Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $1.441B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,171,753 | $64.66M | 4.5% | $15.50 | — | COM | 95766A101 |
| — | BROOKFIELD REAL ASSETS INCOM | 2,640,719 | $60.16M | 4.2% | $22.44 | — | SHS BEN INT | 112830104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 5,585,656 | $57.48M | 4.0% | $11.41 | — | SH BEN INT | 18914E106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,825,310 | $51.11M | 3.5% | $13.35 | — | COM | 670657105 |
| — | EATON VANCE LTD DUR INCOME F | 3,194,804 | $44.22M | 3.1% | $13.67 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 8,717,911 | $43.94M | 3.0% | $5.04 | — | COM | 95766K109 |
| — | BLACKROCK CR ALLCTN INC TR | 3,141,676 | $41.34M | 2.9% | $12.98 | — | COM | 092508100 |
| — | LIBERTY ALL STAR EQUITY FD | 6,925,510 | $37.81M | 2.6% | $5.33 | — | SH BEN INT | 530158104 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,268,860 | $35.7M | 2.5% | $11.01 | — | COM | 09255P107 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,077,548 | $35.43M | 2.5% | $9.30 | — | COM SHS | 67073D102 |
| — | NUVEEN QUALITY MUNCP INCOME | 2,084,889 | $28.54M | 2.0% | $13.94 | — | COM | 67066V101 |
| — | TEMPLETON GLOBAL INCOME FD | 3,988,980 | $26.53M | 1.8% | $7.32 | — | COM | 880198106 |
| — | LEGG MASON BW GLB INC OPP FD | 2,023,863 | $25.86M | 1.8% | $13.97 | — | COM | 52469B100 |
| — | ROYCE VALUE TR INC | 1,751,362 | $24.52M | 1.7% | $13.65 | — | COM | 780910105 |
| — | INVESCO DYNAMIC CR OPP FD | 1,986,250 | $24.29M | 1.7% | $11.71 | — | COM | 46132R104 |
| — | BLACKROCK DEBT STRAT FD INC | 2,094,358 | $24.13M | 1.7% | $11.52 | — | COM NEW | 09255R202 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,889,852 | $23.43M | 1.6% | $12.58 | — | COM | 092501105 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,546,458 | $23.03M | 1.6% | $14.70 | — | COM | 74433A109 |
| — | INVESCO SR INCOME TR | 4,649,403 | $21.53M | 1.5% | $4.11 | — | COM | 46131H107 |
| — | CLOUGH GLOBAL EQUITY FD | 1,679,435 | $21.23M | 1.5% | $13.04 | — | COM | 18914C100 |
| — | WELLS FARGO MULTI SECTOR INC | 1,482,352 | $19.76M | 1.4% | $13.35 | — | COM | 94987D101 |
| — | TRI CONTL CORP | 793,366 | $18.34M | 1.3% | $18.22 | — | COM | 895436103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 450,975 | $17.92M | 1.2% | $39.20 | — | FTSE EMR MKT ETF | 922042858 |
| — | WESTERN ASSET GLB HI INCOME | 1,772,505 | $17.9M | 1.2% | $10.09 | — | COM | 95766B109 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,294,915 | $17.8M | 1.2% | $12.03 | — | COM | 006212104 |
| — | WESTERN ASSET CLYM INFL OPP | 1,555,387 | $17.37M | 1.2% | $11.39 | — | COM | 95766R104 |
| — | ADVENT CLAYMORE CV SECS & IN | 1,043,205 | $16.34M | 1.1% | $13.54 | — | COM | 00764C109 |
| — | BLACKROCK MULTI-SECTOR INC T | 938,926 | $16.25M | 1.1% | $16.95 | — | COM | 09258A107 |
| — | POWERSHARES ETF TRUST | 155,495 | $15.93M | 1.1% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | PIMCO DYNMIC CREDIT AND MRT | 700,196 | $15.01M | 1.0% | $20.28 | — | COM SHS | 72202D106 |
| — | TEMPLETON EMERG MKTS INCOME | 1,306,601 | $14.67M | 1.0% | $10.95 | — | COM | 880192109 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,898,351 | $14.39M | 1.0% | $12.08 | — | COM | 617477104 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,078,407 | $13.9M | 1.0% | $12.77 | — | COM | 01883A107 |
| — | ARES DYNAMIC CR ALLOCATION F | 862,851 | $13.82M | 1.0% | $14.79 | — | COM | 04014F102 |
