Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 14, 2022

Total Value ($000): $194,091 (100.0% shares, 0.0% debt)

Holdings (84)

GLD SPDR GOLD SHARES ETF 6.8%
Value ($000) $13,262 Shares 85,746 Est. Cost $167.18 Unrealized
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 5.5%
Value ($000) $10,703 Shares 214,013 Est. Cost $50.54 Unrealized
MET METLIFE INC 3.8%
Value ($000) $7,323 Shares 120,482 Est. Cost $32.51 Unrealized +77.3%
AR ANTERO RESOURCES CORP 3.3%
Value ($000) $6,469 Shares 114,467 Est. Cost $36.92 Unrealized 0.0%
KMI KINDER MORGAN INC 3.3%
Value ($000) $6,413 Shares 385,369 Est. Cost $10.26 Unrealized +44.0%
BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF 3.2%
Value ($000) $6,241 Shares 68,129 Est. Cost $91.61 Unrealized
META META PLATFORMS INC 3.0%
Value ($000) $5,861 Shares 43,194 Est. Cost $196.06 Unrealized -17.9%
LMT LOCKHEED MARTIN CORP COM 3.0%
Value ($000) $5,802 Shares 15,019 Est. Cost $290.66 Unrealized +31.0%
PRU PRUDENTIAL FINANCIAL INC 3.0%
Value ($000) $5,802 Shares 67,637 Est. Cost $53.80 Unrealized +51.4%
GOOG ALPHABET INC CL C 2.7%
Value ($000) $5,282 Shares 54,940 Est. Cost $107.28 Unrealized +3.3%
EIDO ISHARES MSCI INDONESIA ETF 2.7%
Value ($000) $5,191 Shares 222,610 Est. Cost $21.80 Unrealized
FLBR FRANKLIN FTSE BRAZIL ETF 2.6%
Value ($000) $5,063 Shares 278,980 Est. Cost $20.31 Unrealized
GLNG GOLAR LNG LTD 2.6%
Value ($000) $5,063 Shares 203,155 Est. Cost $8.82 Unrealized +156.9%
TSN TYSON FOODS INC CL A 2.5%
Value ($000) $4,900 Shares 74,318 Est. Cost $46.49 Unrealized +51.5%
GS GOLDMAN SACHS GROUP INC 2.3%
Value ($000) $4,493 Shares 15,331 Est. Cost $139.06 Unrealized +113.6%
STNG SCORPIO TANKERS INC 2.2%
Value ($000) $4,317 Shares 102,680 Est. Cost $12.44 Unrealized
BHF BRIGHTHOUSE FINL INC 2.2%
Value ($000) $4,239 Shares 97,625 Est. Cost $45.99 Unrealized -1.0%
T AT T INC 2.1%
Value ($000) $4,144 Shares 270,128 Est. Cost $14.22 Unrealized +6.1%
COVETRUS INC NPV 2.0%
Value ($000) $3,796 Shares 181,806 Est. Cost $18.07 Unrealized
CITIGROUP INC 2.07386 8/25/36 1.9%
Value ($000) $3,631 Shares 4,435,000 Est. Cost $0.79 Unrealized
FCX FREEPORT MCMORAN INC 1.9%
Value ($000) $3,605 Shares 131,914 Est. Cost $16.52 Unrealized +68.8%
GMS INC 1.8%
Value ($000) $3,469 Shares 86,693 Est. Cost $17.97 Unrealized
FIRST CITIZENS 5.800 6/15/70 1.7%
Value ($000) $3,375 Shares 3,440,000 Est. Cost $1.04 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.7%
Value ($000) $3,355 Shares 130,634 Est. Cost $25.92 Unrealized
FDX FED EX CORP 1.6%
Value ($000) $3,055 Shares 20,579 Est. Cost $128.56 Unrealized +52.3%
NOC NORTHROP GRUMMAN CORPORATION 1.6%
Value ($000) $3,017 Shares 6,414 Est. Cost $317.68 Unrealized +41.9%
M D C HLDGS INC 1.5%
Value ($000) $2,869 Shares 104,634 Est. Cost $38.72 Unrealized
MSFT MICROSOFT CORP COM 1.2%
