Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 28, 2020

Total Value ($000): $173,999 (100.0% shares, 0.0% debt)

Holdings (70)

FGVXX FIRST AM GOVT OB FD CL Y 15.6%
Value ($000) $27,187 Shares 27,186,527 Est. Cost $1.00 Unrealized
VTI VANGUARD TOTAL STOCK MARKET ETF 5.2%
Value ($000) $9,016 Shares 57,596 Est. Cost $119.17 Unrealized
GOOG ALPHABET INC CL C 5.0%
Value ($000) $8,629 Shares 6,104 Est. Cost $39.84 Unrealized +68.1%
QQQ INVESCO QQQ TRUST ETF 4.4%
Value ($000) $7,624 Shares 30,790 Est. Cost $179.67 Unrealized
META FACEBOOK INC CLASS A 3.5%
Value ($000) $6,036 Shares 26,584 Est. Cost $177.10 Unrealized +17.1%
FDX FED EX CORP 3.3%
Value ($000) $5,809 Shares 41,430 Est. Cost $121.12 Unrealized -6.6%
MET METLIFE INC 2.9%
Value ($000) $5,118 Shares 140,147 Est. Cost $31.02 Unrealized -6.6%
LMT LOCKHEED MARTIN CORP 2.8%
Value ($000) $4,899 Shares 13,425 Est. Cost $285.36 Unrealized +13.4%
KRATON CORPORATION 2.6%
Value ($000) $4,588 Shares 265,523 Est. Cost $14.78 Unrealized
TSN TYSON FOODS INC CL A 2.5%
Value ($000) $4,359 Shares 72,995 Est. Cost $45.98 Unrealized +11.3%
DHI D R HORTON INC 2.5%
Value ($000) $4,335 Shares 78,170 Est. Cost $48.93 Unrealized -6.4%
T AT T INC 2.4%
Value ($000) $4,168 Shares 137,886 Est. Cost $13.50 Unrealized +14.8%
PRU PRUDENTIAL FINANCIAL INC 2.4%
Value ($000) $4,135 Shares 67,901 Est. Cost $52.18 Unrealized -15.2%
AMAT APPLIED MATERIALS INC 2.4%
Value ($000) $4,133 Shares 68,373 Est. Cost $43.15 Unrealized +18.7%
GS GOLDMAN SACHS GROUP INC 2.3%
Value ($000) $3,952 Shares 20,000 Est. Cost $139.06 Unrealized +18.1%
ROAM HARTFORD MULTIFACTOR EMERGING ETF 2.1%
Value ($000) $3,600 Shares 189,118 Est. Cost $22.04 Unrealized
GLW CORNING INC 2.0%
Value ($000) $3,420 Shares 132,031 Est. Cost $14.48 Unrealized +34.0%
M D C HLDGS INC 1.9%
Value ($000) $3,361 Shares 94,157 Est. Cost $35.70 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.9%
Value ($000) $3,347 Shares 165,518 Est. Cost $19.67 Unrealized
COVETRUS INC NPV 1.9%
Value ($000) $3,262 Shares 182,360 Est. Cost $18.03 Unrealized
FLTW FRANKLIN FTSE TAIWAN ETF 1.8%
Value ($000) $3,117 Shares 109,842 Est. Cost $26.57 Unrealized
GM GENERAL MOTORS CO 1.8%
Value ($000) $3,059 Shares 120,900 Est. Cost $29.19 Unrealized -19.6%
KEY KEYCORP 1.7%
Value ($000) $2,891 Shares 237,385 Est. Cost $10.23 Unrealized -13.8%
BHF BRIGHTHOUSE FINL INC 1.6%
Value ($000) $2,793 Shares 100,403 Est. Cost $46.10 Unrealized -40.2%
FORD MTR CO DEL SR 8.500 4/21/23 1.5%
Value ($000) $2,619 Shares 2,477,000 Est. Cost $1.06 Unrealized
GMS INC 1.5%
Value ($000) $2,561 Shares 104,134 Est. Cost $15.73 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.5%
Value ($000) $2,558 Shares 142,116 Est. Cost $21.45 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.4%
Value ($000) $2,505 Shares 131,851 Est. Cost $25.89 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.3%
Value ($000) $2,301 Shares 30,762 Est. Cost $71.03 Unrealized
LIVENT CORP 1.3%
Value ($000) $2,230 Shares 361,941 Est. Cost $6.92 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 1.3%
Value ($000) $2,202 Shares 122,785 Est. Cost $20.37 Unrealized
UNITED FINANCIAL 5.750 10/01/24 1.2%
Value ($000) $2,162 Shares 1,971,000 Est. Cost $1.08 Unrealized
HSIC SCHEIN HENRY INC 1.2%
Value ($000) $2,031 Shares 34,785 Est. Cost $56.97 Unrealized -1.9%
NOC NORTHROP GRUMMAN CORPORATION 1.1%
