Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value: $238M (100.0% shares, 0.0% debt)

Holdings (32)

VNLA JANUS DETROIT STR TR 14.2%

Value $33.93M Shares 715,924 Share Price $47.40 Est. Cost/Share $49.67 Unrealized @ Report Date —

USMV ISHARES TR 11.5%

Value $27.52M Shares 381,709 Share Price $72.10 Est. Cost/Share $65.55 Unrealized @ Report Date —

IVV ISHARES TR 11.3%

Value $26.93M Shares 70,104 Share Price $384.21 Est. Cost/Share $322.82 Unrealized @ Report Date —

IEFA ISHARES TR 5.8%

Value $13.84M Shares 224,567 Share Price $61.64 Est. Cost/Share $65.29 Unrealized @ Report Date —

MPLX MPLX LP 5.2%

Value $12.28M Shares 373,955 Share Price $32.84 Est. Cost/Share $15.74 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 4.7%

Value $11.29M Shares 157,102 Share Price $71.84 Est. Cost/Share $84.12 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 3.4%

Value $8.017M Shares 332,382 Share Price $24.12 Est. Cost/Share $15.79 Unrealized @ Report Date —

BIL SPDR SER TR 3.4%

Value $8.002M Shares 87,479 Share Price $91.47 Est. Cost/Share $91.48 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 3.1%

Value $7.37M Shares 274,479 Share Price $26.85 Est. Cost/Share $8.00 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.1%

Value $7.32M Shares 160,814 Share Price $45.52 Est. Cost/Share $53.17 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 3.0%

Value $7.215M Shares 143,703 Share Price $50.21 Est. Cost/Share $34.20 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 2.9%

Value $6.892M Shares 92,730 Share Price $74.32 Est. Cost/Share $87.67 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 2.6%

Value $6.297M Shares 32,934 Share Price $191.19 Est. Cost/Share $172.73 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 2.6%

Value $6.22M Shares 528,931 Share Price $11.76 Est. Cost/Share $5.98 Unrealized @ Report Date —

AGG ISHARES TR 2.5%

Value $6.027M Shares 62,145 Share Price $96.99 Est. Cost/Share $112.37 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT 2.2%

Value $5.175M Shares 136,045 Share Price $38.04 Est. Cost/Share $34.00 Unrealized @ Report Date —

TFLO ISHARES TR 2.1%

Value $5M Shares 99,186 Share Price $50.41 Est. Cost/Share $50.40 Unrealized @ Report Date —

SHV ISHARES TR 2.1%

Value $4.987M Shares 45,367 Share Price $109.92 Est. Cost/Share $110.10 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 2.1%

Value $4.89M Shares 76,527 Share Price $63.90 Est. Cost/Share $58.34 Unrealized @ Report Date —

PSX PHILLIPS 66 1.8%

Value $4.385M Shares 42,129 Share Price $104.08 * Est. Cost/Share $72.84 Unrealized @ Report Date +25.4%

JAAA JANUS DETROIT STR TR 1.7%

Value $4.032M Shares 81,845 Share Price $49.26 Est. Cost/Share $49.26 Unrealized @ Report Date —

JNK SPDR SER TR 1.5%

Value $3.619M Shares 40,216 Share Price $90.00 Est. Cost/Share $108.38 Unrealized @ Report Date —

— DCP MIDSTREAM LP 1.5%

Value $3.473M Shares 89,534 Share Price $38.79 Est. Cost/Share $11.17 Unrealized @ Report Date —

IEMG ISHARES INC 1.3%

Value $3.106M Shares 66,502 Share Price $46.70 Est. Cost/Share $53.83 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.3%

Value $3.028M Shares 58,540 Share Price $51.72 Est. Cost/Share $57.74 Unrealized @ Report Date —

TRP TC ENERGY CORP 0.9%

Value $2.202M Shares 55,254 Share Price $39.84 * Est. Cost/Share $34.41 Unrealized @ Report Date +7.0%

— NUSTAR ENERGY LP 0.7%

Value $1.741M Shares 108,805 Share Price $16.00 Est. Cost/Share $10.62 Unrealized @ Report Date —

IJT ISHARES TR 0.5%

Value $1.22M Shares 11,290 Share Price $108.07 Est. Cost/Share $189.34 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.4%

Value $1.016M Shares 26,070 Share Price $38.98 Est. Cost/Share $44.28 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $670K Shares 9,102 Share Price $73.63 Est. Cost/Share $87.96 Unrealized @ Report Date —

EFAV ISHARES TR 0.1%

Value $345K Shares 5,430 Share Price $63.59 Est. Cost/Share $74.45 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.1%

Value $282K Shares 4,874 Share Price $57.82 Est. Cost/Share $61.35 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VNLA	JANUS DETROIT STR TR	715,924	$33.93M	14.2%	$47.40	$49.67	—	HENDRSN SHRT ETF	47103U886
USMV	ISHARES TR	381,709	$27.52M	11.5%	$72.10	$65.55	—	MSCI USA MIN VOL	46429B697
IVV	ISHARES TR	70,104	$26.93M	11.3%	$384.21	$322.82	—	CORE S&P500 ETF	464287200
IEFA	ISHARES TR	224,567	$13.84M	5.8%	$61.64	$65.29	—	CORE MSCI EAFE	46432F842
MPLX	MPLX LP	373,955	$12.28M	5.2%	$32.84	$15.74	—	COM UNIT REP LTD	55336V100
BND	VANGUARD BD INDEX FDS	157,102	$11.29M	4.7%	$71.84	$84.12	—	TOTAL BND MRKT	921937835
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$8.017M	3.4%	$24.12	$15.79	—	COM	293792107
BIL	SPDR SER TR	87,479	$8.002M	3.4%	$91.47	$91.48	—	BLOOMBERG 1-3 MO	78468R663
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$7.37M	3.1%	$26.85	$8.00	—	COM UNIT LP INT	958669103
VMBS	VANGUARD SCOTTSDALE FDS	160,814	$7.32M	3.1%	$45.52	$53.17	—	MTG-BKD SECS ETF	92206C771
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$7.215M	3.0%	$50.21	$34.20	—	COM UNIT RP LP	559080106
BIV	VANGUARD BD INDEX FDS	92,730	$6.892M	2.9%	$74.32	$87.67	—	INTERMED TERM	921937819
VTI	VANGUARD INDEX FDS	32,934	$6.297M	2.6%	$191.19	$172.73	—	TOTAL STK MKT	922908769
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$6.22M	2.6%	$11.76	$5.98	—	UNIT LTD PARTN	726503105
AGG	ISHARES TR	62,145	$6.027M	2.5%	$96.99	$112.37	—	CORE US AGGBD ET	464287226
LVHD	LEGG MASON ETF INVT	136,045	$5.175M	2.2%	$38.04	$34.00	—	FRANKLIN US LOW	52468L406
TFLO	ISHARES TR	99,186	$5M	2.1%	$50.41	$50.40	—	TRS FLT RT BD	46434V860
SHV	ISHARES TR	45,367	$4.987M	2.1%	$109.92	$110.10	—	SHORT TREAS BD	464288679
SPLV	INVESCO EXCH TRADED FD TR II	76,527	$4.89M	2.1%	$63.90	$58.34	—	S&P500 LOW VOL	46138E354
PSX	PHILLIPS 66	42,129	$4.385M	1.8%	$104.08 *	$72.84	+25.4%	COM	718546104
JAAA	JANUS DETROIT STR TR	81,845	$4.032M	1.7%	$49.26	$49.26	—	HENDRSON AAA CL	47103U845
JNK	SPDR SER TR	40,216	$3.619M	1.5%	$90.00	$108.38	—	BLOOMBERG HIGH Y	78468R622
—	DCP MIDSTREAM LP	89,534	$3.473M	1.5%	$38.79	$11.17	—	COM UT LTD PTN	23311P100
IEMG	ISHARES INC	66,502	$3.106M	1.3%	$46.70	$53.83	—	CORE MSCI EMKT	46434G103
VXUS	VANGUARD STAR FDS	58,540	$3.028M	1.3%	$51.72	$57.74	—	VG TL INTL STK F	921909768
TRP	TC ENERGY CORP	55,254	$2.202M	0.9%	$39.84 *	$34.41	+7.0%	COM	87807B107
—	NUSTAR ENERGY LP	108,805	$1.741M	0.7%	$16.00	$10.62	—	UNIT COM	67058H102
IJT	ISHARES TR	11,290	$1.22M	0.5%	$108.07	$189.34	—	S&P SML 600 GWT	464287887
VWO	VANGUARD INTL EQUITY INDEX F	26,070	$1.016M	0.4%	$38.98	$44.28	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	9,102	$670K	0.3%	$73.63	$87.96	—	IBOXX HI YD ETF	464288513
EFAV	ISHARES TR	5,430	$345K	0.1%	$63.59	$74.45	—	MSCI EAFE MIN VL	46429B689
VGSH	VANGUARD SCOTTSDALE FDS	4,874	$282K	0.1%	$57.82	$61.35	—	SHORT TERM TREAS	92206C102