Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Feb 7, 2022

Total Value: $252M (100.0% shares, 0.0% debt)

Holdings (30)

IVV ISHARES TR 19.1%

Value $48.12M Shares 120,968 Share Price $397.82 Est. Cost/Share $322.82 Unrealized @ Report Date —

VNLA JANUS DETROIT STR TR 17.4%

Value $43.85M Shares 873,773 Share Price $50.19 Est. Cost/Share $49.67 Unrealized @ Report Date —

USMV ISHARES TR 10.5%

Value $26.55M Shares 383,657 Share Price $69.19 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 6.5%

Value $16.43M Shares 227,989 Share Price $72.05 Est. Cost/Share $65.15 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.1%

Value $12.85M Shares 151,615 Share Price $84.72 Est. Cost/Share $84.12 Unrealized @ Report Date —

MPLX MPLX LP 3.8%

Value $9.584M Shares 373,955 Share Price $25.63 Est. Cost/Share $15.74 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.3%

Value $8.335M Shares 156,166 Share Price $53.37 Est. Cost/Share $53.17 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 3.2%

Value $8.024M Shares 38,819 Share Price $206.70 Est. Cost/Share $172.73 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.1%

Value $7.873M Shares 88,725 Share Price $88.73 Est. Cost/Share $87.67 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.9%

Value $7.319M Shares 332,382 Share Price $22.02 Est. Cost/Share $15.79 Unrealized @ Report Date —

AGG ISHARES TR 2.9%

Value $7.188M Shares 63,144 Share Price $113.84 Est. Cost/Share $112.37 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 2.5%

Value $6.231M Shares 143,703 Share Price $43.36 Est. Cost/Share $34.20 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 2.0%

Value $5.103M Shares 274,479 Share Price $18.59 Est. Cost/Share $8.00 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 1.9%

Value $4.813M Shares 528,931 Share Price $9.10 Est. Cost/Share $5.98 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT TR 1.8%

Value $4.522M Shares 129,372 Share Price $34.95 Est. Cost/Share $34.00 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 1.7%

Value $4.351M Shares 74,828 Share Price $58.15 Est. Cost/Share $58.34 Unrealized @ Report Date —

IEMG ISHARES INC 1.7%

Value $4.192M Shares 65,132 Share Price $64.36 Est. Cost/Share $53.85 Unrealized @ Report Date —

JNK SPDR SER TR 1.6%

Value $3.988M Shares 36,658 Share Price $108.79 Est. Cost/Share $109.35 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.4%

Value $3.518M Shares 56,102 Share Price $62.71 Est. Cost/Share $57.68 Unrealized @ Report Date —

— PHILLIPS 66 PARTNERS LP 1.1%

Value $2.668M Shares 84,259 Share Price $31.66 Est. Cost/Share $23.04 Unrealized @ Report Date —

TRP TC ENERGY CORP 1.0%

Value $2.533M Shares 55,254 Share Price $45.84 * Est. Cost/Share $34.41 Unrealized @ Report Date 0.0%

EFAV ISHARES TR 0.9%

Value $2.38M Shares 32,606 Share Price $72.99 Est. Cost/Share $74.44 Unrealized @ Report Date —

— DCP MIDSTREAM LP 0.8%

Value $1.939M Shares 89,534 Share Price $21.66 Est. Cost/Share $11.17 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.7%

Value $1.859M Shares 108,805 Share Price $17.09 Est. Cost/Share $10.62 Unrealized @ Report Date —

— SHELL MIDSTREAM PARTNERS L P 0.7%

Value $1.822M Shares 136,581 Share Price $13.34 Est. Cost/Share $9.46 Unrealized @ Report Date —

IJT ISHARES TR 0.7%

Value $1.66M Shares 12,945 Share Price $128.23 Est. Cost/Share $189.34 Unrealized @ Report Date —

EMB ISHARES TR 0.5%

Value $1.324M Shares 12,162 Share Price $108.86 Est. Cost/Share $114.59 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.272M Shares 24,442 Share Price $52.04 Est. Cost/Share $44.48 Unrealized @ Report Date —

IJH ISHARES TR 0.3%

Value $845K Shares 3,248 Share Price $260.16 Est. Cost/Share $203.56 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $769K Shares 8,826 Share Price $87.13 Est. Cost/Share $87.96 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IVV	ISHARES TR	120,968	$48.12M	19.1%	$397.82	$322.82	—	CORE S&P500 ETF	464287200
VNLA	JANUS DETROIT STR TR	873,773	$43.85M	17.4%	$50.19	$49.67	—	HENDRSN SHRT ETF	47103U886
USMV	ISHARES TR	383,657	$26.55M	10.5%	$69.19	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	227,989	$16.43M	6.5%	$72.05	$65.15	—	CORE MSCI EAFE	46432F842
BND	VANGUARD BD INDEX FDS	151,615	$12.85M	5.1%	$84.72	$84.12	—	TOTAL BND MRKT	921937835
MPLX	MPLX LP	373,955	$9.584M	3.8%	$25.63	$15.74	—	COM UNIT REP LTD	55336V100
VMBS	VANGUARD SCOTTSDALE FDS	156,166	$8.335M	3.3%	$53.37	$53.17	—	MORTG-BACK SEC	92206C771
VTI	VANGUARD INDEX FDS	38,819	$8.024M	3.2%	$206.70	$172.73	—	TOTAL STK MKT	922908769
BIV	VANGUARD BD INDEX FDS	88,725	$7.873M	3.1%	$88.73	$87.67	—	INTERMED TERM	921937819
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$7.319M	2.9%	$22.02	$15.79	—	COM	293792107
AGG	ISHARES TR	63,144	$7.188M	2.9%	$113.84	$112.37	—	CORE US AGGBD ET	464287226
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$6.231M	2.5%	$43.36	$34.20	—	COM UNIT RP LP	559080106
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$5.103M	2.0%	$18.59	$8.00	—	COM UNIT LP INT	958669103
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$4.813M	1.9%	$9.10	$5.98	—	UNIT LTD PARTN	726503105
LVHD	LEGG MASON ETF INVT TR	129,372	$4.522M	1.8%	$34.95	$34.00	—	L VOL H DIV ETF	52468L406
SPLV	INVESCO EXCH TRADED FD TR II	74,828	$4.351M	1.7%	$58.15	$58.34	—	S&P500 LOW VOL	46138E354
IEMG	ISHARES INC	65,132	$4.192M	1.7%	$64.36	$53.85	—	CORE MSCI EMKT	46434G103
JNK	SPDR SER TR	36,658	$3.988M	1.6%	$108.79	$109.35	—	BLOOMBERG BRCLYS	78468R622
VXUS	VANGUARD STAR FDS	56,102	$3.518M	1.4%	$62.71	$57.68	—	VG TL INTL STK F	921909768
—	PHILLIPS 66 PARTNERS LP	84,259	$2.668M	1.1%	$31.66	$23.04	—	COM UNIT REP INT	718549207
TRP	TC ENERGY CORP	55,254	$2.533M	1.0%	$45.84 *	$34.41	0.0%	COM	87807B107
EFAV	ISHARES TR	32,606	$2.38M	0.9%	$72.99	$74.44	—	MSCI EAFE MIN VL	46429B689
—	DCP MIDSTREAM LP	89,534	$1.939M	0.8%	$21.66	$11.17	—	COM UT LTD PTN	23311P100
—	NUSTAR ENERGY LP	108,805	$1.859M	0.7%	$17.09	$10.62	—	UNIT COM	67058H102
—	SHELL MIDSTREAM PARTNERS L P	136,581	$1.822M	0.7%	$13.34	$9.46	—	UNIT LTD INT	822634101
IJT	ISHARES TR	12,945	$1.66M	0.7%	$128.23	$189.34	—	S&P SML 600 GWT	464287887
EMB	ISHARES TR	12,162	$1.324M	0.5%	$108.86	$114.59	—	JPMORGAN USD EMG	464288281
VWO	VANGUARD INTL EQUITY INDEX F	24,442	$1.272M	0.5%	$52.04	$44.48	—	FTSE EMR MKT ETF	922042858
IJH	ISHARES TR	3,248	$845K	0.3%	$260.16	$203.56	—	CORE S&P MCP ETF	464287507
HYG	ISHARES TR	8,826	$769K	0.3%	$87.13	$87.96	—	IBOXX HI YD ETF	464288513