Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 13, 2015
Total Value: $3.764B (63.2% shares, 36.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SALIX PHARMACEUTICALS INC | 1,300,000 | $225M | 6.0% | $172.81 | — | — | Call | 795435906 |
| — | ALIBABA GROUP HLDG LTD | 2,678,700 | $223M | 5.9% | $83.24 | — | — | Put | 01609W952 |
| — | RADIAN GROUP INC | 140,904,000 | $216M | 5.7% | $1.53 | $1.33 | — | NOTE | 750236AK7 |
| — | MICRON TECHNOLOGY INC | 65,059,000 | $183M | 4.9% | $2.81 | $2.33 | — | NOTE | 595112AX1 |
| — | SPDR S&P 500 ETF TR | 715,000 | $148M | 3.9% | $206.43 | — | — | Put | 78462F953 |
| — | YAHOO INC | 3,251,160 | $144M | 3.8% | $44.43 | $44.43 | — | COM | 984332106 |
| — | PHH CORP | 69,838,000 | $138M | 3.7% | $1.98 | $1.87 | — | NOTE | 693320AQ6 |
| — | MGIC INVT CORP WIS | 92,060,000 | $135M | 3.6% | $1.47 | $1.27 | — | NOTE | 552848AE3 |
| BABA | ALIBABA GROUP HLDG LTD | 1,480,017 | $123M | 3.3% | $83.24 | $98.86 | — | SPONSORED ADS | 01609W102 |
| — | ELECTRONIC ARTS INC | 62,545,000 | $116M | 3.1% | $1.85 | $1.60 | — | NOTE | 285512AA7 |
| — | MICRON TECHNOLOGY INC | 40,215,000 | $100M | 2.7% | $2.49 | $2.41 | — | NOTE | 595112AV5 |
| — | ANADARKO PETE CORP | 1,150,000 | $95.23M | 2.5% | $82.81 | — | — | Call | 032511907 |
| — | PHARMACYCLICS INC | 322,800 | $82.62M | 2.2% | $255.95 | — | — | Call | 716933906 |
| — | TIME WARNER CABLE INC | 500,000 | $74.94M | 2.0% | $149.88 | — | — | Put | 88732J957 |
| — | CHESAPEAKE ENERGY CORP | 73,600,000 | $70.56M | 1.9% | $0.96 | $0.98 | — | NOTE | 165167CA3 |
| — | SUNEDISON INC | 38,178,000 | $65.64M | 1.7% | $1.72 | $1.72 | — | NOTE | 86732YAC3 |
| — | SUNEDISON INC | 33,000,000 | $57.67M | 1.5% | $1.75 | $1.75 | — | NOTE | 86732YAD1 |
| — | RITE AID CORP | 16,498,000 | $55.8M | 1.5% | $3.38 | $1.73 | — | NOTE | 767754BU7 |
| — | SPDR S&P 500 ETF TR | 265,000 | $54.7M | 1.5% | $206.43 | — | — | Call | 78462F903 |
| — | ACTAVIS PLC | 161,829 | $48.16M | 1.3% | $297.62 | $272.36 | — | SHS | G0083B108 |
| — | STAPLES INC | 2,843,100 | $46.3M | 1.2% | $16.29 | — | — | Call | 855030902 |
| — | CHESAPEAKE ENERGY CORP | 47,525,000 | $45.66M | 1.2% | $0.96 | $0.96 | — | NOTE | 165167BZ9 |
| — | DIRECTV | 505,000 | $42.98M | 1.1% | $85.10 | $85.46 | — | COM | 25490A309 |
| — | STARWOOD PPTY TR INC | 39,500,000 | $41.28M | 1.1% | $1.05 | $1.02 | — | NOTE | 85571BAC9 |
| — | MGIC INVT CORP WIS | 35,871,000 | $39.9M | 1.1% | $1.11 | $1.10 | — | NOTE | 552848AD5 |
| JBLU | JETBLUE AIRWAYS CORP | 1,832,669 | $35.28M | 0.9% | $19.25 * | $17.02 | 0.0% | COM | 477143101 |
| — | ISHARES | 275,000 | $34.2M | 0.9% | $124.35 | — | — | Put | 464287955 |
| — | ANADARKO PETE CORP | 384,706 | $31.86M | 0.8% | $82.81 | $95.40 | — | COM | 032511107 |
| — | ACTAVIS PLC | 100,000 | $29.76M | 0.8% | $297.62 | — | — | Call | G0083B908 |
| — | MERITOR INC | 19,127,000 | $28.66M | 0.8% | $1.50 | $1.54 | — | NOTE | 59001KAC4 |
| — | DISH NETWORK CORP | 399,787 | $28.01M | 0.7% | $70.06 | $47.97 | — | CL A | 25470M109 |
| — | OFFICE DEPOT INC | 2,909,987 | $26.77M | 0.7% | $9.20 | $8.58 | — | COM | 676220106 |
| ZTS | ZOETIS INC | 567,125 | $26.25M | 0.7% | $46.29 * | $37.37 | +10.9% | CL A | 98978V103 |
| — | AMAG PHARMACEUTICALS INC | 12,500,000 | $25.97M | 0.7% | $2.08 | $2.08 | — | NOTE | 00163UAA4 |
| — | HERTZ GLOBAL HOLDINGS INC | 1,026,573 | $22.26M | 0.6% | $21.68 | $26.39 | — | COM | 42805T105 |
| — | SPDR SERIES TRUST | 400,000 | $20.66M | 0.5% | $51.66 | — | — | Put | 78464A950 |
| TAP | MOLSON COORS BREWING CO | 275,000 | $20.47M | 0.5% | $74.45 * | $57.78 | 0.0% | CL B | 60871R209 |
| — | INTERDIGITAL INC | 18,500,000 | $20.02M | 0.5% | $1.08 | $1.08 | — | NOTE | 458660AB3 |
| — | SIGMA ALDRICH CORP | 140,235 | $19.39M | 0.5% | $138.25 | $136.69 | — | COM | 826552101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 155,000 | $19.32M | 0.5% | $124.62 * | $105.95 | 0.0% | COM | 09061G101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 300,000 | $18.69M | 0.5% | $62.30 | $62.30 | — | ADR | 881624209 |
| — | ENVISION HEALTHCARE HLDGS IN | 477,050 | $18.3M | 0.5% | $38.35 | $38.35 | — | COM | 29413U103 |
| — | CHESAPEAKE ENERGY CORP | 18,219,000 | $18.28M | 0.5% | $1.00 | $1.00 | — | NOTE | 165167BW6 |
| AAPL | APPLE INC | 141,000 | $17.55M | 0.5% | $124.43 * | $24.73 | +8.5% | COM | 037833100 |
| — | ISHARES | 185,000 | $16.76M | 0.4% | $90.61 | — | — | Put | 464288953 |
| — | ENDO INTL PLC | 174,000 | $15.61M | 0.4% | $89.70 | $70.62 | — | SHS | G30401106 |
| XLF | SELECT SECTOR SPDR TR | 634,071 | $15.29M | 0.4% | $24.11 | $24.65 | — | SBI INT-FINL | 81369Y605 |
| — | BIOMARIN PHARMACEUTICAL INC | 120,000 | $14.95M | 0.4% | $124.62 | — | — | Call | 09061G901 |
| IWD | ISHARES TR | 144,000 | $14.84M | 0.4% | $103.08 | $100.80 | — | RUS 1000 VAL ETF | 464287598 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $14.84M | 0.4% | $9.89 | $9.73 | — | COM CL A | 88104P104 |
| — | SEMGROUP CORP | 175,700 | $14.29M | 0.4% | $81.34 | $78.02 | — | CL A | 81663A105 |
| — | ISHARES TR | 350,000 | $14.05M | 0.4% | $40.13 | — | — | Call | 464287904 |
| — | GULFPORT ENERGY CORP | 300,200 | $13.78M | 0.4% | $45.91 | $45.91 | — | COM NEW | 402635304 |
| — | JPMORGAN CHASE & CO | 302,500 | $12.95M | 0.3% | $42.80 | — | — | Put | 46625H955 |
| — | ALTERA CORP | 300,000 | $12.87M | 0.3% | $42.91 | $42.91 | — | COM | 021441100 |
| — | PHARMACYCLICS INC | 50,000 | $12.8M | 0.3% | $255.96 | $255.96 | — | COM | 716933106 |
| META | FACEBOOK INC | 154,000 | $12.66M | 0.3% | $82.21 * | $76.81 | +1.3% | CL A | 30303M102 |
| — | HESS CORP | 186,064 | $12.63M | 0.3% | $67.87 | $75.17 | — | COM | 42809H107 |
| — | TRW AUTOMOTIVE HLDGS CORP | 115,000 | $12.06M | 0.3% | $104.85 | $103.07 | — | COM | 87264S106 |
| — | ANI PHARMACEUTICALS INC | 10,500,000 | $12.05M | 0.3% | $1.15 | $1.05 | — | NOTE | 00182CAA1 |
| — | ZOETIS INC | 253,500 | $11.73M | 0.3% | $46.29 | — | — | Call | 98978V903 |
| — | SELECT SECTOR SPDR TR | 150,000 | $11.64M | 0.3% | $77.58 | — | — | Put | 81369Y950 |
| — | SOUTHWESTERN ENERGY CO | 500,000 | $11.6M | 0.3% | $23.19 | — | — | Put | 845467959 |
| — | PIONEER NAT RES CO | 70,000 | $11.45M | 0.3% | $163.51 | $163.51 | — | COM | 723787107 |
| SYY | SYSCO CORP | 300,000 | $11.32M | 0.3% | $37.73 * | $29.54 | 0.0% | COM | 871829107 |
| XPO | XPO LOGISTICS INC | 248,896 | $11.32M | 0.3% | $45.47 * | $12.31 | +17.7% | COM | 983793100 |
| — | HOSPIRA INC | 125,000 | $10.98M | 0.3% | $87.84 | $87.84 | — | COM | 441060100 |
| — | POWERSHARES ETF TRUST II | 450,000 | $10.84M | 0.3% | $24.09 | — | — | Put | 73936Q959 |
| — | GULFPORT ENERGY CORP | 230,000 | $10.56M | 0.3% | $45.91 | — | — | Put | 402635954 |
| — | MARKET VECTORS ETF TR | 300,000 | $10.11M | 0.3% | $33.71 | — | — | Call | 57060U901 |
| — | HARMONY MERGER CORP | 1,000,000 | $10M | 0.3% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | TARGA RES CORP | 100,000 | $9.579M | 0.3% | $95.79 | — | — | Call | 87612G901 |
| — | ALPHA NATURAL RESOURCES INC | 37,640,000 | $9.555M | 0.3% | $0.25 | $0.78 | — | NOTE | 02076XAF9 |
| — | ISHARES | 300,000 | $9.411M | 0.3% | $31.37 | — | — | Call | 464286900 |
| — | HC2 HLDGS INC | 863,872 | $9.357M | 0.2% | $10.83 | $7.68 | — | COM | 404139107 |
| — | TESORO CORP | 100,000 | $9.129M | 0.2% | $91.29 | — | — | Put | 881609951 |
| — | CIT GROUP INC | 200,000 | $9.024M | 0.2% | $45.12 | — | — | Call | 125581901 |
| MAC | MACERICH CO | 100,000 | $8.433M | 0.2% | $84.33 | $84.33 | — | COM | 554382101 |
| — | PIONEER NAT RES CO | 50,000 | $8.176M | 0.2% | $163.52 | — | — | Put | 723787957 |
| — | EOG RES INC | 85,000 | $7.794M | 0.2% | $91.69 | — | — | Put | 26875P951 |
| DVN | DEVON ENERGY CORP NEW | 125,000 | $7.539M | 0.2% | $60.31 * | $41.56 | 0.0% | COM | 25179M103 |
| HAL | HALLIBURTON CO | 168,000 | $7.372M | 0.2% | $43.88 * | $33.81 | 0.0% | COM | 406216101 |
| MGM | MGM RESORTS INTERNATIONAL | 350,000 | $7.361M | 0.2% | $21.03 * | $19.77 | 0.0% | COM | 552953101 |
| CWGL | CRIMSON WINE GROUP | 805,070 | $7.326M | 0.2% | $9.10 | $9.08 | +0.3% | COM | 22662X100 |
| — | RED HAT INC | 96,100 | $7.28M | 0.2% | $75.75 | $75.75 | — | COM | 756577102 |
| — | CIMAREX ENERGY CO | 62,500 | $7.193M | 0.2% | $115.09 | — | — | Call | 171798901 |
| — | ANTERO RES CORP | 200,000 | $7.064M | 0.2% | $35.32 | — | — | Put | 03674X956 |
| — | EXTERRAN HLDGS INC | 200,000 | $6.714M | 0.2% | $33.57 | $34.81 | — | COM | 30225X103 |
| MSI | MOTOROLA SOLUTIONS INC | 100,000 | $6.667M | 0.2% | $66.67 * | $55.42 | 0.0% | COM NEW | 620076307 |
| — | RESTORATION HARDWARE HLDGS I | 66,641 | $6.61M | 0.2% | $99.19 | $80.73 | — | COM | 761283100 |
| — | SUNEDISON INC | 275,418 | $6.61M | 0.2% | $24.00 | $24.00 | — | COM | 86732Y109 |
| — | MRC GLOBAL INC | 550,000 | $6.518M | 0.2% | $11.85 | $11.85 | — | COM | 55345K103 |
| — | BOSTON PRIVATE FINL HLDGS IN | 527,545 | $6.41M | 0.2% | $12.15 | $12.15 | — | COM | 101119105 |
| SLM | SLM CORP | 679,704 | $6.308M | 0.2% | $9.28 | $8.81 | +6.6% | COM | 78442P106 |
| — | PDC ENERGY INC | 115,000 | $6.215M | 0.2% | $54.04 | $54.04 | — | COM | 69327R101 |
| — | STAPLES INC | 379,000 | $6.172M | 0.2% | $16.28 | $18.12 | — | COM | 855030102 |
| — | NEWFIELD EXPL CO | 168,400 | $5.909M | 0.2% | $35.09 | $35.38 | — | COM | 651290108 |
| — | FLEETCOR TECHNOLOGIES INC | 39,000 | $5.886M | 0.2% | $150.92 | $150.41 | — | COM | 339041105 |
| CME | CME GROUP INC | 62,000 | $5.872M | 0.2% | $94.71 * | $55.24 | +10.2% | COM | 12572Q105 |
| — | CHENIERE ENERGY INC | 75,100 | $5.813M | 0.2% | $77.40 | — | — | Put | 16411R958 |
| — | GENERAL | 194,700 | $5.403M | 0.1% | $27.75 | $27.75 | — | *W EXP 07/10/201 | 37045V118 |
| — | MARATHON PETE CORP | 50,000 | $5.12M | 0.1% | $102.40 | — | — | Put | 56585A952 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $5.055M | 0.1% | $10.11 | $9.69 | — | COM | 14056V105 |
| — | FERRELLGAS PARTNERS L.P. | 200,000 | $4.876M | 0.1% | $24.38 | — | — | Call | 315293900 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.835M | 0.1% | $9.67 | $9.53 | — | SHS | G5866L108 |
| — | ENERGY TRANSFER EQUITY L P | 75,000 | $4.752M | 0.1% | $63.36 | — | — | Put | 29273V950 |
| — | AR CAP ACQUISITION CORP | 450,000 | $4.46M | 0.1% | $9.91 | $9.70 | — | COM | 00191R109 |
| ENVA | ENOVA INTL INC | 221,306 | $4.358M | 0.1% | $19.69 * | $22.63 | -3.7% | COM | 29357K103 |
| — | ULTRA PETROLEUM CORP | 275,000 | $4.298M | 0.1% | $15.63 | — | — | Put | 903914959 |
| MPC | MARATHON PETE CORP | 41,200 | $4.218M | 0.1% | $102.38 * | $34.39 | 0.0% | COM | 56585A102 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.144M | 0.1% | $10.36 | $10.05 | — | COM | 37953N108 |
| — | HERTZ GLOBAL HOLDINGS INC | 190,000 | $4.119M | 0.1% | $21.68 | — | — | Put | 42805T955 |
| — | FINTECH ACQUISITION CORP | 399,900 | $4.079M | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999 | 31809H209 |
| — | ROI ACQUISITION CORP II | 400,000 | $3.968M | 0.1% | $9.92 | $9.50 | — | COM | 74966G101 |
| — | PHARMATHENE INC | 2,418,349 | $3.942M | 0.1% | $1.63 | $1.64 | — | COM | 71714G102 |
| — | SUNOCO LP | 75,000 | $3.863M | 0.1% | $51.51 | — | — | Put | 86765K959 |
| — | CARRIZO OIL & GAS INC | 75,000 | $3.724M | 0.1% | $49.65 | $47.00 | — | COM | 144577103 |
| — | ARUBA NETWORKS INC | 150,000 | $3.674M | 0.1% | $24.49 | $24.49 | — | COM | 043176106 |
| BSX | BOSTON SCIENTIFIC CORP | 200,000 | $3.55M | 0.1% | $17.75 * | $15.80 | 0.0% | COM | 101137107 |
| — | STILLWATER MNG CO | 3,000,000 | $3.431M | 0.1% | $1.14 | $1.14 | — | NOTE | 86074QAL6 |
| — | FORUM ENERGY TECHNOLOGIES IN | 175,000 | $3.43M | 0.1% | $19.60 | $19.60 | — | COM | 34984V100 |
| — | HELMERICH & PAYNE INC | 50,000 | $3.404M | 0.1% | $68.08 | — | — | Put | 423452951 |
| — | SPDR SERIES TRUST | 85,000 | $3.334M | 0.1% | $39.22 | — | — | Put | 78464A957 |
| — | CONTINENTAL RESOURCES INC | 75,000 | $3.275M | 0.1% | $43.67 | — | — | Put | 212015951 |
| — | CONTINENTAL RESOURCES INC | 75,000 | $3.275M | 0.1% | $43.67 | $39.43 | — | COM | 212015101 |
| UNL | UNITED | 250,000 | $3.152M | 0.1% | $12.61 | $12.61 | — | UNIT BEN INT | 91288X109 |
| — | ISHARES | 100,000 | $3.137M | 0.1% | $31.37 | — | — | Put | 464286950 |
| — | PETROLEO BRASILEIRO SA PETRO | 500,000 | $3.045M | 0.1% | $6.09 | — | — | Call | 71654V901 |
| — | NABORS INDUSTRIES LTD | 222,400 | $3.036M | 0.1% | $13.65 | $13.65 | — | SHS | G6359F103 |
| — | APACHE CORP | 50,000 | $3.017M | 0.1% | $60.34 | — | — | Call | 037411905 |
| AMZN | AMAZON COM INC | 8,000 | $2.977M | 0.1% | $372.13 * | $15.58 | +12.9% | COM | 023135106 |
| — | CONCHO RES INC | 25,000 | $2.898M | 0.1% | $115.92 | $118.37 | — | COM | 20605P101 |
| — | CHESAPEAKE ENERGY CORP | 200,000 | $2.832M | 0.1% | $14.16 | — | — | Put | 165167957 |
| — | GOOGLE INC | 5,000 | $2.774M | 0.1% | $554.80 | $530.67 | — | CL A | 38259P508 |
| — | SELECT SECTOR SPDR TR | 100,000 | $2.411M | 0.1% | $24.11 | — | — | Put | 81369Y955 |
| — | PARSLEY ENERGY INC | 150,000 | $2.397M | 0.1% | $15.98 | — | — | Call | 701877902 |
| XHR | XENIA HOTELS & RESORTS INC | 100,000 | $2.275M | 0.1% | $22.75 | $22.75 | — | COM | 984017103 |
| — | DT ASIA INVTS LTD | 230,000 | $2.259M | 0.1% | $9.82 | $9.70 | — | SHS | G2615J104 |
| FANG | DIAMONDBACK ENERGY INC | 28,600 | $2.198M | 0.1% | $76.85 * | $53.91 | -0.5% | COM | 25278X109 |
| — | VBI VACCINES INC | 820,378 | $2.133M | 0.1% | $2.60 | $1.64 | — | COM | 91790E102 |
| EQT | EQT CORP | 25,000 | $2.072M | 0.1% | $82.88 * | $38.93 | 0.0% | COM | 26884L109 |
| — | SANCHEZ ENERGY CORP | 150,000 | $1.952M | 0.1% | $13.01 | $17.43 | — | COM | 79970Y105 |
| — | PATTERSON UTI ENERGY INC | 100,000 | $1.878M | 0.0% | $18.78 | — | — | Call | 703481901 |
| RRC | RANGE RES CORP | 32,300 | $1.681M | 0.0% | $52.04 * | $49.61 | 0.0% | COM | 75281A109 |
| — | 1347 CAP CORP | 175,000 | $1.68M | 0.0% | $9.60 | $9.60 | — | COM | 68245V103 |
| — | ALPHA NATURAL RESOURCES INC | 1,672,739 | $1.673M | 0.0% | $1.00 | $1.00 | — | COM | 02076X102 |
| — | STAPLES INC | 100,000 | $1.629M | 0.0% | $16.29 | — | — | Put | 855030952 |
