CIK: 0001666606 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $764,297 (2.7% shares, 97.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 15,000,000 | $161,286 | 21.1% | $6.54 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | TESLA INC | 9,892,000 | $112,473 | 14.7% | $6.91 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | CHEGG INC | 19,985,000 | $66,866 | 8.7% | $2.66 | — | NOTE 0.250% 5/1 | 163092AB5 |
| — | MERCADOLIBRE INC | 17,000,000 | $65,807 | 8.6% | $3.08 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | INSULET CORP | 18,868,000 | $51,714 | 6.8% | $2.65 | — | NOTE 1.375%11/1 | 45784PAH4 |
| — | SEA LTD | 13,113,000 | $51,388 | 6.7% | $3.92 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | COUPA SOFTWARE INC | 17,382,000 | $37,954 | 5.0% | $2.18 | — | NOTE 0.125% 6/1 | 22266LAC0 |
| — | LUMENTUM HLDGS INC | 17,156,000 | $28,366 | 3.7% | $1.43 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | FIVE9 INC | 5,750,000 | $24,528 | 3.2% | $3.17 | — | NOTE 0.125% 5/0 | 338307AB7 |
| — | CHEGG INC | 11,005,000 | $20,019 | 2.6% | $1.56 | — | NOTE 0.125% 3/1 | 163092AD1 |
| — | SAILPOINT TECHNOLOGIES HLDGS | 9,525,000 | $18,514 | 2.4% | $1.94 | — | NOTE 0.125% 9/1 | 78781PAB1 |
| — | AKAMAI TECHNOLOGIES INC | 12,063,000 | $14,942 | 2.0% | $1.25 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | PALO ALTO NETWORKS INC | 10,531,000 | $14,915 | 2.0% | $1.31 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | SPLUNK INC | 11,000,000 | $14,869 | 1.9% | $1.40 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | WAYFAIR INC | 7,000,000 | $14,305 | 1.9% | $2.58 | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | DOCUSIGN INC | 4,023,000 | $12,533 | 1.6% | $3.04 | — | NOTE 0.500% 9/1 | 256163AB2 |
| — | DEXCOM INC | 5,000,000 | $11,398 | 1.5% | $2.38 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | Q2 HLDGS INC | 5,000,000 | $11,136 | 1.5% | $2.23 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| — | NEUROCRINE BIOSCIENCES INC | 4,000,000 | $5,539 | 0.7% | $1.38 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| TSLA | TESLA INC | 390,500 | $2,756 | 0.4% | — | — | Put | 88160R101 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 1,975,000 | $1,950 | 0.3% | $0.98 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | PINDUODUO INC | 1,500,000 | $1,856 | 0.2% | $1.24 | — | NOTE12/0 | 722304AC6 |
| ABBV | ABBVIE INC | 17,000 | $1,800 | 0.2% | — | — | Put | 00287Y109 |
| — | ACTIVISION BLIZZARD INC | 14,500 | $1,346 | 0.2% | $81.36 | — | Put | 00507V109 |
| ABBV | ABBVIE INC | 12,000 | $1,271 | 0.2% | — | — | Call | 00287Y109 |
| — | AEROJET ROCKETDYNE HLDGS INC | 23,598 | $1,247 | 0.2% | $52.84 | — | COM | 007800105 |
| — | SHOPIFY INC | 1,000,000 | $1,177 | 0.2% | $1.18 | — | NOTE 0.125%11/0 | 82509LAA5 |
| MMM | 3M CO | 6,500 | $1,136 | 0.1% | — | — | Call | 88579Y101 |
| ABT | ABBOTT LABS | 10,400 | $1,134 | 0.1% | $99.26 | 0.0% | Put | 002824100 |
| — | ACKRELL SPAC PARTNERS I CO | 100,000 | $1,029 | 0.1% | $10.29 | — | UNIT 12/01/2026 | 00461L204 |
| MMM | 3M CO | 5,500 | $961 | 0.1% | — | — | Put | 88579Y101 |
| ABT | ABBOTT LABS | 6,500 | $709 | 0.1% | $99.26 | 0.0% | Call | 002824100 |
| — | ACTIVISION BLIZZARD INC | 7,500 | $696 | 0.1% | $81.36 | — | Call | 00507V109 |
| — | AJAX I | 50,000 | $621 | 0.1% | $12.42 | — | UNIT 99/99/9999 | G0190X118 |
| — | ACACIA COMMUNICATIONS INC | 7,620 | $556 | 0.1% | $69.13 | — | COM | 00401C108 |
| — | 7GC & CO HOLDINGS INC | 50,000 | $528 | 0.1% | $10.56 | — | UNIT 12/23/2025 | 81786A206 |
