Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 15, 2018
Total Value: $133M (35.3% shares, 64.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MOLINA HEALTHCARE INC | 9,128,000 | $33.33M | 25.0% | $2.44 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | ADVANCED MICRO DEVICES INC | 6,225,000 | $24.16M | 18.1% | $3.88 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | VECTOR GROUP LTD | 4,300,000 | $4.673M | 3.5% | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| — | REALPAGE INC | 2,500,000 | $4.092M | 3.1% | $1.64 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | MEDICINES CO | 3,596,000 | $3.883M | 2.9% | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| NXPI | NXP SEMICONDUCTORS N V | 41,119 | $3.516M | 2.6% | $85.25 | 0.0% | COM | N6596X109 |
| — | WEATHERFORD INTL LTD | 3,405,000 | $3.275M | 2.5% | $0.92 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | INTERCEPT PHARMACEUTICALS IN | 3,204,000 | $3.258M | 2.4% | $0.95 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | CHESAPEAKE ENERGY CORP | 3,000,000 | $2.963M | 2.2% | $0.90 | — | NOTE 5.500% 9/1 | 165167CY1 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.579M | 1.9% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| — | INSMED INC | 2,974,000 | $2.536M | 1.9% | $0.91 | — | NOTE 1.750% 1/1 | 457669AA7 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.475M | 1.9% | $30.52 | — | PORTFOLIO SHORT | 78464A474 |
| IWM | ISHARES TR | 10,574 | $1.782M | 1.3% | $141.60 | — | RUSSELL 2000 ETF | 464287655 |
| — | IMMUNOMEDICS INC | 118,900 | $1.669M | 1.3% | — | — | Call | 452907AK4 |
| — | Microchip Technology Inc | 1,085,000 | $1.644M | 1.2% | $1.78 | — | NOTE 1.625% 2/1 | 595017AD6 |
| AIRG | AIRGAIN INC | 106,815 | $1.404M | 1.1% | $11.84 | -5.2% | COM | 00938A104 |
| — | PIXELWORKS INC | 301,594 | $1.36M | 1.0% | $4.64 | — | COM NEW | 72581M305 |
| ILMN | ILLUMINA INC | 3,541 | $1.3M | 1.0% | $254.40 | +26.0% | COM | 452327109 |
| — | ACORDA THERAPEUTICS INC | 1,450,000 | $1.242M | 0.9% | $0.89 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| XLV | SELECT SECTOR SPDR TR | 12,775 | $1.216M | 0.9% | $78.11 | — | SBI HEALTHCARE | 81369Y209 |
| SILC | SILICOM LTD | 29,728 | $1.206M | 0.9% | $38.59 | 0.0% | ORD | M84116108 |
| — | QUANTENNA COMMUNICAT ORD | 54,909 | $1.013M | 0.8% | $12.76 | — | COM | 74766D100 |
| VGT | VANGUARD WORLD FDS | 4,944 | $1.001M | 0.8% | $143.38 | — | INF TECH ETF | 92204A702 |
| — | CONVERGYS CORP | 450,000 | $997K | 0.7% | $2.18 | — | SDCV 5.750% 9/1 | 212485AE6 |
