McGowan Group Asset Management, Inc. Diversified Active

CIK: 0001633227 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 13, 2017

Total Value ($000): $482,877 (84.3% shares, 15.7% debt)

Holdings (84)

— ABERDEEN ASIA-PACIFIC INCOME FD INC COM 10.3%
Value ($000) $49,787 Shares 10,753,101 Est. Cost $4.81 Unrealized —
— WESTERN ASSET EMERGING MKTS DEBT FD INC 9.5%
Value ($000) $45,817 Shares 3,114,676 Est. Cost $15.03 Unrealized —
— PIMCO DYNAMIC CREDIT INCOME FD COM SHS 8.9%
Value ($000) $43,089 Shares 2,131,019 Est. Cost $18.90 Unrealized —
— GENERAL MNY MKT FUND 8.7%
Value ($000) $42,163 Shares 42,163,069 Est. Cost $1.00 Unrealized —
— DOUBLELINE INCOME SOLUTIONS FD 7.7%
Value ($000) $37,235 Shares 1,960,753 Est. Cost $3.70 Unrealized —
— ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC 7.3%
Value ($000) $35,399 Shares 2,816,147 Est. Cost $11.24 Unrealized —
— COHEN & STEERS REIT & PFD INCOME FD INC CO 6.5%
Value ($000) $31,156 Shares 1,629,814 Est. Cost $19.26 Unrealized —
— GOLAR LNG PARTNERS LP PARTNERS 3.8%
Value ($000) $18,216 Shares 757,757 Est. Cost $15.40 Unrealized —
— COHEN & STEERS INFRASTRUCTURE FD INC COM 3.6%
Value ($000) $17,155 Shares 886,128 Est. Cost $22.16 Unrealized —
— NUVEEN PFD INCOME 3.1%
Value ($000) $14,778 Shares 1,501,819 Est. Cost $9.37 Unrealized —
ARCC ARES CAP CORP COM 2.7%
Value ($000) $13,094 Shares 794,034 Est. Cost $5.69 Unrealized +16.4%
— BLACKROCK CREDIT ALLOCATION INCOME TR IV I 2.4%
Value ($000) $11,461 Shares 883,683 Est. Cost $13.04 Unrealized —
— NUVEEN GLOBAL HIGH INCOME FD SHS 2.2%
Value ($000) $10,615 Shares 663,837 Est. Cost $16.41 Unrealized —
— TRIANGLE CAPITAL CORP 2.0%
Value ($000) $9,836 Shares 536,325 Est. Cost $21.08 Unrealized —
— MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT TAXABLE 12/01/36 1.1%
Value ($000) $5,505 Shares 5,535,000 Est. Cost $0.96 Unrealized —
— CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJ 1.1%
Value ($000) $5,474 Shares 6,865,000 Est. Cost $0.96 Unrealized —
— PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE 1.1%
Value ($000) $5,242 Shares 6,275,000 Est. Cost $1.00 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A 1.1%
Value ($000) $5,161 Shares 5,725,000 Est. Cost $0.93 Unrealized —
— ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ 0.9%
Value ($000) $4,559 Shares 4,700,000 Est. Cost $0.99 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A 0.9%
Value ($000) $4,381 Shares 4,745,000 Est. Cost $0.95 Unrealized —
— DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILL 0.8%
Value ($000) $4,003 Shares 4,055,000 Est. Cost $0.95 Unrealized —
— RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 08/01/34 0.8%
Value ($000) $3,975 Shares 4,475,000 Est. Cost $1.03 Unrealized —
— CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B 0.8%
Value ($000) $3,948 Shares 566,444 Est. Cost $9.23 Unrealized —
— CALAMOS STRATEGIC TOTAL RETURN FD COM SH B 0.7%
Value ($000) $3,508 Shares 341,614 Est. Cost $11.44 Unrealized —
TXN TEXAS INSTRUMENTS INC 0.7%
Value ($000) $3,477 Shares 47,652 Est. Cost $37.27 Unrealized +48.9%
— HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011A 0.7%
Value ($000) $3,428 Shares 3,425,000 Est. Cost $1.00 Unrealized —
— OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0 0.5%
Value ($000) $2,589 Shares 2,550,000 Est. Cost $1.00 Unrealized —
— INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM 0.5%
Value ($000) $2,326 Shares 189,088 Est. Cost $12.06 Unrealized —
— CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ 0.4%
Value ($000) $2,106 Shares 2,600,000 Est. Cost $1.06 Unrealized —
— IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A 0.4%
Value ($000) $1,996 Shares 1,875,000 Est. Cost $1.08 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP 0.4%
Value ($000) $1,935 Shares 2,000,000 Est. Cost $1.01 Unrealized —
— PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 2/1/26 DTD 0.4%
Value ($000) $1,898 Shares 1,950,000 Est. Cost $1.00 Unrealized —
— CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A 0.4%
Value ($000) $1,794 Shares 1,825,000 Est. Cost $0.98 Unrealized —
— PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC 0.4%
Value ($000) $1,744 Shares 1,850,000 Est. Cost $1.00 Unrealized —
— LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A 0.4%
Value ($000) $1,717 Shares 1,790,000 Est. Cost $0.97 Unrealized —
LLY ELI LILLY & CO COM 0.3%
Value ($000) $1,570 Shares 21,348 Est. Cost $55.19 Unrealized +16.3%
— FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A 0.3%
Value ($000) $1,513 Shares 1,555,000 Est. Cost $1.01 Unrealized —
— BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY 0.3%
Value ($000) $1,510 Shares 1,535,000 Est. Cost $1.02 Unrealized —
— FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE 0.3%
Value ($000) $1,496 Shares 2,450,000 Est. Cost $1.06 Unrealized —
T AT&T INC COM 0.3%
Value ($000) $1,347 Shares 31,663 Est. Cost $11.93 Unrealized +29.5%
— COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL 0.3%
Value ($000) $1,330 Shares 1,425,000 Est. Cost $0.98 Unrealized —
— HUDSON CNTY NJ IMPT AUTH REV TAXABLE 0.3%
Value ($000) $1,267 Shares 1,225,000 Est. Cost $1.07 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.2%
Value ($000) $1,125 Shares 1,125,000 Est. Cost $0.98 Unrealized —
XOM EXXON MOBIL CORP COM 0.2%
Value ($000) $1,052 Shares 11,653 Est. Cost $52.00 Unrealized +11.9%
— FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 06/15/46 0.2%
Value ($000) $1,000 Shares 1,000,000 Est. Cost $1.01 Unrealized —
AAPL APPLE INC COM 0.2%
Value ($000) $943 Shares 8,146 Est. Cost $24.33 Unrealized +7.2%
— SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS 0.2%
Value ($000) $916 Shares 2,285,000 Est. Cost $1.00 Unrealized —
— WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY 0.2%
Value ($000) $909 Shares 53,102 Est. Cost $17.04 Unrealized —
MO ALTRIA GROUP INC 0.2%
Value ($000) $888 Shares 13,130 Est. Cost $23.79 Unrealized +42.8%
— TULANE UNIV LA RFDG-TULANE UNIV-C 02/15/36 B/E DTD 05/31/07 CLB 0.2%
Value ($000) $859 Shares 950,000 Est. Cost $0.89 Unrealized —
— CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ 0.2%
Value ($000) $849 Shares 975,000 Est. Cost $0.99 Unrealized —
— FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER B 0.2%
Value ($000) $795 Shares 810,000 Est. Cost $0.99 Unrealized —
— TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS 0.2%
Value ($000) $736 Shares 690,000 Est. Cost $1.09 Unrealized —
— OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE 0.2%
Value ($000) $730 Shares 700,000 Est. Cost $1.02 Unrealized —
— PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B 0.1%
Value ($000) $646 Shares 700,000 Est. Cost $0.96 Unrealized —
— FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A 0.1%
Value ($000) $606 Shares 620,000 Est. Cost $1.01 Unrealized —
AMZN AMAZON COM INC 0.1%
Value ($000) $578 Shares 771 Est. Cost $16.96 Unrealized +131.1%
PM PHILIP MORRIS INTL INC COM 0.1%
Value ($000) $575 Shares 6,282 Est. Cost $49.22 Unrealized +18.3%
V VISA INC COM CL A 0.1%
Value ($000) $545 Shares 6,985 Est. Cost $60.55 Unrealized +24.6%
— CAP TR AGY FL PRITY FIRST MTG REV SILV CREEK ST AUG PJ 01/01/50 0.1%
Value ($000) $541 Shares 600,000 Est. Cost $1.00 Unrealized —
— WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT 0.1%
Value ($000) $507 Shares 475,000 Est. Cost $1.09 Unrealized —
— ENERGY TRANSFER PARTNERS L P UNIT LTD PART 0.1%
Value ($000) $484 Shares 13,507 Est. Cost $49.62 Unrealized —
PG PROCTER & GAMBLE CO COM 0.1%
Value ($000) $474 Shares 5,632 Est. Cost $64.30 Unrealized +3.8%
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.1%
Value ($000) $445 Shares 445,000 Est. Cost $1.00 Unrealized —
— FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF 0.1%
Value ($000) $397 Shares 650,000 Est. Cost $1.06 Unrealized —
— PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B 0.1%
Value ($000) $396 Shares 400,000 Est. Cost $1.00 Unrealized —
JNJ JOHNSON & JOHNSON COM 0.1%
Value ($000) $385 Shares 3,339 Est. Cost $77.07 Unrealized +16.4%
— EATON VANCE TAX ADVANTAGED DIVID INCOME FU 0.1%
Value ($000) $366 Shares 17,816 Est. Cost $20.55 Unrealized —
OGE OGE ENERGY CORP 0.1%
Value ($000) $362 Shares 10,834 Est. Cost $36.11 Unrealized -12.6%
GIS GENERAL MILLS INC COM 0.1%
Value ($000) $348 Shares 5,635 Est. Cost $35.94 Unrealized +24.9%
META FACEBOOK INC CL A 0.1%
Value ($000) $334 Shares 2,907 Est. Cost $77.33 Unrealized +57.7%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.1%
Value ($000) $322 Shares 1,977 Est. Cost $144.35 Unrealized +6.7%
MSFT MICROSOFT CORP COM 0.1%
Value ($000) $308 Shares 4,964 Est. Cost $40.65 Unrealized +32.7%
— FIRST TR ENHANCED EQUITY INCOME FD COM 0.1%
Value ($000) $301 Shares 22,244 Est. Cost $14.32 Unrealized —
— KBS REAL ESTATE INVT TR INC COM 0.1%
Value ($000) $292 Shares 80,000 Est. Cost $3.94 Unrealized —
— CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILV CRK ST AUG SER B 01/01/35 0.1%
Value ($000) $292 Shares 300,000 Est. Cost $1.00 Unrealized —
— GENERAL ELECTRIC CO COM 0.1%
Value ($000) $288 Shares 9,104 Est. Cost $25.34 Unrealized —
MRK MERCK & CO INC NEW COM 0.1%
Value ($000) $271 Shares 4,606 Est. Cost $39.36 Unrealized +12.0%
— NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 0.1%
Value ($000) $259 Shares 29,277 Est. Cost $8.09 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C 6/1/32 TAXABLE REF BD 0.1%
Value ($000) $250 Shares 250,000 Est. Cost $1.00 Unrealized —
— WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 0.0%
Value ($000) $235 Shares 235,000 Est. Cost $1.00 Unrealized —
III INFORMATION SERVICES GRP 0.0%
Value ($000) $229 Shares 62,843 Est. Cost $3.28 Unrealized 0.0%
DE DEERE & CO 0.0%
Value ($000) $227 Shares 2,204 Est. Cost $81.42 Unrealized 0.0%
BMY BRISTOL MYERS SQUIBB CO COM 0.0%
Value ($000) $212 Shares 3,622 Est. Cost $39.53 Unrealized 0.0%