Value ($000) $1,902 Shares 6,185 Est. Cost $315.50 Unrealized -5.4%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.1%
Value ($000) $1,895 Shares 107,384 Est. Cost $28.80 Unrealized
BANK OF NY MELLON 4.950 12/20/67 1.1%
Value ($000) $1,879 Shares 1,981,000 Est. Cost $1.03 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.7%
Value ($000) $1,149 Shares 1,391,000 Est. Cost $0.78 Unrealized
LLY ELI LILLY CO 0.6%
Value ($000) $978 Shares 5,955 Est. Cost $50.99 Unrealized +182.2%
JP MORGAN CHASE MTN 2.000 4/30/24 0.5%
Value ($000) $950 Shares 926,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 2.20614 12/01/26 0.5%
Value ($000) $878 Shares 941,000 Est. Cost $0.87 Unrealized
MELLON CAPITAL IV 4.08696 12/20/67 0.5%
Value ($000) $819 Shares 900,000 Est. Cost $0.87 Unrealized
WACHOVIA CAP TR II 5.50921 3/29/49 0.4%
Value ($000) $775 Shares 781,000 Est. Cost $0.99 Unrealized
CITIGROUP INC 5.950 2/15/68 0.4%
Value ($000) $754 Shares 790,000 Est. Cost $1.03 Unrealized
AAPL APPLE INC 0.4%
Value ($000) $700 Shares 1,920 Est. Cost $30.44 Unrealized +146.7%
NTC CAPITAL II 2.4211 4/15/27 0.4%
Value ($000) $640 Shares 723,000 Est. Cost $0.82 Unrealized
AMERICAN EXPRESS CO 4.900 9/15/67 0.3%
Value ($000) $590 Shares 692,000 Est. Cost $1.01 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $480 Shares 3,321 Est. Cost $69.20 Unrealized +70.3%
MRK MERCK CO INC 0.3%
Value ($000) $469 Shares 6,060 Est. Cost $32.98 Unrealized +90.6%
CITIGROUP INC 2.25402 8/25/36 0.2%
Value ($000) $410 Shares 570,000 Est. Cost $0.78 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $393 Shares 8,794 Est. Cost $56.40 Unrealized -38.3%
CMCSA COMCAST CORP CLASS A 0.2%
Value ($000) $361 Shares 9,266 Est. Cost $24.26 Unrealized +35.0%
MSFT MICROSOFT CORP 0.2%
Value ($000) $356 Shares 1,750 Est. Cost $31.32 Unrealized +452.5%
PEP PEPSICO INC 0.2%
Value ($000) $349 Shares 2,640 Est. Cost $58.29 Unrealized +90.1%
V VISA INC CLASS A SHARES 0.2%
Value ($000) $332 Shares 1,721 Est. Cost $80.89 Unrealized +117.0%
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value ($000) $319 Shares 2,966 Est. Cost $98.01 Unrealized +8.1%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $304 Shares 4,334 Est. Cost $52.73 Unrealized +3.9%
CITIGROUP INC MTN 3.000 12/15/20 0.2%
Value ($000) $295 Shares 292,000 Est. Cost $1.03 Unrealized
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $270 Shares 1,124 Est. Cost $41.79 Unrealized +24.4%
SPY SPDR S P 500 ETF 0.1%
Value ($000) $231 Shares 750 Est. Cost $308.00 Unrealized
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $221 Shares 772 Est. Cost $286.27 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $212 Shares 1,500 Est. Cost $112.69 Unrealized 0.0%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $210 Shares 1,490 Est. Cost $124.24 Unrealized 0.0%
OPUS BANK 5.500 7/01/26 0.1%
Value ($000) $194 Shares 192,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 1.37539 3/15/28 0.1%
Value ($000) $174 Shares 203,000 Est. Cost $0.88 Unrealized
MANUF TRADERS 1.4768 12/28/20 0.1%
Value ($000) $173 Shares 173,000 Est. Cost $1.04 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $114 Shares 16,700 Est. Cost $28.51 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.1%
Value ($000) $91 Shares 90,000 Est. Cost $1.00 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
STATE STREET CORP 1.7405 6/15/37 0.0%
Value ($000) $24 Shares 30,000 Est. Cost $0.88 Unrealized