Value ($000) $2,307 Shares 9,906 Est. Cost $176.00 Unrealized +46.0%
SUNTRUST CAPITAL 2.05739 5/15/27 1.2%
Value ($000) $2,256 Shares 2,432,000 Est. Cost $0.97 Unrealized
AAPL APPLE INC COM 1.2%
Value ($000) $2,249 Shares 16,271 Est. Cost $106.35 Unrealized +45.1%
PBR PETROLEO BRASILEIRO S A A D R 1.2%
Value ($000) $2,246 Shares 181,983 Est. Cost $14.80 Unrealized
VALLEY NATL BANCORP 3.000 6/15/31 1.1%
Value ($000) $2,208 Shares 2,497,000 Est. Cost $0.92 Unrealized
VEU VANGUARD FTSE ALL-WORLD EX-US INDEX FUND 1.1%
Value ($000) $2,124 Shares 47,885 Est. Cost $58.56 Unrealized
SUNTRUST CAPITAL 2.47886 3/15/28 1.1%
Value ($000) $2,115 Shares 2,311,000 Est. Cost $0.97 Unrealized
DV DOUBLEVERIFY HLDGS INC COM 1.0%
Value ($000) $1,933 Shares 15,976 Est. Cost $34.81 Unrealized -25.9%
AMERIS BANCORP LW 3.875 10/01/30 1.0%
Value ($000) $1,868 Shares 1,997,000 Est. Cost $0.97 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.9%
Value ($000) $1,826 Shares 1,856,000 Est. Cost $1.08 Unrealized
LLY ELI LILLY CO 0.9%
Value ($000) $1,785 Shares 5,519 Est. Cost $50.99 Unrealized +504.2%
MELLON CAPITAL IV 3.95652 12/20/67 0.9%
Value ($000) $1,689 Shares 2,269,000 Est. Cost $0.94 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.8%
Value ($000) $1,646 Shares 126,946 Est. Cost $19.79 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.8%
Value ($000) $1,626 Shares 4 Est. Cost $376696.56 Unrealized +13.7%
OI O I GLASS INC 0.8%
Value ($000) $1,623 Shares 125,320 Est. Cost $13.54 Unrealized 0.0%
GLW CORNING INC 0.8%
Value ($000) $1,510 Shares 52,046 Est. Cost $14.48 Unrealized +112.3%
RSP INVESCO S P 500 EQUAL WEIGHT ETF 0.7%
Value ($000) $1,449 Shares 11,388 Est. Cost $135.57 Unrealized
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.7%
Value ($000) $1,413 Shares 54,770 Est. Cost $25.80 Unrealized
SPY SPDR S P 500 ETF 0.6%
Value ($000) $1,091 Shares 3,054 Est. Cost $364.50 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,004 Shares 1,323,000 Est. Cost $0.78 Unrealized
HBM HUDBAY MINERALS INC 0.5%
Value ($000) $957 Shares 237,571 Est. Cost $6.35 Unrealized -36.9%
CYXTERA TECHNOLOGIES INC COM CL A 0.5%
Value ($000) $945 Shares 231,546 Est. Cost $9.30 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.5%
Value ($000) $923 Shares 3,457 Est. Cost $222.24 Unrealized +28.0%
JP MORGAN CHASE MTN 2.000 4/30/24 0.4%
Value ($000) $847 Shares 881,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 2.23043 12/01/26 0.4%
Value ($000) $814 Shares 864,000 Est. Cost $0.87 Unrealized
XOM EXXON MOBIL CORP 0.4%
Value ($000) $768 Shares 8,794 Est. Cost $56.40 Unrealized +44.3%
WBD WARNER BROS DISCOVERY INC SERIES A 0.4%
Value ($000) $744 Shares 64,737 Est. Cost $18.55 Unrealized -26.7%
PRUDENTIAL FINANCIAL 5.625 6/15/43 0.4%
Value ($000) $739 Shares 750,000 Est. Cost $0.99 Unrealized
ALLFIRST PFD CAP 2.57256 7/15/29 0.4%
Value ($000) $700 Shares 750,000 Est. Cost $0.98 Unrealized
QQQ INVESCO QQQ TRUST ETF 0.3%
Value ($000) $638 Shares 2,386 Est. Cost $179.67 Unrealized
FIRST MD CAP II 2.136 2/01/27 0.3%
Value ($000) $607 Shares 652,000 Est. Cost $0.93 Unrealized
JPMORGAN CHASE CO 1.81957 2/01/27 0.3%
Value ($000) $605 Shares 650,000 Est. Cost $0.93 Unrealized
CMCSA COMCAST CORP CLASS A 0.3%
Value ($000) $595 Shares 20,300 Est. Cost $33.64 Unrealized +0.1%
MINT PIMCO ENHANCED SHORT MATURITY ETF 0.3%
Value ($000) $589 Shares 5,961 Est. Cost $101.91 Unrealized
CSCO CISCO SYSTEMS INC 0.3%
Value ($000) $574 Shares 13,253 Est. Cost $35.94 Unrealized +11.4%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.3%
Value ($000) $552 Shares 6,995 Est. Cost $81.12 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $544 Shares 3,261 Est. Cost $69.20 Unrealized +134.3%
MRK MERCK CO INC 0.3%
Value ($000) $533 Shares 6,186 Est. Cost $37.88 Unrealized +112.3%
VTV VANGUARD VALUE INDEX FUND ETF 0.3%
Value ($000) $507 Shares 4,105 Est. Cost $120.75 Unrealized
AMAT APPLIED MATERIALS INC 0.2%
Value ($000) $483 Shares 5,900 Est. Cost $43.15 Unrealized +116.7%
PEP PEPSICO INC 0.2%
Value ($000) $431 Shares 2,640 Est. Cost $58.29 Unrealized +164.9%
IVV ISHARES CORE S&P 500 ETF 0.2%
Value ($000) $344 Shares 958 Est. Cost $375.39 Unrealized
JOE ST JOE CO COM 0.2%
Value ($000) $339 Shares 10,591 Est. Cost $32.08 Unrealized +20.8%
PCG PG&E CORP COM 0.2%
Value ($000) $315 Shares 25,213 Est. Cost $11.11 Unrealized +4.1%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.2%
Value ($000) $296 Shares 3,611 Est. Cost $58.43 Unrealized +43.5%
PM PHILIP MORRIS INTL 0.1%
Value ($000) $291 Shares 3,500 Est. Cost $53.93 Unrealized +50.1%
CWH CAMPING WORLD HLDGS INC CL A 0.1%
Value ($000) $284 Shares 11,207 Est. Cost $22.30 Unrealized +6.4%
LIVENT CORP 0.1%
Value ($000) $256 Shares 8,349 Est. Cost $30.66 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $235 Shares 1,440 Est. Cost $124.24 Unrealized +23.1%
KEY KEYCORP 0.1%
Value ($000) $220 Shares 13,760 Est. Cost $10.23 Unrealized +45.5%
NI NISOURCE INC 0.1%
Value ($000) $202 Shares 8,000 Est. Cost $21.56 Unrealized +22.1%
JPMORGAN CHASE CO 1.786 2/01/27 0.1%
Value ($000) $188 Shares 200,000 Est. Cost $0.97 Unrealized
BARNESVILLE GA WTR 3.175 9/01/46 0.1%
Value ($000) $175 Shares 250,000 Est. Cost $0.74 Unrealized
APH AMPHENOL CORP CL A 0.0%
Value ($000) $67 Shares 1,000 Est. Cost $35.21 Unrealized 0.0%
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $45 Shares 50,000 Est. Cost $0.98 Unrealized
STATE STREET CORP 2.82886 6/15/37 0.0%
Value ($000) $23 Shares 30,000 Est. Cost $0.90 Unrealized
ORCL ORACLE CORP COM 0.0%
Value ($000) $8 Shares 126 Est. Cost $69.84 Unrealized +0.5%