Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value ($000): $204,218 (100.0% shares, 0.0% debt)

Holdings (88)

GLD SPDR GOLD SHARES 6.9%
Value ($000) $14,146 Shares 83,388 Est. Cost $167.18 Unrealized
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 5.2%
Value ($000) $10,642 Shares 212,664 Est. Cost $50.54 Unrealized
MET METLIFE INC COM 4.3%
Value ($000) $8,701 Shares 120,234 Est. Cost $32.51 Unrealized +100.3%
BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF 4.1%
Value ($000) $8,436 Shares 92,229 Est. Cost $91.57 Unrealized
LMT LOCKHEED MARTIN CORP COM 3.6%
Value ($000) $7,277 Shares 14,959 Est. Cost $290.66 Unrealized +46.8%
KMI KINDER MORGAN INC DEL COM 3.4%
Value ($000) $6,956 Shares 384,707 Est. Cost $10.26 Unrealized +48.0%
PRU PRUDENTIAL FINL INC COM 3.3%
Value ($000) $6,705 Shares 67,419 Est. Cost $53.80 Unrealized +61.2%
T AT&T INC COM 2.9%
Value ($000) $5,890 Shares 319,952 Est. Cost $14.36 Unrealized +5.2%
FCX FREEPORT-MCMORAN INC CL B 2.5%
Value ($000) $5,024 Shares 132,205 Est. Cost $16.52 Unrealized +102.7%
EIDO ISHARES MSCI INDONESIA ETF 2.4%
Value ($000) $4,964 Shares 221,728 Est. Cost $21.80 Unrealized
GOOG ALPHABET INC CL C 2.4%
Value ($000) $4,850 Shares 54,665 Est. Cost $107.28 Unrealized -11.7%
FLBR FRANKLIN FTSE BRAZIL ETF 2.3%
Value ($000) $4,794 Shares 278,237 Est. Cost $20.31 Unrealized
STNG SCORPIO TANKERS INC 2.3%
Value ($000) $4,761 Shares 88,549 Est. Cost $12.44 Unrealized
GS GOLDMAN SACHS GROUP INC 2.3%
Value ($000) $4,700 Shares 13,687 Est. Cost $139.06 Unrealized +131.2%
GLNG GOLAR LNG LTD SHS 2.3%
Value ($000) $4,613 Shares 202,404 Est. Cost $8.82 Unrealized +157.8%
TSN TYSON FOODS INC CL A 2.3%
Value ($000) $4,601 Shares 73,918 Est. Cost $46.49 Unrealized +25.4%
BANK OF AMER MTN 3.73214 12/01/26 2.2%
Value ($000) $4,488 Shares 4,706,000 Est. Cost $0.94 Unrealized
GMS INC COM 2.1%
Value ($000) $4,303 Shares 86,402 Est. Cost $17.97 Unrealized
FDX FEDEX CORP COM 1.7%
Value ($000) $3,545 Shares 20,465 Est. Cost $128.56 Unrealized +20.6%
AR ANTERO RESOURCES CORP COM 1.7%
Value ($000) $3,543 Shares 114,324 Est. Cost $36.92 Unrealized -6.4%
VTI VANGUARD TOTAL STOCK MARKET ETF 1.7%
Value ($000) $3,517 Shares 18,393 Est. Cost $191.19 Unrealized
BHF BRIGHTHOUSE FINL INC 1.7%
Value ($000) $3,493 Shares 68,126 Est. Cost $45.99 Unrealized +13.7%
NOC NORTHROP GRUMMAN CORPORATION 1.7%
Value ($000) $3,478 Shares 6,374 Est. Cost $317.68 Unrealized +55.9%
CITIGROUP INC 3.54686 8/25/36 1.7%
Value ($000) $3,459 Shares 4,404,000 Est. Cost $0.79 Unrealized
FIRST CITIZENS 5.800 6/15/70 1.7%
Value ($000) $3,427 Shares 3,431,000 Est. Cost $1.04 Unrealized
M D C HLDGS INC COM 1.6%
Value ($000) $3,297 Shares 104,331 Est. Cost $38.72 Unrealized
PBR PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1.5%
Value ($000) $3,087 Shares 289,844 Est. Cost $13.25 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.4%
Value ($000) $2,923 Shares 129,674 Est. Cost $25.92 Unrealized
VEU VANGUARD FTSE ALL-WORLD EX-US INDEX FUND 1.2%
Value ($000) $2,522 Shares 50,309 Est. Cost $58.16 Unrealized
MSFT MICROSOFT CORP COM 1.2%
Value ($000) $2,376 Shares 9,906 Est. Cost $176.00 Unrealized +33.0%
SUNTRUST CAPITAL 3.580 5/15/27 1.1%
Value ($000) $2,246 Shares 2,424,000 Est. Cost $0.97 Unrealized
VALLEY NATL BANCORP 3.000 6/15/31 1.1%
Value ($000) $2,184 Shares 2,484,000 Est. Cost $0.92 Unrealized
OI O-I GLASS INC COM 1.0%
Value ($000) $2,084 Shares 125,748 Est. Cost $13.54 Unrealized +18.9%
SUNTRUST CAPITAL 3.94257 3/15/28 1.0%
Value ($000) $2,082 Shares 2,299,000 Est. Cost $0.97 Unrealized
LLY ELI LILLY CO 1.0%
Value ($000) $2,019 Shares 5,519 Est. Cost $50.99 Unrealized +578.2%
AAPL APPLE INC COM 1.0%
Value ($000) $2,009 Shares 15,466 Est. Cost $106.35 Unrealized +32.3%
TAK TAKEDA PHARMACEUTICAL SP A D R 1.0%
Value ($000) $1,962 Shares 125,744 Est. Cost $19.79 Unrealized
META META PLATFORMS INC CL A 0.9%
Value ($000) $1,903 Shares 15,811 Est. Cost $196.06 Unrealized -40.5%
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.9%
Value ($000) $1,875 Shares 4 Est. Cost $376696.56 Unrealized +19.1%
MELLON CAPITAL IV 4.13029 12/20/67 0.9%
Value ($000) $1,817 Shares 2,256,000 Est. Cost $0.94 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.9%
Value ($000) $1,812 Shares 1,842,000 Est. Cost $1.08 Unrealized
AMERIS BANCORP LW 3.875 10/01/30 0.9%
Value ($000) $1,798 Shares 1,984,000 Est. Cost $0.97 Unrealized
GLW CORNING INC 0.8%
Value ($000) $1,656 Shares 51,858 Est. Cost $14.48 Unrealized +105.3%
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.7%
Value ($000) $1,502 Shares 50,579 Est. Cost $25.80 Unrealized
RSP INVESCO S&P 500 EQUAL WEIGHT ETF 0.7%
Value ($000) $1,362 Shares 9,646 Est. Cost $135.57 Unrealized
HBM HUDBAY MINERALS INC COM 0.6%
Value ($000) $1,204 Shares 237,571 Est. Cost $6.35 Unrealized -24.1%
SPY SPDR S&P 500 ETF TRUST 0.6%
Value ($000) $1,168 Shares 3,054 Est. Cost $364.50 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.5%
Value ($000) $1,091 Shares 3,533 Est. Cost $223.85 Unrealized +32.7%
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,032 Shares 1,310,000 Est. Cost $0.78 Unrealized
XOM EXXON MOBIL CORP 0.5%
Value ($000) $970 Shares 8,794 Est. Cost $56.40 Unrealized +70.7%
JP MORGAN CHASE MTN 2.1992 4/30/24 0.4%
Value ($000) $847 Shares 881,000 Est. Cost $0.97 Unrealized
PRUDENTIAL FINANCIAL 5.625 6/15/43 0.4%
Value ($000) $737 Shares 750,000 Est. Cost $0.99 Unrealized
CMCSA COMCAST CORP NEW CL A 0.4%
Value ($000) $737 Shares 21,029 Est. Cost $33.52 Unrealized -10.3%
ALLFIRST PFD CAP 4.19031 7/15/29 0.3%
Value ($000) $703 Shares 750,000 Est. Cost $0.98 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $699 Shares 3,261 Est. Cost $69.20 Unrealized +158.3%
CSCO CISCO SYS INC COM 0.3%
Value ($000) $690 Shares 2,477 Est. Cost $35.94 Unrealized +15.4%
KEYCORP CAPITAL 1 4.48286 7/01/28 0.3%
Value ($000) $650 Shares 722,000 Est. Cost $0.90 Unrealized
QQQ INVESCO QQQ TRUST ETF 0.3%
Value ($000) $635 Shares 2,386 Est. Cost $179.67 Unrealized
JPMORGAN CHASE CO 3.330 2/01/27 0.3%
Value ($000) $603 Shares 650,000 Est. Cost $0.93 Unrealized
FIRST MD CAP II 2.136 2/01/27 0.3%
Value ($000) $603 Shares 652,000 Est. Cost $0.93 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.3%
Value ($000) $599 Shares 6,945 Est. Cost $81.12 Unrealized
WBD WARNER BROS DISCOVERY INC COM SER A 0.3%
Value ($000) $594 Shares 62,642 Est. Cost $18.55 Unrealized -39.1%
MRK MERCK & CO INC COM 0.3%
Value ($000) $591 Shares 5,323 Est. Cost $37.88 Unrealized +145.0%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE ETF 0.3%
Value ($000) $588 Shares 5,961 Est. Cost $101.91 Unrealized
VTV VANGUARD VALUE INDEX FUND ETF 0.3%
Value ($000) $576 Shares 4,105 Est. Cost $120.75 Unrealized
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $575 Shares 5,900 Est. Cost $43.15 Unrealized +116.2%
PEP PEPSICO INC 0.2%
Value ($000) $477 Shares 2,640 Est. Cost $58.29 Unrealized +176.0%
IVV ISHARES CORE S&P 500 ETF 0.2%
Value ($000) $435 Shares 1,132 Est. Cost $376.74 Unrealized
JOE ST JOE CO COM 0.2%
Value ($000) $428 Shares 11,068 Est. Cost $32.24 Unrealized +11.0%
PCG PG&E CORP COM 0.2%
Value ($000) $423 Shares 26,003 Est. Cost $11.23 Unrealized +33.1%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.2%
Value ($000) $364 Shares 3,611 Est. Cost $58.43 Unrealized +50.0%
WELL WELLTOWER INC COM 0.2%
Value ($000) $360 Shares 5,496 Est. Cost $59.61 Unrealized 0.0%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $354 Shares 3,500 Est. Cost $53.93 Unrealized +50.7%
DV DOUBLEVERIFY HLDGS INC COM 0.2%
Value ($000) $353 Shares 16,086 Est. Cost $34.81 Unrealized -25.2%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $273 Shares 772 Est. Cost $354.14 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $254 Shares 1,440 Est. Cost $124.24 Unrealized +26.4%
CWH CAMPING WORLD HLDGS INC CL A 0.1%
Value ($000) $250 Shares 11,207 Est. Cost $22.30 Unrealized +1.3%
KEY KEYCORP 0.1%
Value ($000) $240 Shares 13,760 Est. Cost $10.23 Unrealized +44.5%
NI NISOURCE INC 0.1%
Value ($000) $219 Shares 8,000 Est. Cost $21.56 Unrealized +9.9%
DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND 0.1%
Value ($000) $206 Shares 3,206 Est. Cost $64.29 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $204 Shares 1,500 Est. Cost $112.73 Unrealized 0.0%
JPMORGAN CHASE CO 3.28229 2/01/27 0.1%
Value ($000) $186 Shares 200,000 Est. Cost $0.97 Unrealized
SPTM SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 0.1%
Value ($000) $175 Shares 3,692 Est. Cost $47.29 Unrealized
BARNESVILLE GA WTR 3.175 9/01/46 0.1%
Value ($000) $173 Shares 250,000 Est. Cost $0.74 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $47 Shares 50,000 Est. Cost $0.98 Unrealized
ABT ABBOTT LABORATORIES 0.0%
Value ($000) $44 Shares 400 Est. Cost $97.62 Unrealized 0.0%
STATE STREET CORP 4.29257 6/15/37 0.0%
Value ($000) $23 Shares 30,000 Est. Cost $0.90 Unrealized
VWO VANGUARD FTSE EMERGING MARKETS ETF 0.0%
Value ($000) $10 Shares 261 Est. Cost $38.98 Unrealized