| KMDA | KAMADA LTD | 155,719 | $963K | 0.7% | $5.25 | +5.8% | SHS | M6240T109 |
| SMTC | SEMTECH CORP | 15,573 | $866K | 0.7% | $42.55 | +22.9% | COM | 816850101 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 95,000 | $660K | 0.5% | $5.97 | 0.0% | SHS NEW | 030111207 |
| VUZI | VUZIX CORP | 100,000 | $655K | 0.5% | $6.72 | 0.0% | COM NEW | 92921W300 |
| — | PRAXAIR INC | 3,920 | $630K | 0.5% | $160.71 | — | COM | 74005P104 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 60,000 | $594K | 0.4% | $10.98 | 0.0% | COM | 55933J203 |
| CLFD | CLEARFIELD INC | 43,447 | $584K | 0.4% | $13.39 | -4.9% | COM | 18482P103 |
| RGLD | ROYAL GOLD INC | 7,473 | $576K | 0.4% | $82.30 | 0.0% | COM | 780287108 |
| KN | KNOWLES CORP | 34,238 | $569K | 0.4% | $14.87 | +13.1% | COM | 49926D109 |
| — | ATTUNITY LTD | 29,704 | $561K | 0.4% | $18.89 | — | SHS NEW | M15332121 |
| XBI | SPDR SERIES TRUST | 5,816 | $558K | 0.4% | $69.37 | — | S&P BIOTECH | 78464A870 |
| XLI | SELECT SECTOR SPDR TR | 6,747 | $529K | 0.4% | $66.60 | — | SBI INT-INDS | 81369Y704 |
| AGX | ARGAN INC | 12,334 | $503K | 0.4% | $31.67 | +4.5% | Call | 04010E109 |
| NTRA | NATERA INC | 20,000 | $479K | 0.4% | $24.17 | 0.0% | COM | 632307104 |
| — | CANADIAN PAC RY LTD | 2,226 | $472K | 0.4% | $161.17 | — | COM | 13645T100 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 6,473 | $429K | 0.3% | $47.77 | +29.9% | COM | 49338L103 |
| — | NABORS INDUSTRIES LTD | 67,778 | $418K | 0.3% | $6.34 | — | SHS | G6359F103 |
| ALLT | ALLOT COMMUNICATIONS LTD | 67,175 | $415K | 0.3% | $5.86 | 0.0% | SHS | M0854Q105 |
| XLF | SELECT SECTOR SPDR TR | 14,987 | $413K | 0.3% | $24.75 | — | SBI INT-FINL | 81369Y605 |
| — | PDC ENERGY INC | 8,315 | $407K | 0.3% | $48.95 | — | COM | 69327R101 |
| LTRX | LANTRONIX ORD | 95,000 | $387K | 0.3% | $3.85 | 0.0% | COM NEW | 516548203 |
| — | APOLLO ENDOSURGERY INC | 50,000 | $359K | 0.3% | $7.18 | — | COM | 03767D108 |
| MA | MASTERCARD INCORPORATED | 1,610 | $358K | 0.3% | $180.31 | +11.1% | CL A | 57636Q104 |
| JPM | JPMORGAN CHASE & CO | 3,150 | $355K | 0.3% | $91.89 | +0.8% | COM | 46625H100 |
| — | INTERCEPT PHARMACEUTICALS IN | 68,300 | $355K | 0.3% | — | — | Put | 45845P108 |
| — | DSP GROUP INC | 29,749 | $354K | 0.3% | $12.92 | — | COM | 23332B106 |
| SYNA | SYNAPTICS INC | 7,500 | $342K | 0.3% | $47.57 | 0.0% | COM | 87157D109 |
| WCN | WASTE CONNECTIONS INC | 4,228 | $337K | 0.3% | $56.22 | +32.7% | COM | 94106B101 |
| — | APPTIO INC | 8,880 | $328K | 0.2% | $17.45 | — | CL A | 03835C108 |
