Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $1.377B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERICAN CAP LTD | 3,494,752 | $59.1M | 4.3% | $13.91 | — | COM | 02503Y103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 5,002,138 | $48.37M | 3.5% | $11.82 | — | SH BEN INT | 18914E106 |
| — | LIBERTY ALL STAR EQUITY FD | 7,597,145 | $39.35M | 2.9% | $5.33 | — | SH BEN INT | 530158104 |
| — | BLACKROCK CR ALLCTN INC TR | 2,928,413 | $39.09M | 2.8% | $12.98 | — | COM | 092508100 |
| — | PIMCO DYNMIC CREDIT AND MRT | 1,711,225 | $34.89M | 2.5% | $20.31 | — | COM SHS | 72202D106 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,974,286 | $33.7M | 2.4% | $9.37 | — | COM SHS | 67073D102 |
| — | ROYCE VALUE TR INC | 2,548,342 | $32.26M | 2.3% | $13.65 | — | COM | 780910105 |
| — | EATON VANCE LTD DUR INCOME F | 2,251,972 | $30.88M | 2.2% | $13.64 | — | COM | 27828H105 |
| — | BOULDER GROWTH & INCOME FD I | 3,181,815 | $26.66M | 1.9% | $8.35 | — | COM | 101507101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 690,375 | $25.98M | 1.9% | $39.18 | — | FTSE EMR MKT ETF | 922042858 |
| — | TEMPLETON GLOBAL INCOME FD | 3,973,980 | $24.8M | 1.8% | $7.32 | — | COM | 880198106 |
| — | BLACKROCK DEBT STRAT FD INC | 6,568,680 | $23.98M | 1.7% | $3.88 | — | COM | 09255R103 |
| — | INVESCO SR INCOME TR | 5,530,342 | $23.95M | 1.7% | $4.11 | — | COM | 46131H107 |
| SPY | SPDR S&P 500 ETF TR | 110,659 | $23.94M | 1.7% | $194.33 | — | TR UNIT | 78462F103 |
| — | TRI CONTL CORP | 1,084,537 | $23.19M | 1.7% | $18.22 | — | COM | 895436103 |
| — | CLOUGH GLOBAL EQUITY FD | 2,036,719 | $23.18M | 1.7% | $13.04 | — | COM | 18914C100 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,739,841 | $22.88M | 1.7% | $12.03 | — | COM | 006212104 |
| — | POWERSHARES ETF TRUST | 240,668 | $22.53M | 1.6% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,240,071 | $21.17M | 1.5% | $16.99 | — | COM | 09258A107 |
| — | INVESCO DYNAMIC CR OPP FD | 1,790,331 | $21.05M | 1.5% | $11.65 | — | COM | 46132R104 |
| — | WESTERN ASSET HIGH INCM OPP | 4,125,913 | $20.84M | 1.5% | $5.06 | — | COM | 95766K109 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,374,529 | $20.51M | 1.5% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | WELLS FARGO MULTI SECTOR INC | 1,404,439 | $18.22M | 1.3% | $13.36 | — | WF MLT SECTR INC | 94987D101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 482,753 | $18.06M | 1.3% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 2,286,797 | $17.45M | 1.3% | $8.29 | — | COM SH BEN INT N | 021060207 |
| — | WESTERN ASSET EMRG MKT INCM | 1,455,884 | $16.76M | 1.2% | $11.40 | — | COM | 95766E103 |
| — | LEGG MASON BW GLB INC OPP FD | 1,176,630 | $15.98M | 1.2% | $15.52 | — | COM | 52469B100 |
| — | BLACKROCK CORPOR HI YLD FD I | 1,471,606 | $15.92M | 1.2% | $11.18 | — | COM | 09255P107 |
| — | ADVENT CLAYMORE CV SECS & IN | 1,091,736 | $15.92M | 1.2% | $13.54 | — | COM | 00764C109 |
| — | FIRST TR HIGH INCOME L/S FD | 1,020,568 | $15.91M | 1.2% | $16.61 | — | COM | 33738E109 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,050,222 | $15.87M | 1.2% | $14.61 | — | COM | 74433A109 |
| — | ARES DYNAMIC CR ALLOCATION F | 1,039,897 | $15.44M | 1.1% | $14.77 | — | COM | 04014F102 |
| — | TEMPLETON EMERG MKTS INCOME | 1,244,514 | $13.69M | 1.0% | $10.96 | — | COM | 880192109 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,699,231 | $13.64M | 1.0% | $12.64 | — | COM | 617477104 |
| — | VOYA PRIME RATE TR | 2,570,747 | $13.57M | 1.0% | $5.13 | — | SH BEN INT | 92913A100 |
| — | FRANKLIN LTD DURATION INC TR | 1,121,293 | $13.56M | 1.0% | $12.41 | — | COM | 35472T101 |
| — | BROOKFIELD MTG OPP INC FD IN | 894,979 | $13.43M | 1.0% | $16.25 | — | COM | 112792106 |
| — | GENERAL AMERN INVS INC | 378,646 | $12.36M | 0.9% | $32.17 | — | COM | 368802104 |
| — | NEUBERGER BERMAN RE ES SEC F | 2,121,675 | $12.07M | 0.9% | $4.93 | — | COM | 64190A103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 483,170 | $11.68M | 0.8% | $23.53 | — | COM | 670735109 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 926,778 | $11.35M | 0.8% | $13.23 | — | COM | 092501105 |
| — | ADVENT CLAY CONV SEC INC FD | 1,917,816 | $11.05M | 0.8% | $6.02 | — | COM | 007639107 |
| — | MFS MULTIMARKET INCOME TR | 1,738,449 | $10.59M | 0.8% | $6.45 | — | SH BEN INT | 552737108 |
| — | ZWEIG FD | 800,942 | $10.37M | 0.8% | $12.68 | — | COM NEW | 989834205 |
| — | CENTRAL FD CDA LTD | 737,465 | $10.2M | 0.7% | $13.18 | — | CL A | 153501101 |
| — | MFS CHARTER INCOME TR | 1,163,436 | $10.05M | 0.7% | $8.99 | — | SH BEN INT | 552727109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,913,505 | $9.797M | 0.7% | $5.11 | — | COM | 003009107 |
| — | WESTERN ASSET HGH YLD DFNDFD | 635,622 | $9.795M | 0.7% | $16.61 | — | COM | 95768B107 |
| — | EATON VANCE SH TM DR DIVR IN | 701,694 | $9.62M | 0.7% | $14.39 | — | COM | 27828V104 |
| NXDT | NEXPOINT CR STRATEGIES FD | 425,650 | $9.462M | 0.7% | $18.05 | — | COM NEW | 65340G205 |
| — | ALLIANZGI EQUITY & CONV INCO | 502,577 | $9.408M | 0.7% | $19.05 | — | COM | 018829101 |
| — | POWERSHARES ETF TR II | 521,245 | $9.341M | 0.7% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | SPROTT FOCUS TR INC | 1,322,369 | $9.124M | 0.7% | $6.73 | — | COM | 85208J109 |
| — | PUTNAM PREMIER INCOME TR | 1,854,219 | $9.067M | 0.7% | $4.87 | — | SH BEN INT | 746853100 |
| — | MVC CAPITAL INC | 1,079,237 | $8.947M | 0.6% | $9.08 | — | COM | 553829102 |
| — | VIRTUS TOTAL RETURN FD | 1,850,889 | $8.773M | 0.6% | $4.54 | — | COM | 92829A103 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 553,895 | $8.696M | 0.6% | $17.03 | — | SHS | 67075G103 |
| — | VIRTUS GLOBAL DIVID INCOME F | 687,386 | $8.276M | 0.6% | $12.04 | — | COM | 92835W107 |
| — | BLACKSTONE GSO LNG SHRT CR I | 487,881 | $7.582M | 0.6% | $16.67 | — | COM SHS BN INT | 09257D102 |
| — | RYDEX ETF TRUST | 49,099 | $7.501M | 0.5% | $114.56 | — | GUGGENHM S&P 500 | 78355W205 |
| — | LMP CAP & INCOME FD INC | 532,647 | $7.26M | 0.5% | $12.45 | — | COM | 50208A102 |
| — | WESTERN ASSET GLOBAL CP DEFI | 408,642 | $7.229M | 0.5% | $17.98 | — | COM | 95790C107 |
| — | NUVEEN GLOBAL EQUITY INCOME | 587,886 | $7.019M | 0.5% | $11.85 | — | COM | 6706EH103 |
| — | DEUTSCHE HIGH INCOME OPPORT | 493,475 | $6.983M | 0.5% | $14.36 | — | COM | 25158Y102 |
| — | ALLIANZGI DIVERS INC & CNV F | 364,829 | $6.943M | 0.5% | $17.93 | — | COM | 01883J108 |
| — | OHA INVT CORP | 2,087,830 | $6.556M | 0.5% | $3.58 | — | COM | 67091U102 |
| — | WESTERN ASSET CLYM INFL OPP | 582,157 | $6.514M | 0.5% | $11.79 | — | COM | 95766R104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 756,755 | $6.47M | 0.5% | $7.74 | — | SHS | 25160E102 |
| — | APOLLO TACTICAL INCOME FD IN | 408,448 | $6.315M | 0.5% | $17.46 | — | COM | 037638103 |
| — | NEUBERGER BERMAN HGH YLD FD | 532,370 | $6.314M | 0.5% | $12.00 | — | COM | 64128C106 |
| — | GSV CAP CORP | 1,335,740 | $6.305M | 0.5% | $7.84 | — | COM | 36191J101 |
| — | MORGAN STANLEY EMER MKTS DEB | 636,542 | $6.143M | 0.4% | $9.57 | — | COM | 61744H105 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 455,394 | $6.02M | 0.4% | $16.69 | — | COM UT BEN INT | 670731108 |
| — | WESTERN ASSET EMRG MKT DEBT | 363,591 | $5.912M | 0.4% | $15.53 | — | COM | 95766A101 |
| — | NUVEEN SR INCOME FD | 872,013 | $5.703M | 0.4% | $6.55 | — | COM | 67067Y104 |
| — | ADVENT CLAYMORE ENH GRW & IN | 679,452 | $5.673M | 0.4% | $9.03 | — | COM | 00765E104 |
| — | EATON VANCE SR INCOME TR | 863,252 | $5.559M | 0.4% | $6.33 | — | SH BEN INT | 27826S103 |
| GDX | VANECK VECTORS ETF TR | 209,517 | $5.538M | 0.4% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | FIRST TR ABERDEEN GLBL OPP F | 468,449 | $5.518M | 0.4% | $10.86 | — | COM SHS | 337319107 |
| — | SPECIAL OPPORTUNITIES FD INC | 207,430 | $5.358M | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | CLOUGH GLOBAL DIVND AND INC | 438,245 | $5.316M | 0.4% | $14.43 | — | COM | 18913Y103 |
| — | WESTERN ASSET WORLDWIDE INCO | 432,510 | $5.021M | 0.4% | $12.28 | — | COM | 957668106 |
| — | CREDIT SUISSE ASSET MGMT INC | 1,532,763 | $4.813M | 0.3% | $2.91 | — | COM | 224916106 |
| — | AVENUE INCOME CR STRATEGIES | 370,560 | $4.806M | 0.3% | $15.19 | — | COM | 05358E106 |
| — | BARINGS GLOBAL SHORT DURATIO | 254,019 | $4.732M | 0.3% | $18.63 | — | COM | 06760L100 |
| — | BLACKROCK FLOAT RATE OME STR | 332,786 | $4.612M | 0.3% | $13.43 | — | COM | 09255X100 |
| — | CBRE CLARION GLOBAL REAL EST | 525,117 | $4.411M | 0.3% | $7.94 | — | COM | 12504G100 |
| — | DEUTSCHE HIGH INCOME TR | 473,923 | $4.365M | 0.3% | $8.66 | — | SHS | 25155R100 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.359M | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,669,713 | $4.291M | 0.3% | $2.65 | — | SH BEN INT | 59318T109 |
| — | FULL CIRCLE CAP CORP | 1,620,992 | $4.279M | 0.3% | $3.31 | — | COM | 359671104 |
| — | ALPINE GLOBAL PREMIER PPTYS | 764,371 | $4.242M | 0.3% | $5.55 | — | COM SBI | 02083A103 |
| — | FIFTH STR ASSET MGMT INC | 732,666 | $4.037M | 0.3% | $5.51 | — | CL A COM | 31679P109 |
| — | BROOKFIELD HIGH INCOME FD IN | 540,922 | $3.96M | 0.3% | $7.64 | — | COM | 11272P102 |
| — | GARRISON CAP INC | 387,780 | $3.928M | 0.3% | $10.28 | — | COM | 366554103 |
| — | GDL FUND | 383,472 | $3.816M | 0.3% | $10.65 | — | COM SH BEN IT | 361570104 |
| IWM | ISHARES TR | 30,000 | $3.726M | 0.3% | $115.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | ROYCE MICRO-CAP TR INC | 462,375 | $3.611M | 0.3% | $7.81 | — | COM | 780915104 |
| — | WESTERN ASSET GLB HI INCOME | 333,455 | $3.398M | 0.2% | $10.16 | — | COM | 95766B109 |
| — | ABERDEEN EMERGING MKTS SMALL | 268,587 | $3.395M | 0.2% | $15.15 | — | COM | 00301T102 |
| — | SPECIAL OPPORTUNITIES FD INC | 224,157 | $3.342M | 0.2% | $15.35 | — | COM | 84741T104 |
| — | INVESCO HIGH INCOME TR II | 220,651 | $3.226M | 0.2% | $13.38 | — | COM | 46131F101 |
| — | BLACKROCK LTD DURATION INC T | 206,664 | $3.207M | 0.2% | $15.01 | — | COM SHS | 09249W101 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 131,168 | $3.111M | 0.2% | $23.54 | — | COM | 67074R100 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 194,754 | $3.095M | 0.2% | $17.27 | — | COM | 92829B101 |
| — | FIRST TR STRATEGIC HIGH INC | 243,641 | $3.007M | 0.2% | $11.48 | — | COM SHS NEW | 337353304 |
| — | PUTMAN HIGH INCOME SEC FUND | 351,733 | $2.821M | 0.2% | $7.44 | — | SHS BEN INT | 746779107 |
| XPHDX | PIONEER FLOATING RATE TR | 235,493 | $2.779M | 0.2% | $11.37 | — | COM | 72369J102 |
| — | CLEARBRIDGE AMERN ENERG MLP | 275,806 | $2.471M | 0.2% | $15.96 | — | COM | 184691103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 263,881 | $2.43M | 0.2% | $9.16 | — | COM NEW | 641876800 |
| — | MADISON STRTG SECTOR PREM FD | 188,674 | $2.217M | 0.2% | $11.74 | — | COM | 558268108 |
| — | APOLLO SR FLOATING RATE FD I | 129,350 | $2.19M | 0.2% | $15.36 | — | COM | 037636107 |
| — | AMERICAN CAP SR FLOATING LTD | 196,020 | $2.162M | 0.2% | $11.03 | — | COM | 02504D108 |
| — | LAZARD GLB TTL RET&INCM FD I | 154,551 | $2.159M | 0.2% | $13.97 | — | COM | 52106W103 |
| — | KLR ENERGY ACQUISITION CORP | 200,000 | $2.1M | 0.2% | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| — | WESTERN ASSET CORPORATE LN F | 192,532 | $2.058M | 0.1% | $10.35 | — | COM | 95790J102 |
| — | STELLAR ACQUISITION III INC | 200,000 | $1.994M | 0.1% | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | PACHOLDER HIGH YIELD FD INC | 276,584 | $1.972M | 0.1% | $7.08 | — | COM | 693742108 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 135,743 | $1.774M | 0.1% | $17.60 | — | COM | 18469Q108 |
| — | CALAMOS GBL DYN INCOME FUND | 235,380 | $1.768M | 0.1% | $7.16 | — | COM | 12811L107 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 182,913 | $1.54M | 0.1% | $8.38 | — | COM | 25158V108 |
| — | BROOKFIELD GLOBL LISTED INFR | 107,219 | $1.471M | 0.1% | $11.95 | — | COM SHS | 11273Q109 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 168,274 | $1.464M | 0.1% | $8.54 | — | COM NEW | 02082E205 |
| — | THL CR SR LN FD | 80,082 | $1.321M | 0.1% | $16.50 | — | COM | 87244R103 |
| — | CROSSROADS CAP INC | 585,842 | $1.06M | 0.1% | $3.17 | — | COM | 227656105 |
| — | CALAMOS CONV OPP AND INC FD | 97,884 | $1.011M | 0.1% | $9.86 | — | SH BEN INT | 128117108 |
| — | DEUTSCHE STRATEGIC INCOME TR | 81,529 | $988K | 0.1% | $10.75 | — | SHS | 25160F109 |
| — | ROYCE GLOBAL VALUE TR INC | 117,716 | $956K | 0.1% | $8.37 | — | COM | 78081T104 |
| — | EATON VANCE FLTG RATE INCOM | 56,844 | $889K | 0.1% | $15.64 | — | COM SHS BEN INT | 278284104 |
| — | VOYA EMERGING MKTS HIGH DIVI | 105,661 | $865K | 0.1% | $9.27 | — | COM | 92912P108 |
| — | KKR INCOME OPPORTUNITIES FD | 48,232 | $773K | 0.1% | $14.33 | — | COM | 48249T106 |
| — | EASTERLY ACQUISITION CORP | 73,058 | $726K | 0.1% | $9.94 | — | COM | 27616L102 |
| SAR | SARATOGA INVT CORP | 29,787 | $532K | 0.0% | $15.80 | +11.8% | COM NEW | 80349A208 |
| — | FIFTH STR SR FLOATNG RATE CO | 59,251 | $507K | 0.0% | $8.74 | — | COM | 31679F101 |
| — | MADISON CVRED CALL & EQ STR | 62,907 | $489K | 0.0% | $7.66 | — | COM | 557437100 |
| — | GABELLI GLB SML & MD CP VAL | 33,117 | $358K | 0.0% | $10.17 | — | COM | 36249W104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 16,574 | $242K | 0.0% | $14.60 | — | COM | 670657105 |
| — | BLACKROCK RES & COMM STRAT T | 28,792 | $235K | 0.0% | $7.70 | — | SHS | 09257A108 |
| — | MANAGED DURATION INVT GRD FU | 14,310 | $205K | 0.0% | $14.33 | — | COM | 56165R103 |