| TMPOQ | ACE CONVERGENCE ACQU CORP | 50,000 | $511 | 0.1% | $10.22 | — | CL A | G0083D120 |
| — | IQIYI INC | 500,000 | $497 | 0.1% | $0.99 | — | NOTE 4.000%12/1 | 46267XAE8 |
| CHWY | CHEWY INC | 289,400 | $260 | 0.0% | — | — | Put | 16679L109 |
| — | AERSALE CORPORATION | 100,000 | $186 | 0.0% | $1.86 | — | *W EXP 11/04/202 | 00810F114 |
| — | GOOD WORKS ACQUISITION CORP | 1,500,500 | $149 | 0.0% | $0.10 | — | COM | 38216X107 |
| TMUS | T-MOBILE US INC | 105,000 | $142 | 0.0% | — | — | Put | 872590104 |
| — | NEWHOLD INVESTMENT CORP | 999,900 | $100 | 0.0% | $0.10 | — | COM CL A | 651448102 |
| — | AEA-BRIDGES IMPACT CORP | 50,000 | $77 | 0.0% | $1.54 | — | *W EXP 09/19/202 | G01046112 |
| — | ACE CONVERGENCE ACQU CORP | 50,000 | $70 | 0.0% | $1.40 | — | *W EXP 09/30/202 | G0083D104 |
| AAPL | APPLE INC | 51,400 | $68 | 0.0% | $105.97 | +10.4% | Put | 037833100 |
| AMZN | AMAZON COM INC | 1,800 | $59 | 0.0% | $157.73 | +1.2% | Put | 023135106 |
| ABT | ABBOTT LABS | 533 | $58 | 0.0% | $99.26 | 0.0% | COM | 002824100 |
| — | ACAMAR PARTNERS ACQSITION CO | 20,764 | $54 | 0.0% | $10.22 | — | CL A | 004285102 |
| — | EAST STONE ACQUISITION CORP | 486,072 | $49 | 0.0% | $0.10 | — | SHS | G2911D108 |
| AAPL | APPLE INC | 32,600 | $43 | 0.0% | $105.97 | +10.4% | Call | 037833100 |
| MSFT | MICROSOFT CORP | 18,200 | $40 | 0.0% | — | — | Call | 594918104 |
| — | DISCOVERY INC | 147,773 | $39 | 0.0% | $12.85 | — | COM SER C | 25470F302 |
| — | PERIPHAS CAPITAL PARTNERING | 150,000 | $39 | 0.0% | $0.26 | — | UNIT 99/99/9999 | 713895209 |
| — | ALPHABET INC | 2,100 | $37 | 0.0% | — | — | Put | 02079K105 |
| XOM | EXXON MOBIL CORP | 88,400 | $36 | 0.0% | — | — | Call | 30231G102 |
| — | BHP GROUP PLC | 64,478 | $34 | 0.0% | $24.22 | — | SPONSORED ADR | 05545E209 |
| AMZN | AMAZON COM INC | 1,000 | $33 | 0.0% | $157.73 | +1.2% | Call | 023135106 |
| — | ZANITE ACQUISITION CORP | 300,000 | $32 | 0.0% | $0.11 | — | UNIT 10/08/2025 | 98907K202 |
| XOM | EXXON MOBIL CORP | 78,800 | $32 | 0.0% | — | — | Put | 30231G102 |
| MSFT | MICROSOFT CORP | 14,400 | $32 | 0.0% | — | — | Put | 594918104 |
| JPM | JPMORGAN CHASE & CO | 24,500 | $31 | 0.0% | — | — | Put | 46625H100 |
| — | IHS MARKIT LTD | 33,978 | $30 | 0.0% | $0.88 | — | SHS | G47567105 |
| META | FACEBOOK INC | 10,300 | $28 | 0.0% | — | — | Call | 30303M102 |
| HEI | HEICO CORP NEW | 21,199 | $28 | 0.0% | $122.00 | 0.0% | COM | 422806109 |
| — | TUSCAN HLDGS CORP II | 241,520 | $27 | 0.0% | $0.11 | — | COM | 90070A103 |
| SCPE/U | SC HEALTH CORP | 248,600 | $27 | 0.0% | $10.60 | — | UNIT 99/99/9999 | G78516302 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 200,000 | $26 | 0.0% | $0.13 | — | UNIT 99/99/9999 | G8251L121 |
| — | BERKSHIRE HATHAWAY INC DEL | 11,300 | $26 | 0.0% | — | — | Call | 084670102 |
| IIAC/U | INVESTINDUSTRIAL ACQUISITION | 250,000 | $26 | 0.0% | $0.10 | — | UNIT 99/99/9999 | G4771L121 |
| MA | MASTERCARD INCORPORATED | 7,300 | $26 | 0.0% | — | — | Call | 57636Q104 |
| MA | MASTERCARD INCORPORATED | 7,000 | $25 | 0.0% | — | — | Put | 57636Q104 |
| RPLA | REPLAY ACQUISITION CORP | 237,068 | $25 | 0.0% | $0.11 | — | COM | G75130107 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 11,562 | $24 | 0.0% | $181.22 | +6.0% | SHS | G96629103 |
| — | ACTIVISION BLIZZARD INC | 261 | $24 | 0.0% | $81.36 | — | COM | 00507V109 |
| TREB/U | TREBIA ACQUISITION CORP | 200,000 | $23 | 0.0% | $10.80 | — | UNIT 99/99/9999 | G9027T125 |
| — | GALILEO ACQUISITION CORP | 200,000 | $22 | 0.0% | $10.55 | — | UNIT 99/99/9999 | G3770A128 |
| — | OSPREY TECHNLGY AQUISTION CO | 200,000 | $22 | 0.0% | $10.75 | — | UNIT 10/30/2024 | 68839R401 |
| — | CONCHO RES INC | 38,146 | $22 | 0.0% | $0.58 | — | COM | 20605P101 |
| — | DD3 ACQUISITION CORP II | 200,000 | $21 | 0.0% | $0.10 | — | UNIT 99/99/9999 | 23318M209 |
| — | E MERGE TECHNOLOGY ACQUISITI | 200,000 | $21 | 0.0% | $10.08 | — | UNIT 07/30/2025 | 26873Y203 |
| — | AMERICAS TECHNOLOGY ACQSN CO | 200,000 | $21 | 0.0% | $0.10 | — | UNIT 99/99/9999 | G0404A128 |
| UNP | UNION PAC CORP | 10,000 | $21 | 0.0% | $178.06 | 0.0% | Put | 907818108 |
| JPM | JPMORGAN CHASE & CO | 16,400 | $21 | 0.0% | — | — | Call | 46625H100 |
| — | CITIGROUP INC | 33,100 | $20 | 0.0% | — | — | Call | 172967104 |
| — | LIBERTY MEDIA CORP DEL | 53,802 | $20 | 0.0% | $23.70 | — | COM SER A FRMLA | 531229870 |
| — | DELWINDS INS ACQUISITION COR | 200,000 | $20 | 0.0% | $0.10 | — | UNIT 99/99/9999 | 24803C201 |
| Z | ZILLOW GROUP INC | 15,472 | $20 | 0.0% | $110.61 | 0.0% | CL C CAP STK | 98954M200 |
| — | BREEZE HOLDINGS ACQUISITN CO | 200,000 | $20 | 0.0% | $0.10 | — | COM | 106762107 |
| IPOE/U | SOCIAL CAPITAL HEDOSOPHA HLD | 150,000 | $20 | 0.0% | $0.13 | — | UNIT 99/99/9999 | G8252P121 |
| DIS | DISNEY WALT CO | 10,500 | $19 | 0.0% | $122.85 | +14.2% | Put | 254687106 |
| T | AT&T INC | 65,500 | $19 | 0.0% | $17.08 | -10.0% | Call | 00206R102 |
| — | MAXIM INTEGRATED PRODS INC | 21,154 | $19 | 0.0% | $67.60 | — | COM | 57772K101 |
| — | VARIAN MED SYS INC | 10,685 | $19 | 0.0% | $132.19 | — | COM | 92220P105 |
| VLO | VALERO ENERGY CORP | 34,300 | $19 | 0.0% | — | — | Call | 91913Y100 |
| — | VISA INC | 8,300 | $18 | 0.0% | — | — | Call | 92826C109 |
| JNJ | JOHNSON & JOHNSON | 11,200 | $18 | 0.0% | — | — | Call | 478160104 |
| JNJ | JOHNSON & JOHNSON | 11,700 | $18 | 0.0% | — | — | Put | 478160104 |
| — | GO ACQUISITION CORP | 155,752 | $17 | 0.0% | $10.08 | — | UNIT 08/31/2027 | 362019200 |
| — | FORTRESS VALUE ACQUISITION I | 150,000 | $17 | 0.0% | $10.30 | — | UNIT 08/10/2027 | 349642207 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 170,023 | $17 | 0.0% | $9.93 | — | SHS CL A | G0232J101 |
| — | REALPAGE INC | 18,500 | $16 | 0.0% | $0.86 | — | COM | 75606N109 |
| — | BERKSHIRE HATHAWAY INC DEL | 7,000 | $16 | 0.0% | — | — | Put | 084670102 |
| — | SUPERNOVA PARTNERS ACQUISITI | 139,080 | $16 | 0.0% | $0.12 | — | UNIT 99/99/9999 | 86846V207 |
| — | VISA INC | 7,500 | $16 | 0.0% | — | — | Put | 92826C109 |
| — | CHURCHILL CAPITAL CORP IV | 152,808 | $16 | 0.0% | $10.02 | — | UNIT 99/99/9999 | 171439201 |
| INTC | INTEL CORP | 30,800 | $15 | 0.0% | $53.18 | -17.2% | Put | 458140100 |
| UNH | UNITEDHEALTH GROUP INC | 4,300 | $15 | 0.0% | — | — | Call | 91324P102 |
| BMY | BRISTOL-MYERS SQUIBB CO | 24,500 | $15 | 0.0% | — | — | Call | 110122108 |
| — | BMC STK HLDGS INC | 27,289 | $15 | 0.0% | $17.37 | — | COM | 05591B109 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 7,000 | $15 | 0.0% | $162.41 | +7.7% | Put | 874054109 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 7,000 | $15 | 0.0% | $162.41 | +7.7% | Call | 874054109 |
| — | SLACK TECHNOLOGIES INC | 35,461 | $15 | 0.0% | $0.42 | — | COM CL A | 83088V102 |
| CME | CME GROUP INC | 8,000 | $15 | 0.0% | — | — | Call | 12572Q105 |
| KO | COCA COLA CO | 27,500 | $15 | 0.0% | — | — | Call | 191216100 |
| — | COHN ROBBINS HOLDINGS CORP | 136,449 | $15 | 0.0% | $10.09 | — | UNIT 08/11/2025 | G23726121 |
| CME | CME GROUP INC | 8,000 | $15 | 0.0% | — | — | Put | 12572Q105 |
| NVDA | NVIDIA CORPORATION | 2,800 | $15 | 0.0% | $11.60 | +15.1% | Call | 67066G104 |
| NFLX | NETFLIX INC | 2,500 | $14 | 0.0% | — | — | Put | 64110L106 |
| MRK | MERCK & CO. INC | 17,000 | $14 | 0.0% | $64.91 | -0.1% | Call | 58933Y105 |
| — | ALPHABET INC | 800 | $14 | 0.0% | — | — | Call | 02079K105 |
| — | HOLICITY INC | 134,180 | $14 | 0.0% | $10.35 | — | UNIT 08/05/2025 | 435063201 |
| HD | HOME DEPOT INC | 5,300 | $14 | 0.0% | $237.65 | +2.0% | Call | 437076102 |
| — | XILINX INC | 10,015 | $14 | 0.0% | $1.40 | — | COM | 983919101 |
| BAC | BK OF AMERICA CORP | 42,000 | $13 | 0.0% | — | — | Call | 060505104 |
| — | NEW PROVIDENCE ACQUISITION | 87,268 | $13 | 0.0% | $10.47 | — | UNIT 09/01/2024 | 64822P205 |
| MRK | MERCK & CO. INC | 16,000 | $13 | 0.0% | $64.91 | -0.1% | Put | 58933Y105 |
| CUK | CARNIVAL PLC | 70,070 | $13 | 0.0% | $11.46 | — | ADR | 14365C103 |
| — | CHP MERGER CORP | 115,300 | $12 | 0.0% | $0.10 | — | COM CL A | 12558Y106 |
| — | FOLEY TRASIMENE ACQUISTN COR | 100,000 | $12 | 0.0% | $11.29 | — | UNIT 99/99/9999 | 34431F203 |
| META | FACEBOOK INC | 4,300 | $12 | 0.0% | — | — | Put | 30303M102 |
| DIS | DISNEY WALT CO | 6,700 | $12 | 0.0% | $122.85 | +14.2% | Call | 254687106 |
| T | AT&T INC | 42,500 | $12 | 0.0% | $17.08 | -10.0% | Put | 00206R102 |
| UNH | UNITEDHEALTH GROUP INC | 3,300 | $12 | 0.0% | — | — | Put | 91324P102 |
| PG | PROCTER AND GAMBLE CO | 9,000 | $12 | 0.0% | $116.35 | +5.9% | Call | 742718109 |
| PG | PROCTER AND GAMBLE CO | 8,500 | $12 | 0.0% | $116.35 | +5.9% | Put | 742718109 |
| BMY | BRISTOL-MYERS SQUIBB CO | 19,500 | $12 | 0.0% | — | — | Put | 110122108 |
| CMCSA | COMCAST CORP NEW | 23,000 | $12 | 0.0% | — | — | Put | 20030N101 |
| VZ | VERIZON COMMUNICATIONS INC | 20,500 | $12 | 0.0% | $43.98 | 0.0% | Put | 92343V104 |
| — | H I G ACQUISITION CORP | 111,136 | $12 | 0.0% | $0.11 | — | UNIT 99/99/9999 | G44898115 |
| — | CITIGROUP INC | 20,200 | $12 | 0.0% | — | — | Put | 172967104 |
| — | CM LIFE SCIENCES INC | 100,000 | $12 | 0.0% | $10.47 | — | UNIT 09/01/2025 | 18978W208 |
| — | LIVE OAK ACQUISITION CORP II | 100,000 | $11 | 0.0% | $0.11 | — | UNIT 99/99/9999 | 53804W205 |
| PEP | PEPSICO INC | 7,500 | $11 | 0.0% | $114.59 | +5.8% | Put | 713448108 |
| VZ | VERIZON COMMUNICATIONS INC | 18,900 | $11 | 0.0% | $43.98 | 0.0% | Call | 92343V104 |
| NFLX | NETFLIX INC | 2,000 | $11 | 0.0% | — | — | Call | 64110L106 |
| — | VIRTUSA CORP | 20,705 | $11 | 0.0% | $43.67 | — | COM | 92827P102 |
| — | GORES HOLDINGS VI INC | 100,000 | $11 | 0.0% | $0.11 | — | UNIT 08/24/2027 | 38286R204 |
| CMCSA | COMCAST CORP NEW | 20,400 | $11 | 0.0% | — | — | Call | 20030N101 |
| — | GRUBHUB INC | 15,200 | $11 | 0.0% | $56.49 | — | COM | 400110102 |
| — | CITIC CAPITAL ACQUISITION CO | 100,000 | $11 | 0.0% | $10.26 | — | UNIT 99/99/9999 | G21513125 |
| — | LANDCADIA HOLDINGS III INC | 100,000 | $11 | 0.0% | $0.11 | — | UNIT 99/99/9999 | 51476H209 |
| — | HORIZON ACQUISITION CORPORAT | 100,000 | $11 | 0.0% | $0.11 | — | UNIT 99/99/9999 | G46044122 |
| — | HMS HLDGS CORP | 28,699 | $11 | 0.0% | $0.38 | — | COM | 40425J101 |
| BAC | BK OF AMERICA CORP | 35,000 | $11 | 0.0% | — | — | Put | 060505104 |
| — | PROPTECH INVESTMENT CORP II | 100,000 | $11 | 0.0% | $0.11 | — | UNIT 99/99/9999 | 743497208 |
| — | ARTIUS ACQUISITION INC | 99,999 | $11 | 0.0% | $0.11 | — | COM CL A | 04316G105 |
| AMZN | AMAZON COM INC | 328 | $11 | 0.0% | $157.73 | +1.2% | COM | 023135106 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 100,000 | $11 | 0.0% | $9.96 | — | UNIT 08/26/2025 | G1702T132 |