| CALX | CALIX INC | 40,000 | $324K | 0.2% | $7.64 | 0.0% | COM | 13100M509 |
| QSR | RESTAURANT BRANDS INTL INC | 5,440 | $322K | 0.2% | $59.88 | +1.7% | COM | 76131D103 |
| — | E TRADE FINANCIAL CORP | 6,111 | $320K | 0.2% | $37.41 | — | COM NEW | 269246401 |
| — | MEDIWOUND LTD | 49,827 | $306K | 0.2% | $6.14 | — | ORD SHS | M68830104 |
| — | WESTPORT INNOVATIONS INC | 100,000 | $300K | 0.2% | $3.00 | — | COM | 960908309 |
| LITE | LUMENTUM HLDGS INC | 5,000 | $300K | 0.2% | $59.82 | 0.0% | COM | 55024U109 |
| — | BROOKFIELD PPTY PARTNERS L P | 14,060 | $294K | 0.2% | $20.91 | — | UNIT LTD PARTN | G16249107 |
| — | ARCTURUS THERAPEUTICS LTD | 32,848 | $290K | 0.2% | $8.83 | — | SHS | M1492T105 |
| — | Medicines Co | 98,100 | $288K | 0.2% | — | — | Put | 584688105 |
| OSS | ONE STOP SYS INC | 75,000 | $279K | 0.2% | $4.04 | 0.0% | COM | 68247W109 |
| DVA | DAVITA INC | 3,826 | $274K | 0.2% | $70.70 | 0.0% | COM | 23918K108 |
| — | ANADARKO PETE CORP | 4,057 | $273K | 0.2% | $67.29 | — | COM | 032511107 |
| — | AILERON THERAPEUTICS INC | 22,500 | $257K | 0.2% | — | — | Call | 00887A105 |
| BTE | BAYTEX ENERGY CORP | 84,836 | $247K | 0.2% | $2.92 | 0.0% | COM | 07317Q105 |
| — | QUICKLOGIC CORP | 230,000 | $230K | 0.2% | $1.00 | — | COM | 74837P108 |
| NXPI | NXP SEMICONDUCTORS NV | 44,000 | $209K | 0.2% | $85.25 | 0.0% | Put | N6596X109 |
| — | GROUPE CGI INC | 3,209 | $207K | 0.2% | $63.27 | — | CL A SUB VTG | 39945C109 |
| — | INTRA CELLULAR THERAPIES INC | 60,000 | $207K | 0.2% | — | — | Call | 46116X101 |
| NXST | NEXSTAR MEDIA GROUP INC | 2,524 | $205K | 0.2% | $46.32 | +37.0% | CL A | 65336K103 |
| EXPE | EXPEDIA GROUP INC | 1,550 | $202K | 0.2% | $119.94 | +5.3% | COM NEW | 30212P303 |
| INSM | INSMED INC | 76,400 | $178K | 0.1% | — | — | Put | 457669307 |
| — | CORREVIO PHARMA ORD | 43,000 | $173K | 0.1% | $4.02 | — | COM | 22026V105 |
| — | BIODELIVERY SCIENCES INTL IN | 70,000 | $167K | 0.1% | $2.39 | — | COM | 09060J106 |
| — | ISRAMCO INC | 1,431,809 | $167K | 0.1% | $0.12 | — | COM NEW | 465141406 |
| BAC | BANK AMER CORP | 5,626 | $166K | 0.1% | $25.47 | 0.0% | COM | 060505104 |
| — | MELLANOX TECHNOLOGIES LTD | 2,237 | $164K | 0.1% | $64.69 | — | SHS | M51363113 |
| — | ENERPLUS CORP | 12,060 | $149K | 0.1% | $12.35 | — | COM | 292766102 |
| GOOG | ALPHABET INC-CL C | 120 | $143K | 0.1% | $39.24 | +51.5% | CAP STK CL C | 02079K107 |
| AXSM | AXSOME THERAPEUTICS ORD | 40,000 | $138K | 0.1% | $2.96 | 0.0% | COM | 05464T104 |
| — | TELARIA ORD | 35,000 | $133K | 0.1% | $3.80 | — | COM | 879181105 |
| — | VIVUS INC | 30,000 | $132K | 0.1% | $4.40 | — | COM NEW | 928551308 |
| CNQ | CANADIAN NAT RES LTD | 4,010 | $131K | 0.1% | $11.82 | 0.0% | COM | 136385101 |
| KMX | CARMAX INC | 1,731 | $129K | 0.1% | $66.77 | +14.2% | COM | 143130102 |
| LSTR | LANDSTAR SYS INC | 1,056 | $129K | 0.1% | $109.33 | — | COM | 515098101 |
| IWM | ISHARES TR - RUSSELL 2000 ETF | 60,000 | $123K | 0.1% | $141.60 | — | Put | 464287655 |
| XLE | SELECT SECTOR SPDR TR | 1,599 | $121K | 0.1% | $75.67 | — | ENERGY | 81369Y506 |
| — | INTERNET GOLD-GOLDEN LINES L | 46,854 | $119K | 0.1% | $2.54 | — | ORD | M56595107 |
| — | PDC ENERGY INC | 17,600 | $117K | 0.1% | $48.95 | — | Put | 69327R101 |
| — | CARROLS RESTAURANT GROUP INC | 7,895 | $115K | 0.1% | $14.57 | — | COM | 14574X104 |
| UNP | UNION PAC CORP | 700 | $114K | 0.1% | $127.79 | 0.0% | COM | 907818108 |
| MERC | MERCER INTL INC | 6,364 | $107K | 0.1% | $11.57 | +16.7% | COM | 588056101 |
| LEN | LENNAR CORP | 2,280 | $106K | 0.1% | $46.22 | 0.0% | CL A | 526057104 |
| — | ADVANCED DISP SVCS INC DEL | 3,920 | $106K | 0.1% | $27.04 | — | COM | 00790X101 |
| BBU | BROOKFIELD BUSINESS PART UNIT | 2,280 | $104K | 0.1% | $45.61 | — | UNIT LTD LP | G16234109 |
| UNH | UNITEDHEALTH GROUP INC | 390 | $104K | 0.1% | $230.64 | 0.0% | COM | 91324P102 |
| — | ACHIEVE LIFE SCIENCES ORD | 32,000 | $101K | 0.1% | $3.16 | — | COM NEW | 004468203 |
| LULU | LULULEMON ATHLETICA INC | 600 | $97,000 | 0.1% | $137.08 | 0.0% | COM | 550021109 |
| — | NEOS THERAPEUTICS INC | 20,000 | $97,000 | 0.1% | $4.85 | — | COM | 64052L106 |
| — | SM ENERGY CO | 84,600 | $94,000 | 0.1% | $0.96 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | PROGENICS PHARMACEUTICALS IN | 15,000 | $94,000 | 0.1% | $6.27 | — | COM | 743187106 |
| — | NOBLE ENERGY INC | 39,300 | $93,000 | 0.1% | — | — | Call | 655044105 |
| GOOGL | ALPHABET INC-CL A | 77 | $93,000 | 0.1% | $60.08 | 0.0% | CAP STK CL A | 02079K305 |
| — | NANOVIBRONIX INC | 20,000 | $92,000 | 0.1% | $4.60 | — | COM | 63008J108 |
| BLDR | BUILDERS FIRSTSOURCE INC | 5,999 | $88,000 | 0.1% | $16.94 | 0.0% | COM | 12008R107 |
| TPH | TRI POINTE GROUP INC | 7,114 | $88,000 | 0.1% | $17.17 | -13.8% | COM | 87265H109 |
| — | XILINX INC | 20,000 | $87,000 | 0.1% | — | — | Call | 983919101 |
| META | FACEBOOK INC | 515 | $85,000 | 0.1% | $179.77 | 0.0% | CL A | 30303M102 |
| DLTR | DOLLAR TREE INC | 1,002 | $82,000 | 0.1% | $92.22 | -4.8% | COM | 256746108 |
