Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 3, 2017

Total Value ($000): $116,694 (100.0% shares, 0.0% debt)

Holdings (73)

SDY SPDR S&P DIVIDEND ETF 15.7%
Value ($000) $18,366 Shares 201,099 Est. Cost $80.33 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 10.3%
Value ($000) $11,981 Shares 181,340 Est. Cost $52.84 Unrealized —
— POWERSHARES QQQ 7.7%
Value ($000) $9,041 Shares 62,160 Est. Cost $103.85 Unrealized —
IJR iSHARES CORE S&P SMALL-CAP ETF 7.1%
Value ($000) $8,295 Shares 111,763 Est. Cost $103.09 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.7%
Value ($000) $6,613 Shares 49,815 Est. Cost $106.29 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 4.8%
Value ($000) $5,546 Shares 91,054 Est. Cost $54.50 Unrealized —
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.6%
Value ($000) $5,373 Shares 160,539 Est. Cost $31.44 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 2.8%
Value ($000) $3,238 Shares 125,200 Est. Cost $23.38 Unrealized —
VEA VANGUARD FTSE DEVELOPED MKTS 2.6%
Value ($000) $2,993 Shares 68,939 Est. Cost $41.43 Unrealized —
XBI SPDR S&P BIOTECH 2.4%
Value ($000) $2,812 Shares 32,480 Est. Cost $63.43 Unrealized —
VTI VANGUARD TOTAL STK MKT ETF 2.1%
Value ($000) $2,400 Shares 18,533 Est. Cost $117.32 Unrealized —
CVX CHEVRON CORP NEW 2.0%
Value ($000) $2,390 Shares 20,340 Est. Cost $69.45 Unrealized +9.7%
MSFT MICROSOFT CORP 1.6%
Value ($000) $1,838 Shares 24,670 Est. Cost $39.88 Unrealized +67.2%
— VANGUARD S&P 500 UCITS ETF USD 1.3%
Value ($000) $1,533 Shares 32,100 Est. Cost $39.66 Unrealized —
MA MASTERCARD INCORPORATED 1.3%
Value ($000) $1,516 Shares 10,740 Est. Cost $77.43 Unrealized +63.2%
— GUGGENHEIM S&P 500 EQUAL 1.2%
Value ($000) $1,396 Shares 7,969 Est. Cost $144.85 Unrealized —
SYK STRYKER CORP 1.1%
Value ($000) $1,336 Shares 9,410 Est. Cost $77.85 Unrealized +68.0%
HAL HALLIBURTON CO 1.1%
Value ($000) $1,265 Shares 27,480 Est. Cost $34.21 Unrealized +3.6%
ESLT ELBIT SYSTEMS LTD 1.1%
Value ($000) $1,246 Shares 8,470 Est. Cost $90.97 Unrealized +33.8%
— BOFI HOLDING INC 1.0%
Value ($000) $1,135 Shares 39,850 Est. Cost $28.21 Unrealized —
IJK iSHARES S&P MIDCAP 400 GRWTH 0.9%
Value ($000) $1,107 Shares 5,468 Est. Cost $161.70 Unrealized —
IPAR INTER PARFUMS INC 0.9%
Value ($000) $1,103 Shares 26,730 Est. Cost $33.41 Unrealized +15.6%
V VISA, INC 0.9%
Value ($000) $1,001 Shares 9,510 Est. Cost $95.71 Unrealized 0.0%
MMM 3M COMPANY 0.9%
Value ($000) $999 Shares 4,760 Est. Cost $106.20 Unrealized +22.3%
DHR DANAHER CORP 0.8%
Value ($000) $967 Shares 11,275 Est. Cost $66.62 Unrealized +6.7%
DIS DISNEY WALT CO (HOLDING CO) 0.8%
Value ($000) $936 Shares 9,497 Est. Cost $81.94 Unrealized +18.3%
— DOWDUPONT INC 0.8%
Value ($000) $927 Shares 13,390 Est. Cost $69.23 Unrealized —
RES RPC, INC 0.8%
Value ($000) $918 Shares 37,030 Est. Cost $17.57 Unrealized +3.1%
— iSHS MSCI USA DIV IQ UCITS ETF 0.8%
Value ($000) $913 Shares 28,500 Est. Cost $26.98 Unrealized —
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $912 Shares 6,755 Est. Cost $103.19 Unrealized +11.1%
HST HOST HOTELS& RESORTS INC 0.7%
Value ($000) $852 Shares 46,080 Est. Cost $12.94 Unrealized +1.7%
SCHO SCHWAB S-T US TREASURY ETF 0.7%
Value ($000) $850 Shares 16,874 Est. Cost $50.78 Unrealized —
— BERKSHIRE HTWY CL.A 0.7%
Value ($000) $824 Shares 300 Est. Cost $2260.00 Unrealized —
SHY iSHARES T-BOND 1-3 YRS FUND 0.7%
Value ($000) $795 Shares 9,411 Est. Cost $84.49 Unrealized —
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $694 Shares 2,100 Est. Cost $238.75 Unrealized —
PFE PFIZER INCORPORATION 0.6%
