Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 7, 2022

Total Value: $247M (100.0% shares, 0.0% debt)

Holdings (30)

VNLA JANUS DETROIT STR TR 19.9%

Value $49.03M Shares 971,472 Share Price $50.47 Est. Cost/Share $49.67 Unrealized @ Report Date —

IVV ISHARES TR 18.4%

Value $45.41M Shares 120,968 Share Price $375.39 Est. Cost/Share $322.82 Unrealized @ Report Date —

USMV ISHARES TR 10.8%

Value $26.74M Shares 393,877 Share Price $67.88 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 6.4%

Value $15.75M Shares 227,989 Share Price $69.09 Est. Cost/Share $65.15 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.4%

Value $13.34M Shares 151,225 Share Price $88.19 Est. Cost/Share $84.12 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.4%

Value $8.43M Shares 155,907 Share Price $54.07 Est. Cost/Share $53.17 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.3%

Value $8.216M Shares 88,492 Share Price $92.84 Est. Cost/Share $87.67 Unrealized @ Report Date —

MPLX MPLX LP 3.3%

Value $8.096M Shares 373,955 Share Price $21.65 Est. Cost/Share $15.74 Unrealized @ Report Date —

AGG ISHARES TR 3.0%

Value $7.44M Shares 62,948 Share Price $118.19 Est. Cost/Share $112.37 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.6%

Value $6.511M Shares 332,382 Share Price $19.59 Est. Cost/Share $15.79 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 2.5%

Value $6.099M Shares 143,703 Share Price $42.44 Est. Cost/Share $34.20 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 2.4%

Value $5.959M Shares 30,617 Share Price $194.63 Est. Cost/Share $163.63 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 2.1%

Value $5.127M Shares 91,171 Share Price $56.23 Est. Cost/Share $58.34 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 1.8%

Value $4.358M Shares 528,931 Share Price $8.24 Est. Cost/Share $5.98 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT TR 1.7%

Value $4.162M Shares 128,334 Share Price $32.43 Est. Cost/Share $34.00 Unrealized @ Report Date —

IEMG ISHARES INC 1.6%

Value $4.041M Shares 65,132 Share Price $62.04 Est. Cost/Share $53.85 Unrealized @ Report Date —

JNK SPDR SER TR 1.6%

Value $3.964M Shares 36,388 Share Price $108.94 Est. Cost/Share $109.35 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 1.5%

Value $3.793M Shares 274,479 Share Price $13.82 Est. Cost/Share $8.00 Unrealized @ Report Date —

EFAV ISHARES TR 1.2%

Value $3.083M Shares 41,992 Share Price $73.42 Est. Cost/Share $74.44 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.0%

Value $2.414M Shares 40,129 Share Price $60.16 Est. Cost/Share $55.68 Unrealized @ Report Date —

— TC PIPELINES LP 0.9%

Value $2.325M Shares 78,936 Share Price $29.45 Est. Cost/Share $25.58 Unrealized @ Report Date —

— PHILLIPS 66 PARTNERS LP 0.9%

Value $2.225M Shares 84,259 Share Price $26.41 Est. Cost/Share $23.04 Unrealized @ Report Date —

— DCP MIDSTREAM LP 0.7%

Value $1.658M Shares 89,534 Share Price $18.52 Est. Cost/Share $11.17 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.6%

Value $1.568M Shares 108,805 Share Price $14.41 Est. Cost/Share $10.62 Unrealized @ Report Date —

IJT ISHARES TR 0.6%

Value $1.478M Shares 12,945 Share Price $114.18 Est. Cost/Share $189.34 Unrealized @ Report Date —

EMB ISHARES TR 0.6%

Value $1.401M Shares 12,088 Share Price $115.90 Est. Cost/Share $114.59 Unrealized @ Report Date —

— SHELL MIDSTREAM PARTNERS L P 0.6%

Value $1.377M Shares 136,581 Share Price $10.08 Est. Cost/Share $9.46 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.223M Shares 24,410 Share Price $50.10 Est. Cost/Share $44.48 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $769K Shares 8,803 Share Price $87.36 Est. Cost/Share $87.96 Unrealized @ Report Date —

IJH ISHARES TR 0.3%

Value $746K Shares 3,248 Share Price $229.68 Est. Cost/Share $203.56 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VNLA	JANUS DETROIT STR TR	971,472	$49.03M	19.9%	$50.47	$49.67	—	HENDRSN SHRT ETF	47103U886
IVV	ISHARES TR	120,968	$45.41M	18.4%	$375.39	$322.82	—	CORE S&P500 ETF	464287200
USMV	ISHARES TR	393,877	$26.74M	10.8%	$67.88	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	227,989	$15.75M	6.4%	$69.09	$65.15	—	CORE MSCI EAFE	46432F842
BND	VANGUARD BD INDEX FDS	151,225	$13.34M	5.4%	$88.19	$84.12	—	TOTAL BND MRKT	921937835
VMBS	VANGUARD SCOTTSDALE FDS	155,907	$8.43M	3.4%	$54.07	$53.17	—	MORTG-BACK SEC	92206C771
BIV	VANGUARD BD INDEX FDS	88,492	$8.216M	3.3%	$92.84	$87.67	—	INTERMED TERM	921937819
MPLX	MPLX LP	373,955	$8.096M	3.3%	$21.65	$15.74	—	COM UNIT REP LTD	55336V100
AGG	ISHARES TR	62,948	$7.44M	3.0%	$118.19	$112.37	—	CORE US AGGBD ET	464287226
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$6.511M	2.6%	$19.59	$15.79	—	COM	293792107
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$6.099M	2.5%	$42.44	$34.20	—	COM UNIT RP LP	559080106
VTI	VANGUARD INDEX FDS	30,617	$5.959M	2.4%	$194.63	$163.63	—	TOTAL STK MKT	922908769
SPLV	INVESCO EXCH TRADED FD TR II	91,171	$5.127M	2.1%	$56.23	$58.34	—	S&P500 LOW VOL	46138E354
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$4.358M	1.8%	$8.24	$5.98	—	UNIT LTD PARTN	726503105
LVHD	LEGG MASON ETF INVT TR	128,334	$4.162M	1.7%	$32.43	$34.00	—	L VOL H DIV ETF	52468L406
IEMG	ISHARES INC	65,132	$4.041M	1.6%	$62.04	$53.85	—	CORE MSCI EMKT	46434G103
JNK	SPDR SER TR	36,388	$3.964M	1.6%	$108.94	$109.35	—	BLOOMBERG BRCLYS	78468R622
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$3.793M	1.5%	$13.82	$8.00	—	COM UNIT LP INT	958669103
EFAV	ISHARES TR	41,992	$3.083M	1.2%	$73.42	$74.44	—	MSCI EAFE MIN VL	46429B689
VXUS	VANGUARD STAR FDS	40,129	$2.414M	1.0%	$60.16	$55.68	—	VG TL INTL STK F	921909768
—	TC PIPELINES LP	78,936	$2.325M	0.9%	$29.45	$25.58	—	UT COM LTD PRT	87233Q108
—	PHILLIPS 66 PARTNERS LP	84,259	$2.225M	0.9%	$26.41	$23.04	—	COM UNIT REP INT	718549207
—	DCP MIDSTREAM LP	89,534	$1.658M	0.7%	$18.52	$11.17	—	COM UT LTD PTN	23311P100
—	NUSTAR ENERGY LP	108,805	$1.568M	0.6%	$14.41	$10.62	—	UNIT COM	67058H102
IJT	ISHARES TR	12,945	$1.478M	0.6%	$114.18	$189.34	—	S&P SML 600 GWT	464287887
EMB	ISHARES TR	12,088	$1.401M	0.6%	$115.90	$114.59	—	JPMORGAN USD EMG	464288281
—	SHELL MIDSTREAM PARTNERS L P	136,581	$1.377M	0.6%	$10.08	$9.46	—	UNIT LTD INT	822634101
VWO	VANGUARD INTL EQUITY INDEX F	24,410	$1.223M	0.5%	$50.10	$44.48	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	8,803	$769K	0.3%	$87.36	$87.96	—	IBOXX HI YD ETF	464288513
IJH	ISHARES TR	3,248	$746K	0.3%	$229.68	$203.56	—	CORE S&P MCP ETF	464287507