Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Apr 29, 2015

Total Value: $113M (100.0% shares, 0.0% debt)

Holdings (59)

SDY SPDR S&P HI YLD DIV ETF 10.3%
Value $11.64M Shares 148,875 Est. Cost $78.80 Unrealized
POWERSHARES QQQ 7.8%
Value $8.86M Shares 83,902 Est. Cost $103.25 Unrealized
GUGGENHEIM BULLETSHS 2016 7.8%
Value $8.792M Shares 395,510 Est. Cost $22.13 Unrealized
VIG VANGUARD DIV APPRECIATION ETF 7.0%
Value $7.917M Shares 98,380 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 5.9%
Value $6.661M Shares 123,645 Est. Cost $51.79 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.9%
Value $5.589M Shares 53,425 Est. Cost $104.38 Unrealized
GUGGENHEIM BULLETSHS 2015 4.7%
Value $5.339M Shares 246,280 Est. Cost $21.67 Unrealized
MCHI iSHARES MSCI CHINA 4.1%
Value $4.656M Shares 85,440 Est. Cost $50.23 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 4.0%
Value $4.561M Shares 189,175 Est. Cost $24.73 Unrealized
GUGGENHEIM S&P EQ WEIGHT TECH 3.5%
Value $3.923M Shares 42,690 Est. Cost $90.75 Unrealized
XLE SECTOR SPDR ENERGY SELECT SHS 3.1%
Value $3.476M Shares 44,800 Est. Cost $79.17 Unrealized
IWC iSHARES MICRO-CAP ETF 2.5%
Value $2.831M Shares 35,805 Est. Cost $76.97 Unrealized
AAPL APPLE INC 2.4%
Value $2.735M Shares 21,982 Est. Cost $24.08 Unrealized +11.5%
GUGGENHEIM BULLETSHS 2017 2.1%
Value $2.428M Shares 106,330 Est. Cost $22.72 Unrealized
DIS DISNEY WALT CO (HOLDING CO) 1.9%
Value $2.099M Shares 20,014 Est. Cost $81.30 Unrealized +13.0%
AVAGO TECHNOLOGIES LIMITED 1.8%
Value $2.074M Shares 16,330 Est. Cost $100.59 Unrealized
SWKS SKYWORKS SOLUTIONS INC 1.6%
Value $1.783M Shares 18,140 Est. Cost $49.85 Unrealized +37.9%
TE CONNECTIVITY LTD 1.2%
Value $1.369M Shares 19,120 Est. Cost $63.24 Unrealized
NVO NOVO-NORDISK A S ADR 1.1%
Value $1.214M Shares 22,730 Est. Cost $53.41 Unrealized
ABT ABBOTT LABORATORIES 1.1%
Value $1.211M Shares 26,140 Est. Cost $35.31 Unrealized +6.0%
MSFT MICROSOFT CORP 1.0%
Value $1.183M Shares 29,110 Est. Cost $39.88 Unrealized -6.6%
SYK STRYKER CORP 1.0%
Value $1.167M Shares 12,655 Est. Cost $77.85 Unrealized +5.3%
ST JUDE MEDICAL INC 1.0%
Value $1.165M Shares 17,810 Est. Cost $65.03 Unrealized
WFC WELLS FARGO& CO (NEW) 1.0%
Value $1.151M Shares 21,149 Est. Cost $38.77 Unrealized +2.8%
ROBO ROBO-STOX GLOBAL ROBOTICS ETF 1.0%
Value $1.147M Shares 43,065 Est. Cost $25.71 Unrealized
MA MASTERCARD INCORPORATED 1.0%
Value $1.099M Shares 12,720 Est. Cost $76.31 Unrealized +6.5%
ABAXIS INC 1.0%
Value $1.088M Shares 16,970 Est. Cost $64.11 Unrealized
BROCADE COMMUNICATIONS SYSTEMS 1.0%
Value $1.086M Shares 91,550 Est. Cost $11.84 Unrealized
MRSH MARSH& MCLENNAN COS INC 0.9%
