Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 7, 2022

Total Value: $257M (100.0% shares, 0.0% debt)

Holdings (29)

IVV ISHARES TR 21.6%

Value $55.47M Shares 116,288 Share Price $476.99 Est. Cost/Share $322.82 Unrealized @ Report Date —

VNLA JANUS DETROIT STR TR 14.0%

Value $36.06M Shares 727,714 Share Price $49.55 Est. Cost/Share $49.67 Unrealized @ Report Date —

USMV ISHARES TR 11.9%

Value $30.45M Shares 376,343 Share Price $80.90 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 6.3%

Value $16.27M Shares 218,010 Share Price $74.64 Est. Cost/Share $65.44 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.1%

Value $13.04M Shares 153,883 Share Price $84.75 Est. Cost/Share $84.12 Unrealized @ Report Date —

MPLX MPLX LP 4.3%

Value $11.06M Shares 373,955 Share Price $29.59 Est. Cost/Share $15.74 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 3.3%

Value $8.367M Shares 34,656 Share Price $241.43 Est. Cost/Share $172.73 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.2%

Value $8.317M Shares 157,409 Share Price $52.84 Est. Cost/Share $53.17 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.1%

Value $7.971M Shares 90,975 Share Price $87.62 Est. Cost/Share $87.67 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.8%

Value $7.299M Shares 332,382 Share Price $21.96 Est. Cost/Share $15.79 Unrealized @ Report Date —

AGG ISHARES TR 2.7%

Value $6.93M Shares 60,748 Share Price $114.08 Est. Cost/Share $112.37 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 2.6%

Value $6.674M Shares 143,703 Share Price $46.44 Est. Cost/Share $34.20 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 2.4%

Value $6.113M Shares 274,479 Share Price $22.27 Est. Cost/Share $8.00 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT TR 2.1%

Value $5.281M Shares 131,902 Share Price $40.04 Est. Cost/Share $34.00 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 2.0%

Value $5.177M Shares 75,426 Share Price $68.64 Est. Cost/Share $58.34 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 1.9%

Value $4.94M Shares 528,931 Share Price $9.34 Est. Cost/Share $5.98 Unrealized @ Report Date —

JNK SPDR SER TR 1.6%

Value $4.122M Shares 37,964 Share Price $108.58 Est. Cost/Share $109.34 Unrealized @ Report Date —

IEMG ISHARES INC 1.5%

Value $3.877M Shares 64,768 Share Price $59.86 Est. Cost/Share $53.99 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.4%

Value $3.639M Shares 57,241 Share Price $63.57 Est. Cost/Share $57.74 Unrealized @ Report Date —

— PHILLIPS 66 PARTNERS LP 1.2%

Value $3.039M Shares 84,259 Share Price $36.07 Est. Cost/Share $23.04 Unrealized @ Report Date —

TRP TC ENERGY CORP 1.0%

Value $2.574M Shares 55,254 Share Price $46.58 * Est. Cost/Share $34.41 Unrealized @ Report Date +15.9%

— DCP MIDSTREAM LP 1.0%

Value $2.46M Shares 89,534 Share Price $27.48 Est. Cost/Share $11.17 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.7%

Value $1.728M Shares 108,805 Share Price $15.88 Est. Cost/Share $10.62 Unrealized @ Report Date —

— SHELL MIDSTREAM PARTNERS L P 0.6%

Value $1.573M Shares 136,581 Share Price $11.52 Est. Cost/Share $9.46 Unrealized @ Report Date —

IJT ISHARES TR 0.6%

Value $1.55M Shares 11,169 Share Price $138.78 Est. Cost/Share $189.34 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.238M Shares 25,039 Share Price $49.44 Est. Cost/Share $44.48 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $777K Shares 8,931 Share Price $87.00 Est. Cost/Share $87.96 Unrealized @ Report Date —

EFAV ISHARES TR 0.2%

Value $417K Shares 5,430 Share Price $76.80 Est. Cost/Share $74.45 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.1%

Value $296K Shares 4,874 Share Price $60.73 Est. Cost/Share $61.35 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IVV	ISHARES TR	116,288	$55.47M	21.6%	$476.99	$322.82	—	CORE S&P500 ETF	464287200
VNLA	JANUS DETROIT STR TR	727,714	$36.06M	14.0%	$49.55	$49.67	—	HENDRSN SHRT ETF	47103U886
USMV	ISHARES TR	376,343	$30.45M	11.9%	$80.90	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	218,010	$16.27M	6.3%	$74.64	$65.44	—	CORE MSCI EAFE	46432F842
BND	VANGUARD BD INDEX FDS	153,883	$13.04M	5.1%	$84.75	$84.12	—	TOTAL BND MRKT	921937835
MPLX	MPLX LP	373,955	$11.06M	4.3%	$29.59	$15.74	—	COM UNIT REP LTD	55336V100
VTI	VANGUARD INDEX FDS	34,656	$8.367M	3.3%	$241.43	$172.73	—	TOTAL STK MKT	922908769
VMBS	VANGUARD SCOTTSDALE FDS	157,409	$8.317M	3.2%	$52.84	$53.17	—	MTG-BKD SECS ETF	92206C771
BIV	VANGUARD BD INDEX FDS	90,975	$7.971M	3.1%	$87.62	$87.67	—	INTERMED TERM	921937819
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$7.299M	2.8%	$21.96	$15.79	—	COM	293792107
AGG	ISHARES TR	60,748	$6.93M	2.7%	$114.08	$112.37	—	CORE US AGGBD ET	464287226
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$6.674M	2.6%	$46.44	$34.20	—	COM UNIT RP LP	559080106
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$6.113M	2.4%	$22.27	$8.00	—	COM UNIT LP INT	958669103
LVHD	LEGG MASON ETF INVT TR	131,902	$5.281M	2.1%	$40.04	$34.00	—	L VOL H DIV ETF	52468L406
SPLV	INVESCO EXCH TRADED FD TR II	75,426	$5.177M	2.0%	$68.64	$58.34	—	S&P500 LOW VOL	46138E354
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$4.94M	1.9%	$9.34	$5.98	—	UNIT LTD PARTN	726503105
JNK	SPDR SER TR	37,964	$4.122M	1.6%	$108.58	$109.34	—	BLOOMBERG HIGH Y	78468R622
IEMG	ISHARES INC	64,768	$3.877M	1.5%	$59.86	$53.99	—	CORE MSCI EMKT	46434G103
VXUS	VANGUARD STAR FDS	57,241	$3.639M	1.4%	$63.57	$57.74	—	VG TL INTL STK F	921909768
—	PHILLIPS 66 PARTNERS LP	84,259	$3.039M	1.2%	$36.07	$23.04	—	COM UNIT REP INT	718549207
TRP	TC ENERGY CORP	55,254	$2.574M	1.0%	$46.58 *	$34.41	+15.9%	COM	87807B107
—	DCP MIDSTREAM LP	89,534	$2.46M	1.0%	$27.48	$11.17	—	COM UT LTD PTN	23311P100
—	NUSTAR ENERGY LP	108,805	$1.728M	0.7%	$15.88	$10.62	—	UNIT COM	67058H102
—	SHELL MIDSTREAM PARTNERS L P	136,581	$1.573M	0.6%	$11.52	$9.46	—	UNIT LTD INT	822634101
IJT	ISHARES TR	11,169	$1.55M	0.6%	$138.78	$189.34	—	S&P SML 600 GWT	464287887
VWO	VANGUARD INTL EQUITY INDEX F	25,039	$1.238M	0.5%	$49.44	$44.48	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	8,931	$777K	0.3%	$87.00	$87.96	—	IBOXX HI YD ETF	464288513
EFAV	ISHARES TR	5,430	$417K	0.2%	$76.80	$74.45	—	MSCI EAFE MIN VL	46429B689
VGSH	VANGUARD SCOTTSDALE FDS	4,874	$296K	0.1%	$60.73	$61.35	—	SHORT TERM TREAS	92206C102