ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q1 2013 (Next →)

Filing Date: Jul 10, 2013

Total Value ($000): $309,943 (100.0% shares, 0.0% debt)

Holdings (38)

PFF ISHARES TR 25.1%

Value ($000) $77,715 Shares 1,917,937 Est. Cost $40.52 Unrealized —

GLD SPDR GOLD TRUST 24.6%

Value ($000) $76,266 Shares 493,725 Est. Cost $154.47 Unrealized —

IGSB ISHARES TR 13.8%

Value ($000) $42,730 Shares 404,871 Est. Cost $105.54 Unrealized —

— MARKET VECTORS ETF TR 7.7%

Value ($000) $23,885 Shares 631,039 Est. Cost $37.85 Unrealized —

XLE SELECT SECTOR SPDR TR 6.8%

Value ($000) $20,997 Shares 264,750 Est. Cost $79.31 Unrealized —

— MARKET VECTORS ETF TR 3.5%

Value ($000) $10,788 Shares 644,446 Est. Cost $16.74 Unrealized —

EWZ ISHARES INC 3.2%

Value ($000) $10,056 Shares 184,580 Est. Cost $54.48 Unrealized —

— ISHARES GOLD TRUST 3.2%

Value ($000) $9,789 Shares 630,755 Est. Cost $15.52 Unrealized —

GMF SPDR INDEX SHS FDS 2.2%

Value ($000) $6,836 Shares 89,602 Est. Cost $76.29 Unrealized —

DVY ISHARES TR 1.4%

Value ($000) $4,400 Shares 69,394 Est. Cost $63.41 Unrealized —

ACWI ISHARES TR 0.9%

Value ($000) $2,813 Shares 55,435 Est. Cost $50.74 Unrealized —

— MARKET VECTORS ETF TR 0.9%

Value ($000) $2,768 Shares 64,500 Est. Cost $42.91 Unrealized —

— LIMELIGHT NETWORKS INC 0.9%

Value ($000) $2,705 Shares 1,300,432 Est. Cost $2.08 Unrealized —

XLU SELECT SECTOR SPDR TR 0.8%

Value ($000) $2,460 Shares 62,925 Est. Cost $39.09 Unrealized —

IWB ISHARES TR 0.6%

Value ($000) $1,978 Shares 22,678 Est. Cost $87.22 Unrealized —

— MARKET VECTORS ETF TR 0.6%

Value ($000) $1,943 Shares 71,856 Est. Cost $27.04 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.3%

Value ($000) $1,012 Shares 23,581 Est. Cost $42.92 Unrealized —

IXP ISHARES TR 0.3%

Value ($000) $933 Shares 15,568 Est. Cost $59.93 Unrealized —

T AT&T INC 0.3%

Value ($000) $913 Shares 24,876 Est. Cost $10.79 Unrealized 0.0%

EFA ISHARES TR 0.3%

Value ($000) $827 Shares 14,027 Est. Cost $58.96 Unrealized —

VTI VANGUARD INDEX FDS 0.2%

Value ($000) $734 Shares 9,061 Est. Cost $81.01 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $672 Shares 7,463 Est. Cost $52.97 Unrealized 0.0%

SPY SPDR S&P 500 ETF TR 0.2%

Value ($000) $611 Shares 3,903 Est. Cost $156.55 Unrealized —

AAXJ ISHARES TR 0.2%

Value ($000) $585 Shares 9,900 Est. Cost $59.09 Unrealized —

— ZYNGA INC 0.2%

Value ($000) $535 Shares 159,140 Est. Cost $3.36 Unrealized —

LQD ISHARES TR 0.2%

Value ($000) $524 Shares 4,370 Est. Cost $119.91 Unrealized —

ILF ISHARES TR 0.2%

Value ($000) $501 Shares 11,470 Est. Cost $43.68 Unrealized —

— JPMORGAN CHASE & CO 0.2%

Value ($000) $478 Shares 10,519 Est. Cost $45.44 Unrealized —

TIP ISHARES TR 0.2%

Value ($000) $477 Shares 3,936 Est. Cost $121.19 Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $476 Shares 9,690 Est. Cost $23.81 Unrealized 0.0%

— ING PRIME RATE TR 0.2%

Value ($000) $474 Shares 73,667 Est. Cost $6.43 Unrealized —

WIP SPDR SERIES TRUST 0.1%

Value ($000) $444 Shares 7,146 Est. Cost $62.13 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.1%

Value ($000) $358 Shares 9,821 Est. Cost $36.45 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $267 Shares 3,433 Est. Cost $77.77 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $258 Shares 6,480 Est. Cost $39.81 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $255 Shares 4,214 Est. Cost $60.51 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 0.1%

