McGowan Group Asset Management, Inc. Diversified Active

CIK: 0001633227 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 10, 2016

Total Value ($000): $512,975 (82.8% shares, 17.2% debt)

Holdings (90)

— GENERAL MNY MKT FUND 9.2%
Value ($000) $47,364 Shares 47,363,642 Est. Cost $1.00 Unrealized —
— PIMCO DYNAMIC CREDIT INCOME FD COM SHS 8.3%
Value ($000) $42,712 Shares 2,094,747 Est. Cost $18.88 Unrealized —
— DOUBLELINE INCOME SOLUTIONS FD 7.1%
Value ($000) $36,565 Shares 1,909,375 Est. Cost $3.29 Unrealized —
— ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC 6.7%
Value ($000) $34,524 Shares 2,737,811 Est. Cost $11.20 Unrealized —
— COHEN & STEERS REIT & PFD INCOME FD INC CO 6.6%
Value ($000) $33,894 Shares 1,682,092 Est. Cost $19.26 Unrealized —
— ABERDEEN ASIA-PACIFIC INCOME FD INC COM 5.4%
Value ($000) $27,537 Shares 5,378,389 Est. Cost $4.99 Unrealized —
— COHEN & STEERS QUALITY INCOME RLTY FD INC 4.2%
Value ($000) $21,444 Shares 1,608,715 Est. Cost $11.73 Unrealized —
— WESTERN ASSET EMERGING MARKETS INCOME FD I 3.7%
Value ($000) $18,910 Shares 1,642,899 Est. Cost $11.51 Unrealized —
— COHEN & STEERS INFRASTRUCTURE FD INC COM 3.5%
Value ($000) $18,123 Shares 841,377 Est. Cost $22.31 Unrealized —
— CBRE CLARION GLOBAL REAL ESTATE INCOME FD 3.2%
Value ($000) $16,366 Shares 1,948,277 Est. Cost $8.97 Unrealized —
— NUVEEN PFD INCOME 3.0%
Value ($000) $15,335 Shares 1,530,470 Est. Cost $9.37 Unrealized —
— GOLAR LNG PARTNERS LP PARTNERS 2.9%
Value ($000) $14,950 Shares 761,573 Est. Cost $15.40 Unrealized —
ARCC ARES CAP CORP COM 2.4%
Value ($000) $12,478 Shares 805,062 Est. Cost $5.69 Unrealized +10.8%
— BLACKROCK CREDIT ALLOCATION INCOME TR IV I 2.3%
Value ($000) $11,579 Shares 867,358 Est. Cost $13.04 Unrealized —
— TRIANGLE CAPITAL CORP 2.1%
Value ($000) $10,719 Shares 544,136 Est. Cost $21.08 Unrealized —
— WESTERN ASSET EMERGING MKTS DEBT FD INC CO 2.0%
Value ($000) $10,298 Shares 633,320 Est. Cost $16.26 Unrealized —
BXMT BLACKSTONE MTG TR INC COM CL A 1.7%
Value ($000) $8,658 Shares 293,984 Est. Cost $27.80 Unrealized —
— NUVEEN GLOBAL HIGH INCOME FD SHS 1.4%
Value ($000) $7,048 Shares 448,948 Est. Cost $16.61 Unrealized —
STWD STARWOOD PPTY TR INC 1.4%
Value ($000) $6,946 Shares 308,457 Est. Cost $23.01 Unrealized —
— CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJ 1.2%
Value ($000) $6,124 Shares 6,865,000 Est. Cost $0.96 Unrealized —
— PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE 1.1%
Value ($000) $5,736 Shares 6,380,000 Est. Cost $1.00 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A 1.1%
Value ($000) $5,731 Shares 5,850,000 Est. Cost $0.93 Unrealized —
— MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750% TAXABLE 12/01/36 1.1%
Value ($000) $5,591 Shares 5,560,000 Est. Cost $0.96 Unrealized —
— ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ 0.9%
Value ($000) $4,802 Shares 4,800,000 Est. Cost $0.99 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A 0.9%
Value ($000) $4,748 Shares 4,745,000 Est. Cost $0.95 Unrealized —
— CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B 0.8%
Value ($000) $4,326 Shares 576,012 Est. Cost $9.23 Unrealized —
— RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 7.65% 08/01/34 0.8%
Value ($000) $4,170 Shares 4,520,000 Est. Cost $1.03 Unrealized —
— DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILL 0.8%
Value ($000) $4,073 Shares 4,080,000 Est. Cost $0.95 Unrealized —
— CALAMOS STRATEGIC TOTAL RETURN FD COM SH B 0.7%
Value ($000) $3,651 Shares 355,163 Est. Cost $11.44 Unrealized —
— HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011A 0.7%
Value ($000) $3,504 Shares 3,500,000 Est. Cost $1.00 Unrealized —
— RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV TXBL PARKVIEW HOLLYBROOK 0.7%
Value ($000) $3,447 Shares 5,755,000 Est. Cost $1.01 Unrealized —
— NUVEEN FLOATING RATE INCOME FUND 0.7%
Value ($000) $3,393 Shares 307,572 Est. Cost $10.12 Unrealized —
TXN TEXAS INSTRUMENTS INC 0.7%
Value ($000) $3,363 Shares 47,915 Est. Cost $37.27 Unrealized +41.3%
— OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0 0.5%
Value ($000) $2,661 Shares 2,575,000 Est. Cost $1.00 Unrealized —
— FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE 0.5%
Value ($000) $2,377 Shares 2,500,000 Est. Cost $1.06 Unrealized —
— CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ 0.4%
Value ($000) $2,282 Shares 2,600,000 Est. Cost $1.06 Unrealized —
— IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A 0.4%
Value ($000) $2,083 Shares 1,875,000 Est. Cost $1.08 Unrealized —
— SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS REGL 7.250% 0.4%
Value ($000) $2,075 Shares 2,310,000 Est. Cost $1.00 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP 0.4%
Value ($000) $2,011 Shares 2,000,000 Est. Cost $1.01 Unrealized —
— PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 6.5% 2/1/26 DTD 0.4%
Value ($000) $2,003 Shares 2,000,000 Est. Cost $1.00 Unrealized —
— PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC 0.4%
Value ($000) $1,932 Shares 1,850,000 Est. Cost $1.00 Unrealized —
— RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV PARKVIEW HOLLYBROOK 0.4%
Value ($000) $1,917 Shares 3,200,000 Est. Cost $1.03 Unrealized —
— CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A 0.4%
Value ($000) $1,875 Shares 1,875,000 Est. Cost $0.98 Unrealized —
— LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A 0.4%
Value ($000) $1,815 Shares 1,815,000 Est. Cost $0.97 Unrealized —
LLY ELI LILLY & CO COM 0.3%
Value ($000) $1,713 Shares 21,348 Est. Cost $55.19 Unrealized +24.3%
— BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY 0.3%
Value ($000) $1,676 Shares 1,560,000 Est. Cost $1.02 Unrealized —
— FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A 0.3%
Value ($000) $1,618 Shares 1,555,000 Est. Cost $1.01 Unrealized —
— COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL 0.3%
Value ($000) $1,456 Shares 1,425,000 Est. Cost $0.98 Unrealized —
— HUDSON CNTY NJ IMPT AUTH REV TAXABLE 0.3%
Value ($000) $1,313 Shares 1,225,000 Est. Cost $1.07 Unrealized —
T AT&T INC COM 0.3%
Value ($000) $1,286 Shares 31,660 Est. Cost $11.93 Unrealized +36.6%
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.2%
Value ($000) $1,126 Shares 1,125,000 Est. Cost $0.98 Unrealized —
— FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 6.125% 06/15/46 0.2%
Value ($000) $1,055 Shares 1,000,000 Est. Cost $1.01 Unrealized —
XOM EXXON MOBIL CORP COM 0.2%
Value ($000) $1,017 Shares 11,652 Est. Cost $52.00 Unrealized +12.6%
— INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM 0.2%
Value ($000) $996 Shares 84,717 Est. Cost $11.76 Unrealized —
AAPL APPLE INC COM 0.2%
Value ($000) $960 Shares 8,490 Est. Cost $24.33 Unrealized -0.4%
— WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY 0.2%
Value ($000) $946 Shares 53,472 Est. Cost $17.04 Unrealized —
— TULANE UNIV LA RFDG-TULANE UNIV-C 0.523% 02/15/36 B/E DTD 05/31/07 CLB 0.2%
Value ($000) $853 Shares 950,000 Est. Cost $0.89 Unrealized —
— CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ 0.2%
Value ($000) $850 Shares 975,000 Est. Cost $0.99 Unrealized —
MO ALTRIA GROUP INC 0.2%
Value ($000) $839 Shares 13,262 Est. Cost $23.79 Unrealized +46.1%
— FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER B 0.2%
Value ($000) $807 Shares 810,000 Est. Cost $0.99 Unrealized —
— TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS 0.1%
Value ($000) $752 Shares 690,000 Est. Cost $1.09 Unrealized —
— OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE 0.1%
Value ($000) $745 Shares 700,000 Est. Cost $1.02 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B 0.1%
Value ($000) $700 Shares 700,000 Est. Cost $0.96 Unrealized —
AMZN AMAZON COM INC 0.1%
Value ($000) $646 Shares 771 Est. Cost $16.96 Unrealized +125.7%
— FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A 0.1%
Value ($000) $644 Shares 620,000 Est. Cost $1.01 Unrealized —
PM PHILIP MORRIS INTL INC COM 0.1%
Value ($000) $625 Shares 6,428 Est. Cost $49.22 Unrealized +26.5%
— FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF 0.1%
Value ($000) $618 Shares 650,000 Est. Cost $1.06 Unrealized —
— CAP TR AGY FL PRITY FIRST MTG REV SILV CREEK ST AUG PJ-A 5.75% 01/01/50 0.1%
Value ($000) $600 Shares 600,000 Est. Cost $1.00 Unrealized —
V VISA INC COM CL A 0.1%
Value ($000) $588 Shares 7,115 Est. Cost $60.55 Unrealized +23.8%
— WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT 0.1%
Value ($000) $564 Shares 515,000 Est. Cost $1.09 Unrealized —
PG PROCTER & GAMBLE CO COM 0.1%
Value ($000) $511 Shares 5,699 Est. Cost $64.30 Unrealized +5.0%
— ENERGY TRANSFER PARTNERS L P UNIT LTD PART 0.1%
Value ($000) $500 Shares 13,503 Est. Cost $49.62 Unrealized —
— PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B 0.1%
Value ($000) $461 Shares 460,000 Est. Cost $1.00 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.1%
Value ($000) $445 Shares 445,000 Est. Cost $1.00 Unrealized —
JNJ JOHNSON & JOHNSON COM 0.1%
Value ($000) $427 Shares 3,616 Est. Cost $77.07 Unrealized +21.4%
META FACEBOOK INC CL A 0.1%
Value ($000) $386 Shares 3,007 Est. Cost $77.33 Unrealized +59.4%
GIS GENERAL MILLS INC COM 0.1%
Value ($000) $360 Shares 5,635 Est. Cost $35.94 Unrealized +39.1%
— EATON VANCE TAX ADVANTAGED DIVID INCOME FU 0.1%
Value ($000) $359 Shares 17,814 Est. Cost $20.55 Unrealized —
OGE OGE ENERGY CORP 0.1%
Value ($000) $343 Shares 10,834 Est. Cost $36.11 Unrealized -12.3%
— KBS REAL ESTATE INVT TR INC COM 0.1%
Value ($000) $315 Shares 80,000 Est. Cost $3.94 Unrealized —
— CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILV CRK ST AUG SER B-7% 01/01/35 0.1%
Value ($000) $300 Shares 300,000 Est. Cost $1.00 Unrealized —
— FIRST TR ENHANCED EQUITY INCOME FD COM 0.1%
Value ($000) $297 Shares 22,244 Est. Cost $14.32 Unrealized —
MRK MERCK & CO INC NEW COM 0.1%
Value ($000) $287 Shares 4,603 Est. Cost $39.36 Unrealized +11.1%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.1%
Value ($000) $286 Shares 1,977 Est. Cost $144.35 Unrealized +1.3%
— MICHIGAN TOB SETTLEMENT FIN AUTH TOB SETTLEMENT ASSET BACKED REV ASSET 0.1%
Value ($000) $279 Shares 7,000,000 Est. Cost $0.04 Unrealized —
MSFT MICROSOFT CORP COM 0.1%
Value ($000) $277 Shares 4,802 Est. Cost $40.20 Unrealized +25.1%
— GENERAL ELECTRIC CO COM 0.1%
Value ($000) $273 Shares 9,222 Est. Cost $25.34 Unrealized —
— NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 0.0%
Value ($000) $251 Shares 29,619 Est. Cost $8.09 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C 7.75% 6/1/32 TAXABLE REF BD 0.0%
Value ($000) $250 Shares 250,000 Est. Cost $1.00 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.0%
Value ($000) $235 Shares 235,000 Est. Cost $1.00 Unrealized —