Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 1, 2020

Total Value ($000): $193,621 (100.0% shares, 0.0% debt)

Holdings (41)

MA MASTERCARD INC CL A 9.0%

Value ($000) $17,433 Shares 72,170 Est. Cost $159.17 Unrealized +80.8%

V VISA INC COM CL A 8.1%

Value ($000) $15,735 Shares 97,658 Est. Cost $114.15 Unrealized +58.3%

MSFT MICROSOFT CORP COM 7.3%

Value ($000) $14,219 Shares 90,160 Est. Cost $92.37 Unrealized +69.3%

ADBE ADOBE INC COM 7.0%

Value ($000) $13,548 Shares 42,571 Est. Cost $236.00 Unrealized +44.9%

VEEV VEEVA SYS INC CL A COM 7.0%

Value ($000) $13,458 Shares 86,062 Est. Cost $117.95 Unrealized +24.3%

GOOG ALPHABET INC CAP STK CL C 6.5%

Value ($000) $12,661 Shares 10,888 Est. Cost $52.09 Unrealized +29.3%

NOW SERVICENOW INC COM 6.5%

Value ($000) $12,646 Shares 44,129 Est. Cost $56.81 Unrealized +10.1%

TYL TYLER TECHNOLOGIES INC COM 6.1%

Value ($000) $11,843 Shares 39,936 Est. Cost $196.01 Unrealized +58.1%

ISRG INTUITIVE SURGICAL INC COM NEW 6.0%

Value ($000) $11,594 Shares 23,413 Est. Cost $134.85 Unrealized +35.8%

TDOC TELADOC HEALTH INC COM 5.4%

Value ($000) $10,472 Shares 67,560 Est. Cost $116.34 Unrealized 0.0%

IDXX IDEXX LABS INC COM 5.2%

Value ($000) $10,048 Shares 41,479 Est. Cost $175.84 Unrealized +48.4%

ROKU ROKU INC COM CL A 5.1%

Value ($000) $9,901 Shares 113,182 Est. Cost $40.12 Unrealized +186.9%

CSGP COSTAR GROUP INC COM 4.8%

Value ($000) $9,230 Shares 15,718 Est. Cost $41.62 Unrealized +56.6%

MDB MONGODB INC CL A 4.1%

Value ($000) $7,997 Shares 58,572 Est. Cost $78.99 Unrealized +86.9%

SHOP SHOPIFY INC CL A 3.4%

Value ($000) $6,630 Shares 15,901 Est. Cost $45.08 Unrealized 0.0%

DIS DISNEY WALT CO COM DISNEY 3.3%

Value ($000) $6,322 Shares 65,449 Est. Cost $133.00 Unrealized -7.1%

SPY SPDR S&P 500 ETF 1.8%

Value ($000) $3,398 Shares 13,183 Est. Cost $321.84 Unrealized —

QQQ INVESCO QQQ TRUST 1.5%

Value ($000) $2,892 Shares 15,187 Est. Cost $190.43 Unrealized —

IGV ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF 0.5%

Value ($000) $939 Shares 4,466 Est. Cost $232.94 Unrealized —

— ETFMG PRIME MOBILE PAYMENTS ETF 0.4%

Value ($000) $845 Shares 22,667 Est. Cost $49.57 Unrealized —

IHI ISHARES U.S. MEDICAL DEVICES ETF 0.4%

Value ($000) $706 Shares 3,135 Est. Cost $262.92 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.1%

Value ($000) $160 Shares 1,402 Est. Cost $134.78 Unrealized —

QQQE DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 0.1%

Value ($000) $141 Shares 3,039 Est. Cost $47.84 Unrealized —

VOO VANGUARD S&P 500 ETF 0.1%

Value ($000) $139 Shares 588 Est. Cost $254.62 Unrealized —

AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.1%

Value ($000) $136 Shares 1,179 Est. Cost $109.10 Unrealized —

IWR ISHARES RUSSELL MID-CAP ETF 0.1%

Value ($000) $111 Shares 2,569 Est. Cost $70.79 Unrealized —

VNQ VANGUARD REAL ESTATE ETF 0.1%

Value ($000) $100 Shares 1,428 Est. Cost $77.42 Unrealized —

— SPLUNK INC COM 0.0%

Value ($000) $67 Shares 531 Est. Cost $88.07 Unrealized —

— TWITTER INC COM 0.0%

Value ($000) $58 Shares 2,381 Est. Cost $29.01 Unrealized —

GOOGL ALPHABET INC CAP STK CL A 0.0%

Value ($000) $37 Shares 32 Est. Cost $58.86 Unrealized +14.3%

AMZN AMAZON COM INC COM 0.0%

Value ($000) $27 Shares 14 Est. Cost $70.77 Unrealized +36.8%

— ALERIAN MLP ETF 0.0%

Value ($000) $20 Shares 5,900 Est. Cost $10.50 Unrealized —

VGT VANGUARD INFORMATION TECHNOLOGY INDEX FUND 0.0%

Value ($000) $19 Shares 89 Est. Cost $213.48 Unrealized —

SCHD SCHWAB US DIVIDEND EQUITY ETF 0.0%

Value ($000) $17 Shares 386 Est. Cost $50.83 Unrealized —

SCHA SCHWAB U.S. SMALL-CAP ETF 0.0%

Value ($000) $15 Shares 288 Est. Cost $73.55 Unrealized —

KMI KINDER MORGAN INC DEL COM 0.0%

Value ($000) $14 Shares 1,000 Est. Cost $11.20 Unrealized +19.4%

CRM SALESFORCE COM INC COM 0.0%

Value ($000) $10 Shares 71 Est. Cost $100.69 Unrealized +68.2%

— FLAHERTY & CRUMRIN PFD & INM S COM 0.0%

Value ($000) $10 Shares 600 Est. Cost $18.65 Unrealized —

— NUVEEN PFD & INCM SECURTIES FD COM 0.0%

Value ($000) $9 Shares 1,259 Est. Cost $9.29 Unrealized —

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.0%

Value ($000) $8 Shares 475 Est. Cost $18.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.0%

Value ($000) $6 Shares 400 Est. Cost $20.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MA	MASTERCARD INC CL A	72,170	$17,433	9.0%	$159.17	+80.8%	COM	57636Q104
V	VISA INC COM CL A	97,658	$15,735	8.1%	$114.15	+58.3%	COM	92826C839
MSFT	MICROSOFT CORP COM	90,160	$14,219	7.3%	$92.37	+69.3%	COM	594918104
ADBE	ADOBE INC COM	42,571	$13,548	7.0%	$236.00	+44.9%	COM	00724F101
VEEV	VEEVA SYS INC CL A COM	86,062	$13,458	7.0%	$117.95	+24.3%	COM	922475108
GOOG	ALPHABET INC CAP STK CL C	10,888	$12,661	6.5%	$52.09	+29.3%	COM	02079K107
NOW	SERVICENOW INC COM	44,129	$12,646	6.5%	$56.81	+10.1%	COM	81762P102
TYL	TYLER TECHNOLOGIES INC COM	39,936	$11,843	6.1%	$196.01	+58.1%	COM	902252105
ISRG	INTUITIVE SURGICAL INC COM NEW	23,413	$11,594	6.0%	$134.85	+35.8%	COM	46120E602
TDOC	TELADOC HEALTH INC COM	67,560	$10,472	5.4%	$116.34	0.0%	COM	87918A105
IDXX	IDEXX LABS INC COM	41,479	$10,048	5.2%	$175.84	+48.4%	COM	45168D104
ROKU	ROKU INC COM CL A	113,182	$9,901	5.1%	$40.12	+186.9%	COM	77543R102
CSGP	COSTAR GROUP INC COM	15,718	$9,230	4.8%	$41.62	+56.6%	COM	22160N109
MDB	MONGODB INC CL A	58,572	$7,997	4.1%	$78.99	+86.9%	COM	60937P106
SHOP	SHOPIFY INC CL A	15,901	$6,630	3.4%	$45.08	0.0%	COM	82509L107
DIS	DISNEY WALT CO COM DISNEY	65,449	$6,322	3.3%	$133.00	-7.1%	COM	254687106
SPY	SPDR S&P 500 ETF	13,183	$3,398	1.8%	$321.84	—	ETF	78462F103
QQQ	INVESCO QQQ TRUST	15,187	$2,892	1.5%	$190.43	—	ETF	46090E103
IGV	ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	4,466	$939	0.5%	$232.94	—	ETF	464287515
—	ETFMG PRIME MOBILE PAYMENTS ETF	22,667	$845	0.4%	$49.57	—	ETF	26924G409
IHI	ISHARES U.S. MEDICAL DEVICES ETF	3,135	$706	0.4%	$262.92	—	ETF	464288810
IWM	ISHARES RUSSELL 2000 ETF	1,402	$160	0.1%	$134.78	—	ETF	464287655
QQQE	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	3,039	$141	0.1%	$47.84	—	ETF	25459Y207
VOO	VANGUARD S&P 500 ETF	588	$139	0.1%	$254.62	—	ETF	922908363
AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	1,179	$136	0.1%	$109.10	—	ETF	464287226
IWR	ISHARES RUSSELL MID-CAP ETF	2,569	$111	0.1%	$70.79	—	ETF	464287499
VNQ	VANGUARD REAL ESTATE ETF	1,428	$100	0.1%	$77.42	—	ETF	922908553
—	SPLUNK INC COM	531	$67	0.0%	$88.07	—	COM	848637104
—	TWITTER INC COM	2,381	$58	0.0%	$29.01	—	COM	90184L102
GOOGL	ALPHABET INC CAP STK CL A	32	$37	0.0%	$58.86	+14.3%	COM	02079K305
AMZN	AMAZON COM INC COM	14	$27	0.0%	$70.77	+36.8%	COM	023135106
—	ALERIAN MLP ETF	5,900	$20	0.0%	$10.50	—	ETF	00162Q866
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	89	$19	0.0%	$213.48	—	ETF	92204A702
SCHD	SCHWAB US DIVIDEND EQUITY ETF	386	$17	0.0%	$50.83	—	ETF	808524797
SCHA	SCHWAB U.S. SMALL-CAP ETF	288	$15	0.0%	$73.55	—	ETF	808524607
KMI	KINDER MORGAN INC DEL COM	1,000	$14	0.0%	$11.20	+19.4%	COM	49456B101
CRM	SALESFORCE COM INC COM	71	$10	0.0%	$100.69	+68.2%	COM	79466L302
—	FLAHERTY & CRUMRIN PFD & INM S COM	600	$10	0.0%	$18.65	—	COM	338478100
—	NUVEEN PFD & INCM SECURTIES FD COM	1,259	$9	0.0%	$9.29	—	COM	67072C105
—	FLAHERTY & CRUMRINE TOTAL RETU COM	475	$8	0.0%	$18.49	—	COM	338479108
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	400	$6	0.0%	$20.00	—	COM	41013W108