Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Apr 29, 2015

Total Value: $113M (100.0% shares, 0.0% debt)

Holdings (59)

SDY SPDR S&P HI YLD DIV ETF 10.3%
Value $11.64M Shares 148,875 Share Price $78.20 Est. Cost/Share $78.14 Unrealized @ Report Date +0.1%
— POWERSHARES QQQ 7.8%
Value $8.86M Shares 83,902 Share Price $105.60 Est. Cost/Share $103.25 Unrealized @ Report Date —
— GUGGENHEIM BULLETSHS 2016 7.8%
Value $8.792M Shares 395,510 Share Price $22.23 Est. Cost/Share $22.13 Unrealized @ Report Date —
VIG VANGUARD DIV APPRECIATION ETF 7.0%
Value $7.917M Shares 98,380 Share Price $80.47 Est. Cost/Share $79.08 Unrealized @ Report Date +1.8%
SCHG SCHWAB US LARGE CAP GROWTH ETF 5.9%
Value $6.661M Shares 123,645 Share Price $53.87 * Est. Cost/Share $6.30 Unrealized @ Report Date +6.9%
VUG VANGUARD US LRG CAP GR IND ETF 4.9%
Value $5.589M Shares 53,425 Share Price $104.61 * Est. Cost/Share $17.00 Unrealized @ Report Date +2.6%
— GUGGENHEIM BULLETSHS 2015 4.7%
Value $5.339M Shares 246,280 Share Price $21.68 Est. Cost/Share $21.67 Unrealized @ Report Date —
MCHI iSHARES MSCI CHINA 4.1%
Value $4.656M Shares 85,440 Share Price $54.49 Est. Cost/Share $48.54 Unrealized @ Report Date +12.3%
XLF SECTOR SPDR FINCL SELECT SHS 4.0%
Value $4.561M Shares 189,175 Share Price $24.11 * Est. Cost/Share $19.38 Unrealized @ Report Date +1.0%
— GUGGENHEIM S&P EQ WEIGHT TECH 3.5%
Value $3.923M Shares 42,690 Share Price $91.90 Est. Cost/Share $90.75 Unrealized @ Report Date —
XLE SECTOR SPDR ENERGY SELECT SHS 3.1%
Value $3.476M Shares 44,800 Share Price $77.59 * Est. Cost/Share $41.57 Unrealized @ Report Date -6.7%
IWC iSHARES MICRO-CAP ETF 2.5%
Value $2.831M Shares 35,805 Share Price $79.07 Est. Cost/Share $72.64 Unrealized @ Report Date +8.9%
AAPL APPLE INC 2.4%
Value $2.735M Shares 21,982 Share Price $124.42 * Est. Cost/Share $24.08 Unrealized @ Report Date +15.0%
— GUGGENHEIM BULLETSHS 2017 2.1%
Value $2.428M Shares 106,330 Share Price $22.83 Est. Cost/Share $22.72 Unrealized @ Report Date —
DIS DISNEY WALT CO (HOLDING CO) 1.9%
Value $2.099M Shares 20,014 Share Price $104.88 * Est. Cost/Share $81.30 Unrealized @ Report Date +17.5%
— AVAGO TECHNOLOGIES LIMITED 1.8%
Value $2.074M Shares 16,330 Share Price $127.01 Est. Cost/Share $100.59 Unrealized @ Report Date —
SWKS SKYWORKS SOLUTIONS INC 1.6%
Value $1.783M Shares 18,140 Share Price $98.29 * Est. Cost/Share $49.85 Unrealized @ Report Date +58.9%
— TE CONNECTIVITY LTD 1.2%
Value $1.369M Shares 19,120 Share Price $71.60 Est. Cost/Share $63.24 Unrealized @ Report Date —
NVO NOVO-NORDISK A S ADR 1.1%
Value $1.214M Shares 22,730 Share Price $53.41 Est. Cost/Share $46.05 Unrealized @ Report Date +15.9%
ABT ABBOTT LABORATORIES 1.1%
Value $1.211M Shares 26,140 Share Price $46.33 * Est. Cost/Share $35.31 Unrealized @ Report Date +7.0%
MSFT MICROSOFT CORP 1.0%
Value $1.183M Shares 29,110 Share Price $40.64 * Est. Cost/Share $39.88 Unrealized @ Report Date -12.5%
SYK STRYKER CORP 1.0%
Value $1.167M Shares 12,655 Share Price $92.22 * Est. Cost/Share $77.85 Unrealized @ Report Date +4.7%
— ST JUDE MEDICAL INC 1.0%
Value $1.165M Shares 17,810 Share Price $65.41 Est. Cost/Share $65.03 Unrealized @ Report Date —
WFC WELLS FARGO& CO (NEW) 1.0%
Value $1.151M Shares 21,149 Share Price $54.42 * Est. Cost/Share $38.77 Unrealized @ Report Date +3.7%
ROBO ROBO-STOX GLOBAL ROBOTICS ETF 1.0%
Value $1.147M Shares 43,065 Share Price $26.63 Est. Cost/Share $25.71 Unrealized @ Report Date +3.6%
MA MASTERCARD INCORPORATED 1.0%
Value $1.099M Shares 12,720 Share Price $86.40 * Est. Cost/Share $76.31 Unrealized @ Report Date +6.1%
— ABAXIS INC 1.0%
Value $1.088M Shares 16,970 Share Price $64.11 Est. Cost/Share $64.11 Unrealized @ Report Date —
— BROCADE COMMUNICATIONS SYSTEMS 1.0%
Value $1.086M Shares 91,550 Share Price $11.86 Est. Cost/Share $11.84 Unrealized @ Report Date —
MRSH MARSH& MCLENNAN COS INC 0.9%
Value $1.055M Shares 18,810 Share Price $56.09 * Est. Cost/Share $45.21 Unrealized @ Report Date +2.5%
— GUGGENHEIM S&P 500 EQUAL 0.9%
Value $1.053M Shares 6,785 Share Price $155.20 Est. Cost/Share $142.57 Unrealized @ Report Date —
MDT MEDTRONIC PLC 0.9%
Value $1.027M Shares 13,165 Share Price $78.01 * Est. Cost/Share $58.10 Unrealized @ Report Date +3.3%
IEV iSHARES S&P EURO 35O IDX 0.9%
Value $987K Shares 22,295 Share Price $44.27 Est. Cost/Share $43.56 Unrealized @ Report Date +1.6%
— TORCHMARK CORP 0.8%
Value $954K Shares 17,370 Share Price $54.92 Est. Cost/Share $54.16 Unrealized @ Report Date —
IJK iSHARES S&P MIDCAP 400 GRWTH 0.8%
Value $886K Shares 5,165 Share Price $171.54 * Est. Cost/Share $38.82 Unrealized @ Report Date +10.5%
CVX CHEVRON CORP NEW 0.7%
Value $831K Shares 7,918 Share Price $104.95 * Est. Cost/Share $70.52 Unrealized @ Report Date -6.2%
— BERKSHIRE HTWY CL.A 0.6%
Value $653K Shares 300 Share Price $2176.67 Est. Cost/Share $2260.00 Unrealized @ Report Date —
XOM EXXON MOBIL CORP (NEW) 0.5%
Value $597K Shares 7,021 Share Price $85.03 * Est. Cost/Share $58.00 Unrealized @ Report Date -7.9%
NVR NVR, INC 0.5%
Value $594K Shares 447 Share Price $1328.86 Est. Cost/Share $1212.22 Unrealized @ Report Date +9.6%
NG NOVAGOLD RES INC NEW F 0.5%
Value $525K Shares 177,500 Share Price $2.96 Est. Cost/Share $2.82 Unrealized @ Report Date +5.0%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value $496K Shares 5,750 Share Price $86.26 Est. Cost/Share $85.03 Unrealized @ Report Date +1.4%
PFE PFIZER INC 0.4%
Value $484K Shares 13,916 Share Price $34.78 * Est. Cost/Share $17.97 Unrealized @ Report Date +16.5%
SCHB SCHWAB US BROAD MKT ETF 0.4%
Value $479K Shares 9,485 Share Price $50.50 * Est. Cost/Share $8.10 Unrealized @ Report Date +3.9%
FFIV F5 NETWORKS INC. 0.4%
Value $452K Shares 3,930 Share Price $115.01 Est. Cost/Share $124.66 Unrealized @ Report Date -7.8%
MINT PIMCO ENHANCED SHORT MAT ETF 0.4%
Value $415K Shares 4,100 Share Price $101.22 Est. Cost/Share $101.29 Unrealized @ Report Date -0.1%
— iSHARES NASDAQ 100 UCITS ETF 0.4%
Value $404K Shares 1,700 Share Price $237.65 Est. Cost/Share $237.65 Unrealized @ Report Date —
CWI SPDR MSCI ACWI (ex-US) 0.3%
Value $383K Shares 11,054 Share Price $34.65 * Est. Cost/Share $22.82 Unrealized @ Report Date +1.2%
MO ALTRIA GROUP INC 0.3%
Value $369K Shares 7,374 Share Price $50.04 * Est. Cost/Share $23.76 Unrealized @ Report Date +4.7%
INTC INTEL CORP 0.3%
Value $321K Shares 10,270 Share Price $31.26 * Est. Cost/Share $26.63 Unrealized @ Report Date -9.3%
EBAY EBAY INC 0.3%
Value $291K Shares 5,040 Share Price $57.74 * Est. Cost/Share $20.20 Unrealized @ Report Date +7.0%
T AT&T INC 0.3%
Value $290K Shares 8,869 Share Price $32.70 * Est. Cost/Share $11.81 Unrealized @ Report Date -3.0%
WMT WAL-MART STORES INC 0.3%
Value $289K Shares 3,508 Share Price $82.38 * Est. Cost/Share $21.83 Unrealized @ Report Date +2.5%
EIX EDISON INTERNATIONAL 0.2%
Value $230K Shares 3,688 Share Price $62.36 * Est. Cost/Share $40.28 Unrealized @ Report Date +1.8%
MRK MERCK& CO. INC. 0.2%
Value $224K Shares 3,900 Share Price $57.44 * Est. Cost/Share $39.35 Unrealized @ Report Date -0.2%
— ORANGE COUNTY BUS BANK 0.2%
Value $218K Shares 27,832 Share Price $7.83 Est. Cost/Share $6.22 Unrealized @ Report Date —
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value $206K Shares 1,427 Share Price $144.36 Est. Cost/Share $144.37 Unrealized @ Report Date -0.0%
JNJ JOHNSON& JOHNSON 0.2%
Value $202K Shares 2,009 Share Price $100.55 * Est. Cost/Share $77.30 Unrealized @ Report Date -3.5%
— VANGUARD S&P 500 UCITS ETF USD 0.2%
Value $202K Shares 5,100 Share Price $39.61 Est. Cost/Share $39.61 Unrealized @ Report Date —
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value $11,000 Shares 20,000 Share Price $0.55 Est. Cost/Share $0.69 Unrealized @ Report Date -19.2%
— DETTO TECHNOLOGIES INC 0.0%
Value $0 Shares 32,000 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —