Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2014 (Next →)

Filing Date: Feb 9, 2015

Total Value ($000): $120,700 (100.0% shares, 0.0% debt)

Holdings (62)

SDY SPDR S&P HI YLD DIV ETF 9.8%
Value ($000) $11,829 Shares 150,120 Est. Cost $78.80 Unrealized —
— POWERSHARES QQQ 7.7%
Value ($000) $9,313 Shares 90,197 Est. Cost $103.25 Unrealized —
VIG VANGUARD DIV APPRECIATION ETF 6.7%
Value ($000) $8,042 Shares 99,085 Est. Cost $81.16 Unrealized —
— GUGGENHEIM BULLETSHS 2016 5.5%
Value ($000) $6,602 Shares 298,740 Est. Cost $22.10 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 5.3%
Value ($000) $6,401 Shares 123,595 Est. Cost $51.79 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 4.8%
Value ($000) $5,845 Shares 55,995 Est. Cost $104.38 Unrealized —
— GUGGENHEIM BULLETSHS 2017 4.8%
Value ($000) $5,800 Shares 223,520 Est. Cost $25.95 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 4.0%
Value ($000) $4,789 Shares 193,645 Est. Cost $24.73 Unrealized —
MCHI iSHARES MSCI CHINA 3.7%
Value ($000) $4,443 Shares 88,460 Est. Cost $50.23 Unrealized —
— GUGGENHEIM BULLETSHS 2015 3.6%
Value ($000) $4,389 Shares 202,520 Est. Cost $21.67 Unrealized —
— GUGGENHEIM S&P EQ WEIGHT TECH 3.3%
Value ($000) $3,926 Shares 43,260 Est. Cost $90.75 Unrealized —
XLE SECTOR SPDR ENERGY SELECT SHS 3.1%
Value ($000) $3,719 Shares 46,975 Est. Cost $79.17 Unrealized —
— MARKET VECTORS OIL SVCS ETF 2.5%
Value ($000) $3,053 Shares 84,985 Est. Cost $35.92 Unrealized —
IWC iSHARES MICRO-CAP ETF 2.3%
Value ($000) $2,777 Shares 36,080 Est. Cost $76.97 Unrealized —
AAPL APPLE INC 2.1%
Value ($000) $2,518 Shares 22,812 Est. Cost $24.08 Unrealized 0.0%
— GUGGENHEIM BULLETSHS 2017 1.8%
Value ($000) $2,228 Shares 98,110 Est. Cost $22.71 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 1.6%
Value ($000) $1,989 Shares 21,114 Est. Cost $81.30 Unrealized 0.0%
— AVAGO TECHNOLOGIES LIMITED 1.4%
Value ($000) $1,702 Shares 16,920 Est. Cost $100.59 Unrealized —
— SANDISK CORP 1.3%
Value ($000) $1,551 Shares 15,830 Est. Cost $97.98 Unrealized —
INTC INTEL CORP 1.3%
Value ($000) $1,529 Shares 42,130 Est. Cost $26.63 Unrealized 0.0%
MSFT MICROSOFT CORP 1.1%
Value ($000) $1,371 Shares 29,510 Est. Cost $39.88 Unrealized 0.0%
SWKS SKYWORKS SOLUTIONS INC 1.1%
Value ($000) $1,363 Shares 18,740 Est. Cost $49.85 Unrealized 0.0%
— TE CONNECTIVITY LTD 1.0%
Value ($000) $1,247 Shares 19,720 Est. Cost $63.24 Unrealized —
SYK STRYKER CORP 1.0%
Value ($000) $1,231 Shares 13,055 Est. Cost $77.85 Unrealized 0.0%
ABT ABBOTT LABORATORIES 1.0%
Value ($000) $1,213 Shares 26,940 Est. Cost $35.31 Unrealized 0.0%
— ST JUDE MEDICAL INC 1.0%
Value ($000) $1,194 Shares 18,360 Est. Cost $65.03 Unrealized —
WFC WELLS FARGO& CO (NEW) 1.0%
Value ($000) $1,162 Shares 21,199 Est. Cost $38.77 Unrealized 0.0%
ROBO ROBO-STOX GLOBAL ROBOTICS ETF 0.9%
Value ($000) $1,136 Shares 44,185 Est. Cost $25.71 Unrealized —
MA MASTERCARD INCORPORATED 0.9%
Value ($000) $1,135 Shares 13,170 Est. Cost $76.31 Unrealized 0.0%
— BROCADE COMMUNICATIONS SYSTEMS 0.9%
Value ($000) $1,119 Shares 94,550 Est. Cost $11.84 Unrealized —
MRSH MARSH& MCLENNAN COS INC 0.9%
Value ($000) $1,114 Shares 19,460 Est. Cost $45.21 Unrealized 0.0%
— FORWARD AIR CORPORATION 0.9%
Value ($000) $1,072 Shares 21,280 Est. Cost $50.38 Unrealized —
— GUGGENHEIM S&P 500 EQUAL 0.8%
Value ($000) $993 Shares 6,965 Est. Cost $142.57 Unrealized —
— LAZARD LTD 0.8%
Value ($000) $992 Shares 19,820 Est. Cost $50.05 Unrealized —
— TORCHMARK CORP 0.8%
Value ($000) $976 Shares 18,020 Est. Cost $54.16 Unrealized —
IEV iSHARES S&P EURO 35O IDX 0.8%
Value ($000) $963 Shares 22,650 Est. Cost $42.52 Unrealized —
CVX CHEVRON CORP NEW 0.7%
Value ($000) $886 Shares 7,901 Est. Cost $70.52 Unrealized 0.0%
IJK iSHARES S&P MIDCAP 400 GRWTH 0.7%
Value ($000) $852 Shares 5,335 Est. Cost $159.70 Unrealized —
— BERKSHIRE HTWY CL.A 0.6%
Value ($000) $678 Shares 300 Est. Cost $2260.00 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.6%
Value ($000) $672 Shares 7,271 Est. Cost $58.00 Unrealized 0.0%
NVR NVR, INC 0.5%
Value ($000) $570 Shares 447 Est. Cost $1212.22 Unrealized 0.0%
NG NOVAGOLD RES INC NEW F 0.4%
Value ($000) $524 Shares 177,500 Est. Cost $2.82 Unrealized 0.0%
FFIV F5 NETWORKS INC. 0.4%
Value ($000) $513 Shares 3,930 Est. Cost $124.66 Unrealized 0.0%
CDNS CADENCE DESIGN SYSTEMS INC 0.4%
Value ($000) $508 Shares 26,800 Est. Cost $17.95 Unrealized 0.0%
SCHB SCHWAB US BROAD MKT ETF 0.4%
Value ($000) $494 Shares 9,915 Est. Cost $49.82 Unrealized —
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $487 Shares 5,750 Est. Cost $84.70 Unrealized —
PFE PFIZER INC 0.4%
Value ($000) $433 Shares 13,916 Est. Cost $17.97 Unrealized 0.0%
MINT PIMCO ENHANCED SHORT MAT ETF 0.3%
Value ($000) $414 Shares 4,100 Est. Cost $100.98 Unrealized —
MO ALTRIA GROUP INC 0.3%
Value ($000) $363 Shares 7,374 Est. Cost $23.76 Unrealized 0.0%
CWI SPDR MSCI ACWI (ex-US) 0.3%
Value ($000) $323 Shares 9,654 Est. Cost $33.46 Unrealized —
WMT WAL-MART STORES INC 0.3%
Value ($000) $310 Shares 3,608 Est. Cost $21.83 Unrealized 0.0%
T AT&T INC 0.3%
Value ($000) $308 Shares 9,169 Est. Cost $11.81 Unrealized 0.0%
EBAY EBAY INC 0.2%
Value ($000) $283 Shares 5,040 Est. Cost $20.20 Unrealized 0.0%
MRK MERCK& CO. INC. 0.2%
Value ($000) $250 Shares 4,400 Est. Cost $39.35 Unrealized 0.0%
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $241 Shares 3,688 Est. Cost $40.28 Unrealized 0.0%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $222 Shares 2,432 Est. Cost $64.60 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $213 Shares 1,420 Est. Cost $144.37 Unrealized 0.0%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $210 Shares 2,009 Est. Cost $77.30 Unrealized 0.0%
— ORANGE COUNTY BUS BANK 0.1%
Value ($000) $173 Shares 27,832 Est. Cost $6.22 Unrealized —
AXGN AXOGEN INC 0.0%
Value ($000) $36 Shares 10,000 Est. Cost $2.93 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $11 Shares 20,000 Est. Cost $0.69 Unrealized 0.0%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —