Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Feb 7, 2022

Total Value: $251M (100.0% shares, 0.0% debt)

Holdings (30)

IVV ISHARES TR 19.8%

Value $49.74M Shares 115,451 Share Price $430.82 Est. Cost/Share $322.82 Unrealized @ Report Date —

VNLA JANUS DETROIT STR TR 14.5%

Value $36.25M Shares 722,410 Share Price $50.18 Est. Cost/Share $49.67 Unrealized @ Report Date —

USMV ISHARES TR 11.3%

Value $28.34M Shares 385,508 Share Price $73.50 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 6.3%

Value $15.9M Shares 214,211 Share Price $74.25 Est. Cost/Share $65.28 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.2%

Value $13.06M Shares 152,881 Share Price $85.45 Est. Cost/Share $84.12 Unrealized @ Report Date —

MPLX MPLX LP 4.2%

Value $10.65M Shares 373,955 Share Price $28.47 Est. Cost/Share $15.74 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 3.5%

Value $8.66M Shares 39,000 Share Price $222.05 Est. Cost/Share $172.73 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.3%

Value $8.359M Shares 156,861 Share Price $53.29 Est. Cost/Share $53.17 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.2%

Value $8.022M Shares 89,689 Share Price $89.44 Est. Cost/Share $87.67 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.9%

Value $7.193M Shares 332,382 Share Price $21.64 Est. Cost/Share $15.79 Unrealized @ Report Date —

AGG ISHARES TR 2.8%

Value $6.937M Shares 60,413 Share Price $114.83 Est. Cost/Share $112.37 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 2.6%

Value $6.55M Shares 143,703 Share Price $45.58 Est. Cost/Share $34.20 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 2.3%

Value $5.753M Shares 274,479 Share Price $20.96 Est. Cost/Share $8.00 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 2.1%

Value $5.379M Shares 528,931 Share Price $10.17 Est. Cost/Share $5.98 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT TR 1.9%

Value $4.718M Shares 131,102 Share Price $35.99 Est. Cost/Share $34.00 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 1.8%

Value $4.576M Shares 75,215 Share Price $60.84 Est. Cost/Share $58.34 Unrealized @ Report Date —

JNK SPDR SER TR 1.6%

Value $4.094M Shares 37,432 Share Price $109.37 Est. Cost/Share $109.35 Unrealized @ Report Date —

IEMG ISHARES INC 1.6%

Value $3.908M Shares 63,277 Share Price $61.76 Est. Cost/Share $53.85 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.4%

Value $3.583M Shares 56,637 Share Price $63.26 Est. Cost/Share $57.68 Unrealized @ Report Date —

— PHILLIPS 66 PARTNERS LP 1.2%

Value $3.021M Shares 84,259 Share Price $35.85 Est. Cost/Share $23.04 Unrealized @ Report Date —

TRP TC ENERGY CORP 1.1%

Value $2.659M Shares 55,254 Share Price $48.12 * Est. Cost/Share $34.41 Unrealized @ Report Date +12.2%

— DCP MIDSTREAM LP 1.0%

Value $2.528M Shares 89,534 Share Price $28.24 Est. Cost/Share $11.17 Unrealized @ Report Date —

EFAV ISHARES TR 1.0%

Value $2.49M Shares 33,048 Share Price $75.34 Est. Cost/Share $74.45 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.7%

Value $1.713M Shares 108,805 Share Price $15.74 Est. Cost/Share $10.62 Unrealized @ Report Date —

— SHELL MIDSTREAM PARTNERS L P 0.6%

Value $1.608M Shares 136,581 Share Price $11.77 Est. Cost/Share $9.46 Unrealized @ Report Date —

IJT ISHARES TR 0.6%

Value $1.446M Shares 11,120 Share Price $130.04 Est. Cost/Share $189.34 Unrealized @ Report Date —

EMB ISHARES TR 0.5%

Value $1.291M Shares 11,730 Share Price $110.06 Est. Cost/Share $114.59 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.24M Shares 24,798 Share Price $50.00 Est. Cost/Share $44.48 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $778K Shares 8,889 Share Price $87.52 Est. Cost/Share $87.96 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.1%

Value $299K Shares 4,874 Share Price $61.35 Est. Cost/Share $61.35 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IVV	ISHARES TR	115,451	$49.74M	19.8%	$430.82	$322.82	—	CORE S&P500 ETF	464287200
VNLA	JANUS DETROIT STR TR	722,410	$36.25M	14.5%	$50.18	$49.67	—	HENDRSN SHRT ETF	47103U886
USMV	ISHARES TR	385,508	$28.34M	11.3%	$73.50	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	214,211	$15.9M	6.3%	$74.25	$65.28	—	CORE MSCI EAFE	46432F842
BND	VANGUARD BD INDEX FDS	152,881	$13.06M	5.2%	$85.45	$84.12	—	TOTAL BND MRKT	921937835
MPLX	MPLX LP	373,955	$10.65M	4.2%	$28.47	$15.74	—	COM UNIT REP LTD	55336V100
VTI	VANGUARD INDEX FDS	39,000	$8.66M	3.5%	$222.05	$172.73	—	TOTAL STK MKT	922908769
VMBS	VANGUARD SCOTTSDALE FDS	156,861	$8.359M	3.3%	$53.29	$53.17	—	MTG-BKD SECS ETF	92206C771
BIV	VANGUARD BD INDEX FDS	89,689	$8.022M	3.2%	$89.44	$87.67	—	INTERMED TERM	921937819
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$7.193M	2.9%	$21.64	$15.79	—	COM	293792107
AGG	ISHARES TR	60,413	$6.937M	2.8%	$114.83	$112.37	—	CORE US AGGBD ET	464287226
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$6.55M	2.6%	$45.58	$34.20	—	COM UNIT RP LP	559080106
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$5.753M	2.3%	$20.96	$8.00	—	COM UNIT LP INT	958669103
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$5.379M	2.1%	$10.17	$5.98	—	UNIT LTD PARTN	726503105
LVHD	LEGG MASON ETF INVT TR	131,102	$4.718M	1.9%	$35.99	$34.00	—	L VOL H DIV ETF	52468L406
SPLV	INVESCO EXCH TRADED FD TR II	75,215	$4.576M	1.8%	$60.84	$58.34	—	S&P500 LOW VOL	46138E354
JNK	SPDR SER TR	37,432	$4.094M	1.6%	$109.37	$109.35	—	BLOOMBERG BRCLYS	78468R622
IEMG	ISHARES INC	63,277	$3.908M	1.6%	$61.76	$53.85	—	CORE MSCI EMKT	46434G103
VXUS	VANGUARD STAR FDS	56,637	$3.583M	1.4%	$63.26	$57.68	—	VG TL INTL STK F	921909768
—	PHILLIPS 66 PARTNERS LP	84,259	$3.021M	1.2%	$35.85	$23.04	—	COM UNIT REP INT	718549207
TRP	TC ENERGY CORP	55,254	$2.659M	1.1%	$48.12 *	$34.41	+12.2%	COM	87807B107
—	DCP MIDSTREAM LP	89,534	$2.528M	1.0%	$28.24	$11.17	—	COM UT LTD PTN	23311P100
EFAV	ISHARES TR	33,048	$2.49M	1.0%	$75.34	$74.45	—	MSCI EAFE MIN VL	46429B689
—	NUSTAR ENERGY LP	108,805	$1.713M	0.7%	$15.74	$10.62	—	UNIT COM	67058H102
—	SHELL MIDSTREAM PARTNERS L P	136,581	$1.608M	0.6%	$11.77	$9.46	—	UNIT LTD INT	822634101
IJT	ISHARES TR	11,120	$1.446M	0.6%	$130.04	$189.34	—	S&P SML 600 GWT	464287887
EMB	ISHARES TR	11,730	$1.291M	0.5%	$110.06	$114.59	—	JPMORGAN USD EMG	464288281
VWO	VANGUARD INTL EQUITY INDEX F	24,798	$1.24M	0.5%	$50.00	$44.48	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	8,889	$778K	0.3%	$87.52	$87.96	—	IBOXX HI YD ETF	464288513
VGSH	VANGUARD SCOTTSDALE FDS	4,874	$299K	0.1%	$61.35	$61.35	—	SHORT TERM TREAS	92206C102