Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Feb 7, 2022

Total Value: $255M (100.0% shares, 0.0% debt)

Holdings (31)

VNLA JANUS DETROIT STR TR 19.3%

Value $49.18M Shares 975,999 Share Price $50.39 Est. Cost/Share $49.67 Unrealized @ Report Date —

IVV ISHARES TR 15.9%

Value $40.48M Shares 120,463 Share Price $336.06 Est. Cost/Share $322.82 Unrealized @ Report Date —

USMV ISHARES TR 13.6%

Value $34.74M Shares 545,081 Share Price $63.73 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 5.3%

Value $13.63M Shares 226,077 Share Price $60.28 Est. Cost/Share $65.15 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.2%

Value $13.25M Shares 150,184 Share Price $88.22 Est. Cost/Share $84.12 Unrealized @ Report Date —

IJH ISHARES TR 5.2%

Value $13.16M Shares 71,015 Share Price $185.31 Est. Cost/Share $203.56 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.3%

Value $8.411M Shares 154,984 Share Price $54.27 Est. Cost/Share $53.17 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.2%

Value $8.18M Shares 87,502 Share Price $93.48 Est. Cost/Share $87.61 Unrealized @ Report Date —

AGG ISHARES TR 2.9%

Value $7.389M Shares 62,585 Share Price $118.06 Est. Cost/Share $112.37 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 2.7%

Value $6.826M Shares 127,248 Share Price $53.64 Est. Cost/Share $58.34 Unrealized @ Report Date —

IJT ISHARES TR 2.3%

Value $5.98M Shares 33,893 Share Price $176.44 Est. Cost/Share $189.34 Unrealized @ Report Date —

MPLX MPLX LP 2.3%

Value $5.886M Shares 373,955 Share Price $15.74 Est. Cost/Share $15.74 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.1%

Value $5.248M Shares 332,382 Share Price $15.79 Est. Cost/Share $15.79 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 2.0%

Value $5.173M Shares 30,375 Share Price $170.30 Est. Cost/Share $163.63 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 1.9%

Value $4.915M Shares 143,703 Share Price $34.20 Est. Cost/Share $34.20 Unrealized @ Report Date —

EFAV ISHARES TR 1.5%

Value $3.827M Shares 56,178 Share Price $68.12 Est. Cost/Share $74.44 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT TR 1.5%

Value $3.767M Shares 127,189 Share Price $29.62 Est. Cost/Share $34.00 Unrealized @ Report Date —

JNK SPDR SER TR 1.5%

Value $3.732M Shares 35,795 Share Price $104.26 Est. Cost/Share $109.35 Unrealized @ Report Date —

IEMG ISHARES INC 1.3%

Value $3.399M Shares 64,384 Share Price $52.79 Est. Cost/Share $53.76 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 1.2%

Value $3.163M Shares 528,931 Share Price $5.98 Est. Cost/Share $5.98 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 0.9%

Value $2.196M Shares 274,479 Share Price $8.00 Est. Cost/Share $8.00 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 0.8%

Value $2.073M Shares 39,737 Share Price $52.17 Est. Cost/Share $55.68 Unrealized @ Report Date —

— TC PIPELINES LP 0.8%

Value $2.019M Shares 78,936 Share Price $25.58 Est. Cost/Share $25.58 Unrealized @ Report Date —

— PHILLIPS 66 PARTNERS LP 0.8%

Value $1.941M Shares 84,259 Share Price $23.04 Est. Cost/Share $23.04 Unrealized @ Report Date —

EMB ISHARES TR 0.5%

Value $1.323M Shares 11,933 Share Price $110.87 Est. Cost/Share $114.58 Unrealized @ Report Date —

— SHELL MIDSTREAM PARTNERS L P 0.5%

Value $1.292M Shares 136,581 Share Price $9.46 Est. Cost/Share $9.46 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.5%

Value $1.156M Shares 108,805 Share Price $10.62 Est. Cost/Share $10.62 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.4%

Value $1.049M Shares 24,261 Share Price $43.24 Est. Cost/Share $44.48 Unrealized @ Report Date —

— DCP MIDSTREAM LP 0.4%

Value $1M Shares 89,534 Share Price $11.17 Est. Cost/Share $11.17 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $734K Shares 8,752 Share Price $83.87 Est. Cost/Share $87.96 Unrealized @ Report Date —

IJR ISHARES TR 0.1%

Value $276K Shares 3,933 Share Price $70.18 Est. Cost/Share $83.91 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VNLA	JANUS DETROIT STR TR	975,999	$49.18M	19.3%	$50.39	$49.67	—	HENDRSN SHRT ETF	47103U886
IVV	ISHARES TR	120,463	$40.48M	15.9%	$336.06	$322.82	—	CORE S&P500 ETF	464287200
USMV	ISHARES TR	545,081	$34.74M	13.6%	$63.73	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	226,077	$13.63M	5.3%	$60.28	$65.15	—	CORE MSCI EAFE	46432F842
BND	VANGUARD BD INDEX FDS	150,184	$13.25M	5.2%	$88.22	$84.12	—	TOTAL BND MRKT	921937835
IJH	ISHARES TR	71,015	$13.16M	5.2%	$185.31	$203.56	—	CORE S&P MCP ETF	464287507
VMBS	VANGUARD SCOTTSDALE FDS	154,984	$8.411M	3.3%	$54.27	$53.17	—	MORTG-BACK SEC	92206C771
BIV	VANGUARD BD INDEX FDS	87,502	$8.18M	3.2%	$93.48	$87.61	—	INTERMED TERM	921937819
AGG	ISHARES TR	62,585	$7.389M	2.9%	$118.06	$112.37	—	CORE US AGGBD ET	464287226
SPLV	INVESCO EXCH TRADED FD TR II	127,248	$6.826M	2.7%	$53.64	$58.34	—	S&P500 LOW VOL	46138E354
IJT	ISHARES TR	33,893	$5.98M	2.3%	$176.44	$189.34	—	S&P SML 600 GWT	464287887
MPLX	MPLX LP	373,955	$5.886M	2.3%	$15.74	$15.74	—	COM UNIT REP LTD	55336V100
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$5.248M	2.1%	$15.79	$15.79	—	COM	293792107
VTI	VANGUARD INDEX FDS	30,375	$5.173M	2.0%	$170.30	$163.63	—	TOTAL STK MKT	922908769
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$4.915M	1.9%	$34.20	$34.20	—	COM UNIT RP LP	559080106
EFAV	ISHARES TR	56,178	$3.827M	1.5%	$68.12	$74.44	—	MSCI EAFE MIN VL	46429B689
LVHD	LEGG MASON ETF INVT TR	127,189	$3.767M	1.5%	$29.62	$34.00	—	L VOL H DIV ETF	52468L406
JNK	SPDR SER TR	35,795	$3.732M	1.5%	$104.26	$109.35	—	BLOOMBERG BRCLYS	78468R622
IEMG	ISHARES INC	64,384	$3.399M	1.3%	$52.79	$53.76	—	CORE MSCI EMKT	46434G103
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$3.163M	1.2%	$5.98	$5.98	—	UNIT LTD PARTN	726503105
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$2.196M	0.9%	$8.00	$8.00	—	COM UNIT LP INT	958669103
VXUS	VANGUARD STAR FDS	39,737	$2.073M	0.8%	$52.17	$55.68	—	VG TL INTL STK F	921909768
—	TC PIPELINES LP	78,936	$2.019M	0.8%	$25.58	$25.58	—	UT COM LTD PRT	87233Q108
—	PHILLIPS 66 PARTNERS LP	84,259	$1.941M	0.8%	$23.04	$23.04	—	COM UNIT REP INT	718549207
EMB	ISHARES TR	11,933	$1.323M	0.5%	$110.87	$114.58	—	JPMORGAN USD EMG	464288281
—	SHELL MIDSTREAM PARTNERS L P	136,581	$1.292M	0.5%	$9.46	$9.46	—	UNIT LTD INT	822634101
—	NUSTAR ENERGY LP	108,805	$1.156M	0.5%	$10.62	$10.62	—	UNIT COM	67058H102
VWO	VANGUARD INTL EQUITY INDEX F	24,261	$1.049M	0.4%	$43.24	$44.48	—	FTSE EMR MKT ETF	922042858
—	DCP MIDSTREAM LP	89,534	$1M	0.4%	$11.17	$11.17	—	COM UT LTD PTN	23311P100
HYG	ISHARES TR	8,752	$734K	0.3%	$83.87	$87.96	—	IBOXX HI YD ETF	464288513
IJR	ISHARES TR	3,933	$276K	0.1%	$70.18	$83.91	—	CORE S&P SCP ETF	464287804