Value $1.055M Shares 18,810 Est. Cost $45.21 Unrealized +3.2%
GUGGENHEIM S&P 500 EQUAL 0.9%
Value $1.053M Shares 6,785 Est. Cost $142.57 Unrealized
MDT MEDTRONIC PLC 0.9%
Value $1.027M Shares 13,165 Est. Cost $58.10 Unrealized 0.0%
IEV iSHARES S&P EURO 35O IDX 0.9%
Value $987K Shares 22,295 Est. Cost $42.52 Unrealized
TORCHMARK CORP 0.8%
Value $954K Shares 17,370 Est. Cost $54.16 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.8%
Value $886K Shares 5,165 Est. Cost $159.70 Unrealized
CVX CHEVRON CORP NEW 0.7%
Value $831K Shares 7,918 Est. Cost $70.52 Unrealized -5.1%
BERKSHIRE HTWY CL.A 0.6%
Value $653K Shares 300 Est. Cost $2260.00 Unrealized
XOM EXXON MOBIL CORP (NEW) 0.5%
Value $597K Shares 7,021 Est. Cost $58.00 Unrealized -4.2%
NVR NVR, INC 0.5%
Value $594K Shares 447 Est. Cost $1212.22 Unrealized +7.9%
NG NOVAGOLD RES INC NEW F 0.5%
Value $525K Shares 177,500 Est. Cost $2.82 Unrealized +24.3%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value $496K Shares 5,750 Est. Cost $84.70 Unrealized
PFE PFIZER INC 0.4%
Value $484K Shares 13,916 Est. Cost $17.97 Unrealized +11.9%
SCHB SCHWAB US BROAD MKT ETF 0.4%
Value $479K Shares 9,485 Est. Cost $49.82 Unrealized
FFIV F5 NETWORKS INC. 0.4%
Value $452K Shares 3,930 Est. Cost $124.66 Unrealized -5.6%
MINT PIMCO ENHANCED SHORT MAT ETF 0.4%
Value $415K Shares 4,100 Est. Cost $100.98 Unrealized
iSHARES NASDAQ 100 UCITS ETF 0.4%
Value $404K Shares 1,700 Est. Cost $237.65 Unrealized
CWI SPDR MSCI ACWI (ex-US) 0.3%
Value $383K Shares 11,054 Est. Cost $33.61 Unrealized
MO ALTRIA GROUP INC 0.3%
Value $369K Shares 7,374 Est. Cost $23.76 Unrealized +10.2%
INTC INTEL CORP 0.3%
Value $321K Shares 10,270 Est. Cost $26.63 Unrealized -2.3%
EBAY EBAY INC 0.3%
Value $291K Shares 5,040 Est. Cost $20.20 Unrealized +5.1%
T AT&T INC 0.3%
Value $290K Shares 8,869 Est. Cost $11.81 Unrealized -0.1%
WMT WAL-MART STORES INC 0.3%
Value $289K Shares 3,508 Est. Cost $21.83 Unrealized +5.5%
EIX EDISON INTERNATIONAL 0.2%
Value $230K Shares 3,688 Est. Cost $40.28 Unrealized +5.6%
MRK MERCK& CO. INC. 0.2%
Value $224K Shares 3,900 Est. Cost $39.35 Unrealized +2.4%
ORANGE COUNTY BUS BANK 0.2%
Value $218K Shares 27,832 Est. Cost $6.22 Unrealized
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value $206K Shares 1,427 Est. Cost $144.37 Unrealized +1.9%
JNJ JOHNSON& JOHNSON 0.2%
Value $202K Shares 2,009 Est. Cost $77.30 Unrealized -2.8%
VANGUARD S&P 500 UCITS ETF USD 0.2%
Value $202K Shares 5,100 Est. Cost $39.61 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value $11,000 Shares 20,000 Est. Cost $0.69 Unrealized -19.5%
DETTO TECHNOLOGIES INC 0.0%
Value $0 Shares 32,000 Est. Cost Unrealized