| — | CARNEY TECHNOLOGY ACQU CORP | 110,600 | $11 | 0.0% | $0.10 | — | UNIT 12/10/2025 | 143636207 |
| — | POPULATION HEALTH INVS CO IN | 100,000 | $10 | 0.0% | $0.10 | — | UNIT 99/99/9999 | G71716123 |
| — | REVOLUTION ACCELERTN ACQU CO | 100,000 | $10 | 0.0% | $0.10 | — | UNIT 12/01/2025 | 76156P205 |
| — | SCVX CORP | 90,774 | $10 | 0.0% | $9.97 | — | UNIT 99/99/9999 | G79448109 |
| ASPL/U | ASPIRATIONAL CONSUMER LIFEST | 100,000 | $10 | 0.0% | $10.00 | — | UNIT 99/99/9999 | G05436129 |
| — | TREPONT ACQUISITION CORP I | 100,000 | $10 | 0.0% | $0.10 | — | UNIT 99/99/9999 | G9095M119 |
| — | EDOC ACQUISITION CORP | 100,000 | $10 | 0.0% | $0.10 | — | CL A | G4000A102 |
| VLO | VALERO ENERGY CORP | 17,700 | $10 | 0.0% | — | — | Put | 91913Y100 |
| — | CRESCENT ACQUISITION CORP | 100,000 | $10 | 0.0% | $10.04 | — | COM CL A | 22564L105 |
| — | ALEXION PHARMACEUTICALS INC | 6,500 | $10 | 0.0% | $1.54 | — | COM | 015351109 |
| NVDA | NVIDIA CORPORATION | 2,000 | $10 | 0.0% | $11.60 | +15.1% | Put | 67066G104 |
| — | CC NEUBERGER PRIN HLDGS II | 100,000 | $10 | 0.0% | $10.33 | — | UNIT 99/99/9999 | G3166T129 |
| — | CASCADE ACQUISITION CORP | 100,000 | $10 | 0.0% | $0.10 | — | UNIT 99/99/9999 | 147151203 |
| HD | HOME DEPOT INC | 3,900 | $10 | 0.0% | $237.65 | +2.0% | Put | 437076102 |
| — | INPHI CORP | 5,527 | $9 | 0.0% | $1.63 | — | COM | 45772F107 |
| INTC | INTEL CORP | 17,700 | $9 | 0.0% | $53.18 | -17.2% | Call | 458140100 |
| — | WATFORD HLDGS LTD | 26,000 | $9 | 0.0% | $0.35 | — | SHS | G94787101 |
| KO | COCA COLA CO | 16,500 | $9 | 0.0% | — | — | Put | 191216100 |
| — | NEW BEGINNINGS ACQUISITION C | 81,900 | $9 | 0.0% | $0.11 | — | UNIT 99/99/9999 | 64222H209 |
| WMT | WALMART INC | 6,500 | $9 | 0.0% | — | — | Call | 931142103 |
| WMT | WALMART INC | 6,500 | $9 | 0.0% | — | — | Put | 931142103 |
| — | CF FIN ACQUISITION CORP III | 75,000 | $8 | 0.0% | $0.11 | — | UNIT 09/30/2027 | 12529D207 |
| QQQ | INVESCO QQQ TR | 2,699 | $8 | 0.0% | $2.96 | — | UNIT SER 1 | 46090E103 |
| — | GOOD WORKS ACQUISITION CORP | 749,450 | $8 | 0.0% | $0.01 | — | *W EXP 10/22/202 | 38216X115 |
| PM | PHILIP MORRIS INTL INC | 9,500 | $8 | 0.0% | $60.35 | 0.0% | Call | 718172109 |
| TXNM | PNM RES INC | 17,447 | $8 | 0.0% | $48.23 | 0.0% | COM | 69349H107 |
| SPY | SPDR S&P 500 ETF TR | 2,199 | $8 | 0.0% | $323.00 | — | TR UNIT | 78462F103 |
| — | FITBIT INC | 113,280 | $8 | 0.0% | $2.64 | — | CL A | 33812L102 |
| GOOGL | ALPHABET INC | 473 | $8 | 0.0% | $75.62 | +10.4% | CAP STK CL A | 02079K305 |
| — | FIRSTMARK HORIZON ACQUISITIO | 57,124 | $7 | 0.0% | $0.12 | — | UNIT 99/99/9999 | 33765Y200 |
| — | ENDURANCE INTL GROUP HLDGS I | 69,069 | $7 | 0.0% | $0.10 | — | COM | 29272B105 |
| — | EQUITY DISTR ACQUISITION COR | 66,113 | $7 | 0.0% | $10.31 | — | UNIT 99/99/9999 | 29465E205 |
| THBR | THUNDER BRDG ACQUISTION II L | 50,000 | $7 | 0.0% | $0.14 | — | CL A SHS | G8857S116 |
| — | RODGERS SILICON VALLEY AQ CO | 50,000 | $7 | 0.0% | $0.14 | — | UNIT 11/30/2025 | 774873202 |
| — | EDTECHX HOLDINGS ACQU CORP I | 70,000 | $7 | 0.0% | $0.10 | — | UNIT 08/31/2027 | 28139A201 |
| PEP | PEPSICO INC | 4,500 | $7 | 0.0% | $114.59 | +5.8% | Call | 713448108 |
| — | NEWHOLD INVESTMENT CORP | 500,000 | $7 | 0.0% | $0.01 | — | *W EXP 03/10/202 | 651448110 |
| — | OAKTREE ACQUISITION CORP II | 69,684 | $7 | 0.0% | $10.29 | — | UNIT 09/15/2027 | G6715X129 |
| — | CINCINNATI BELL INC NEW | 43,703 | $7 | 0.0% | $12.09 | — | COM NEW | 171871502 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,056 | $7 | 0.0% | $21.80 | — | SHS CL A | G5480U104 |
