Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Apr 29, 2015

Total Value ($000): $113,374 (100.0% shares, 0.0% debt)

Holdings (59)

SDY SPDR S&P HI YLD DIV ETF 10.3%
Value ($000) $11,642 Shares 148,875 Est. Cost $78.80 Unrealized
POWERSHARES QQQ 7.8%
Value ($000) $8,860 Shares 83,902 Est. Cost $103.25 Unrealized
GUGGENHEIM BULLETSHS 2016 7.8%
Value ($000) $8,792 Shares 395,510 Est. Cost $22.13 Unrealized
VIG VANGUARD DIV APPRECIATION ETF 7.0%
Value ($000) $7,917 Shares 98,380 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 5.9%
Value ($000) $6,661 Shares 123,645 Est. Cost $51.79 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.9%
Value ($000) $5,589 Shares 53,425 Est. Cost $104.38 Unrealized
GUGGENHEIM BULLETSHS 2015 4.7%
Value ($000) $5,339 Shares 246,280 Est. Cost $21.67 Unrealized
MCHI iSHARES MSCI CHINA 4.1%
Value ($000) $4,656 Shares 85,440 Est. Cost $50.23 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 4.0%
Value ($000) $4,561 Shares 189,175 Est. Cost $24.73 Unrealized
GUGGENHEIM S&P EQ WEIGHT TECH 3.5%
Value ($000) $3,923 Shares 42,690 Est. Cost $90.75 Unrealized
XLE SECTOR SPDR ENERGY SELECT SHS 3.1%
Value ($000) $3,476 Shares 44,800 Est. Cost $79.17 Unrealized
IWC iSHARES MICRO-CAP ETF 2.5%
Value ($000) $2,831 Shares 35,805 Est. Cost $76.97 Unrealized
AAPL APPLE INC 2.4%
Value ($000) $2,735 Shares 21,982 Est. Cost $24.08 Unrealized +11.5%
GUGGENHEIM BULLETSHS 2017 2.1%
Value ($000) $2,428 Shares 106,330 Est. Cost $22.72 Unrealized
DIS DISNEY WALT CO (HOLDING CO) 1.9%
Value ($000) $2,099 Shares 20,014 Est. Cost $81.30 Unrealized +13.0%
AVAGO TECHNOLOGIES LIMITED 1.8%
Value ($000) $2,074 Shares 16,330 Est. Cost $100.59 Unrealized
SWKS SKYWORKS SOLUTIONS INC 1.6%
Value ($000) $1,783 Shares 18,140 Est. Cost $49.85 Unrealized +37.9%
TE CONNECTIVITY LTD 1.2%
Value ($000) $1,369 Shares 19,120 Est. Cost $63.24 Unrealized
NVO NOVO-NORDISK A S ADR 1.1%
Value ($000) $1,214 Shares 22,730 Est. Cost $53.41 Unrealized
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $1,211 Shares 26,140 Est. Cost $35.31 Unrealized +6.0%
MSFT MICROSOFT CORP 1.0%
Value ($000) $1,183 Shares 29,110 Est. Cost $39.88 Unrealized -6.6%
SYK STRYKER CORP 1.0%
Value ($000) $1,167 Shares 12,655 Est. Cost $77.85 Unrealized +5.3%
ST JUDE MEDICAL INC 1.0%
Value ($000) $1,165 Shares 17,810 Est. Cost $65.03 Unrealized
WFC WELLS FARGO& CO (NEW) 1.0%
Value ($000) $1,151 Shares 21,149 Est. Cost $38.77 Unrealized +2.8%
ROBO ROBO-STOX GLOBAL ROBOTICS ETF 1.0%
Value ($000) $1,147 Shares 43,065 Est. Cost $25.71 Unrealized
MA MASTERCARD INCORPORATED 1.0%
Value ($000) $1,099 Shares 12,720 Est. Cost $76.31 Unrealized +6.5%
ABAXIS INC 1.0%
Value ($000) $1,088 Shares 16,970 Est. Cost $64.11 Unrealized
BROCADE COMMUNICATIONS SYSTEMS 1.0%
Value ($000) $1,086 Shares 91,550 Est. Cost $11.84 Unrealized
MRSH MARSH& MCLENNAN COS INC 0.9%
