794131 |
| — | GOLDEN STAR RESOURCES LTD | 108,300 | $45,486 | 0.0% | $420.00 | — | COM | 38119T104 |
| — | ZOGENIX INC | 26,427 | $45,190 | 0.0% | $1709.99 | — | COM | 98978L105 |
| — | OCZ TECHNOLOGY GROUP INC | 28,200 | $40,890 | 0.0% | $1450.00 | — | COM | 67086E303 |
| — | HARVEST NATURAL RESOURCES IN | 11,800 | $36,580 | 0.0% | $3100.00 | — | COM | 41754V103 |
| — | STR HOLDINGS INC | 13,300 | $30,191 | 0.0% | $2270.00 | — | COM | 78478V100 |
| — | QUICKLOGIC CORP | 13,400 | $29,614 | 0.0% | $2210.00 | — | COM | 74837P108 |
| — | IMMUNOCELLULAR THERAPEUTICS | 15,200 | $29,488 | 0.0% | $1940.00 | — | COM | 452536105 |
| EFA | ISHARES MSCI EAFE ETF | 200 | $26,900 | 0.0% | $57299.91 | — | Put | 464287465 |
| — | ONCOTHYREON INC | 17,000 | $26,690 | 0.0% | $1570.00 | — | COM | 682324108 |
| — | OCLARO INC | 22,100 | $26,078 | 0.0% | $1180.00 | — | COM | 67555N206 |
| — | PAIN THERAPEUTICS INC | 11,400 | $25,194 | 0.0% | $2210.00 | — | COM | 69562K100 |
| — | ECHELON CORP | 11,700 | $24,687 | 0.0% | $2110.00 | — | COM | 27874N105 |
| — | HANSEN MEDICAL INC | 16,800 | $24,108 | 0.0% | $1435.00 | — | COM | 411307101 |
| VGZ | VISTA GOLD CORP | 19,300 | $18,721 | 0.0% | $1.47 | 0.0% | COM | 927926303 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 11,900 | $18,445 | 0.0% | $1.73 | 0.0% | COM | 09058V103 |
| — | DISERY LABORATORIES INC | 12,000 | $18,240 | 0.0% | $1520.00 | — | COM | 254668403 |
| UAMY | UNITED STATES ANTIMONY CORP | 13,500 | $14,985 | 0.0% | $1.36 | 0.0% | COM | 911549103 |
| IYR | ISHARES US REAL ESTATE ETF | 245 | $13,107 | 0.0% | — | — | Call | 464287739 |
| WFC | WELLS FARGO & CO | 814 | $2,456 | 0.0% | $27.36 | 0.0% | Put | 949746101 |
| AXP | AMERICAN EXPRESS CO | 68 | $68 | 0.0% | $59.62 | 0.0% | Put | 025816109 |
| UPS | UNITED PARCEL SERVICE-CL B | 29 | $58 | 0.0% | $55.38 | 0.0% | Put | 911312106 |