Sovereign Investment Advisors, LLC Concentrated Active

Location: Phoenix, AZ

CIK: 0001908165 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 11, 2023

Total Value: $252M (100.0% shares, 0.0% debt)

Holdings (33)

VNLA JANUS DETROIT STR TR 14.5%

Value $36.54M Shares 765,277 Share Price $47.75 Est. Cost/Share $49.55 Unrealized @ Report Date —

IVV ISHARES TR 11.5%

Value $28.94M Shares 70,389 Share Price $411.08 Est. Cost/Share $322.82 Unrealized @ Report Date —

USMV ISHARES TR 11.1%

Value $27.87M Shares 383,183 Share Price $72.74 Est. Cost/Share $65.55 Unrealized @ Report Date —

IEFA ISHARES TR 6.0%

Value $15.01M Shares 224,567 Share Price $66.85 Est. Cost/Share $65.29 Unrealized @ Report Date —

MPLX MPLX LP 5.1%

Value $12.88M Shares 373,955 Share Price $34.45 Est. Cost/Share $15.74 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 4.6%

Value $11.64M Shares 157,718 Share Price $73.83 Est. Cost/Share $84.12 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 3.4%

Value $8.609M Shares 332,382 Share Price $25.90 Est. Cost/Share $15.79 Unrealized @ Report Date —

BIL SPDR SER TR 3.2%

Value $8.032M Shares 87,479 Share Price $91.82 Est. Cost/Share $91.48 Unrealized @ Report Date —

— MAGELLAN MIDSTREAM PRTNRS LP 3.1%

Value $7.797M Shares 143,703 Share Price $54.26 Est. Cost/Share $34.20 Unrealized @ Report Date —

VMBS VANGUARD SCOTTSDALE FDS 3.0%

Value $7.522M Shares 161,583 Share Price $46.55 Est. Cost/Share $53.17 Unrealized @ Report Date —

WES WESTERN MIDSTREAM PARTNERS L 2.9%

Value $7.238M Shares 274,479 Share Price $26.37 Est. Cost/Share $8.00 Unrealized @ Report Date —

BIV VANGUARD BD INDEX FDS 2.8%

Value $7.143M Shares 93,076 Share Price $76.74 Est. Cost/Share $87.67 Unrealized @ Report Date —

PAA PLAINS ALL AMERN PIPELINE L 2.6%

Value $6.596M Shares 528,931 Share Price $12.47 Est. Cost/Share $5.98 Unrealized @ Report Date —

AGG ISHARES TR 2.5%

Value $6.222M Shares 62,447 Share Price $99.64 Est. Cost/Share $112.37 Unrealized @ Report Date —

VTI VANGUARD INDEX FDS 2.4%

Value $6.071M Shares 29,747 Share Price $204.10 Est. Cost/Share $172.73 Unrealized @ Report Date —

LVHD LEGG MASON ETF INVT 2.0%

Value $5.117M Shares 137,257 Share Price $37.28 Est. Cost/Share $34.00 Unrealized @ Report Date —

TFLO ISHARES TR 2.0%

Value $5.018M Shares 99,186 Share Price $50.59 Est. Cost/Share $50.40 Unrealized @ Report Date —

SHV ISHARES TR 2.0%

Value $5.013M Shares 45,367 Share Price $110.50 Est. Cost/Share $110.10 Unrealized @ Report Date —

SPLV INVESCO EXCH TRADED FD TR II 1.9%

Value $4.793M Shares 76,809 Share Price $62.40 Est. Cost/Share $58.34 Unrealized @ Report Date —

PSX PHILLIPS 66 1.7%

Value $4.271M Shares 42,129 Share Price $101.38 * Est. Cost/Share $72.84 Unrealized @ Report Date +25.8%

JAAA JANUS DETROIT STR TR 1.7%

Value $4.251M Shares 85,871 Share Price $49.51 Est. Cost/Share $49.27 Unrealized @ Report Date —

BKGI BNY MELLON ETF TRUST 1.6%

Value $4.016M Shares 143,884 Share Price $27.91 Est. Cost/Share $27.91 Unrealized @ Report Date —

JNK SPDR SER TR 1.5%

Value $3.773M Shares 40,649 Share Price $92.82 Est. Cost/Share $108.21 Unrealized @ Report Date —

— DCP MIDSTREAM LP 1.5%

Value $3.735M Shares 89,534 Share Price $41.72 Est. Cost/Share $11.17 Unrealized @ Report Date —

IEMG ISHARES INC 1.3%

Value $3.245M Shares 66,502 Share Price $48.79 Est. Cost/Share $53.83 Unrealized @ Report Date —

VXUS VANGUARD STAR FDS 1.3%

Value $3.237M Shares 58,637 Share Price $55.21 Est. Cost/Share $57.74 Unrealized @ Report Date —

TRP TC ENERGY CORP 0.9%

Value $2.147M Shares 55,254 Share Price $38.85 * Est. Cost/Share $34.41 Unrealized @ Report Date +1.9%

— NUSTAR ENERGY LP 0.7%

Value $1.702M Shares 108,805 Share Price $15.64 Est. Cost/Share $10.62 Unrealized @ Report Date —

IJT ISHARES TR 0.5%

Value $1.245M Shares 11,321 Share Price $109.94 Est. Cost/Share $189.34 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 0.4%

Value $1.054M Shares 26,088 Share Price $40.40 Est. Cost/Share $44.28 Unrealized @ Report Date —

HYG ISHARES TR 0.3%

Value $690K Shares 9,139 Share Price $75.55 Est. Cost/Share $87.96 Unrealized @ Report Date —

EFAV ISHARES TR 0.1%

Value $367K Shares 5,430 Share Price $67.66 Est. Cost/Share $74.45 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.1%

Value $285K Shares 4,874 Share Price $58.54 Est. Cost/Share $61.35 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VNLA	JANUS DETROIT STR TR	765,277	$36.54M	14.5%	$47.75	$49.55	—	HENDRSN SHRT ETF	47103U886
IVV	ISHARES TR	70,389	$28.94M	11.5%	$411.08	$322.82	—	CORE S&P500 ETF	464287200
USMV	ISHARES TR	383,183	$27.87M	11.1%	$72.74	$65.55	—	MSCI USA MIN VOL	46429B697
IEFA	ISHARES TR	224,567	$15.01M	6.0%	$66.85	$65.29	—	CORE MSCI EAFE	46432F842
MPLX	MPLX LP	373,955	$12.88M	5.1%	$34.45	$15.74	—	COM UNIT REP LTD	55336V100
BND	VANGUARD BD INDEX FDS	157,718	$11.64M	4.6%	$73.83	$84.12	—	TOTAL BND MRKT	921937835
EPD	ENTERPRISE PRODS PARTNERS L	332,382	$8.609M	3.4%	$25.90	$15.79	—	COM	293792107
BIL	SPDR SER TR	87,479	$8.032M	3.2%	$91.82	$91.48	—	BLOOMBERG 1-3 MO	78468R663
—	MAGELLAN MIDSTREAM PRTNRS LP	143,703	$7.797M	3.1%	$54.26	$34.20	—	COM UNIT RP LP	559080106
VMBS	VANGUARD SCOTTSDALE FDS	161,583	$7.522M	3.0%	$46.55	$53.17	—	MTG-BKD SECS ETF	92206C771
WES	WESTERN MIDSTREAM PARTNERS L	274,479	$7.238M	2.9%	$26.37	$8.00	—	COM UNIT LP INT	958669103
BIV	VANGUARD BD INDEX FDS	93,076	$7.143M	2.8%	$76.74	$87.67	—	INTERMED TERM	921937819
PAA	PLAINS ALL AMERN PIPELINE L	528,931	$6.596M	2.6%	$12.47	$5.98	—	UNIT LTD PARTN	726503105
AGG	ISHARES TR	62,447	$6.222M	2.5%	$99.64	$112.37	—	CORE US AGGBD ET	464287226
VTI	VANGUARD INDEX FDS	29,747	$6.071M	2.4%	$204.10	$172.73	—	TOTAL STK MKT	922908769
LVHD	LEGG MASON ETF INVT	137,257	$5.117M	2.0%	$37.28	$34.00	—	FRANKLIN US LOW	52468L406
TFLO	ISHARES TR	99,186	$5.018M	2.0%	$50.59	$50.40	—	TRS FLT RT BD	46434V860
SHV	ISHARES TR	45,367	$5.013M	2.0%	$110.50	$110.10	—	SHORT TREAS BD	464288679
SPLV	INVESCO EXCH TRADED FD TR II	76,809	$4.793M	1.9%	$62.40	$58.34	—	S&P500 LOW VOL	46138E354
PSX	PHILLIPS 66	42,129	$4.271M	1.7%	$101.38 *	$72.84	+25.8%	COM	718546104
JAAA	JANUS DETROIT STR TR	85,871	$4.251M	1.7%	$49.51	$49.27	—	HENDRSON AAA CL	47103U845
BKGI	BNY MELLON ETF TRUST	143,884	$4.016M	1.6%	$27.91	$27.91	—	GLOBAL INFRASCTR	09661T826
JNK	SPDR SER TR	40,649	$3.773M	1.5%	$92.82	$108.21	—	BLOOMBERG HIGH Y	78468R622
—	DCP MIDSTREAM LP	89,534	$3.735M	1.5%	$41.72	$11.17	—	COM UT LTD PTN	23311P100
IEMG	ISHARES INC	66,502	$3.245M	1.3%	$48.79	$53.83	—	CORE MSCI EMKT	46434G103
VXUS	VANGUARD STAR FDS	58,637	$3.237M	1.3%	$55.21	$57.74	—	VG TL INTL STK F	921909768
TRP	TC ENERGY CORP	55,254	$2.147M	0.9%	$38.85 *	$34.41	+1.9%	COM	87807B107
—	NUSTAR ENERGY LP	108,805	$1.702M	0.7%	$15.64	$10.62	—	UNIT COM	67058H102
IJT	ISHARES TR	11,321	$1.245M	0.5%	$109.94	$189.34	—	S&P SML 600 GWT	464287887
VWO	VANGUARD INTL EQUITY INDEX F	26,088	$1.054M	0.4%	$40.40	$44.28	—	FTSE EMR MKT ETF	922042858
HYG	ISHARES TR	9,139	$690K	0.3%	$75.55	$87.96	—	IBOXX HI YD ETF	464288513
EFAV	ISHARES TR	5,430	$367K	0.1%	$67.66	$74.45	—	MSCI EAFE MIN VL	46429B689
VGSH	VANGUARD SCOTTSDALE FDS	4,874	$285K	0.1%	$58.54	$61.35	—	SHORT TERM TREAS	92206C102