SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (19)

Decreased Positions (22)

Hennion & Walsh Asset Management, Inc.
Value ($000) $3,264 (-25.7%) Shares 141,470 (-21.4%)
Virtus Investment Advisers, LLC
Value ($000) $753 (-14.9%) Shares 32,641 (-10.0%)
Trexquant Investment LP
Value ($000) $388 (-69.3%) Shares 16,827 (-67.5%)
TWO SIGMA ADVISERS, LP
Value ($000) $254 (-89.7%) Shares 11,000 (-89.1%)
Advisors Asset Management, Inc.
Value ($000) $2,339 (-17.1%) Shares 101,383 (-12.3%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $1,557 (-44.5%) Shares 67,507 (-41.3%)
D.A. DAVIDSON & CO.
Value ($000) $420 (-45.3%) Shares 18,194 (-42.2%)
MORGAN STANLEY
Value ($000) $700 (-62.7%) Shares 30,338 (-60.6%)
Brevan Howard Capital Management LP
Value ($000) $263 (-38.9%) Shares 11,419 (-35.4%)
Ethos Financial Group, LLC
Value ($000) $1,219 (-7.1%) Shares 52,846 (-1.8%)
AMERIPRISE FINANCIAL INC
Value ($000) $1,514 (-13.3%) Shares 65,592 (-8.3%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $430 (+69812.2%) Shares 18,637 (-26.0%)
BlackRock, Inc.
Value ($000) $2,196 (-8.9%) Shares 95,197 (-3.7%)
ROYAL BANK OF CANADA
Value ($000) $401 (-13.4%) Shares 17,393 (-8.3%)
WELLS FARGO & COMPANY/MN
Value ($000) $1,911 (-6.8%) Shares 82,830 (-1.5%)
Aquatic Capital Management LLC
Value ($000) $279 (-10.1%) Shares 12,101 (-4.9%)
HighTower Advisors, LLC
Value ($000) $236 (-11.0%) Shares 10,213 (-6.0%)
BI Asset Management Fondsmaeglerselskab A/S
Value ($000) $1 (-49.1%) Shares 27,027 (-46.2%)
PFG Advisors
Value ($000) $501 (-6.4%) Shares 21,697 (-1.0%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $16 (-35.7%) Shares 684 (-32.0%)