RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

CIK: 0001447578 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $1,306,581 (100.0% shares, 0.0% debt)

Holdings (140)

— WESTERN ASSET EMRG MKT DEBT 5.0%
Value ($000) $65,705 Shares 4,219,986 Est. Cost $15.50 Unrealized —
— NUVEEN AMT FREE QLTY MUN INC 4.0%
Value ($000) $51,694 Shares 3,776,010 Est. Cost $13.35 Unrealized —
— BROOKFIELD REAL ASSETS INCOM 3.8%
Value ($000) $49,655 Shares 2,142,156 Est. Cost $22.44 Unrealized —
— CLOUGH GLOBAL OPPORTUNITIES 3.5%
Value ($000) $46,056 Shares 4,344,939 Est. Cost $11.41 Unrealized —
— EATON VANCE LTD DUR INCOME F 3.5%
Value ($000) $45,237 Shares 3,208,298 Est. Cost $13.67 Unrealized —
— WESTERN ASSET HIGH INCM OPP 3.1%
Value ($000) $40,051 Shares 7,899,617 Est. Cost $5.04 Unrealized —
— BLACKROCK CR ALLCTN INC TR 2.9%
Value ($000) $38,524 Shares 2,864,244 Est. Cost $12.98 Unrealized —
— BLACKROCK CORPOR HI YLD FD I 2.7%
Value ($000) $34,733 Shares 3,169,057 Est. Cost $11.01 Unrealized —
— NUVEEN CR STRATEGIES INCM FD 2.5%
Value ($000) $32,894 Shares 3,820,388 Est. Cost $9.30 Unrealized —
ARCC ARES CAP CORP 2.4%
Value ($000) $31,467 Shares 1,921,053 Est. Cost $7.42 Unrealized -0.1%
— LIBERTY ALL STAR EQUITY FD 2.3%
Value ($000) $29,471 Shares 5,206,962 Est. Cost $5.33 Unrealized —
— NUVEEN QUALITY MUNCP INCOME 2.2%
Value ($000) $28,904 Shares 2,058,689 Est. Cost $13.94 Unrealized —
— LEGG MASON BW GLB INC OPP FD 2.0%
Value ($000) $25,517 Shares 1,928,716 Est. Cost $13.97 Unrealized —
— TEMPLETON GLOBAL INCOME FD 1.9%
Value ($000) $24,898 Shares 3,705,081 Est. Cost $7.32 Unrealized —
— INVESCO DYNAMIC CR OPP FD 1.9%
Value ($000) $24,460 Shares 2,039,998 Est. Cost $11.71 Unrealized —
— PRUDENTIAL GLB SHT DUR HG YL 1.8%
Value ($000) $24,112 Shares 1,622,642 Est. Cost $14.71 Unrealized —
— CLOUGH GLOBAL EQUITY FD 1.8%
Value ($000) $23,874 Shares 1,893,279 Est. Cost $12.99 Unrealized —
— WESTERN ASSET GLB HI INCOME 1.7%
Value ($000) $21,760 Shares 2,162,978 Est. Cost $10.09 Unrealized —
— BLACKROCK DEBT STRAT FD INC 1.6%
Value ($000) $21,209 Shares 1,837,897 Est. Cost $11.52 Unrealized —
— WESTERN ASSET CLYM INFL OPP 1.6%
Value ($000) $20,655 Shares 1,874,312 Est. Cost $11.33 Unrealized —
— INVESCO SR INCOME TR 1.4%
Value ($000) $18,926 Shares 4,150,385 Est. Cost $4.11 Unrealized —
— ROYCE VALUE TR INC 1.4%
Value ($000) $18,854 Shares 1,292,289 Est. Cost $13.65 Unrealized —
— BLACKROCK ENHANCED GBL DIV T 1.3%
Value ($000) $17,227 Shares 1,300,166 Est. Cost $12.58 Unrealized —
— ADVENT CLAYMORE CV SECS & IN 1.3%
Value ($000) $16,812 Shares 1,040,963 Est. Cost $13.54 Unrealized —
— TEMPLETON EMERG MKTS INCOME 1.2%
Value ($000) $15,812 Shares 1,409,308 Est. Cost $10.97 Unrealized —
— ADAMS DIVERSIFIED EQUITY FD 1.1%