Value ($000) $661 Shares 18,502 Est. Cost $18.74 Unrealized +18.7%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $616 Shares 7,512 Est. Cost $56.87 Unrealized -4.5%
ISRG INTUITIVE SURGICAL NEW 0.5%
Value ($000) $598 Shares 572 Est. Cost $73.52 Unrealized +48.2%
EW EDWARDS LIFESCIENCES 0.5%
Value ($000) $590 Shares 5,395 Est. Cost $32.40 Unrealized +17.7%
INTC INTEL CORP 0.5%
Value ($000) $539 Shares 14,145 Est. Cost $26.87 Unrealized +10.1%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $535 Shares 558 Est. Cost $35.65 Unrealized +29.7%
ADBE ADOBE SYSTEMS INC 0.4%
Value ($000) $502 Shares 3,365 Est. Cost $117.37 Unrealized +27.2%
T AT&T INC 0.4%
Value ($000) $491 Shares 12,543 Est. Cost $13.61 Unrealized +14.7%
VEEV VEEVA SYSTEMS INC 0.4%
Value ($000) $483 Shares 8,570 Est. Cost $40.84 Unrealized +48.5%
— iSHS III S&P SML CAP 600 UCITS 0.4%
Value ($000) $482 Shares 8,000 Est. Cost $56.40 Unrealized —
AAPL APPLE INC 0.3%
Value ($000) $376 Shares 2,437 Est. Cost $24.51 Unrealized +47.5%
— iSHRS VII DOW JONES IND ETF 0.3%
Value ($000) $360 Shares 1,500 Est. Cost $210.28 Unrealized —
MO ALTRIA GROUP INC 0.3%
Value ($000) $359 Shares 5,653 Est. Cost $23.76 Unrealized +51.9%
PEP PEPSICO INC 0.3%
Value ($000) $333 Shares 2,991 Est. Cost $75.82 Unrealized +17.9%
GAIA GAIA INC NEW CLASS A 0.3%
Value ($000) $319 Shares 26,600 Est. Cost $11.23 Unrealized +1.8%
BP BP PLC ADR 0.3%
Value ($000) $305 Shares 7,930 Est. Cost $38.46 Unrealized —
CSX CSX CORP 0.3%
Value ($000) $304 Shares 5,600 Est. Cost $9.89 Unrealized +54.9%
TSEM TOWER SEMICONDUCTOR, LTD 0.2%
Value ($000) $290 Shares 9,430 Est. Cost $27.27 Unrealized 0.0%
VNQ VANGUARD REIT VIPER FUND 0.2%
Value ($000) $287 Shares 3,450 Est. Cost $82.61 Unrealized —
BIV VANGUARD INTER-TRM BOND ETF 0.2%
Value ($000) $284 Shares 3,350 Est. Cost $83.76 Unrealized —
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $281 Shares 3,639 Est. Cost $40.28 Unrealized +37.4%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $277 Shares 2,131 Est. Cost $77.99 Unrealized +34.6%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $277 Shares 6,850 Est. Cost $25.93 Unrealized +21.8%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $266 Shares 2,923 Est. Cost $61.64 Unrealized +18.5%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $263 Shares 1,434 Est. Cost $143.47 Unrealized +23.2%
DEO DIAGEO PLC ADR NEW 0.2%
Value ($000) $260 Shares 1,970 Est. Cost $119.80 Unrealized —
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $257 Shares 3,685 Est. Cost $51.87 Unrealized 0.0%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $243 Shares 3,000 Est. Cost $55.94 Unrealized 0.0%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $239 Shares 9,000 Est. Cost $23.11 Unrealized —
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $237 Shares 243 Est. Cost $41.73 Unrealized +12.8%
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $220 Shares 1,900 Est. Cost $87.64 Unrealized +1.7%
NSRGY NESTLE SA ADR 0.2%
Value ($000) $215 Shares 2,560 Est. Cost $87.11 Unrealized —
DE DEERE& CO 0.2%
Value ($000) $214 Shares 1,700 Est. Cost $102.78 Unrealized +5.6%
MRK MERCK& CO. INC. 0.2%
Value ($000) $213 Shares 3,332 Est. Cost $46.07 Unrealized +1.3%
AMGN AMGEN INC 0.2%
Value ($000) $203 Shares 1,090 Est. Cost $137.50 Unrealized 0.0%
BUD ANHEUSER-BUSCH INBEV SA/NV 0.2%
Value ($000) $200 Shares 1,680 Est. Cost $119.05 Unrealized —
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $4 Shares 20,000 Est. Cost $0.69 Unrealized -68.3%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —