ETON PHARMACEUTICALS INC

Ticker: ETON CUSIP: 29772L108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (21)

Increased Positions (26)

Diametric Capital, LP
Value ($000) $3,266 (+51.4%) Shares 193,155 (+94.5%)
OBERWEIS ASSET MANAGEMENT INC/
Value ($000) $7,293 (+74.5%) Shares 431,300 (+124.2%)
JUNCTURE WEALTH STRATEGIES, LLC
Value ($000) $321 (-12.9%) Shares 18,996 (+12.0%)
Bridge City Capital, LLC
Value ($000) $315 (-13.2%) Shares 18,600 (+11.6%)
XTX Topco Ltd
Value ($000) $550 (+3.7%) Shares 32,527 (+33.3%)
Jefferies Financial Group Inc.
Value ($000) $2,000 (+4.1%) Shares 118,300 (+33.8%)
PRELUDE CAPITAL MANAGEMENT, LLC
Value ($000) $766 (-15.8%) Shares 45,325 (+8.2%)
State of Wyoming
Value ($000) $138 (+16.7%) Shares 8,161 (+50.0%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $1,341 (+289.2%) Shares 79,331 (+400.1%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $4,692 (-6.0%) Shares 277,458 (+20.7%)
STATE STREET CORP
Value ($000) $8,488 (-10.9%) Shares 501,925 (+14.5%)
BlackRock, Inc.
Value ($000) $29,405 (-20.6%) Shares 1,738,907 (+2.0%)
BANK OF AMERICA CORP /DE/
Value ($000) $1,772 (+9.2%) Shares 104,796 (+40.4%)
ANCHOR CAPITAL ADVISORS LLC
Value ($000) $688 (-14.0%) Shares 40,668 (+10.6%)
Voleon Capital Management LP
Value ($000) $263 (+10.7%) Shares 15,582 (+42.3%)
WELLS FARGO & COMPANY/MN
Value ($000) $478 (+31.8%) Shares 28,293 (+69.3%)
Invesco Ltd.
Value ($000) $333 (+13.7%) Shares 19,691 (+46.1%)
GOLDMAN SACHS GROUP INC
Value ($000) $3,319 (-19.7%) Shares 196,263 (+3.2%)
Tower Research Capital LLC (TRC)
Value ($000) $51 (+139.9%) Shares 2,994 (+208.3%)
INTECH INVESTMENT MANAGEMENT LLC
Value ($000) $210 (-13.5%) Shares 12,421 (+11.1%)

Decreased Positions (33)

CANNELL CAPITAL LLC
Value ($000) $3,668 (-62.9%) Shares 216,917 (-52.4%)
Aristides Capital LLC
Value ($000) $2,730 (-25.0%) Shares 161,436 (-3.7%)
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $1,421 (-40.0%) Shares 84,020 (-22.9%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $1,295 (-79.2%) Shares 76,602 (-73.3%)
TWO SIGMA ADVISERS, LP
Value ($000) $249 (-93.2%) Shares 14,700 (-91.3%)
ROYAL BANK OF CANADA
Value ($000) $17 (-99.8%) Shares 1,018 (-99.8%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $3,478 (-50.7%) Shares 205,700 (-36.6%)
Connor, Clark & Lunn Investment Management Ltd.
Value ($000) $1,295 (-58.6%) Shares 76,586 (-46.7%)
Aquatic Capital Management LLC
Value ($000) $386 (-51.2%) Shares 22,802 (-37.2%)
JPMORGAN CHASE & CO
Value ($000) $3,136 (-58.9%) Shares 185,439 (-47.2%)
UBS Group AG
Value ($000) $2,142 (-55.3%) Shares 126,674 (-42.5%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $207 (-89.1%) Shares 12,250 (-85.9%)
MORGAN STANLEY
Value ($000) $8,352 (-34.4%) Shares 493,914 (-15.7%)
Squarepoint Ops LLC
Value ($000) $228 (-82.4%) Shares 13,482 (-77.4%)
NORTHERN TRUST CORP
Value ($000) $3,921 (-26.4%) Shares 231,849 (-5.4%)
JANE STREET GROUP, LLC
Value ($000) $982 (-36.3%) Shares 58,056 (-18.2%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $9,557 (-23.4%) Shares 565,051 (-1.6%)
WELLINGTON MANAGEMENT GROUP LLP
Value ($000) $1,373 (-28.4%) Shares 81,201 (-8.0%)
RHUMBLINE ADVISERS
Value ($000) $515 (-34.4%) Shares 30,436 (-15.7%)
Quantbot Technologies LP
Value ($000) $158 (-36.9%) Shares 9,357 (-18.9%)

Exited Positions (19)