| ARCC | ARES CAP CORP | 786,362 | $13.67M | 0.9% | $7.44 | 0.0% | COM | 04010L103 |
| — | BLACKSTONE GSO STRATEGIC CR | 826,617 | $13.09M | 0.9% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | WESTERN ASSET HGH YLD DFNDFD | 839,688 | $12.9M | 0.9% | $16.30 | — | COM | 95768B107 |
| — | NUVEEN MTG OPPORTUNITY TERM | 499,250 | $12.37M | 0.9% | $23.57 | — | COM | 670735109 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 1,219,386 | $11.96M | 0.8% | $9.81 | — | COM | 67073B106 |
| — | BOULDER GROWTH & INCOME FD I | 1,151,180 | $10.71M | 0.7% | $8.35 | — | COM | 101507101 |
| — | CBRE CLARION GLOBAL REAL EST | 1,427,335 | $10.66M | 0.7% | $7.49 | — | COM | 12504G100 |
| — | NUVEEN AMT FREE MUN CR INC F | 728,823 | $10.65M | 0.7% | $14.46 | — | COM | 67071L106 |
| — | GENERAL AMERN INVS INC | 307,487 | $10.3M | 0.7% | $32.17 | — | COM | 368802104 |
| — | SPROTT FOCUS TR INC | 1,336,120 | $9.927M | 0.7% | $6.77 | — | COM | 85208J109 |
| — | CENTRAL FD CDA LTD | 737,465 | $9.484M | 0.7% | $13.18 | — | CL A | 153501101 |
| — | POWERSHARES ETF TR II | 475,245 | $9.429M | 0.7% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| NXDT | NEXPOINT CR STRATEGIES FD | 408,598 | $9.357M | 0.6% | $18.05 | — | COM NEW | 65340G205 |
| — | FIRST TR HIGH INCOME L/S FD | 555,365 | $9.252M | 0.6% | $16.53 | — | COM | 33738E109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 560,578 | $9.233M | 0.6% | $17.02 | — | SHS | 67075G103 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,100,111 | $9.087M | 0.6% | $8.29 | — | COM SH BEN INT N | 021060207 |
| — | GARRISON CAP INC | 918,538 | $8.983M | 0.6% | $9.83 | — | COM | 366554103 |
| — | ADVENT CLAY CONV SEC INC FD | 1,451,392 | $8.868M | 0.6% | $6.02 | — | COM | 007639107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 603,195 | $8.354M | 0.6% | $13.80 | — | COM | 09253X102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,662,845 | $8.298M | 0.6% | $5.11 | — | COM | 003009107 |
| — | DEUTSCHE HIGH INCOME OPPORT | 549,523 | $8.051M | 0.6% | $14.40 | — | COM | 25158Y102 |
| — | ALLIANZGI DIVERS INC & CNV F | 392,394 | $7.973M | 0.6% | $18.08 | — | COM | 01883J108 |
| — | LAZARD GLB TTL RET&INCM FD I | 530,765 | $7.966M | 0.6% | $13.80 | — | COM | 52106W103 |
| — | MFS MULTIMARKET INCOME TR | 1,293,339 | $7.915M | 0.5% | $6.40 | — | SH BEN INT | 552737108 |
| — | ROYCE MICRO-CAP TR INC | 928,547 | $7.791M | 0.5% | $8.01 | — | COM | 780915104 |
| VEA | VANGUARD TAX MANAGED INTL FD | 195,120 | $7.668M | 0.5% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | NEUBERGER BERMAN RE ES SEC F | 1,333,617 | $7.095M | 0.5% | $4.93 | — | COM | 64190A103 |
| — | MFS CHARTER INCOME TR | 817,951 | $7.043M | 0.5% | $8.99 | — | SH BEN INT | 552727109 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 489,304 | $6.547M | 0.5% | $13.22 | — | COM | 01864U106 |
| — | BLACKROCK LTD DURATION INC T | 414,653 | $6.456M | 0.4% | $15.10 | — | COM SHS | 09249W101 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 656,854 | $6.411M | 0.4% | $9.49 | — | COM NEW | 02082E205 |
| — | BARINGTON HILCO ACQUISITION | 622,740 | $6.364M | 0.4% | $10.22 | — | COM | 06759V101 |
| — | ZWEIG FD | 552,761 | $6.147M | 0.4% | $12.67 | — | COM NEW | 989834205 |
| — | EATON VANCE SR INCOME TR | 897,820 | $6.087M | 0.4% | $6.35 | — | SH BEN INT | 27826S103 |
| — | BLACKSTONE GSO LNG SHRT CR I | 369,236 | $5.937M | 0.4% | $16.67 | — | COM SHS BN INT | 09257D102 |
| — | ALLIANZGI EQUITY & CONV INCO | 305,055 | $5.888M | 0.4% | $19.05 | — | COM | 018829101 |
| — | WESTERN ASSET CLYM INFL SEC | 511,001 | $5.882M | 0.4% | $11.48 | — | COM SH BEN INT | 95766Q106 |
| — | MORGAN STANLEY EMER MKTS DEB | 627,542 | $5.861M | 0.4% | $9.57 | — | COM | 61744H105 |
| — | NEUBERGER BERMAN HGH YLD FD | 487,712 | $5.794M | 0.4% | $12.00 | — | COM | 64128C106 |
| — | ADVENT CLAYMORE ENH GRW & IN | 673,955 | $5.688M | 0.4% | $9.03 | — | COM | 00765E104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 641,309 | $5.579M | 0.4% | $7.74 | — | SHS | 25160E102 |
| — | FIRST TR ABERDEEN GLBL OPP F | 469,179 | $5.452M | 0.4% | $10.88 | — | COM SHS | 337319107 |
| — | NUVEEN INT DUR QUAL MUN TRM | 413,672 | $5.345M | 0.4% | $12.36 | — | COM | 670677103 |
| — | LMP CAP & INCOME FD INC | 375,348 | $5.341M | 0.4% | $12.45 | — | COM | 50208A102 |
| — | NUVEEN MUNICIPAL CREDIT INC | 368,594 | $5.304M | 0.4% | $14.14 | — | COM SH BEN INT | 67070X101 |
| — | MANAGED DURATION INVT GRD FU | 389,645 | $5.143M | 0.4% | $13.23 | — | COM | 56165R103 |
| — | DELAWARE ENHANCED GBL DIV & | 465,210 | $5.113M | 0.4% | $10.65 | — | COM | 246060107 |
| — | WELLS FARGO INCOME OPPORTUNI | 602,340 | $5.072M | 0.4% | $8.45 | — | WF INC OPPTY FD | 94987B105 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.868M | 0.3% | $25.83 | — | PFD CONV SE B | 84741T302 |
| GDX | VANECK VECTORS ETF TR | 209,517 | $4.779M | 0.3% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | EATON VANCE SH TM DR DIVR IN | 327,299 | $4.621M | 0.3% | $14.39 | — | COM | 27828V104 |
| — | BLACKROCK RES & COMM STRAT T | 520,148 | $4.473M | 0.3% | $8.45 | — | SHS | 09257A108 |
| — | GREAT ELM CAP CORP | 166,870 | $4.24M | 0.3% | $11.67 | — | COM | 390320109 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.119M | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | LAZARD WORLD DIVID & INCOME | 356,230 | $3.794M | 0.3% | $10.00 | — | COM | 521076109 |
| — | GDL FUND | 385,272 | $3.791M | 0.3% | $10.65 | — | COM SH BEN IT | 361570104 |
| — | PUTNAM PREMIER INCOME TR | 710,418 | $3.74M | 0.3% | $4.91 | — | SH BEN INT | 746853100 |
| — | INVESCO HIGH INCOME TR II | 254,870 | $3.678M | 0.3% | $13.51 | — | COM | 46131F101 |
| — | FRANKLIN LTD DURATION INC TR | 299,828 | $3.589M | 0.2% | $12.39 | — | COM | 35472T101 |
| — | OHA INVT CORP | 2,264,826 | $3.488M | 0.2% | $3.42 | — | COM | 67091U102 |
| — | INVESCO MUN TR | 270,076 | $3.384M | 0.2% | $12.26 | — | COM | 46131J103 |
| — | VOYA PRIME RATE TR | 623,986 | $3.376M | 0.2% | $5.13 | — | SH BEN INT | 92913A100 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 138,035 | $3.278M | 0.2% | $23.52 | — | COM | 67074R100 |
| — | SPECIAL OPPORTUNITIES FD INC | 219,877 | $3.212M | 0.2% | $15.33 | — | COM | 84741T104 |
| — | EATON VANCE MUN BD FD | 255,880 | $3.211M | 0.2% | $12.41 | — | COM | 27827X101 |
| — | BLACKROCK INTL GRWTH & INC T | 508,791 | $2.946M | 0.2% | $5.79 | — | COM BENE INTER | 092524107 |
| — | WESTERN ASSET GLOBAL CP DEFI | 162,856 | $2.837M | 0.2% | $17.98 | — | COM | 95790C107 |
| — | PACHOLDER HIGH YIELD FD INC | 350,628 | $2.707M | 0.2% | $7.11 | — | COM | 693742108 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 197,700 | $2.487M | 0.2% | $12.58 | — | COM | 01879R106 |
| — | MVC CAPITAL INC | 272,906 | $2.453M | 0.2% | $9.08 | — | COM | 553829102 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 164,303 | $2.328M | 0.2% | $14.08 | — | COM | 09254L107 |
| — | KLR ENERGY ACQUISITION CORP | 200,000 | $2.066M | 0.1% | $10.33 | — | CL A | 49877M108 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2.036M | 0.1% | $10.18 | — | COM | Y8172W107 |
| — | MFS INTERMEDIATE HIGH INC FD | 758,415 | $2.002M | 0.1% | $2.65 | — | SH BEN INT | 59318T109 |
| — | CALAMOS CONV & HIGH INCOME F | 165,233 | $1.882M | 0.1% | $10.55 | — | COM SHS | 12811P108 |
| — | VOYA GLBL EQTY DIV & PREM OP | 245,335 | $1.801M | 0.1% | $7.34 | — | COM | 92912T100 |
| — | FEDERATED PREM INTR MUN INC | 127,906 | $1.683M | 0.1% | $13.16 | — | COM | 31423M105 |
| — | FIRST TR STRATEGIC HIGH INC | 125,503 | $1.635M | 0.1% | $13.03 | — | COM SHS NEW | 337353304 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.503M | 0.1% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | HUNTER MARITIME ACQUISITION | 150,002 | $1.48M | 0.1% | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | TRIANGLE CAP CORP | 76,796 | $1.465M | 0.1% | $19.08 | — | COM | 895848109 |
| OFS | OFS CAP CORP | 101,699 | $1.443M | 0.1% | $14.52 | 0.0% | COM | 67103B100 |
| — | SWISS HELVETIA FD INC | 121,835 | $1.413M | 0.1% | $10.21 | — | COM | 870875101 |
| — | CROSSROADS CAP INC | 585,219 | $1.34M | 0.1% | $3.11 | — | COM | 227656105 |
| — | FINTECH ACQUISITION CORP II | 125,000 | $1.275M | 0.1% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 140,895 | $1.196M | 0.1% | $8.38 | — | COM | 25158V108 |
| — | MFS INVT GRADE MUN TR | 110,445 | $1.065M | 0.1% | $9.64 | — | SH BEN INT | 59318B108 |
| — | PRINCIPAL REAL ESTATE INCOME | 57,928 | $1.016M | 0.1% | $17.54 | — | SHS BEN INT | 74255X104 |
| — | MADISON CVRED CALL & EQ STR | 108,677 | $873K | 0.1% | $8.03 | — | COM | 557437100 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $803K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | EASTERLY ACQUISITION CORP | 73,058 | $728K | 0.1% | $9.94 | — | COM | 27616L102 |
| — | NUVEEN FLEXIBLE INVT INCOME | 24,200 | $410K | 0.0% | $16.65 | — | COM | 67075B104 |
| — | AVENUE INCOME CR STRATEGIES | 28,408 | $397K | 0.0% | $15.19 | — | COM | 05358E106 |
| — | ABERDEEN LATIN AMER EQTY FD | 14,986 | $352K | 0.0% | $23.49 | — | COM | 00306K106 |
| — | PUTMAN HIGH INCOME SEC FUND | 40,009 | $347K | 0.0% | $8.67 | — | SHS BEN INT | 746779107 |
| — | VIRTUS TOTAL RETURN FD | 73,870 | $323K | 0.0% | $4.54 | — | COM | 92829A103 |
| — | KKR INCOME OPPORTUNITIES FD | 16,749 | $285K | 0.0% | $15.00 | — | COM | 48249T106 |
| — | CREDIT SUISSE ASSET MGMT INC | 82,720 | $273K | 0.0% | $2.91 | — | COM | 224916106 |
| — | MADISON STRTG SECTOR PREM FD | 20,921 | $255K | 0.0% | $12.19 | — | COM | 558268108 |
| — | KLR ENERGY ACQUISITION CORP | 185,800 | $219K | 0.0% | $1.18 | — | *W EXP 09/16/202 | 49877M116 |
| — | ABERDEEN EMERGING MKTS SMALL | 10,700 | $140K | 0.0% | $15.15 | — | COM | 00301T102 |
| — | ABERDEEN INDONESIA FD INC | 14,900 | $107K | 0.0% | $7.18 | — | COM | 00305P106 |
| — | GABELLI CONV&INCOM SECS FD I | 17,429 | $86,000 | 0.0% | $4.93 | — | COM | 36240B109 |
| — | STELLAR ACQUISITION III INC | 200,000 | $68,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $60,000 | 0.0% | $0.80 | — | *W EXP 99/99/999 | Y37828129 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $31,000 | 0.0% | $1.16 | — | *W EXP 99/99/999 | G4182A128 |
| — | EASTERLY ACQUISITION CORP | 36,529 | $13,000 | 0.0% | $0.36 | — | *W EXP 07/29/202 | 27616L110 |