Value ($000) $14,486 Shares 1,013,686 Est. Cost $12.03 Unrealized —
— BLACKROCK MULTI-SECTOR INC T 1.1%
Value ($000) $14,114 Shares 778,502 Est. Cost $16.95 Unrealized —
— VOYA PRIME RATE TR 1.0%
Value ($000) $13,718 Shares 2,549,841 Est. Cost $5.32 Unrealized —
— MORGAN STANLEY EM MKTS DM DE 1.0%
Value ($000) $13,107 Shares 1,652,807 Est. Cost $12.08 Unrealized —
— ARES DYNAMIC CR ALLOCATION F 1.0%
Value ($000) $12,999 Shares 795,057 Est. Cost $14.79 Unrealized —
— WESTERN ASSET HGH YLD DFNDFD 1.0%
Value ($000) $12,448 Shares 814,688 Est. Cost $16.30 Unrealized —
— BLACKSTONE GSO STRATEGIC CR 0.9%
Value ($000) $12,312 Shares 773,372 Est. Cost $16.54 Unrealized —
— NUVEEN MTG OPPORTUNITY TERM 0.9%
Value ($000) $12,267 Shares 478,974 Est. Cost $23.57 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.9%
Value ($000) $11,917 Shares 291,859 Est. Cost $39.20 Unrealized —
— ADVENT CLAYMORE ENH GRW & IN 0.9%
Value ($000) $11,253 Shares 1,286,024 Est. Cost $8.89 Unrealized —
NXDT NEXPOINT CR STRATEGIES FD 0.9%
Value ($000) $11,197 Shares 514,095 Est. Cost $18.82 Unrealized —
— ALPINE TOTAL DYNAMIC DIVID F 0.8%
Value ($000) $10,521 Shares 1,210,750 Est. Cost $8.32 Unrealized —
— POWERSHARES ETF TRUST 0.8%
Value ($000) $10,402 Shares 100,632 Est. Cost $73.13 Unrealized —
— TRI CONTL CORP 0.8%
Value ($000) $10,305 Shares 423,202 Est. Cost $18.22 Unrealized —
— NUVEEN GLOBAL HIGH INCOME FD 0.8%
Value ($000) $9,832 Shares 582,784 Est. Cost $17.01 Unrealized —
— ALLIANZGI NFJ DIVID INT & PR 0.7%
Value ($000) $9,519 Shares 726,655 Est. Cost $12.77 Unrealized —
— SPROTT FOCUS TR INC 0.7%
Value ($000) $9,353 Shares 1,269,066 Est. Cost $6.77 Unrealized —
— MANAGED DURATION INVT GRD FU 0.7%
Value ($000) $9,088 Shares 658,527 Est. Cost $13.46 Unrealized —
— GENERAL AMERN INVS INC 0.7%
Value ($000) $8,998 Shares 261,955 Est. Cost $32.17 Unrealized —
— CENTRAL FD CDA LTD 0.7%
Value ($000) $8,793 Shares 713,165 Est. Cost $13.18 Unrealized —
XMUIX BLACKROCK MUNI INTER DR FD I 0.6%
Value ($000) $8,469 Shares 603,195 Est. Cost $13.80 Unrealized —
— BOULDER GROWTH & INCOME FD I 0.6%
Value ($000) $8,466 Shares 871,929 Est. Cost $8.35 Unrealized —
— DEUTSCHE HIGH INCOME OPPORT 0.6%
Value ($000) $8,451 Shares 567,923 Est. Cost $14.42 Unrealized —
— ZWEIG FD 0.6%
Value ($000) $8,072 Shares 659,493 Est. Cost $12.60 Unrealized —
— NUVEEN MTG OPPTY TERM FD 2 0.6%
Value ($000) $7,869 Shares 320,135 Est. Cost $24.12 Unrealized —
— ADVENT CLAY CONV SEC INC FD 0.6%
Value ($000) $7,706 Shares 1,236,956 Est. Cost $6.02 Unrealized —
— BLACKROCK LTD DURATION INC T 0.6%
Value ($000) $7,524 Shares 476,819 Est. Cost $15.19 Unrealized —
— GARRISON CAP INC 0.6%
Value ($000) $7,211 Shares 873,045 Est. Cost $9.83 Unrealized —
— MFS CHARTER INCOME TR 0.5%
Value ($000) $7,014 Shares 811,837 Est. Cost $8.99 Unrealized —
— ALLIANZGI EQUITY & CONV INCO 0.5%
Value ($000) $6,731 Shares 340,810 Est. Cost $19.13 Unrealized —
— DELAWARE ENHANCED GBL DIV & 0.5%
Value ($000) $6,650 Shares 583,340 Est. Cost $10.80 Unrealized —
— ALLIANCEBERNSTEIN NATL MUNI 0.5%
Value ($000) $6,641 Shares 485,104 Est. Cost $13.22 Unrealized —
— ROYCE MICRO-CAP TR INC 0.5%
Value ($000) $6,635 Shares 767,098 Est. Cost $8.01 Unrealized —
— EATON VANCE SR INCOME TR 0.5%
Value ($000) $6,558 Shares 986,170 Est. Cost $6.38 Unrealized —
— MORGAN STANLEY EMER MKTS DEB 0.5%
Value ($000) $6,453 Shares 652,520 Est. Cost $9.58 Unrealized —
— MFS MULTIMARKET INCOME TR 0.5%
Value ($000) $6,423 Shares 1,035,979 Est. Cost $6.40 Unrealized —
— BARINGTON HILCO ACQUISITION 0.5%
Value ($000) $6,421 Shares 622,740 Est. Cost $10.22 Unrealized —
— SWISS HELVETIA FD INC 0.5%
Value ($000) $6,338 Shares 499,070 Est. Cost $12.09 Unrealized —
— POWERSHARES ETF TR II 0.5%
Value ($000) $6,105 Shares 307,565 Est. Cost $19.72 Unrealized —
— NEUBERGER BERMAN HGH YLD FD 0.5%
Value ($000) $6,098 Shares 512,883 Est. Cost $11.99 Unrealized —
— WESTERN ASSET CLYM INFL SEC 0.4%
Value ($000) $5,783 Shares 511,801 Est. Cost $11.48 Unrealized —
CGBD TCG BDC INC 0.4%
Value ($000) $5,676 Shares 315,143 Est. Cost $6.40 Unrealized 0.0%
— DEUTSCHE MULTI-MKT INCOME TR 0.4%
Value ($000) $5,340 Shares 606,777 Est. Cost $7.74 Unrealized —
— WELLS FARGO INCOME OPPORTUNI 0.4%
Value ($000) $5,330 Shares 622,705 Est. Cost $8.46 Unrealized —
— INVESCO HIGH INCOME TR II 0.4%
Value ($000) $5,302 Shares 355,355 Est. Cost $13.91 Unrealized —
— NUVEEN INT DUR QUAL MUN TRM 0.4%
Value ($000) $5,267 Shares 406,390 Est. Cost $12.36 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 0.4%
Value ($000) $5,217 Shares 126,277 Est. Cost $41.26 Unrealized —
— PACIFIC SPL ACQUISITION CORP 0.4%
Value ($000) $4,993 Shares 487,131 Est. Cost $10.25 Unrealized —
— SPECIAL OPPORTUNITIES FD INC 0.4%
Value ($000) $4,878 Shares 191,280 Est. Cost $25.83 Unrealized —
— NUVEEN AMT FREE MUN CR INC F 0.4%
Value ($000) $4,650 Shares 306,942 Est. Cost $14.46 Unrealized —
— FIRST TR ABERDEEN GLBL OPP F 0.4%
Value ($000) $4,649 Shares 399,086 Est. Cost $10.88 Unrealized —
— BLACKROCK RES & COMM STRAT T 0.3%
Value ($000) $4,479 Shares 559,225 Est. Cost $8.42 Unrealized —
— GREAT ELM CAP CORP 0.3%
Value ($000) $4,233 Shares 166,870 Est. Cost $11.67 Unrealized —
— MORGAN STANLEY TRUSTS 0.3%
Value ($000) $4,198 Shares 230,385 Est. Cost $17.22 Unrealized —
— ABERDEEN ASIA PACIFIC INCOM 0.3%
Value ($000) $3,853 Shares 770,653 Est. Cost $5.11 Unrealized —
— LMP CAP & INCOME FD INC 0.3%
Value ($000) $3,825 Shares 269,021 Est. Cost $12.45 Unrealized —
— CBRE CLARION GLOBAL REAL EST 0.3%
Value ($000) $3,813 Shares 492,901 Est. Cost $7.49 Unrealized —
— EATON VANCE SH TM DR DIVR IN 0.3%
Value ($000) $3,761 Shares 267,675 Est. Cost $14.39 Unrealized —
— FIFTH STR ASSET MGMT INC 0.3%
Value ($000) $3,522 Shares 726,266 Est. Cost $4.85 Unrealized —
— ALLIANZGI DIVERS INC & CNV F 0.3%
Value ($000) $3,455 Shares 164,857 Est. Cost $18.08 Unrealized —
— ALLIANCEBERNSTEIN GBL HGH IN 0.3%
Value ($000) $3,392 Shares 262,115 Est. Cost $12.67 Unrealized —
— LAZARD GLB TTL RET&INCM FD I 0.2%
Value ($000) $3,123 Shares 190,947 Est. Cost $13.80 Unrealized —
— NUVEEN PFD INCOME OPPRTNY FD 0.2%
Value ($000) $3,017 Shares 290,354 Est. Cost $9.81 Unrealized —
GDX VANECK VECTORS ETF TR 0.2%
Value ($000) $2,994 Shares 135,594 Est. Cost $27.71 Unrealized —
— FIRST TR HIGH INCOME L/S FD 0.2%
Value ($000) $2,962 Shares 171,784 Est. Cost $16.53 Unrealized —
— OHA INVT CORP 0.2%
Value ($000) $2,900 Shares 2,283,394 Est. Cost $3.42 Unrealized —
— WESTERN ASSET GLOBAL CP DEFI 0.2%
Value ($000) $2,900 Shares 162,856 Est. Cost $17.98 Unrealized —
— SPECIAL OPPORTUNITIES FD INC 0.2%
Value ($000) $2,798 Shares 184,110 Est. Cost $15.33 Unrealized —
— PACHOLDER HIGH YIELD FD INC 0.2%
Value ($000) $2,791 Shares 350,628 Est. Cost $7.11 Unrealized —
— WELLS FARGO MULTI SECTOR INC 0.2%
Value ($000) $2,558 Shares 191,588 Est. Cost $13.35 Unrealized —
— EATON VANCE MUN BD FD 0.2%
Value ($000) $2,494 Shares 196,503 Est. Cost $12.41 Unrealized —
— CAPITALA FIN CORP 0.2%
Value ($000) $2,487 Shares 98,300 Est. Cost $25.30 Unrealized —
— LAZARD WORLD DIVID & INCOME 0.2%
Value ($000) $2,446 Shares 221,974 Est. Cost $10.00 Unrealized —
— MODERN MEDIA ACQUISITION 0.2%
Value ($000) $2,360 Shares 230,000 Est. Cost $10.26 Unrealized —
— KBL MERGER CORP IV 0.2%
Value ($000) $2,346 Shares 230,000 Est. Cost $10.20 Unrealized —
— HENNESSY CAP ACQUSTON CORP I 0.2%
Value ($000) $2,262 Shares 225,000 Est. Cost $10.05 Unrealized —
NESR NATIONAL ENERGY SERVICES REU 0.2%
Value ($000) $2,197 Shares 230,000 Est. Cost $9.55 Unrealized —
— BLACKSTONE GSO LNG SHRT CR I 0.2%
Value ($000) $2,164 Shares 134,093 Est. Cost $16.67 Unrealized —
PHUN STELLAR ACQUISITION III INC 0.2%
Value ($000) $2,009 Shares 200,000 Est. Cost $10.18 Unrealized —
— FORUM MERGER CORP 0.1%
Value ($000) $1,942 Shares 200,000 Est. Cost $9.71 Unrealized —
— MADISON CVRED CALL & EQ STR 0.1%
Value ($000) $1,776 Shares 226,829 Est. Cost $7.93 Unrealized —
— PRUDENTIAL SHT DURATION HG Y 0.1%
Value ($000) $1,646 Shares 107,810 Est. Cost $15.27 Unrealized —
— HUNTER MARITIME ACQUISITION 0.1%
Value ($000) $1,484 Shares 150,002 Est. Cost $10.15 Unrealized —
— MATLIN & PARTNERS ACQUISITIO 0.1%
Value ($000) $1,448 Shares 150,000 Est. Cost $9.65 Unrealized —
— GDL FUND 0.1%
Value ($000) $1,388 Shares 135,242 Est. Cost $10.65 Unrealized —
— ALPINE GLOBAL DYNAMIC DIVD F 0.1%