| — | JAWS SPITFIRE ACQUISITION CO | 50,000 | $6 | 0.0% | $0.12 | — | UNIT 99/99/9999 | G50740128 |
| — | HPX CORP | 60,000 | $6 | 0.0% | $10.20 | — | UNIT 99/99/9999 | G32219118 |
| UNP | UNION PAC CORP | 3,000 | $6 | 0.0% | $178.06 | 0.0% | Call | 907818108 |
| PM | PHILIP MORRIS INTL INC | 7,500 | $6 | 0.0% | $60.35 | 0.0% | Put | 718172109 |
| UA | UNDER ARMOUR INC | 43,456 | $6 | 0.0% | $10.44 | +28.2% | CL C | 904311206 |
| — | EXPERIENCE INVT CORP | 49,999 | $6 | 0.0% | $0.12 | — | COM CL A | 30217C109 |
| SBUX | STARBUCKS CORP | 6,000 | $6 | 0.0% | — | — | Call | 855244109 |
| SBUX | STARBUCKS CORP | 6,000 | $6 | 0.0% | — | — | Put | 855244109 |
| — | QELL ACQUISITION CORP | 43,346 | $6 | 0.0% | $10.16 | — | UNIT 10/01/2025 | G7307X121 |
| — | TPG PACE TECH OPPORTUNITIES | 50,000 | $6 | 0.0% | $0.12 | — | CL A COM | G8990Y103 |
| — | GX ACQUISITION CORP | 50,000 | $6 | 0.0% | $0.12 | — | COM CL A | 36251A107 |
| — | LIBERTY MEDIA CORP DEL | 12,746 | $6 | 0.0% | $33.11 | — | COM C SIRIUSXM | 531229607 |
| — | NAVSIGHT HLDGS INC | 59,500 | $6 | 0.0% | $10.07 | — | UNIT 99/99/9999 | 639358209 |
| — | CORNER GROWTH ACQUISITION CO | 50,000 | $5 | 0.0% | $0.10 | — | UNIT 01/01/2027 | G2425N121 |
| — | NATIONAL GEN HLDGS CORP | 15,208 | $5 | 0.0% | $33.76 | — | COM | 636220303 |
| NWS | NEWS CORP NEW | 29,647 | $5 | 0.0% | $13.29 | +16.0% | CL B | 65249B208 |
| — | MALACCA STRAITS ACQUISITION | 50,000 | $5 | 0.0% | $9.96 | — | UNIT 99/99/9999 | G5859B125 |
| — | VECTOR ACQUISITION CORP | 50,000 | $5 | 0.0% | $10.14 | — | UNIT 09/30/2027 | G9442R100 |
| — | VISTAS MEDIA ACQUISITION CO | 45,017 | $5 | 0.0% | $10.10 | — | UNIT 08/03/2025 | 92840T206 |
| LILA | LIBERTY LATIN AMERICA LTD | 43,636 | $5 | 0.0% | $10.90 | +0.1% | COM CL A | G9001E102 |
| LEN/B | LENNAR CORP | 7,446 | $5 | 0.0% | $49.29 | +10.1% | CL B | 526057302 |
| — | TIGA ACQUISITION CORP | 50,000 | $5 | 0.0% | $0.10 | — | UNIT 99/99/9999 | G88672129 |
| QCOM | QUALCOMM INC | 3,000 | $5 | 0.0% | — | — | Put | 747525103 |
| — | THAYER VENTURES ACQU CORP | 50,000 | $5 | 0.0% | $0.10 | — | UNIT 01/01/2030 | 88332T209 |
| — | EATON VANCE CORP | 6,730 | $5 | 0.0% | $0.74 | — | COM NON VTG | 278265103 |
| — | ALTITUDE ACQUISITION CORP | 50,000 | $5 | 0.0% | $0.10 | — | UNIT 11/30/2027 | 02156Y202 |
| QCOM | QUALCOMM INC | 3,000 | $5 | 0.0% | — | — | Call | 747525103 |
| — | TWC TECH HLDGS II CORP | 50,000 | $5 | 0.0% | $10.12 | — | UNIT 09/10/2025 | 90117G204 |
| — | FRONT YD RESIDENTIAL CORP | 29,297 | $5 | 0.0% | $0.17 | — | COM | 35904G107 |
| — | TIFFANY & CO NEW | 3,821 | $5 | 0.0% | $99.12 | — | COM | 886547108 |
| — | THUNDER BRDG ACQUISTION II L | 100,000 | $4 | 0.0% | $0.04 | — | *W EXP 11/30/202 | G8857S108 |
| BRZHW | BREEZE HOLDINGS ACQUISITN CO | 400,000 | $4 | 0.0% | $0.01 | — | *W EXP 05/25/202 | 106762115 |
| — | AMCI ACQUISITION CORP | 105,326 | $4 | 0.0% | $0.68 | — | *W EXP 05/20/202 | 00165R119 |
| BIDU | BAIDU INC | 1,800 | $4 | 0.0% | $2.22 | — | SPON ADR REP A | 056752108 |
| BIDU | BAIDU INC | 1,800 | $4 | 0.0% | $2.22 | — | Put | 056752108 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 30,000 | $4 | 0.0% | $0.13 | — | UNIT 99/99/9999 | G82514129 |
| — | LIONS GATE ENTMNT CORP | 43,262 | $4 | 0.0% | $5.33 | — | CL B NON VTG | 535919500 |
| — | MARQUEE RAINE ACQUISITION CO | 40,000 | $4 | 0.0% | $0.10 | — | UNIT 12/01/2025 | G58442115 |
| — | COLLECTORS UNIVERSE INC | 4,100 | $3 | 0.0% | $0.73 | — | COM NEW | 19421R200 |
| — | WADDELL & REED FINL INC | 10,000 | $3 | 0.0% | $0.30 | — | CL A | 930059100 |
