CIK: 0001447578 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $1,532,937 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CLOUGH GLOBAL OPPORTUNITIES | 5,849,814 | $52,356 | 3.4% | $11.41 | — | SH BEN INT | 18914E106 |
| — | PIMCO DYNMIC CREDIT AND MRT | 2,483,324 | $50,213 | 3.3% | $20.28 | — | COM SHS | 72202D106 |
| — | EATON VANCE LTD DUR INCOME F | 3,417,704 | $46,891 | 3.1% | $13.67 | — | COM | 27828H105 |
| — | AMERICAN CAP LTD | 2,415,410 | $43,284 | 2.8% | $13.91 | — | COM | 02503Y103 |
| — | BROOKFIELD REAL ASSETS INCOM | 1,930,681 | $43,073 | 2.8% | $22.31 | — | SHS BEN INT | 112830104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,059,430 | $40,813 | 2.7% | $13.35 | — | COM | 670657105 |
| — | BLACKROCK CR ALLCTN INC TR | 3,145,361 | $40,795 | 2.7% | $12.98 | — | COM | 092508100 |
| — | LIBERTY ALL STAR EQUITY FD | 7,373,428 | $38,047 | 2.5% | $5.33 | — | SH BEN INT | 530158104 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,618,747 | $32,026 | 2.1% | $9.37 | — | COM SHS | 67073D102 |
| — | WESTERN ASSET EMRG MKT INCM | 1,919,200 | $28,231 | 1.8% | $12.20 | — | COM | 95766E103 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,496,236 | $27,034 | 1.8% | $11.04 | — | COM | 09255P107 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,920,640 | $26,812 | 1.7% | $13.96 | — | COM | 67066V101 |
| — | TEMPLETON GLOBAL INCOME FD | 3,988,980 | $25,849 | 1.7% | $7.32 | — | COM | 880198106 |
| — | WESTERN ASSET HIGH INCM OPP | 5,120,015 | $25,549 | 1.7% | $5.05 | — | COM | 95766K109 |
| — | ROYCE VALUE TR INC | 1,895,113 | $25,376 | 1.7% | $13.65 | — | COM | 780910105 |
| — | LEGG MASON BW GLB INC OPP FD | 2,025,163 | $23,958 | 1.6% | $13.97 | — | COM | 52469B100 |
| — | INVESCO SR INCOME TR | 5,145,574 | $23,850 | 1.6% | $4.11 | — | COM | 46131H107 |
| — | INVESCO DYNAMIC CR OPP FD | 1,889,473 | $23,241 | 1.5% | $11.68 | — | COM | 46132R104 |
| — | BLACKROCK DEBT STRAT FD INC | 2,011,802 | $22,814 | 1.5% | $3.88 | — | COM | 09255R103 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,363,766 | $22,475 | 1.5% | $16.95 | — | COM | 09258A107 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,330,030 | $19,804 | 1.3% | $14.67 | — | COM | 74433A109 |
| — | FIRST TR HIGH INCOME L/S FD | 1,197,943 | $19,263 | 1.3% | $16.53 | — | COM | 33738E109 |
| — | CLOUGH GLOBAL EQUITY FD | 1,704,080 | $18,966 | 1.2% | $13.04 | — | COM | 18914C100 |
| — | WELLS FARGO MULTI SECTOR INC | 1,451,551 | $18,623 | 1.2% | $13.35 | — | COM | 94987D101 |
| — | CALAMOS CONV & HIGH INCOME F | 1,760,350 | $18,572 | 1.2% | $10.55 | — | COM SHS | 12811P108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,454,715 | $18,489 | 1.2% | $12.03 | — | COM | 006212104 |
| — | TRI CONTL CORP | 822,013 | $18,125 | 1.2% | $18.22 | — | COM | 895436103 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,173,694 | $18,004 | 1.2% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | POWERSHARES ETF TRUST | 170,668 | $16,990 | 1.1% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,447,019 | $16,742 | 1.1% | $12.63 | — | COM | 092501105 |
| — | NUVEEN AMT FREE MUN CR INC F | 1,124,670 | $16,263 | 1.1% | $14.46 | — | COM | 67071L106 |
| — | TEMPLETON EMERG MKTS INCOME | 1,488,674 | $16,241 | 1.1% | $10.95 | — | COM | 880192109 |
| — | ADVENT CLAYMORE CV SECS & IN | 1,087,703 | $15,967 | 1.0% | $13.54 | — | COM | 00764C109 |
| — | PUTNAM PREMIER INCOME TR | 3,181,983 | $15,814 | 1.0% | $4.91 | — | SH BEN INT | 746853100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 435,475 | $15,581 | 1.0% | $39.18 | — | FTSE EMR MKT ETF | 922042858 |
| — | FRANKLIN LTD DURATION INC TR | 1,172,474 | $14,117 | 0.9% | $12.39 | — | COM | 35472T101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,799,032 | $13,637 | 0.9% | $8.29 | — | COM SH BEN INT N | 021060207 |
| — | BOULDER GROWTH & INCOME FD I | 1,478,531 | $13,218 | 0.9% | $8.35 | — | COM | 101507101 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,824,415 | $13,081 | 0.9% | $12.26 | — | COM | 617477104 |
| — | ARES DYNAMIC CR ALLOCATION F | 850,414 | $12,824 | 0.8% | $14.77 | — | COM | 04014F102 |
| — | CBRE CLARION GLOBAL REAL EST | 1,742,964 | $12,724 | 0.8% | $7.49 | — | COM | 12504G100 |
| — | MFS MULTIMARKET INCOME TR | 2,008,591 | $12,172 | 0.8% | $6.40 | — | SH BEN INT | 552737108 |
| — | NUVEEN MTG OPPORTUNITY TERM | 482,444 | $11,612 | 0.8% | $23.53 | — | COM | 670735109 |
| — | WESTERN ASSET CLYM INFL OPP | 1,032,877 | $11,506 | 0.8% | $11.50 | — | COM | 95766R104 |
| — | NEUBERGER BERMAN RE ES SEC F | 2,130,602 | $11,441 | 0.7% | $4.93 | — | COM | 64190A103 |
| — | CALAMOS CONV OPP AND INC FD | 1,094,258 | $11,041 | 0.7% | $10.07 | — | SH BEN INT | 128117108 |
| — | ADVENT CLAY CONV SEC INC FD | 1,835,716 | $10,794 | 0.7% | $6.02 | — | COM | 007639107 |
| — | GENERAL AMERN INVS INC | 341,997 | $10,663 | 0.7% | $32.17 | — | COM | 368802104 |
| — | ZWEIG FD | 819,695 | $9,909 | 0.6% | $12.67 | — | COM NEW | 989834205 |
| — | WESTERN ASSET HGH YLD DFNDFD | 646,500 | $9,723 | 0.6% | $16.58 | — | COM | 95768B107 |
| — | POWERSHARES ETF TR II | 521,245 | $9,461 | 0.6% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| NXDT | NEXPOINT CR STRATEGIES FD | 412,351 | $9,389 | 0.6% | $18.05 | — | COM NEW | 65340G205 |
| — | MVC CAPITAL INC | 1,065,245 | $9,140 | 0.6% | $9.08 | — | COM | 553829102 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 688,288 | $9,099 | 0.6% | $13.22 | — | COM | 01864U106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 552,059 | $8,827 | 0.6% | $17.03 | — | SHS | 67075G103 |
| — | SPROTT FOCUS TR INC | 1,260,569 | $8,748 | 0.6% | $6.73 | — | COM | 85208J109 |
| — | MFS CHARTER INCOME TR | 1,021,354 | $8,702 | 0.6% | $8.99 | — | SH BEN INT | 552727109 |
| — | VOYA PRIME RATE TR | 1,553,581 | $8,607 | 0.6% | $5.13 | — | SH BEN INT | 92913A100 |
| — | VIRTUS TOTAL RETURN FD | 1,870,819 | $8,363 | 0.5% | $4.54 | — | COM | 92829A103 |
| — | CENTRAL FD CDA LTD | 737,465 | $8,326 | 0.5% | $13.18 | — | CL A | 153501101 |
| — | LAZARD GLB TTL RET&INCM FD I | 603,761 | $8,296 | 0.5% | $13.80 | — | COM | 52106W103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,788,698 | $8,282 | 0.5% | $5.11 | — | COM | 003009107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 599,295 | $8,270 | 0.5% | $13.80 | — | COM | 09253X102 |
| — | NUVEEN MUNICIPAL CREDIT INC | 569,891 | $8,058 | 0.5% | $14.14 | — | COM SH BEN INT | 67070X101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 214,253 | $7,829 | 0.5% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | ALLIANZGI EQUITY & CONV INCO | 415,977 | $7,662 | 0.5% | $19.05 | — | COM | 018829101 |
| — | BLACKSTONE GSO LNG SHRT CR I | 465,988 | $7,419 | 0.5% | $16.67 | — | COM SHS BN INT | 09257D102 |
| — | VIRTUS GLOBAL DIVID INCOME F | 605,548 | $7,291 | 0.5% | $12.04 | — | COM | 92835W107 |
| — | BLACKROCK LTD DURATION INC T | 455,340 | $6,908 | 0.5% | $15.10 | — | COM SHS | 09249W101 |
| — | ALLIANZGI DIVERS INC & CNV F | 367,364 | $6,899 | 0.5% | $17.93 | — | COM | 01883J108 |
| — | GARRISON CAP INC | 734,552 | $6,868 | 0.4% | $9.84 | — | COM | 366554103 |
| — | EATON VANCE SH TM DR DIVR IN | 493,391 | $6,838 | 0.4% | $14.39 | — | COM | 27828V104 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 485,932 | $6,793 | 0.4% | $16.52 | — | COM UT BEN INT | 670731108 |
| — | DEUTSCHE HIGH INCOME OPPORT | 466,529 | $6,723 | 0.4% | $14.36 | — | COM | 25158Y102 |
| — | ROYCE MICRO-CAP TR INC | 823,112 | $6,717 | 0.4% | $7.96 | — | COM | 780915104 |
| — | PIMCO MUN INCOME FD II | 529,308 | $6,468 | 0.4% | $12.22 | — | COM | 72200W106 |
| — | THL CR INC | 645,212 | $6,459 | 0.4% | $10.01 | — | COM | 872438106 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 733,990 | $6,254 | 0.4% | $7.74 | — | SHS | 25160E102 |
| — | EATON VANCE SR INCOME TR | 925,532 | $6,183 | 0.4% | $6.35 | — | SH BEN INT | 27826S103 |
| — | INVESCO MUN TR | 493,039 | $6,045 | 0.4% | $12.26 | — | COM | 46131J103 |
| — | GSV CAP CORP | 1,179,892 | $5,935 | 0.4% | $7.84 | — | COM | 36191J101 |
| — | MORGAN STANLEY EMER MKTS DEB | 627,542 | $5,711 | 0.4% | $9.57 | — | COM | 61744H105 |
| — | ALLIANZGI NFJ DIVID INT & PR | 449,123 | $5,663 | 0.4% | $12.61 | — | COM | 01883A107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 507,421 | $5,663 | 0.4% | $10.88 | — | COM SHS | 337319107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 681,375 | $5,655 | 0.4% | $9.03 | — | COM | 00765E104 |
| — | NEUBERGER BERMAN HGH YLD FD | 471,412 | $5,501 | 0.4% | $12.00 | — | COM | 64128C106 |
| — | WESTERN ASSET CLYM INFL SEC | 478,979 | $5,499 | 0.4% | $11.48 | — | COM SH BEN INT | 95766Q106 |
| — | LMP CAP & INCOME FD INC | 413,480 | $5,495 | 0.4% | $12.45 | — | COM | 50208A102 |
| — | FIFTH STR ASSET MGMT INC | 732,666 | $4,909 | 0.3% | $5.51 | — | CL A COM | 31679P109 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4,859 | 0.3% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | NUVEEN MUN VALUE FD INC | 494,392 | $4,726 | 0.3% | $9.56 | — | COM | 670928100 |
| — | NUVEEN INT DUR QUAL MUN TRM | 376,671 | $4,633 | 0.3% | $12.30 | — | COM | 670677103 |
| — | WESTERN ASSET GLB HI INCOME | 465,796 | $4,579 | 0.3% | $10.06 | — | COM | 95766B109 |
| GDX | VANECK VECTORS ETF TR | 209,517 | $4,371 | 0.3% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4,133 | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | BARINGS GLOBAL SHORT DURATIO | 204,618 | $3,935 | 0.3% | $18.63 | — | COM | 06760L100 |
| — | GREAT ELM CAP CORP | 335,016 | $3,910 | 0.3% | $11.67 | — | COM | 390320109 |
| — | WESTERN ASSET GLOBAL CP DEFI | 226,484 | $3,877 | 0.3% | $17.98 | — | COM | 95790C107 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 250,676 | $3,843 | 0.3% | $16.84 | — | COM | 92829B101 |
| — | GDL FUND | 385,272 | $3,791 | 0.2% | $10.65 | — | COM SH BEN IT | 361570104 |
| — | OHA INVT CORP | 2,143,426 | $3,708 | 0.2% | $3.53 | — | COM | 67091U102 |
| — | ALPINE GLOBAL PREMIER PPTYS | 716,686 | $3,677 | 0.2% | $5.55 | — | COM SBI | 02083A103 |
| — | GAMCO GLOBAL GOLD NAT RES & | 658,832 | $3,492 | 0.2% | $5.30 | — | COM SH BEN INT | 36465A109 |
| — | INVESCO HIGH INCOME TR II | 232,679 | $3,316 | 0.2% | $13.42 | — | COM | 46131F101 |
| — | EATON VANCE MUN BD FD | 260,980 | $3,239 | 0.2% | $12.41 | — | COM | 27827X101 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 139,446 | $3,230 | 0.2% | $23.52 | — | COM | 67074R100 |
| — | INVESCO TR INVT GRADE MUNS | 252,208 | $3,216 | 0.2% | $12.75 | — | COM | 46131M106 |
| — | CORNERSTONE STRATEGIC VALUE | 208,054 | $3,156 | 0.2% | $15.17 | — | COM | 21924B302 |
| — | LAZARD WORLD DIVID & INCOME | 313,283 | $3,105 | 0.2% | $9.91 | — | COM | 521076109 |
| — | SPECIAL OPPORTUNITIES FD INC | 226,644 | $3,094 | 0.2% | $15.33 | — | COM | 84741T104 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,196,380 | $3,087 | 0.2% | $2.65 | — | SH BEN INT | 59318T109 |
| — | ABERDEEN EMERGING MKTS SMALL | 268,587 | $3,022 | 0.2% | $15.15 | — | COM | 00301T102 |
| — | APOLLO TACTICAL INCOME FD IN | 179,453 | $2,774 | 0.2% | $17.46 | — | COM | 037638103 |
| — | AVENUE INCOME CR STRATEGIES | 204,175 | $2,742 | 0.2% | $15.19 | — | COM | 05358E106 |
| — | NUVEEN SR INCOME FD | 397,954 | $2,702 | 0.2% | $6.55 | — | COM | 67067Y104 |
| — | WELLS FARGO INCOME OPPORTUNI | 315,746 | $2,678 | 0.2% | $8.48 | — | WF INC OPPTY FD | 94987B105 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 186,139 | $2,621 | 0.2% | $14.08 | — | COM | 09254L107 |
| — | BLACKROCK FLOAT RATE OME STR | 181,162 | $2,611 | 0.2% | $13.43 | — | COM | 09255X100 |
| — | PACHOLDER HIGH YIELD FD INC | 361,811 | $2,605 | 0.2% | $7.11 | — | COM | 693742108 |
| — | KLR ENERGY ACQUISITION CORP | 200,000 | $2,498 | 0.2% | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| — | CALAMOS DYNAMIC CONV & INCOM | 140,942 | $2,471 | 0.2% | $17.53 | — | COM | 12811V105 |
| — | AMERICAN CAP SR FLOATING LTD | 199,449 | $2,373 | 0.2% | $11.04 | — | COM | 02504D108 |
| — | COHEN & STEERS QUALITY RLTY | 183,692 | $2,243 | 0.1% | $12.21 | — | COM | 19247L106 |
| — | HANCOCK JOHN PFD INCOME FD I | 118,993 | $2,111 | 0.1% | $17.74 | — | COM | 41021P103 |
| — | STELLAR ACQUISITION III INC | 200,000 | $2,060 | 0.1% | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | CREDIT SUISSE ASSET MGMT INC | 586,218 | $1,852 | 0.1% | $2.91 | — | COM | 224916106 |
| — | DELAWARE ENHANCED GBL DIV & | 179,275 | $1,812 | 0.1% | $10.11 | — | COM | 246060107 |
| — | NUVEEN MUN HIGH INCOME OPP F | 139,506 | $1,787 | 0.1% | $12.81 | — | COM | 670682103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 176,687 | $1,739 | 0.1% | $9.84 | — | COM | 67073B106 |
| XPHDX | PIONEER FLOATING RATE TR | 144,118 | $1,711 | 0.1% | $11.37 | — | COM | 72369J102 |
| — | BLACKROCK RES & COMM STRAT T | 188,423 | $1,558 | 0.1% | $8.18 | — | SHS | 09257A108 |
| — | HUNTER MARITIME ACQUISITION | 150,000 | $1,523 | 0.1% | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | CROSSROADS CAP INC | 620,907 | $1,323 | 0.1% | $3.11 | — | COM | 227656105 |
| ECC | EAGLE PT CR CO LLC | 77,920 | $1,302 | 0.1% | $16.71 | — | COM | 269808101 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 155,394 | $1,294 | 0.1% | $8.38 | — | COM | 25158V108 |
| — | KKR INCOME OPPORTUNITIES FD | 79,825 | $1,280 | 0.1% | $15.00 | — | COM | 48249T106 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 144,649 | $1,269 | 0.1% | $8.54 | — | COM NEW | 02082E205 |
| — | SWISS HELVETIA FD INC | 121,835 | $1,244 | 0.1% | $10.21 | — | COM | 870875101 |
| — | NUVEEN CA QUALTY MUN INCOME | 79,113 | $1,119 | 0.1% | $14.14 | — | COM | 67066Y105 |
| — | APOLLO INVT CORP | 175,407 | $1,028 | 0.1% | $5.86 | — | COM | 03761U106 |
| — | INVESCO ADVANTAGE MUNICIPAL | 76,786 | $858 | 0.1% | $11.17 | — | SH BEN INT | 46132E103 |
| — | MANAGED DURATION INVT GRD FU | 64,861 | $851 | 0.1% | $13.39 | — | COM | 56165R103 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,000 | $840 | 0.1% | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | DEUTSCHE STRATEGIC INCOME TR | 63,903 | $760 | 0.0% | $10.75 | — | SHS | 25160F109 |
| — | EASTERLY ACQUISITION CORP | 73,058 | $720 | 0.0% | $9.94 | — | COM | 27616L102 |
| — | TEKLA HEALTHCARE INVS | 34,004 | $719 | 0.0% | $21.14 | — | SH BEN INT | 87911J103 |
| — | PIMCO HIGH INCOME FD | 64,600 | $592 | 0.0% | $9.16 | — | COM SHS | 722014107 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 22,427 | $514 | 0.0% | $22.92 | — | COM | 67075A106 |
| — | WESTERN ASSET CORPORATE LN F | 45,154 | $508 | 0.0% | $10.35 | — | COM | 95790J102 |
| — | NUVEEN FLEXIBLE INVT INCOME | 25,400 | $423 | 0.0% | $16.65 | — | COM | 67075B104 |
| — | NUVEEN REAL ESTATE INCOME FD | 25,571 | $275 | 0.0% | $10.75 | — | COM | 67071B108 |