Value ($000) $1,294 Shares 126,490 Est. Cost $9.49 Unrealized —
— BISON CAP ACQUISITION CORP 0.1%
Value ($000) $1,275 Shares 125,000 Est. Cost $10.20 Unrealized —
— DEUTSCHE GLOBAL HIGH INCOME 0.1%
Value ($000) $1,227 Shares 140,895 Est. Cost $8.38 Unrealized —
— FINTECH ACQUISITION CORP II 0.1%
Value ($000) $1,225 Shares 125,002 Est. Cost $9.80 Unrealized —
— CONSTELLATION ALPHA CAPITAL 0.1%
Value ($000) $1,217 Shares 120,000 Est. Cost $10.14 Unrealized —
— ABERDEEN SINGAPORE FD INC 0.1%
Value ($000) $1,195 Shares 107,904 Est. Cost $11.07 Unrealized —
— MFS INVT GRADE MUN TR 0.1%
Value ($000) $1,183 Shares 116,646 Est. Cost $9.67 Unrealized —
— FIRST TR STRATEGIC HIGH INC 0.1%
Value ($000) $1,176 Shares 86,179 Est. Cost $13.03 Unrealized —
— CLOUGH GLOBAL DIVND AND INC 0.1%
Value ($000) $1,073 Shares 80,273 Est. Cost $13.37 Unrealized —
— GTY TECHNOLOGY HOLDINGS INC 0.1%
Value ($000) $808 Shares 80,001 Est. Cost $10.04 Unrealized —
— MADISON STRTG SECTOR PREM FD 0.1%
Value ($000) $722 Shares 59,946 Est. Cost $12.09 Unrealized —
— ABERDEEN LATIN AMER EQTY FD 0.1%
Value ($000) $692 Shares 29,892 Est. Cost $23.32 Unrealized —
— SOURCE CAP INC 0.1%
Value ($000) $683 Shares 17,663 Est. Cost $38.67 Unrealized —
— ABERDEEN INDONESIA FD INC 0.1%
Value ($000) $664 Shares 87,325 Est. Cost $7.53 Unrealized —
— FEDERATED PREM INTR MUN INC 0.0%
Value ($000) $597 Shares 43,699 Est. Cost $13.16 Unrealized —
— MVC CAPITAL INC 0.0%
Value ($000) $533 Shares 54,023 Est. Cost $9.08 Unrealized —
— ABERDEEN EMERGING MKTS SMALL 0.0%
Value ($000) $404 Shares 29,261 Est. Cost $14.30 Unrealized —
— KOREA EQUITY FD INC 0.0%
Value ($000) $344 Shares 48,903 Est. Cost $7.03 Unrealized —
— DELAWARE INVTS DIV & INCOME 0.0%
Value ($000) $334 Shares 31,905 Est. Cost $10.47 Unrealized —
— EASTERLY ACQUISITION CORP 0.0%
Value ($000) $212 Shares 21,058 Est. Cost $9.94 Unrealized —
— ROSEHILL RES INC 0.0%
Value ($000) $132 Shares 119,700 Est. Cost $1.10 Unrealized —
NESRW NATIONAL ENERGY SERVICES REU 0.0%
Value ($000) $92 Shares 230,000 Est. Cost $0.40 Unrealized —
— MATLIN & PARTNERS ACQUISITIO 0.0%
Value ($000) $75 Shares 150,000 Est. Cost $0.50 Unrealized —
— FINTECH ACQUISITION CORP II 0.0%
Value ($000) $75 Shares 62,501 Est. Cost $1.20 Unrealized —
— FORUM MERGER CORP 0.0%
Value ($000) $70 Shares 200,000 Est. Cost $0.35 Unrealized —
— STELLAR ACQUISITION III INC 0.0%
Value ($000) $64 Shares 200,000 Est. Cost $0.34 Unrealized —
— GTY TECHNOLOGY HOLDINGS INC 0.0%
Value ($000) $48 Shares 26,667 Est. Cost $1.16 Unrealized —
— FORUM MERGER CORP 0.0%
Value ($000) $34 Shares 100,000 Est. Cost $0.34 Unrealized —
— EASTERLY ACQUISITION CORP 0.0%
Value ($000) $31 Shares 36,529 Est. Cost $0.36 Unrealized —
— HUNTER MARITIME ACQUISITION 0.0%
Value ($000) $23 Shares 75,001 Est. Cost $0.80 Unrealized —