| — | DFP HEALTHCARE ACQUISITNS CO | 22,845 | $3 | 0.0% | $10.95 | — | UNIT 03/31/2025 | 23343Q209 |
| — | NEBULA CARAVEL ACQUISITION C | 25,000 | $3 | 0.0% | $0.12 | — | UNIT 12/09/2023 | 629070202 |
| — | MTS SYS CORP | 5,300 | $3 | 0.0% | $0.57 | — | COM | 553777103 |
| — | GX ACQUISITION CORP | 95,000 | $3 | 0.0% | $0.03 | — | *W EXP 05/24/202 | 36251A115 |
| — | TUSCAN HLDGS CORP II | 120,760 | $3 | 0.0% | $0.02 | — | *W EXP 99/99/999 | 90070A111 |
| — | REPLAY ACQUISITION CORP | 150,620 | $3 | 0.0% | $0.02 | — | *W EXP 03/01/202 | G75130115 |
| — | SPARTAN ACQUISITION CORP II | 25,000 | $3 | 0.0% | $0.12 | — | UNIT 99/99/9999 | 846775203 |
| — | PREVAIL THERAPEUTICS INC | 15,000 | $3 | 0.0% | $0.20 | — | COM | 74140Y101 |
| — | PLURALSIGHT INC | 12,675 | $3 | 0.0% | $0.24 | — | COM CL A | 72941B106 |
| — | EAST STONE ACQUISITION CORP | 486,072 | $3 | 0.0% | $0.01 | — | *W EXP 12/31/202 | G2911D116 |
| — | BIOTELEMETRY INC | 3,500 | $3 | 0.0% | $0.86 | — | COM | 090672106 |
| — | EDOC ACQUISITION CORP | 400,000 | $3 | 0.0% | $0.01 | — | *W EXP 11/30/202 | G4000A110 |
| — | FINTECH ACQUISITION CORP V | 25,000 | $3 | 0.0% | $0.12 | — | UNIT 99/99/9999 | 31810Q305 |
| — | AMERICAN RENAL ASSOCS HLDGS | 22,227 | $3 | 0.0% | $0.13 | — | COM | 029227105 |
| — | FOREST ROAD ACQUISITION CORP | 25,000 | $3 | 0.0% | $0.12 | — | UNIT 99/99/9999 | 34619R201 |
| — | FRAZIER LIFESCIENCES ACQU CO | 25,000 | $3 | 0.0% | $0.12 | — | UNIT 12/09/2025 | G3710A121 |
| — | HORIZON ACQUISITION CORP | 25,000 | $3 | 0.0% | $10.40 | — | UNIT 99/99/9999 | G46049121 |
| — | JAWS ACQUISITION CORP | 75,000 | $2 | 0.0% | $0.03 | — | *W EXP 99/99/999 | G50744112 |
| HD | HOME DEPOT INC | 660 | $2 | 0.0% | $237.65 | +2.0% | COM | 437076102 |
| LBRDA | LIBERTY BROADBAND CORP | 1,000 | $2 | 0.0% | $141.35 | 0.0% | COM SER A | 530307107 |
| — | GREENVISION ACQUISITION CORP | 300,000 | $2 | 0.0% | $0.52 | — | *W EXP 10/28/202 | 39678G111 |
| — | EDOC ACQUISITION CORP | 400,000 | $2 | 0.0% | $0.01 | — | RIGHT 11/30/2027 | G4000A136 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 11,177 | $2 | 0.0% | $14.63 | 0.0% | COM | 84920Y106 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 71,954 | $2 | 0.0% | $0.03 | — | *W EXP 08/02/202 | G8136L114 |
| — | EAST STONE ACQUISITION CORP | 486,072 | $2 | 0.0% | $0.00 | — | RIGHT 12/31/2026 | G2911D132 |
| — | YUCAIPA ACQUISITION CORP | 20,000 | $2 | 0.0% | $10.20 | — | UNIT 99/99/9999 | G9879L121 |
| — | WPX ENERGY INC | 19,626 | $2 | 0.0% | $0.10 | — | COM | 98212B103 |
| — | SEACOR HOLDINGS INC | 5,000 | $2 | 0.0% | $0.40 | — | COM | 811904101 |
| — | SOGOU INC | 19,459 | $2 | 0.0% | $6.96 | — | ADR REPSTG A | 83409V104 |
| — | BROOGE ENERGY LTD | 388,100 | $2 | 0.0% | $0.50 | — | *W EXP 12/20/202 | G1611B115 |
| — | ANWORTH MTG ASSET CORP | 82,099 | $2 | 0.0% | $0.02 | — | COM | 037347101 |
| — | QEP RESOURCES INC | 57,860 | $1 | 0.0% | $0.02 | — | COM | 74733V100 |
| — | EXPERIENCE INVT CORP | 33,333 | $1 | 0.0% | $0.03 | — | *W EXP 09/01/202 | 30217C117 |
| — | DRAGONEER GROWTH OPPTY CORP | 5,000 | $1 | 0.0% | $0.20 | — | SHS CL A | G28314105 |
| — | ARTIUS ACQUISITION INC | 33,332 | $1 | 0.0% | $0.03 | — | *W EXP 07/13/202 | 04316G113 |
| — | ALUSSA ENERGY ACQUISITION CO | 113,952 | $1 | 0.0% | $0.65 | — | *W EXP 10/31/202 | G0232J119 |
| BRZHR | BREEZE HOLDINGS ACQUISITN CO | 400,000 | $1 | 0.0% | $0.00 | — | RIGHT 05/23/2022 | 106762123 |
| EOG | EOG RES INC | 2,000 | $1 | 0.0% | — | — | Call | 26875P101 |