Value ($000) $246 Shares 9,000 Est. Cost $27.33 Unrealized —

ADP AUTOMATIC DATA PROCESSING IN 0.1%

Value ($000) $234 Shares 3,599 Est. Cost $40.41 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR	1,917,937	$77,715	25.1%	$40.52	—	US PFD STK IDX	464288687
GLD	SPDR GOLD TRUST	493,725	$76,266	24.6%	$154.47	—	GOLD SHS	78463V107
IGSB	ISHARES TR	404,871	$42,730	13.8%	$105.54	—	BARCLYS 1-3YR CR	464288646
—	MARKET VECTORS ETF TR	631,039	$23,885	7.7%	$37.85	—	GOLD MINER ETF	57060U100
XLE	SELECT SECTOR SPDR TR	264,750	$20,997	6.8%	$79.31	—	SBI INT-ENERGY	81369Y506
—	MARKET VECTORS ETF TR	644,446	$10,788	3.5%	$16.74	—	JR GOLD MINERS E	57060U589
EWZ	ISHARES INC	184,580	$10,056	3.2%	$54.48	—	MSCI BRAZIL CAPP	464286400
—	ISHARES GOLD TRUST	630,755	$9,789	3.2%	$15.52	—	ISHARES	464285105
GMF	SPDR INDEX SHS FDS	89,602	$6,836	2.2%	$76.29	—	ASIA PACIF ETF	78463X301
DVY	ISHARES TR	69,394	$4,400	1.4%	$63.41	—	DJ SEL DIV INX	464287168
ACWI	ISHARES TR	55,435	$2,813	0.9%	$50.74	—	MSCI ACWI INDX	464288257
—	MARKET VECTORS ETF TR	64,500	$2,768	0.9%	$42.91	—	OIL SVCS ETF	57060U191
—	LIMELIGHT NETWORKS INC	1,300,432	$2,705	0.9%	$2.08	—	COM	53261M104
XLU	SELECT SECTOR SPDR TR	62,925	$2,460	0.8%	$39.09	—	SBI INT-UTILS	81369Y886
IWB	ISHARES TR	22,678	$1,978	0.6%	$87.22	—	RUSSELL 1000	464287622
—	MARKET VECTORS ETF TR	71,856	$1,943	0.6%	$27.04	—	EM LC CURR DBT	57060U522
VWO	VANGUARD INTL EQUITY INDEX F	23,581	$1,012	0.3%	$42.92	—	FTSE EMR MKT ETF	922042858
IXP	ISHARES TR	15,568	$933	0.3%	$59.93	—	S&P GBL TELCM	464287275
T	AT&T INC	24,876	$913	0.3%	$10.79	0.0%	COM	00206R102
EFA	ISHARES TR	14,027	$827	0.3%	$58.96	—	MSCI EAFE INDEX	464287465
VTI	VANGUARD INDEX FDS	9,061	$734	0.2%	$81.01	—	TOTAL STK MKT	922908769
XOM	EXXON MOBIL CORP	7,463	$672	0.2%	$52.97	0.0%	COM	30231G102
SPY	SPDR S&P 500 ETF TR	3,903	$611	0.2%	$156.55	—	TR UNIT	78462F103
AAXJ	ISHARES TR	9,900	$585	0.2%	$59.09	—	MSCI ACJPN IDX	464288182
—	ZYNGA INC	159,140	$535	0.2%	$3.36	—	CL A	98986T108
LQD	ISHARES TR	4,370	$524	0.2%	$119.91	—	IBOXX INV CPBD	464287242
ILF	ISHARES TR	11,470	$501	0.2%	$43.68	—	S&P LTN AM 40	464287390
—	JPMORGAN CHASE & CO	10,519	$478	0.2%	$45.44	—	ALERIAN ML ETN	46625H365
TIP	ISHARES TR	3,936	$477	0.2%	$121.19	—	BARCLYS TIPS BD	464287176
VZ	VERIZON COMMUNICATIONS INC	9,690	$476	0.2%	$23.81	0.0%	COM	92343V104
—	ING PRIME RATE TR	73,667	$474	0.2%	$6.43	—	SH BEN INT	44977W106
WIP	SPDR SERIES TRUST	7,146	$444	0.1%	$62.13	—	DB INT GVT ETF	78464A490
VEA	VANGUARD TAX MANAGED INTL FD	9,821	$358	0.1%	$36.45	—	FTSE DEV MKT ETF	921943858
RWR	SPDR SERIES TRUST	3,433	$267	0.1%	$77.77	—	DJ REIT ETF	78464A607
—	SPDR SERIES TRUST	6,480	$258	0.1%	$39.81	—	OILGAS EQUIP	78464A748
—	SPDR SERIES TRUST	4,214	$255	0.1%	$60.51	—	S&P OILGAS EXP	78464A730
—	POWERSHARES DB CMDTY IDX TRA	9,000	$246	0.1%	$27.33	—	UNIT BEN INT	73935S105
ADP	AUTOMATIC DATA PROCESSING IN	3,599	$234	0.1%	$40.41	0.0%	COM	053015103