Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 10, 2022

Total Value: $223M (100.0% shares, 0.0% debt)

Holdings (32)

VNLA JANUS DETROIT STR TR 15.5%

Value $34.55M Shares 712,437 Share Price $48.49 Est. Cost/Share $49.67 Unrealized @ Report Date —

USMV ISHARES TR 11.2%

Value $25.02M Shares 378,540 Share Price $66.10 Est. Cost/Share $65.55 Unrealized @ Report Date —

IVV ISHARES TR 11.1%

Value $24.9M Shares 69,429 Share Price $358.65 Est. Cost/Share $322.82 Unrealized @ Report Date —

IEFA ISHARES TR 5.3%

Value $11.76M Shares 223,356 Share Price $52.67 Est. Cost/Share $65.29 Unrealized @ Report Date —

MPLX MPLX LP 5.0%

Value $11.22M Shares 373,955 Share Price $30.01 Est. Cost/Share $15.74 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 5.0%

Value $11.12M Shares 155,906 Share Price $71.33 Est. Cost/Share $84.12 Unrealized @ Report Date —

BIL SPDR SER TR 3.6%

Value $8.013M Shares 87,479 Share Price $91.60 Est. Cost/Share $91.48 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 3.5%

Value $7.904M Shares 332,382 Share Price $23.78 Est. Cost/Share $15.79 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.2%

Value $7.186M Shares 159,369 Share Price $45.09 Est. Cost/Share $53.17 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 3.1%

Value $6.906M Shares 274,479 Share Price $25.16 Est. Cost/Share $8.00 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 3.1%

Value $6.827M Shares 143,703 Share Price $47.51 Est. Cost/Share $34.20 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 3.0%

Value $6.765M Shares 92,067 Share Price $73.48 Est. Cost/Share $87.67 Unrealized @ Report Date —

AGG ISHARES TR 2.7%

Value $5.933M Shares 61,588 Share Price $96.33 Est. Cost/Share $112.37 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 2.6%

Value $5.885M Shares 32,790 Share Price $179.48 Est. Cost/Share $172.73 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 2.5%

Value $5.564M Shares 528,931 Share Price $10.52 Est. Cost/Share $5.98 Unrealized @ Report Date —

TFLO ISHARES TR 2.2%

Value $5.009M Shares 99,186 Share Price $50.50 Est. Cost/Share $50.40 Unrealized @ Report Date —

SHV ISHARES TR 2.2%

Value $4.99M Shares 45,367 Share Price $109.99 Est. Cost/Share $110.10 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT 2.1%

Value $4.607M Shares 134,872 Share Price $34.16 Est. Cost/Share $34.00 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 2.0%

Value $4.41M Shares 76,260 Share Price $57.83 Est. Cost/Share $58.34 Unrealized @ Report Date —

JNK SPDR SER TR 1.5%

Value $3.454M Shares 39,318 Share Price $87.85 Est. Cost/Share $108.79 Unrealized @ Report Date —

PSX PHILLIPS 66 1.5%

Value $3.401M Shares 42,129 Share Price $80.73 * Est. Cost/Share $72.84 Unrealized @ Report Date +3.5%

— DCP MIDSTREAM LP 1.5%

Value $3.364M Shares 89,534 Share Price $37.57 Est. Cost/Share $11.17 Unrealized @ Report Date —

IEMG ISHARES INC 1.3%

Value $2.819M Shares 65,579 Share Price $42.99 Est. Cost/Share $53.93 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.2%

Value $2.656M Shares 58,028 Share Price $45.77 Est. Cost/Share $57.74 Unrealized @ Report Date —

TRP TC ENERGY CORP 1.0%

Value $2.238M Shares 55,254 Share Price $40.50 * Est. Cost/Share $34.41 Unrealized @ Report Date +20.5%

— SHELL MIDSTREAM PARTNERS L P 1.0%

Value $2.159M Shares 136,581 Share Price $15.81 Est. Cost/Share $9.46 Unrealized @ Report Date —

— NUSTAR ENERGY LP 0.7%

Value $1.469M Shares 108,805 Share Price $13.50 Est. Cost/Share $10.62 Unrealized @ Report Date —

IJT ISHARES TR 0.5%

Value $1.14M Shares 11,212 Share Price $101.68 Est. Cost/Share $189.34 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.4%

Value $936K Shares 25,650 Share Price $36.49 Est. Cost/Share $44.37 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $645K Shares 9,039 Share Price $71.36 Est. Cost/Share $87.96 Unrealized @ Report Date —

EFAV ISHARES TR 0.1%

Value $310K Shares 5,430 Share Price $57.09 Est. Cost/Share $74.45 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.1%

Value $282K Shares 4,874 Share Price $57.86 Est. Cost/Share $61.35 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VNLA	JANUS DETROIT STR TR	712,437	$34.55M	15.5%	$48.49	$49.67	—	HENDRSN SHRT ETF	47103U886
USMV	ISHARES TR	378,540	$25.02M	11.2%	$66.10	$65.55	—	MSCI USA MIN VOL	46429B697
IVV	ISHARES TR	69,429	$24.9M	11.1%	$358.65	$322.82	—	CORE S&P500 ETF	464287200
IEFA	ISHARES TR	223,356	$11.76M	5.3%	$52.67	$65.29	—	CORE MSCI EAFE	46432F842
MPLX	MPLX LP	373,955	$11.22M	5.0%	$30.01	$15.74	—	COM UNIT REP LTD	55336V100
BND	VANGUARD BD INDEX FDS	155,906	$11.12M	5.0%	$71.33	$84.12	—	TOTAL BND MRKT	921937835
BIL	SPDR SER TR	87,479	$8.013M	3.6%	$91.60	$91.48	—	BLOOMBERG 1-3 MO	78468R663
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$7.904M	3.5%	$23.78	$15.79	—	COM	293792107
VMBS	VANGUARD SCOTTSDALE FDS	159,369	$7.186M	3.2%	$45.09	$53.17	—	MTG-BKD SECS ETF	92206C771
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$6.906M	3.1%	$25.16	$8.00	—	COM UNIT LP INT	958669103
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$6.827M	3.1%	$47.51	$34.20	—	COM UNIT RP LP	559080106
BIV	VANGUARD BD INDEX FDS	92,067	$6.765M	3.0%	$73.48	$87.67	—	INTERMED TERM	921937819
AGG	ISHARES TR	61,588	$5.933M	2.7%	$96.33	$112.37	—	CORE US AGGBD ET	464287226
VTI	VANGUARD INDEX FDS	32,790	$5.885M	2.6%	$179.48	$172.73	—	TOTAL STK MKT	922908769
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$5.564M	2.5%	$10.52	$5.98	—	UNIT LTD PARTN	726503105
TFLO	ISHARES TR	99,186	$5.009M	2.2%	$50.50	$50.40	—	TRS FLT RT BD	46434V860
SHV	ISHARES TR	45,367	$4.99M	2.2%	$109.99	$110.10	—	SHORT TREAS BD	464288679
LVHD	LEGG MASON ETF INVT	134,872	$4.607M	2.1%	$34.16	$34.00	—	FRANKLIN US LOW	52468L406
SPLV	INVESCO EXCH TRADED FD TR II	76,260	$4.41M	2.0%	$57.83	$58.34	—	S&P500 LOW VOL	46138E354
JNK	SPDR SER TR	39,318	$3.454M	1.5%	$87.85	$108.79	—	BLOOMBERG HIGH Y	78468R622
PSX	PHILLIPS 66	42,129	$3.401M	1.5%	$80.73 *	$72.84	+3.5%	COM	718546104
—	DCP MIDSTREAM LP	89,534	$3.364M	1.5%	$37.57	$11.17	—	COM UT LTD PTN	23311P100
IEMG	ISHARES INC	65,579	$2.819M	1.3%	$42.99	$53.93	—	CORE MSCI EMKT	46434G103
VXUS	VANGUARD STAR FDS	58,028	$2.656M	1.2%	$45.77	$57.74	—	VG TL INTL STK F	921909768
TRP	TC ENERGY CORP	55,254	$2.238M	1.0%	$40.50 *	$34.41	+20.5%	COM	87807B107
—	SHELL MIDSTREAM PARTNERS L P	136,581	$2.159M	1.0%	$15.81	$9.46	—	UNIT LTD INT	822634101
—	NUSTAR ENERGY LP	108,805	$1.469M	0.7%	$13.50	$10.62	—	UNIT COM	67058H102
IJT	ISHARES TR	11,212	$1.14M	0.5%	$101.68	$189.34	—	S&P SML 600 GWT	464287887
VWO	VANGUARD INTL EQUITY INDEX F	25,650	$936K	0.4%	$36.49	$44.37	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	9,039	$645K	0.3%	$71.36	$87.96	—	IBOXX HI YD ETF	464288513
EFAV	ISHARES TR	5,430	$310K	0.1%	$57.09	$74.45	—	MSCI EAFE MIN VL	46429B689
VGSH	VANGUARD SCOTTSDALE FDS	4,874	$282K	0.1%	$57.86	$61.35	—	SHORT TERM TREAS	92206C102