| BIDU | BAIDU INC | 358 | $82,000 | 0.1% | $229.05 | — | SPON ADR REP A | 056752108 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 344 | $81,000 | 0.1% | $165.76 | 0.0% | COM | 018581108 |
| PAGS | PAGSEGURO DIGITAL LTD | 2,905 | $80,000 | 0.1% | $27.20 | 0.0% | COM CL A | G68707101 |
| — | PGT INNOVATIONS INC | 3,612 | $78,000 | 0.1% | $21.59 | — | COM | 69336V101 |
| — | OVASCIENCE INC | 106,000 | $77,000 | 0.1% | $0.73 | — | COM | 69014Q101 |
| — | GRAN TIERRA ENERGY INC | 20,090 | $77,000 | 0.1% | $3.83 | — | COM | 38500T101 |
| — | BB&T CORP | 1,560 | $76,000 | 0.1% | $50.47 | — | COM | 054937107 |
| BABA | ALIBABA GROUP HLDG LTD | 449 | $74,000 | 0.1% | $108.43 | — | SPONSORED ADS | 01609W102 |
| ENTX | ENTERA BIO LTD | 12,608 | $73,000 | 0.1% | $5.49 | 0.0% | SHS | M40527109 |
| XLRE | SELECT SECTOR SPDR TR | 2,229 | $73,000 | 0.1% | $32.75 | — | RL EST SEL SEC | 81369Y860 |
| NKE | NIKE INC | 810 | $69,000 | 0.1% | $72.98 | 0.0% | CL B | 654106103 |
| — | TIDEWATER MIDSTREAM AND INFR | 60,877 | $65,000 | 0.0% | $1.07 | — | COM | 886453109 |
| — | ENCANA CORP | 4,820 | $63,000 | 0.0% | $13.07 | — | COM | 292505104 |
| XLU | SELECT SECTOR SPDR TR | 1,203 | $63,000 | 0.0% | $52.37 | — | SBI INT-UTILS | 81369Y886 |
| — | ACORDA THERAPEUTICS INC | 30,200 | $60,000 | 0.0% | — | — | Put | 00484M106 |
| — | AVEO PHARMACEUTICALS INC | 48,200 | $60,000 | 0.0% | — | — | Call | 053588109 |
| LKQ | LKQ CORP | 1,904 | $60,000 | 0.0% | $29.84 | 0.0% | COM | 501889208 |
| PNC | PNC FINL SVCS GROUP INC | 400 | $54,000 | 0.0% | $109.48 | 0.0% | COM | 693475105 |
| — | BROOKFIELD ASSET MGMT INC | 1,220 | $54,000 | 0.0% | $44.26 | — | CL A LTD VT SH | 112585104 |
| C | CITIGROUP INC | 720 | $52,000 | 0.0% | $54.77 | 0.0% | COM NEW | 172967424 |
| — | FIESTA RESTAURANT GROUP INC | 1,928 | $52,000 | 0.0% | $22.96 | — | COM | 31660B101 |
| — | Conatus Pharmaceuticals Inc | 15,700 | $51,000 | 0.0% | — | — | Call | 20600T108 |
| ENB | ENBRIDGE INC | 1,590 | $51,000 | 0.0% | $21.97 | 0.0% | COM | 29250N105 |
| XLB | SELECT SECTOR SPDR TR | 828 | $48,000 | 0.0% | $57.97 | — | SBI MATERIALS | 81369Y100 |
| — | EXTRACTION OIL AND GAS INC | 4,207 | $47,000 | 0.0% | $11.17 | — | COM | 30227M105 |
| MLM | MARTIN MARIETTA MATLS INC | 256 | $47,000 | 0.0% | $195.48 | 0.0% | COM | 573284106 |
| — | WIRELESS TELECOM GROUP INC | 25,100 | $46,000 | 0.0% | $1.83 | — | COM | 976524108 |
| — | ACTINIUM PHARMACEUTICALS ORD | 59,104 | $44,000 | 0.0% | $0.37 | — | COM | 00507W107 |
| — | COTT CORP QUE | 2,624 | $42,000 | 0.0% | $16.01 | — | COM | 22163N106 |
| — | ROYAL GOLD INC | 6,600 | $39,000 | 0.0% | — | — | Put | 780287908 |
| QCOM | QUALCOMM INC | 81,600 | $39,000 | 0.0% | — | — | Call | 747525103 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 651 | $36,000 | 0.0% | $14.48 | 0.0% | COM | 45841N107 |
| — | BIONANO GENOMICS INC | 4,523 | $34,000 | 0.0% | $7.52 | — | COM | 09075F107 |
| DOO | BRP INC | 720 | $34,000 | 0.0% | $46.39 | 0.0% | COM SUB VTG | 05577W200 |
| VKTX | VIKING THERAPEUTICS INC | 5,700 | $33,000 | 0.0% | — | — | Call | 92686J106 |
| — | RIGEL PHARMACEUTICALS INC | 10,000 | $32,000 | 0.0% | $3.20 | — | COM NEW | 766559603 |
| DVA | DAVITA INC | 8,400 | $26,000 | 0.0% | $70.70 | 0.0% | Put | 23918K108 |
| XPH | SPDR SERIES TRUST | 4,631 | $25,000 | 0.0% | $5.40 | — | S&P PHARMAC | 78464A722 |
| TRUP | TRUPANION INC | 18,000 | $22,000 | 0.0% | — | — | Put | 898202106 |
| — | VECTOR GROUP LTD | 62,500 | $22,000 | 0.0% | — | — | Put | 92240M108 |
| — | ANADARKO PETE CORP | 10,100 | $22,000 | 0.0% | $67.29 | — | Put | 032511107 |
| CORT | CORCEPT THERAPEUTICS INC | 31,400 | $20,000 | 0.0% | — | — | Put | 218352102 |
| — | IMMUNOMEDICS INC | 153,600 | $19,000 | 0.0% | — | — | Put | 452907AK4 |
| ILMN | ILLUMINA INC | 2,400 | $16,000 | 0.0% | $254.40 | +26.0% | Put | 452327109 |
| — | EXTRACTION OIL AND GAS INC | 12,000 | $15,000 | 0.0% | $11.17 | — | Put | 30227M105 |
| — | SANOFI | 27,013 | $14,000 | 0.0% | $0.52 | — | RIGHT 12/31/2020 | 80105N113 |
| ESPR | ESPERION THERAPEUTICS INC NE | 4,900 | $13,000 | 0.0% | — | — | Put | 29664W105 |
| — | ORION ENERGY SYSTEMS INC | 170 | $10,000 | 0.0% | — | — | Put | 686275108 |
| PERI | PERION NETWORK LTD | 2,645 | $8,000 | 0.0% | $3.23 | 0.0% | SHS NEW | M78673114 |
| — | Akorn Inc | 6,800 | $6,000 | 0.0% | $16.64 | — | Call | 009728106 |
| — | CARRIZO OIL & GAS INC | 78,800 | $6,000 | 0.0% | — | — | Put | 144577103 |
| GTX | GARRETT MOTION INC | 400 | $4,000 | 0.0% | — | — | Put | 366505105 |
| — | WEATHERFORD INTL PLC | 62,900 | $3,000 | 0.0% | — | — | Put | G48833100 |
| — | SHIP FINANCE INTERNATIONAL L | 50,000 | $2,000 | 0.0% | — | — | Put | G81075106 |
| RIG | Transocean Ltd | 29,500 | $2,000 | 0.0% | — | — | Put | H8817H100 |
| — | FIESTA RESTAURANT GROUP INC | 1,000 | $2,000 | 0.0% | $22.96 | — | Call | 31660B101 |
| — | INTERCEPT PHARMACEUTICALS IN | 700 | $2,000 | 0.0% | — | — | Call | 45845P108 |
| — | GTX INC DEL | 400 | $1,000 | 0.0% | $2.50 | — | COM NEW | 40052B207 |
| — | CTRIP COM INTL LTD | 1,700 | $1,000 | 0.0% | — | — | Call | 22943F100 |
| — | NABORS INDUSTRIES LTD | 7,600 | $1,000 | 0.0% | $6.34 | — | Call | G6359F103 |