| — | RADIAN GROUP INC | 1,000,000 | $1.603M | 0.0% | $1.60 | $1.60 | — | NOTE | 750236AN1 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 200,000 | $1.598M | 0.0% | $7.99 * | $6.87 | +7.3% | COM | 84920Y106 |
| — | PARSLEY ENERGY INC | 100,000 | $1.598M | 0.0% | $15.98 | $15.97 | — | CL A | 701877102 |
| — | ULTRA PETROLEUM CORP | 100,000 | $1.563M | 0.0% | $15.63 | — | — | Call | 903914909 |
| — | OFFICE DEPOT INC | 156,900 | $1.443M | 0.0% | $9.20 | — | — | Call | 676220906 |
| — | RICE ENERGY INC | 49,000 | $1.066M | 0.0% | $21.76 | $21.76 | — | COM | 762760106 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 45,000 | $1.057M | 0.0% | $23.49 | $23.49 | — | SPONSORED ADR | 874039100 |
| TWI | TITAN INTL INC ILL | 109,922 | $1.029M | 0.0% | $9.36 * | $14.38 | -33.6% | COM | 88830M102 |
| BHP | BHP BILLITON LTD | 20,000 | $929K | 0.0% | $46.45 | $47.32 | — | SPONSORED ADR | 088606108 |
| — | WISDOMTREE TR | 20,400 | $811K | 0.0% | $39.75 | — | — | Call | 97717X907 |
| — | INVENTERGY GLOBAL INC | 1,239,600 | $767K | 0.0% | $0.62 | $0.67 | — | COM | 46123X102 |
| — | EASTMAN KODAK CO | 30,100 | $572K | 0.0% | $19.00 | — | — | Put | 277461956 |
| — | CENVEO INC | 200,000 | $428K | 0.0% | $2.14 | $3.13 | — | COM | 15670S105 |
| — | MARKET VECTORS ETF TR | 17,100 | $343K | 0.0% | $20.06 | — | — | Call | 57060U902 |
| — | FINJAN HLDGS INC | 137,556 | $283K | 0.0% | $2.06 | $2.97 | — | COM NEW | 31788H303 |
| — | CYBERARK SOFTWARE LTD | 5,000 | $278K | 0.0% | $55.60 | $55.60 | — | SHS | M2682V108 |
| — | CYBERARK SOFTWARE LTD | 5,000 | $278K | 0.0% | $55.60 | — | — | Put | M2682V958 |
| — | OPEXA THERAPEUTICS INC | 450,000 | $275K | 0.0% | $0.61 | $0.61 | — | COM NEW | 68372T202 |
| CLNE | CLEAN ENERGY FUELS CORP | 32,700 | $174K | 0.0% | $5.32 * | $6.04 | -17.7% | COM | 184499101 |
| — | AETERNA ZENTARIS INC | 286,360 | $154K | 0.0% | $0.54 | $0.60 | — | COM NEW | 007975303 |
| — | JAKKS PAC INC | 16,400 | $101K | 0.0% | $6.16 | $6.83 | — | COM | 47012E106 |
| MGTI | MGT CAPITAL INVTS INC | 210,300 | $86,000 | 0.0% | $0.41 * | $0.77 | -27.0% | COM NEW | 55302P202 |
| — | CAPNIA INC | 51,907 | $81,000 | 0.0% | $1.56 | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | TERRAPIN 3 ACQUISITION CORP | 206,046 | $70,000 | 0.0% | $0.34 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | TRANSGENOMIC INC | 37,800 | $55,000 | 0.0% | $1.46 | $1.46 | — | COM NEW | 89365K305 |
| — | AR CAP ACQUISITION CORP | 98,300 | $44,000 | 0.0% | $0.45 | $0.24 | — | *W EXP 10/06/201 | 00191R117 |
| — | VRINGO INC | 51,087 | $33,000 | 0.0% | $0.65 | $0.55 | — | COM | 92911N104 |
| — | REAL GOODS SOLAR INC | 112,008 | $30,000 | 0.0% | $0.27 | $0.27 | — | CL A | 75601N104 |
| — | AXION PWR INTL INC | 167,911 | $7,000 | 0.0% | $0.04 | $0.93 | — | COM NEW | 05460X208 |
| — | AXION PWR INTL INC | 13,000 | $0 | 0.0% | $0.00 | $0.62 | — | *W EXP 10/24/201 | 05460X117 |