| — | FORUM MERGER III CORP | 33,333 | $1 | 0.0% | $0.03 | — | *W EXP 08/24/202 | 349885111 |
| — | FOUNDATION BLDG MATLS INC | 5,040 | $1 | 0.0% | $0.20 | — | COM | 350392106 |
| — | TRIDENT ACQUISITIONS CORP | 50,000 | $1 | 0.0% | $0.37 | — | *W EXP 05/09/202 | 89615T114 |
| FOXA | FOX CORP | 4,771 | $1 | 0.0% | $24.90 | +5.1% | CL A COM | 35137L105 |
| — | CARDTRONICS PLC | 2,400 | $1 | 0.0% | $0.42 | — | SHS CL A | G1991C105 |
| — | BULL HORN HLDGS CORP | 10,000 | $1 | 0.0% | $0.10 | — | UNIT 10/13/2025 | G1686P114 |
| — | PORCH GROUP INC | 18,025 | $1 | 0.0% | $0.06 | — | *W EXP 12/23/202 | 733245112 |
| — | SEVEN OAKS ACQUISITION CORP | 10,000 | $1 | 0.0% | $0.10 | — | UNIT 12/18/2025 | 81787X205 |
| EOG | EOG RES INC | 2,500 | $1 | 0.0% | — | — | Put | 26875P101 |
| ETWOW | CC NEUBERGER PRINCIPAL HLDNG | 33,332 | $1 | 0.0% | $0.03 | — | *W EXP 99/99/999 | G1992Y122 |
| — | CF ACQUISITION CORP IV | 10,000 | $1 | 0.0% | $0.10 | — | UNIT 12/31/2027 | 12520T201 |
| — | CHURCHILL CAPITAL CORP V | 5,000 | $1 | 0.0% | $0.20 | — | UNIT 99/99/9999 | 17144T206 |
| — | CHP MERGER CORP | 57,650 | $1 | 0.0% | $0.02 | — | *W EXP 11/22/202 | 12558Y114 |
| VZ | VERIZON COMMUNICATIONS INC | 2,530 | $1 | 0.0% | $43.98 | 0.0% | COM | 92343V104 |
| — | PARSLEY ENERGY INC | 9,096 | $1 | 0.0% | $0.11 | — | CL A | 701877102 |
| CLNNW | CLENE INC | 66,900 | $1 | 0.0% | $0.01 | — | *W EXP 11/07/202 | 185634110 |
| MRK | MERCK & CO. INC | 1,600 | $1 | 0.0% | $64.91 | -0.1% | COM | 58933Y105 |
| — | NEW FRONTIER HEALTH CORP | 23,571 | $1 | 0.0% | $1.76 | — | *W EXP 11/30/202 | G6461G114 |
| — | CRESCENT ACQUISITION CORP | 52,101 | $1 | 0.0% | $0.84 | — | *W EXP 03/08/202 | 22564L113 |
| — | CORELOGIC INC | 1,500 | $1 | 0.0% | $62.81 | — | COM | 21871D103 |
| — | GS ACQUISITION HLDGS CORP II | 10,000 | $1 | 0.0% | $11.20 | — | UNIT 99/99/9999 | 36258Q204 |
| — | LION GROUP HOLDING LTD | 600,000 | $1 | 0.0% | $0.09 | — | *W EXP 06/17/202 | 53620U110 |
| — | GREENVISION ACQUISITION CORP | 300,000 | $1 | 0.0% | $0.46 | — | RIGHT 06/01/2021 | 39678G129 |
| — | NAVISTAR INTL CORP NEW | 1,400 | $1 | 0.0% | $43.60 | — | COM | 63934E108 |
| — | CLENE INC | 7,160 | $1 | 0.0% | $0.14 | — | COMMON STOCK | 185634102 |
| — | ALASKA COMMUNICATIONS SYS GR | 9,866 | $0 | 0.0% | — | — | COM | 01167P101 |
| — | VIACOMCBS INC | 1,120 | $0 | 0.0% | $25.64 | — | CL A | 92556H107 |
| — | MARVELL TECHNOLOGY GROUP LTD | 200 | $0 | 0.0% | — | — | Call | G5876H105 |
| — | KAIXIN AUTO HLDGS | 100,000 | $0 | 0.0% | — | — | COM | G5223X900 |
| — | BRISTOL-MYERS SQUIBB CO | 3,000 | $0 | 0.0% | $2.25 | — | RIGHT 99/99/9999 | 110122157 |
| — | TPG PACE TECH OPPORTUNITIES | 10,000 | $0 | 0.0% | — | — | *W EXP 10/09/202 | G8990Y129 |
| — | SOC TELEMED INC | 15,000 | $0 | 0.0% | — | — | COM | 78472F901 |
| — | EIDOS THERAPEUTICS INC | 270 | $0 | 0.0% | — | — | COM | 28249H104 |
| PG | PROCTER AND GAMBLE CO | 78 | $0 | 0.0% | $116.35 | +5.9% | COM | 742718109 |
| — | GLRY STR NW MDIA GRUP HLDG L | 414,625 | $0 | 0.0% | $0.06 | — | *W EXP 02/13/202 | G39973113 |
| — | ARYA SCIENCES ACQUISITION CO | 1,000 | $0 | 0.0% | $11.00 | — | COM CL A | G3166W106 |
| — | ARTIUS ACQUISITION INC | 1 | $0 | 0.0% | — | — | UNIT 99/99/9999 | 04316G104 |
| — | RIGNET INC | 459 | $0 | 0.0% | — | — | COM | 766582100 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 11,638 | $0 | 0.0% | — | — | *W EXP 99/99/999 | G8251K115 |
| PM | PHILIP MORRIS INTL INC | 450 | $0 | 0.0% | $60.35 | 0.0% | COM | 718172109 |
| UNP | UNION PAC CORP | 36 | $0 | 0.0% | $178.06 | 0.0% | COM | 907818108 |