SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Note: Option positions (PUT/CALL) are excluded.

New Positions (45)

Increased Positions (31)

Broad Peak Investment Advisers Pte Ltd
Value ($000) $10,192 (+69.9%) Shares 119,500 (+71.7%)
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND
Value ($000) $948,510 (+14.8%) Shares 11,121,000 (+16.0%)
Quadrature Capital Ltd
Value ($000) $11,258 (+59.3%) Shares 131,999 (+61.0%)
UBS Group AG
Value ($000) $135,232 (+81.4%) Shares 1,585,553 (+83.3%)
Squarepoint Ops LLC
Value ($000) $15,313 (+267.7%) Shares 179,535 (+271.6%)
Qube Research & Technologies Ltd
Value ($000) $10,801 (+266588.2%) Shares 126,637 (+269340.4%)
MORGAN STANLEY
Value ($000) $156,017 (+137.4%) Shares 1,829,248 (+139.8%)
Toroso Investments, LLC
Value ($000) $6,283 (+389.3%) Shares 73,662 (+394.4%)
BARCLAYS PLC
Value ($000) $83,902 (+59.2%) Shares 983,724 (+45.0%)
MARSHALL WACE, LLP
Value ($000) $9,128 (+541.9%) Shares 107,021 (+548.6%)
CITADEL ADVISORS LLC
Value ($000) $25,476 (+561.5%) Shares 298,704 (+568.4%)
GOLDMAN SACHS GROUP INC
Value ($000) $62,291 (+45.7%) Shares 730,343 (+47.2%)
D. E. Shaw & Co., Inc.
Value ($000) $11,214 (+184.9%) Shares 131,485 (+187.9%)
Ellis Investment Partners, LLC
Value ($000) $1,883 (+0.9%) Shares 22,076 (+1.9%)
DRW Securities, LLC
Value ($000) $643 (+98.4%) Shares 7,543 (+98.9%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $1,849 (+407.2%) Shares 21,678 (+412.5%)
LPL Financial LLC
Value ($000) $5,948 (+21.6%) Shares 69,737 (+22.9%)
MENORA MIVTACHIM HOLDINGS LTD.
Value ($000) $682 (+97.9%) Shares 8,000 (+100.0%)
Geneos Wealth Management Inc.
Value ($000) $136 (+277.2%) Shares 1,593 (+281.1%)
Cetera Investment Advisers
Value ($000) $616 (+93.4%) Shares 7,221 (+95.4%)

Decreased Positions (31)

Exited Positions (21)