HERBST GROUP, LLC Diversified Active

Location: Westport, CT

CIK: 0001909319 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 20, 2026

Total Value: $176M (100.0% shares, 0.0% debt)

Holdings (72)

New Positions (19)

DRAM ROUNDHILL ETF TRUST 1.2%
Value $2.092M Shares 34,651 Share Price $60.36 Est. Cost/Share $56.97 Unrealized @ Report Date +6.0%
MLPI NEOS ETF TRUST 1.2%
Value $2.04M Shares 40,628 Share Price $50.21 Est. Cost/Share $54.22 Unrealized @ Report Date -7.4%
TSLA TESLA INC 0.9%
Value $1.574M Shares 4,437 Share Price $354.81 Est. Cost/Share $357.87 Unrealized @ Report Date -0.9%
LMT LOCKHEED MARTIN CORP 0.9%
Value $1.548M Shares 3,040 Share Price $509.25 Est. Cost/Share $549.68 Unrealized @ Report Date -7.4%
XLI SELECT SECTOR SPDR TR 0.8%
Value $1.432M Shares 8,575 Share Price $166.99 Est. Cost/Share $178.13 Unrealized @ Report Date -6.3%
SPCX SPACE EXPLORATION TECHN CORP 0.8%
Value $1.356M Shares 8,988 Share Price $150.86 Est. Cost/Share $138.41 Unrealized @ Report Date +9.0%
GRID FIRST TR EXCHANGE-TRADED FD 0.6%
Value $1.037M Shares 5,855 Share Price $177.11 Est. Cost/Share $180.64 Unrealized @ Report Date -2.0%
AVAV AEROVIRONMENT INC 0.4%
Value $782K Shares 5,500 Share Price $142.22 Est. Cost/Share $157.75 Unrealized @ Report Date -9.8%
AIPO TIDAL TRUST II 0.4%
Value $754K Shares 26,750 Share Price $28.20 Est. Cost/Share $29.35 Unrealized @ Report Date -3.9%
NLR VANECK ETF TRUST 0.4%
Value $724K Shares 7,000 Share Price $103.46 Est. Cost/Share $113.07 Unrealized @ Report Date -8.5%
RSPA INVESCO ACTIVELY MANAGED EXC 0.3%
Value $555K Shares 10,776 Share Price $51.55 Est. Cost/Share $53.70 Unrealized @ Report Date -4.0%
REMX VANECK ETF TRUST 0.2%
Value $418K Shares 6,500 Share Price $64.26 Est. Cost/Share $73.88 Unrealized @ Report Date -13.0%
XAR SPDR SERIES TRUST 0.2%
Value $356K Shares 1,540 Share Price $231.25 Est. Cost/Share $264.21 Unrealized @ Report Date -12.5%
WQTM WISDOMTREE TR 0.2%
Value $330K Shares 10,300 Share Price $32.06 Est. Cost/Share $32.77 Unrealized @ Report Date -2.2%
BAM BROOKFIELD ASSET MANAGMT LTD 0.2%
Value $321K Shares 7,200 Share Price $44.58 Est. Cost/Share $48.81 Unrealized @ Report Date -8.7%
MUB ISHARES TR 0.2%
Value $276K Shares 2,733 Share Price $101.10 Est. Cost/Share $104.96 Unrealized @ Report Date -3.7%
ACHR ARCHER AVIATION INC 0.1%
Value $237K Shares 47,700 Share Price $4.97 Est. Cost/Share $5.44 Unrealized @ Report Date -8.7%
VUG VANGUARD INDEX FDS 0.1%
Value $225K Shares 2,500 Share Price $90.11 Est. Cost/Share $87.53 Unrealized @ Report Date +3.0%
VTV VANGUARD INDEX FDS 0.1%
Value $216K Shares 1,000 Share Price $216.08 Est. Cost/Share $222.24 Unrealized @ Report Date -2.8%

Increased Positions (19)

SPYI NEOS ETF TRUST 2.2%
Value $3.882M (+121.3%) Shares 73,019 (+121.0%) Share Price $53.17 Est. Cost/Share $53.05 Unrealized @ Report Date +0.2%
VOO VANGUARD INDEX FDS 2.6%
Value $4.596M (+85.6%) Shares 6,557 (+81.9%) Share Price $700.89 Est. Cost/Share $592.44 Unrealized @ Report Date +18.3%
QQQI NEOS ETF TRUST 1.4%
Value $2.521M (+104.9%) Shares 45,382 (+109.5%) Share Price $55.55 Est. Cost/Share $54.82 Unrealized @ Report Date +1.3%
QQQM INVESCO EXCH TRADED FD TR II 0.9%
Value $1.558M (+149.8%) Shares 5,115 (+148.4%) Share Price $304.66 Est. Cost/Share $280.37 Unrealized @ Report Date +8.7%
CIBR FIRST TR EXCHANGE-TRADED FD 2.7%
Value $4.663M (+21.7%) Shares 45,237 (+6.0%) Share Price $103.09 Est. Cost/Share $76.74 Unrealized @ Report Date +34.3%
RSP INVESCO EXCHANGE TRADED FD T 2.0%
Value $3.43M (+30.7%) Shares 16,488 (+33.7%) Share Price $208.03 Est. Cost/Share $204.38 Unrealized @ Report Date +1.8%
GNRC GENERAC HLDGS INC 1.5%
Value $2.604M (+25.3%) Shares 12,585 (+77.3%) Share Price $206.95 Est. Cost/Share $211.44 Unrealized @ Report Date -2.1%
ITA ISHARES TR 2.4%
Value $4.157M (-10.4%) Shares 20,063 (+4.8%) Share Price $207.18 Est. Cost/Share $125.18 Unrealized @ Report Date +65.5%
BIP BROOKFIELD INFRASTRUCTURE PA 1.7%
Value $2.944M (+12.5%) Shares 82,810 (+15.4%) Share Price $35.55 Est. Cost/Share $36.10 Unrealized @ Report Date —
IWM ISHARES TR 0.7%
Value $1.164M (+24.5%) Shares 4,189 (+34.6%) Share Price $277.89 Est. Cost/Share $266.26 Unrealized @ Report Date +4.4%
AFRM AFFIRM HLDGS INC 0.9%
Value $1.52M (-12.3%) Shares 21,950 (+3.3%) Share Price $69.23 Est. Cost/Share $58.32 Unrealized @ Report Date +18.7%
BUG GLOBAL X FDS 0.2%
Value $346K (+64.9%) Shares 7,500 (+36.4%) Share Price $46.18 Est. Cost/Share $33.69 Unrealized @ Report Date +37.1%
GD GENERAL DYNAMICS CORP 1.7%
Value $2.981M (-3.1%) Shares 8,985 (+3.5%) Share Price $331.83 Est. Cost/Share $201.31 Unrealized @ Report Date +64.8%
AVGO BROADCOM INC 0.6%
Value $983K (+8.5%) Shares 2,800 (+16.7%) Share Price $351.19 Est. Cost/Share $397.46 Unrealized @ Report Date -11.6%
XLF SELECT SECTOR SPDR TR 1.7%
Value $2.918M (+2.1%) Shares 54,650 (+2.5%) Share Price $53.40 Est. Cost/Share $48.73 Unrealized @ Report Date +9.6%
ARTY ISHARES TR 0.5%
Value $865K (+7.2%) Shares 11,045 (+4.2%) Share Price $78.32 Est. Cost/Share $44.49 Unrealized @ Report Date +76.1%
JAAA JANUS DETROIT STR TR 0.7%
Value $1.302M (+4.4%) Shares 25,798 (+4.5%) Share Price $50.47 Est. Cost/Share $50.61 Unrealized @ Report Date -0.3%
IAUI NEOS ETF TRUST 0.3%
Value $441K (+9.5%) Shares 9,124 (+9.8%) Share Price $48.32 Est. Cost/Share $54.38 Unrealized @ Report Date -11.1%
CRWD CROWDSTRIKE HLDGS INC 2.5%
Value $4.461M (-0.1%) Shares 16,850 (+188.0%) Share Price $264.75 Est. Cost/Share $278.60 Unrealized @ Report Date -5.0%

Exited Positions (12)

META META PLATFORMS INC 2.4%
Value $4.212M Shares 7,477 Share Price $563.27 * Est. Cost/Share $385.65 Unrealized @ Report Date +88.0%
VRT VERTIV HOLDINGS CO 1.7%
Value $3.013M Shares 9,000 Share Price $334.82 * Est. Cost/Share $224.01 Unrealized @ Report Date +7.7%
JEPQ J P MORGAN EXCHANGE TRADED F 1.4%
Value $2.527M Shares 41,110 Share Price $61.46 Est. Cost/Share $55.86 Unrealized @ Report Date +9.7%
SPMO INVESCO EXCH TRADED FD TR II 1.4%
Value $2.482M Shares 15,365 Share Price $161.54 * Est. Cost/Share $140.96 Unrealized @ Report Date +7.5%
BE BLOOM ENERGY CORP 1.3%
Value $2.301M Shares 7,600 Share Price $302.70 * Est. Cost/Share $256.20 Unrealized @ Report Date +8.1%
SGRT TIDAL TRUST I 1.0%
Value $1.824M Shares 48,646 Share Price $37.50 Est. Cost/Share $37.50 Unrealized @ Report Date —
CEG CONSTELLATION ENERGY CORP 0.9%
Value $1.614M Shares 6,500 Share Price $248.37 * Est. Cost/Share $266.97 Unrealized @ Report Date -4.9%
GRMN GARMIN LTD 0.8%
Value $1.378M Shares 5,800 Share Price $237.54 * Est. Cost/Share $229.49 Unrealized @ Report Date +25.0%
JEPI J P MORGAN EXCHANGE TRADED F 0.5%
Value $821K Shares 14,528 Share Price $56.48 Est. Cost/Share $57.09 Unrealized @ Report Date -1.5%
FDN FIRST TR EXCHANGE-TRADED FD 0.3%
Value $529K Shares 2,000 Share Price $264.72 * Est. Cost/Share $263.96 Unrealized @ Report Date +9.3%
NEAR ISHARES U S ETF TR 0.2%
Value $347K Shares 6,855 Share Price $50.66 Est. Cost/Share $50.70 Unrealized @ Report Date -1.7%
MDB MONGODB INC 0.1%
Value $202K Shares 600 Share Price $335.90 * Est. Cost/Share $299.91 Unrealized @ Report Date +16.2%

Decreased Positions (25)

AMLP ALPS ETF TR 0.8%
Value $1.443M (-63.7%) Shares 27,825 (-63.7%) Share Price $51.87 Est. Cost/Share $39.66 Unrealized @ Report Date +30.8%
GEV GE VERNOVA INC 2.1%
Value $3.683M (-37.9%) Shares 3,875 (-23.3%) Share Price $950.49 Est. Cost/Share $330.48 Unrealized @ Report Date +187.6%
LHX L3HARRIS TECHNOLOGIES INC 0.8%
Value $1.347M (-60.0%) Shares 5,690 (-51.0%) Share Price $236.78 Est. Cost/Share $227.05 Unrealized @ Report Date +4.3%
GLW CORNING INC 1.4%
Value $2.534M (-43.4%) Shares 16,481 (-5.9%) Share Price $153.76 Est. Cost/Share $181.94 Unrealized @ Report Date -15.5%
MSFT MICROSOFT CORP 3.4%
Value $5.983M (+33.9%) Shares 11,665 (-2.6%) Share Price $512.88 Est. Cost/Share $298.67 Unrealized @ Report Date +71.7%
GE GE AEROSPACE 2.6%
Value $4.526M (-23.1%) Shares 14,494 (-8.0%) Share Price $312.29 Est. Cost/Share $173.06 Unrealized @ Report Date +80.5%
CRWV COREWEAVE INC 1.0%
Value $1.693M (-35.7%) Shares 19,430 (-26.5%) Share Price $87.12 Est. Cost/Share $86.79 Unrealized @ Report Date +0.4%
NUKZ EXCHANGE TRADED CONCEPTS TRU 1.5%
Value $2.674M (-16.3%) Shares 44,403 (-5.3%) Share Price $60.23 Est. Cost/Share $44.41 Unrealized @ Report Date +35.6%
FSTA FIDELITY COVINGTON TRUST 0.9%
Value $1.513M (-25.3%) Shares 29,766 (-22.8%) Share Price $50.84 Est. Cost/Share $53.36 Unrealized @ Report Date -4.7%
GOOGL ALPHABET INC 3.5%
Value $6.23M (-7.4%) Shares 18,106 (-3.8%) Share Price $344.07 Est. Cost/Share $111.49 Unrealized @ Report Date +208.6%
IFRA ISHARES TR 0.9%
Value $1.591M (-16.4%) Shares 28,905 (-4.3%) Share Price $55.03 Est. Cost/Share $55.26 Unrealized @ Report Date -0.4%
QQQ INVESCO QQQ TR 5.7%
Value $9.98M (-2.7%) Shares 13,490 (-3.2%) Share Price $739.78 Est. Cost/Share $408.97 Unrealized @ Report Date +80.9%
RTX RTX CORPORATION 2.8%
Value $4.926M (-5.0%) Shares 26,535 (-2.9%) Share Price $185.65 Est. Cost/Share $94.61 Unrealized @ Report Date +96.2%
XME SPDR SERIES TRUST 1.9%
Value $3.335M (-6.4%) Shares 32,204 (-3.3%) Share Price $103.56 Est. Cost/Share $55.73 Unrealized @ Report Date +85.8%
KTOS KRATOS DEFENSE & SEC SOLUTIO 0.2%
Value $367K (-37.6%) Shares 8,600 (-27.1%) Share Price $42.69 Est. Cost/Share $91.95 Unrealized @ Report Date -53.6%
IGV ISHARES TR 2.6%
Value $4.53M (+5.0%) Shares 42,542 (-10.7%) Share Price $106.48 Est. Cost/Share $88.68 Unrealized @ Report Date +20.1%
XLV SELECT SECTOR SPDR TR 3.1%
Value $5.519M (+3.6%) Shares 32,770 (-2.4%) Share Price $168.42 Est. Cost/Share $135.26 Unrealized @ Report Date +24.5%
WMB WILLIAMS COS INC 1.0%
Value $1.703M (-9.8%) Shares 25,050 (-1.4%) Share Price $67.97 Est. Cost/Share $22.96 Unrealized @ Report Date +196.0%
IWMI NEOS ETF TRUST 0.8%
Value $1.491M (-10.6%) Shares 30,454 (-2.2%) Share Price $48.97 Est. Cost/Share $51.36 Unrealized @ Report Date -4.6%
FENI FIDELITY COVINGTON TRUST 1.4%
Value $2.471M (-5.4%) Shares 61,905 (-4.9%) Share Price $39.91 Est. Cost/Share $38.48 Unrealized @ Report Date +3.7%
SPY STATE STR SPDR S&P 500 ETF T 5.5%
Value $9.584M (-1.4%) Shares 12,567 (-3.4%) Share Price $762.60 Est. Cost/Share $512.21 Unrealized @ Report Date +48.9%
XLK SELECT SECTOR SPDR TR 1.9%
Value $3.256M (-3.7%) Shares 16,631 (-6.2%) Share Price $195.75 Est. Cost/Share $114.63 Unrealized @ Report Date +70.8%
PANW PALO ALTO NETWORKS INC 2.8%
Value $4.863M (-2.4%) Shares 12,239 (-16.3%) Share Price $397.31 Est. Cost/Share $159.48 Unrealized @ Report Date +149.1%
AMZN AMAZON COM INC 2.9%
Value $5.088M (+2.4%) Shares 20,423 (-2.0%) Share Price $249.15 Est. Cost/Share $126.22 Unrealized @ Report Date +97.4%
GPIX GOLDMAN SACHS ETF TR 0.2%
Value $377K (-15.2%) Shares 6,760 (-15.6%) Share Price $55.83 Est. Cost/Share $52.22 Unrealized @ Report Date +6.9%

Unchanged Positions (9)