Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $1.307B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,219,986 | $65.7M | 5.0% | $15.50 | — | COM | 95766A101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,776,010 | $51.69M | 4.0% | $13.35 | — | COM | 670657105 |
| — | BROOKFIELD REAL ASSETS INCOM | 2,142,156 | $49.66M | 3.8% | $22.44 | — | SHS BEN INT | 112830104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 4,344,939 | $46.06M | 3.5% | $11.41 | — | SH BEN INT | 18914E106 |
| — | EATON VANCE LTD DUR INCOME F | 3,208,298 | $45.24M | 3.5% | $13.67 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 7,899,617 | $40.05M | 3.1% | $5.04 | — | COM | 95766K109 |
| — | BLACKROCK CR ALLCTN INC TR | 2,864,244 | $38.52M | 2.9% | $12.98 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,169,057 | $34.73M | 2.7% | $11.01 | — | COM | 09255P107 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,820,388 | $32.89M | 2.5% | $9.30 | — | COM SHS | 67073D102 |
| ARCC | ARES CAP CORP | 1,921,053 | $31.47M | 2.4% | $7.42 | -0.1% | COM | 04010L103 |
| — | LIBERTY ALL STAR EQUITY FD | 5,206,962 | $29.47M | 2.3% | $5.33 | — | SH BEN INT | 530158104 |
| — | NUVEEN QUALITY MUNCP INCOME | 2,058,689 | $28.9M | 2.2% | $13.94 | — | COM | 67066V101 |
| — | LEGG MASON BW GLB INC OPP FD | 1,928,716 | $25.52M | 2.0% | $13.97 | — | COM | 52469B100 |
| — | TEMPLETON GLOBAL INCOME FD | 3,705,081 | $24.9M | 1.9% | $7.32 | — | COM | 880198106 |
| — | INVESCO DYNAMIC CR OPP FD | 2,039,998 | $24.46M | 1.9% | $11.71 | — | COM | 46132R104 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,622,642 | $24.11M | 1.8% | $14.71 | — | COM | 74433A109 |
| — | CLOUGH GLOBAL EQUITY FD | 1,893,279 | $23.87M | 1.8% | $12.99 | — | COM | 18914C100 |
| — | WESTERN ASSET GLB HI INCOME | 2,162,978 | $21.76M | 1.7% | $10.09 | — | COM | 95766B109 |
| — | BLACKROCK DEBT STRAT FD INC | 1,837,897 | $21.21M | 1.6% | $11.52 | — | COM NEW | 09255R202 |
| — | WESTERN ASSET CLYM INFL OPP | 1,874,312 | $20.66M | 1.6% | $11.33 | — | COM | 95766R104 |
| — | INVESCO SR INCOME TR | 4,150,385 | $18.93M | 1.4% | $4.11 | — | COM | 46131H107 |
| — | ROYCE VALUE TR INC | 1,292,289 | $18.85M | 1.4% | $13.65 | — | COM | 780910105 |
| — | BLACKROCK ENHANCED GBL DIV T | 1,300,166 | $17.23M | 1.3% | $12.58 | — | COM | 092501105 |
| — | ADVENT CLAYMORE CV SECS & IN | 1,040,963 | $16.81M | 1.3% | $13.54 | — | COM | 00764C109 |
| — | TEMPLETON EMERG MKTS INCOME | 1,409,308 | $15.81M | 1.2% | $10.97 | — | COM | 880192109 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,013,686 | $14.49M | 1.1% | $12.03 | — | COM | 006212104 |
| — | BLACKROCK MULTI-SECTOR INC T | 778,502 | $14.11M | 1.1% | $16.95 | — | COM | 09258A107 |
| — | VOYA PRIME RATE TR | 2,549,841 | $13.72M | 1.0% | $5.32 | — | SH BEN INT | 92913A100 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,652,807 | $13.11M | 1.0% | $12.08 | — | COM | 617477104 |
| — | ARES DYNAMIC CR ALLOCATION F | 795,057 | $13M | 1.0% | $14.79 | — | COM | 04014F102 |
| — | WESTERN ASSET HGH YLD DFNDFD | 814,688 | $12.45M | 1.0% | $16.30 | — | COM | 95768B107 |
| — | BLACKSTONE GSO STRATEGIC CR | 773,372 | $12.31M | 0.9% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN MTG OPPORTUNITY TERM | 478,974 | $12.27M | 0.9% | $23.57 | — | COM | 670735109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 291,859 | $11.92M | 0.9% | $39.20 | — | FTSE EMR MKT ETF | 922042858 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,286,024 | $11.25M | 0.9% | $8.89 | — | COM | 00765E104 |
| NXDT | NEXPOINT CR STRATEGIES FD | 514,095 | $11.2M | 0.9% | $18.82 | — | COM NEW | 65340G205 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,210,750 | $10.52M | 0.8% | $8.32 | — | COM SH BEN INT N | 021060207 |
| — | POWERSHARES ETF TRUST | 100,632 | $10.4M | 0.8% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | TRI CONTL CORP | 423,202 | $10.3M | 0.8% | $18.22 | — | COM | 895436103 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 582,784 | $9.832M | 0.8% | $17.01 | — | SHS | 67075G103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 726,655 | $9.519M | 0.7% | $12.77 | — | COM | 01883A107 |
| — | SPROTT FOCUS TR INC | 1,269,066 | $9.353M | 0.7% | $6.77 | — | COM | 85208J109 |
| — | MANAGED DURATION INVT GRD FU | 658,527 | $9.088M | 0.7% | $13.46 | — | COM | 56165R103 |
| — | GENERAL AMERN INVS INC | 261,955 | $8.998M | 0.7% | $32.17 | — | COM | 368802104 |
| — | CENTRAL FD CDA LTD | 713,165 | $8.793M | 0.7% | $13.18 | — | CL A | 153501101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 603,195 | $8.469M | 0.6% | $13.80 | — | COM | 09253X102 |
| — | BOULDER GROWTH & INCOME FD I | 871,929 | $8.466M | 0.6% | $8.35 | — | COM | 101507101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 567,923 | $8.451M | 0.6% | $14.42 | — | COM | 25158Y102 |
| — | ZWEIG FD | 659,493 | $8.072M | 0.6% | $12.60 | — | COM NEW | 989834205 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 320,135 | $7.869M | 0.6% | $24.12 | — | COM | 67074R100 |
| — | ADVENT CLAY CONV SEC INC FD | 1,236,956 | $7.706M | 0.6% | $6.02 | — | COM | 007639107 |
| — | BLACKROCK LTD DURATION INC T | 476,819 | $7.524M | 0.6% | $15.19 | — | COM SHS | 09249W101 |
| — | GARRISON CAP INC | 873,045 | $7.211M | 0.6% | $9.83 | — | COM | 366554103 |
| — | MFS CHARTER INCOME TR | 811,837 | $7.014M | 0.5% | $8.99 | — | SH BEN INT | 552727109 |
| — | ALLIANZGI EQUITY & CONV INCO | 340,810 | $6.731M | 0.5% | $19.13 | — | COM | 018829101 |
| — | DELAWARE ENHANCED GBL DIV & | 583,340 | $6.65M | 0.5% | $10.80 | — | COM | 246060107 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 485,104 | $6.641M | 0.5% | $13.22 | — | COM | 01864U106 |
| — | ROYCE MICRO-CAP TR INC | 767,098 | $6.635M | 0.5% | $8.01 | — | COM | 780915104 |
| — | EATON VANCE SR INCOME TR | 986,170 | $6.558M | 0.5% | $6.38 | — | SH BEN INT | 27826S103 |
| — | MORGAN STANLEY EMER MKTS DEB | 652,520 | $6.453M | 0.5% | $9.58 | — | COM | 61744H105 |
| — | MFS MULTIMARKET INCOME TR | 1,035,979 | $6.423M | 0.5% | $6.40 | — | SH BEN INT | 552737108 |
| — | BARINGTON HILCO ACQUISITION | 622,740 | $6.421M | 0.5% | $10.22 | — | COM | 06759V101 |
| — | SWISS HELVETIA FD INC | 499,070 | $6.338M | 0.5% | $12.09 | — | COM | 870875101 |
| — | POWERSHARES ETF TR II | 307,565 | $6.105M | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | NEUBERGER BERMAN HGH YLD FD | 512,883 | $6.098M | 0.5% | $11.99 | — | COM | 64128C106 |
| — | WESTERN ASSET CLYM INFL SEC | 511,801 | $5.783M | 0.4% | $11.48 | — | COM SH BEN INT | 95766Q106 |
| CGBD | TCG BDC INC | 315,143 | $5.676M | 0.4% | $6.40 | 0.0% | COM | 872280102 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.34M | 0.4% | $7.74 | — | SHS | 25160E102 |
| — | WELLS FARGO INCOME OPPORTUNI | 622,705 | $5.33M | 0.4% | $8.46 | — | WF INC OPPTY FD | 94987B105 |
| — | INVESCO HIGH INCOME TR II | 355,355 | $5.302M | 0.4% | $13.91 | — | COM | 46131F101 |
| — | NUVEEN INT DUR QUAL MUN TRM | 406,390 | $5.267M | 0.4% | $12.36 | — | COM | 670677103 |
| VEA | VANGUARD TAX MANAGED INTL FD | 126,277 | $5.217M | 0.4% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | PACIFIC SPL ACQUISITION CORP | 487,131 | $4.993M | 0.4% | $10.25 | — | SHS | G68588105 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.878M | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | NUVEEN AMT FREE MUN CR INC F | 306,942 | $4.65M | 0.4% | $14.46 | — | COM | 67071L106 |
| — | FIRST TR ABERDEEN GLBL OPP F | 399,086 | $4.649M | 0.4% | $10.88 | — | COM SHS | 337319107 |
| — | BLACKROCK RES & COMM STRAT T | 559,225 | $4.479M | 0.3% | $8.42 | — | SHS | 09257A108 |
| — | GREAT ELM CAP CORP | 166,870 | $4.233M | 0.3% | $11.67 | — | COM | 390320109 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.198M | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | ABERDEEN ASIA PACIFIC INCOM | 770,653 | $3.853M | 0.3% | $5.11 | — | COM | 003009107 |
| — | LMP CAP & INCOME FD INC | 269,021 | $3.825M | 0.3% | $12.45 | — | COM | 50208A102 |
| — | CBRE CLARION GLOBAL REAL EST | 492,901 | $3.813M | 0.3% | $7.49 | — | COM | 12504G100 |
| — | EATON VANCE SH TM DR DIVR IN | 267,675 | $3.761M | 0.3% | $14.39 | — | COM | 27828V104 |
| — | FIFTH STR ASSET MGMT INC | 726,266 | $3.522M | 0.3% | $4.85 | — | CL A COM | 31679P109 |
| — | ALLIANZGI DIVERS INC & CNV F | 164,857 | $3.455M | 0.3% | $18.08 | — | COM | 01883J108 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 262,115 | $3.392M | 0.3% | $12.67 | — | COM | 01879R106 |
| — | LAZARD GLB TTL RET&INCM FD I | 190,947 | $3.123M | 0.2% | $13.80 | — | COM | 52106W103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 290,354 | $3.017M | 0.2% | $9.81 | — | COM | 67073B106 |
| GDX | VANECK VECTORS ETF TR | 135,594 | $2.994M | 0.2% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | FIRST TR HIGH INCOME L/S FD | 171,784 | $2.962M | 0.2% | $16.53 | — | COM | 33738E109 |
| — | WESTERN ASSET GLOBAL CP DEFI | 162,856 | $2.9M | 0.2% | $17.98 | — | COM | 95790C107 |
| — | OHA INVT CORP | 2,283,394 | $2.9M | 0.2% | $3.42 | — | COM | 67091U102 |
| — | SPECIAL OPPORTUNITIES FD INC | 184,110 | $2.798M | 0.2% | $15.33 | — | COM | 84741T104 |
| — | PACHOLDER HIGH YIELD FD INC | 350,628 | $2.791M | 0.2% | $7.11 | — | COM | 693742108 |
| — | WELLS FARGO MULTI SECTOR INC | 191,588 | $2.558M | 0.2% | $13.35 | — | COM | 94987D101 |
| — | EATON VANCE MUN BD FD | 196,503 | $2.494M | 0.2% | $12.41 | — | COM | 27827X101 |
| — | CAPITALA FIN CORP | 98,300 | $2.487M | 0.2% | $25.30 | — | 5.75% NT CV 22 | 14054R403 |
| — | LAZARD WORLD DIVID & INCOME | 221,974 | $2.446M | 0.2% | $10.00 | — | COM | 521076109 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $2.36M | 0.2% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | KBL MERGER CORP IV | 230,000 | $2.346M | 0.2% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | HENNESSY CAP ACQUSTON CORP I | 225,000 | $2.262M | 0.2% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| NESR | NATIONAL ENERGY SERVICES REU | 230,000 | $2.197M | 0.2% | $9.55 | — | SHS | G6375R107 |
| — | BLACKSTONE GSO LNG SHRT CR I | 134,093 | $2.164M | 0.2% | $16.67 | — | COM SHS BN INT | 09257D102 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2.009M | 0.2% | $10.18 | — | COM | Y8172W107 |
| — | FORUM MERGER CORP | 200,000 | $1.942M | 0.1% | $9.71 | — | COM CL A | 34985B103 |
| — | MADISON CVRED CALL & EQ STR | 226,829 | $1.776M | 0.1% | $7.93 | — | COM | 557437100 |
| — | PRUDENTIAL SHT DURATION HG Y | 107,810 | $1.646M | 0.1% | $15.27 | — | COM | 74442F107 |
| — | HUNTER MARITIME ACQUISITION | 150,002 | $1.484M | 0.1% | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.448M | 0.1% | $9.65 | — | CL A | 57682V106 |
| — | GDL FUND | 135,242 | $1.388M | 0.1% | $10.65 | — | COM SH BEN IT | 361570104 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 126,490 | $1.294M | 0.1% | $9.49 | — | COM NEW | 02082E205 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $1.275M | 0.1% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 140,895 | $1.227M | 0.1% | $8.38 | — | COM | 25158V108 |
| — | FINTECH ACQUISITION CORP II | 125,002 | $1.225M | 0.1% | $9.80 | — | COM | 31810G109 |
| — | CONSTELLATION ALPHA CAPITAL | 120,000 | $1.217M | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | ABERDEEN SINGAPORE FD INC | 107,904 | $1.195M | 0.1% | $11.07 | — | COM | 003244100 |
| — | MFS INVT GRADE MUN TR | 116,646 | $1.183M | 0.1% | $9.67 | — | SH BEN INT | 59318B108 |
| — | FIRST TR STRATEGIC HIGH INC | 86,179 | $1.176M | 0.1% | $13.03 | — | COM SHS NEW | 337353304 |
| — | CLOUGH GLOBAL DIVND AND INC | 80,273 | $1.073M | 0.1% | $13.37 | — | COM | 18913Y103 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $808K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | MADISON STRTG SECTOR PREM FD | 59,946 | $722K | 0.1% | $12.09 | — | COM | 558268108 |
| — | ABERDEEN LATIN AMER EQTY FD | 29,892 | $692K | 0.1% | $23.32 | — | COM | 00306K106 |
| — | SOURCE CAP INC | 17,663 | $683K | 0.1% | $38.67 | — | COM | 836144105 |
| — | ABERDEEN INDONESIA FD INC | 87,325 | $664K | 0.1% | $7.53 | — | COM | 00305P106 |
| — | FEDERATED PREM INTR MUN INC | 43,699 | $597K | 0.0% | $13.16 | — | COM | 31423M105 |
| — | MVC CAPITAL INC | 54,023 | $533K | 0.0% | $9.08 | — | COM | 553829102 |
| — | ABERDEEN EMERGING MKTS SMALL | 29,261 | $404K | 0.0% | $14.30 | — | COM | 00301T102 |
| — | KOREA EQUITY FD INC | 48,903 | $344K | 0.0% | $7.03 | — | COM | 50063B104 |
| — | DELAWARE INVTS DIV & INCOME | 31,905 | $334K | 0.0% | $10.47 | — | COM | 245915103 |
| — | EASTERLY ACQUISITION CORP | 21,058 | $212K | 0.0% | $9.94 | — | COM | 27616L102 |
| — | ROSEHILL RES INC | 119,700 | $132K | 0.0% | $1.10 | — | *W EXP 09/16/202 | 777385113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 230,000 | $92,000 | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $75,000 | 0.0% | $0.50 | — | *W EXP 03/15/202 | 57682V114 |
| — | FINTECH ACQUISITION CORP II | 62,501 | $75,000 | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | FORUM MERGER CORP | 200,000 | $70,000 | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | STELLAR ACQUISITION III INC | 200,000 | $64,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $48,000 | 0.0% | $1.16 | — | *W EXP 99/99/999 | G4182A128 |
| — | FORUM MERGER CORP | 100,000 | $34,000 | 0.0% | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| — | EASTERLY ACQUISITION CORP | 36,529 | $31,000 | 0.0% | $0.36 | — | *W EXP 07/29/202 | 27616L110 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $23,000 | 0.0% | $0.80 | — | *W EXP 99/99/999 | Y37828129 |