Value ($000) $1,055 Shares 18,810 Est. Cost $45.21 Unrealized +3.2%
GUGGENHEIM S&P 500 EQUAL 0.9%
Value ($000) $1,053 Shares 6,785 Est. Cost $142.57 Unrealized
MDT MEDTRONIC PLC 0.9%
Value ($000) $1,027 Shares 13,165 Est. Cost $58.10 Unrealized 0.0%
IEV iSHARES S&P EURO 35O IDX 0.9%
Value ($000) $987 Shares 22,295 Est. Cost $42.52 Unrealized
TORCHMARK CORP 0.8%
Value ($000) $954 Shares 17,370 Est. Cost $54.16 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.8%
Value ($000) $886 Shares 5,165 Est. Cost $159.70 Unrealized
CVX CHEVRON CORP NEW 0.7%
Value ($000) $831 Shares 7,918 Est. Cost $70.52 Unrealized -5.1%
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $653 Shares 300 Est. Cost $2260.00 Unrealized
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $597 Shares 7,021 Est. Cost $58.00 Unrealized -4.2%
NVR NVR, INC 0.5%
Value ($000) $594 Shares 447 Est. Cost $1212.22 Unrealized +7.9%
NG NOVAGOLD RES INC NEW F 0.5%
Value ($000) $525 Shares 177,500 Est. Cost $2.82 Unrealized +24.3%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $496 Shares 5,750 Est. Cost $84.70 Unrealized
PFE PFIZER INC 0.4%
Value ($000) $484 Shares 13,916 Est. Cost $17.97 Unrealized +11.9%
SCHB SCHWAB US BROAD MKT ETF 0.4%
Value ($000) $479 Shares 9,485 Est. Cost $49.82 Unrealized
FFIV F5 NETWORKS INC. 0.4%
Value ($000) $452 Shares 3,930 Est. Cost $124.66 Unrealized -5.6%
MINT PIMCO ENHANCED SHORT MAT ETF 0.4%
Value ($000) $415 Shares 4,100 Est. Cost $100.98 Unrealized
iSHARES NASDAQ 100 UCITS ETF 0.4%
Value ($000) $404 Shares 1,700 Est. Cost $237.65 Unrealized
CWI SPDR MSCI ACWI (ex-US) 0.3%
Value ($000) $383 Shares 11,054 Est. Cost $33.61 Unrealized
MO ALTRIA GROUP INC 0.3%
Value ($000) $369 Shares 7,374 Est. Cost $23.76 Unrealized +10.2%
INTC INTEL CORP 0.3%
Value ($000) $321 Shares 10,270 Est. Cost $26.63 Unrealized -2.3%
EBAY EBAY INC 0.3%
Value ($000) $291 Shares 5,040 Est. Cost $20.20 Unrealized +5.1%
T AT&T INC 0.3%
Value ($000) $290 Shares 8,869 Est. Cost $11.81 Unrealized -0.1%
WMT WAL-MART STORES INC 0.3%
Value ($000) $289 Shares 3,508 Est. Cost $21.83 Unrealized +5.5%
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $230 Shares 3,688 Est. Cost $40.28 Unrealized +5.6%
MRK MERCK& CO. INC. 0.2%
Value ($000) $224 Shares 3,900 Est. Cost $39.35 Unrealized +2.4%
ORANGE COUNTY BUS BANK 0.2%
Value ($000) $218 Shares 27,832 Est. Cost $6.22 Unrealized
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $206 Shares 1,427 Est. Cost $144.37 Unrealized +1.9%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $202 Shares 2,009 Est. Cost $77.30 Unrealized -2.8%
VANGUARD S&P 500 UCITS ETF USD 0.2%
Value ($000) $202 Shares 5,100 Est. Cost $39.61 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $11 Shares 20,000 Est. Cost $0.69 Unrealized -19.5%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized