Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 13, 2015
Total Value: $3.355B (79.0% shares, 21.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALIBABA GROUP HLDG LTD | 2,751,200 | $226M | 6.7% | $82.27 | — | — | Put | 01609W952 |
| — | ISHARES TR | 1,700,000 | $189M | 5.6% | $110.93 | — | — | Put | 464287955 |
| — | YAHOO INC | 4,557,422 | $179M | 5.3% | $39.29 | $42.96 | — | COM | 984332106 |
| — | MGIC INVT CORP WIS | 101,940,000 | $172M | 5.1% | $1.69 | $1.31 | — | NOTE 2.000% 4/0 | 552848AE3 |
| XPO | XPO LOGISTICS INC | 2,010,322 | $90.83M | 2.7% | $45.18 * | $15.73 | +3.1% | COM | 983793100 |
| — | SUNEDISON INC | 40,357,000 | $85.53M | 2.5% | $2.12 | $1.82 | — | NOTE 2.750% 1/0 | 86732YAD1 |
| BABA | ALIBABA GROUP HLDG LTD | 1,038,477 | $85.44M | 2.5% | $82.27 | $98.86 | — | SPONSORED ADS | 01609W102 |
| — | DISH NETWORK CORP | 1,183,400 | $80.13M | 2.4% | $67.71 | — | — | Call | 25470M909 |
| — | ELECTRONIC ARTS INC | 36,045,000 | $75.36M | 2.2% | $2.09 | $1.60 | — | NOTE 0.750% 7/1 | 285512AA7 |
| — | ANADARKO PETE CORP | 952,100 | $74.32M | 2.2% | $78.06 | — | — | Call | 032511907 |
| — | CHESAPEAKE ENERGY CORP | 78,025,000 | $74.11M | 2.2% | $0.95 | $0.98 | — | NOTE 2.500% 5/1 | 165167CA3 |
| — | MICRON TECHNOLOGY INC | 39,820,000 | $71.73M | 2.1% | $1.80 | $2.41 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | STAPLES INC | 4,177,400 | $63.96M | 1.9% | $15.31 | — | — | Call | 855030902 |
| — | AMAG PHARMACEUTICALS INC | 24,654,000 | $63.76M | 1.9% | $2.59 | $2.33 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | SPDR SERIES TRUST | 1,150,000 | $53.66M | 1.6% | $46.66 | — | — | Put | 78464A950 |
| — | SPDR S&P 500 ETF TR | 250,000 | $51.46M | 1.5% | $205.85 | — | — | Put | 78462F953 |
| — | CHESAPEAKE ENERGY CORP | 52,025,000 | $49.3M | 1.5% | $0.95 | $0.96 | — | NOTE 2.500% 5/1 | 165167BZ9 |
| — | STARWOOD PPTY TR INC | 39,341,000 | $39.59M | 1.2% | $1.01 | $1.02 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | CHESAPEAKE ENERGY CORP | 37,069,000 | $36.95M | 1.1% | $1.00 | $1.00 | — | NOTE 2.750%11/1 | 165167BW6 |
| IWD | ISHARES TR | 345,000 | $35.59M | 1.1% | $103.15 | $102.17 | — | RUS 1000 VAL ETF | 464287598 |
| — | MGIC INVT CORP WIS | 30,871,000 | $35.38M | 1.1% | $1.15 | $1.10 | — | NOTE 5.000% 5/0 | 552848AD5 |
| ZTS | ZOETIS INC | 726,631 | $35.04M | 1.0% | $48.22 * | $38.82 | +13.3% | CL A | 98978V103 |
| — | OFFICE DEPOT INC | 3,806,887 | $32.97M | 1.0% | $8.66 | $8.60 | — | COM | 676220106 |
| — | JETBLUE AIRWAYS CORP | 7,000,000 | $32.76M | 1.0% | $4.68 | $4.68 | — | DBCV 5.500%10/1 | 477143AE1 |
| — | ALLERGAN PLC | 107,000 | $32.47M | 1.0% | $303.46 | $303.46 | — | SHS | G0177J108 |
| — | TWITTER INC | 850,000 | $30.79M | 0.9% | $36.22 | — | — | Call | 90184L902 |
| — | ALLERGAN PLC | 100,000 | $30.35M | 0.9% | $303.46 | — | — | Call | G0177J908 |
| — | DIRECTV | 325,000 | $30.16M | 0.9% | $92.79 | $85.46 | — | COM | 25490A309 |
| PRGO | PERRIGO CO PLC | 159,301 | $29.44M | 0.9% | $184.83 * | $190.62 | 0.0% | SHS | G97822103 |
| WMB | WILLIAMS COS INC DEL | 475,000 | $27.26M | 0.8% | $57.39 * | $28.07 | 0.0% | COM | 969457100 |
| — | ANADARKO PETE CORP | 328,887 | $25.67M | 0.8% | $78.06 | $95.40 | — | COM | 032511107 |
| — | CIGNA CORPORATION | 155,000 | $25.11M | 0.7% | $162.00 | — | — | Call | 125509909 |
| — | TWITTER INC | 675,000 | $24.45M | 0.7% | $36.22 | $36.22 | — | COM | 90184L102 |
| — | INTERDIGITAL INC | 20,500,000 | $22.82M | 0.7% | $1.11 | $1.08 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | CARBO CERAMICS INC | 525,000 | $21.86M | 0.7% | $41.63 | — | — | Put | 140781955 |
| — | AETNA INC NEW | 166,854 | $21.27M | 0.6% | $127.46 | $127.46 | — | COM | 00817Y108 |
| — | BROADCOM CORP | 410,000 | $21.11M | 0.6% | $51.49 | $51.49 | — | CL A | 111320107 |
| — | SUNEDISON INC | 669,497 | $20.02M | 0.6% | $29.91 | $27.48 | — | COM | 86732Y109 |
| — | OCCIDENTAL PETE CORP DEL | 250,000 | $19.44M | 0.6% | $77.77 | — | — | Call | 674599905 |
| AAPL | APPLE INC | 152,000 | $19.07M | 0.6% | $125.43 * | $25.01 | +14.2% | COM | 037833100 |
| — | T MOBILE US INC | 275,000 | $18.82M | 0.6% | $68.45 | $68.45 | — | CONV PFD SER A | 872590203 |
| — | SELECT SECTOR SPDR TR | 250,000 | $18.79M | 0.6% | $75.16 | — | — | Put | 81369Y956 |
| — | ENDO INTL PLC | 233,000 | $18.56M | 0.6% | $79.65 | $72.90 | — | SHS | G30401106 |
| — | TIME WARNER CABLE INC | 100,000 | $17.82M | 0.5% | $178.17 | $178.17 | — | COM | 88732J207 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 127,733 | $17.47M | 0.5% | $136.78 * | $105.95 | +17.0% | COM | 09061G101 |
| — | HOSPIRA INC | 189,402 | $16.8M | 0.5% | $88.71 | $88.14 | — | COM | 441060100 |
| — | FERRELLGAS PARTNERS L.P. | 723,200 | $16.29M | 0.5% | $22.53 | — | — | Put | 315293950 |
| — | ISHARES | 175,000 | $15.54M | 0.5% | $88.80 | — | — | Put | 464288953 |
| — | HESS CORP | 231,064 | $15.45M | 0.5% | $66.88 | $73.55 | — | COM | 42809H107 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $15.22M | 0.5% | $10.15 | $9.73 | — | COM CL A | 88104P104 |
| — | ALTERA CORP | 291,505 | $14.93M | 0.4% | $51.20 | $42.91 | — | COM | 021441100 |
| TMUS | T MOBILE US INC | 375,000 | $14.54M | 0.4% | $38.77 * | $34.61 | 0.0% | COM | 872590104 |
| — | NEWFIELD EXPL CO | 400,000 | $14.45M | 0.4% | $36.12 | — | — | Call | 651290908 |
| — | TESORO LOGISTICS LP | 247,000 | $14.11M | 0.4% | $57.12 | — | — | Put | 88160T957 |
| — | MARKET VECTORS ETF TR | 400,000 | $13.96M | 0.4% | $34.90 | — | — | Put | 57060U951 |
| MAC | MACERICH CO | 175,000 | $13.05M | 0.4% | $74.60 | $80.16 | — | COM | 554382101 |
| — | ANTERO RES CORP | 375,000 | $12.88M | 0.4% | $34.34 | — | — | Put | 03674X956 |
| META | FACEBOOK INC | 150,000 | $12.87M | 0.4% | $85.77 * | $76.81 | +5.6% | CL A | 30303M102 |
| — | CARBO CERAMICS INC | 300,000 | $12.49M | 0.4% | $41.63 | — | — | Call | 140781905 |
| BLDR | BUILDERS FIRSTSOURCE INC | 938,720 | $12.05M | 0.4% | $12.84 * | $12.20 | 0.0% | COM | 12008R107 |
| — | ANI PHARMACEUTICALS INC | 10,500,000 | $12.05M | 0.4% | $1.15 | $1.05 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | PHILLIPS 66 PARTNERS LP | 162,500 | $11.7M | 0.3% | $72.00 | — | — | Put | 718549957 |
| — | BIOMARIN PHARMACEUTICAL INC | 85,000 | $11.63M | 0.3% | $136.78 | — | — | Call | 09061G901 |
| — | ALTERA CORP | 225,000 | $11.52M | 0.3% | $51.20 | — | — | Call | 021441900 |
| — | TOWERS WATSON & CO | 90,400 | $11.37M | 0.3% | $125.80 | $125.80 | — | CL A | 891894107 |
| — | SOUTHWESTERN ENERGY CO | 500,000 | $11.37M | 0.3% | $22.73 | — | — | Put | 845467959 |
| — | DIAMONDBACK ENERGY INC | 150,000 | $11.31M | 0.3% | $75.38 | — | — | Call | 25278X909 |
| — | PDC ENERGY INC | 200,000 | $10.73M | 0.3% | $53.64 | $53.87 | — | COM | 69327R101 |
| — | ENERGEN CORP | 155,000 | $10.59M | 0.3% | $68.30 | — | — | Call | 29265N908 |
| CJESEUR | C&J ENERGY SVCS LTD | 800,000 | $10.56M | 0.3% | $13.20 | $13.20 | — | SHS | G3164Q101 |
| — | CHENIERE ENERGY INC | 150,000 | $10.39M | 0.3% | $69.26 | — | — | Put | 16411R958 |
| FANG | DIAMONDBACK ENERGY INC | 137,000 | $10.33M | 0.3% | $75.38 * | $59.88 | +2.6% | COM | 25278X109 |
| — | RESTORATION HARDWARE HLDGS I | 102,000 | $9.958M | 0.3% | $97.63 | $86.59 | — | COM | 761283100 |
| — | XILINX INC | 225,000 | $9.936M | 0.3% | $44.16 | $44.16 | — | COM | 983919101 |
| — | GENERAL MLS INC | 178,000 | $9.918M | 0.3% | $55.72 | — | — | Put | 370334954 |
| — | YELP INC | 230,000 | $9.897M | 0.3% | $43.03 | — | — | Call | 985817905 |
| — | ONEOK INC NEW | 250,000 | $9.87M | 0.3% | $39.48 | — | — | Call | 682680903 |
| — | CARRIZO OIL & GAS INC | 200,000 | $9.848M | 0.3% | $49.24 | $48.40 | — | COM | 144577103 |
| — | DISH NETWORK CORP | 144,350 | $9.774M | 0.3% | $67.71 | $47.97 | — | CL A | 25470M109 |
| — | VALEANT PHARMACEUTICALS INTL | 43,000 | $9.552M | 0.3% | $222.14 | $222.14 | — | COM | 91911K102 |
| — | HARMONY MERGER CORP | 900,000 | $9.144M | 0.3% | $10.16 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| CME | CME GROUP INC | 98,000 | $9.12M | 0.3% | $93.06 * | $57.58 | +7.0% | COM | 12572Q105 |
| — | RED HAT INC | 119,150 | $9.047M | 0.3% | $75.93 | $75.79 | — | COM | 756577102 |
| XLF | SELECT SECTOR SPDR TR | 371,071 | $9.047M | 0.3% | $24.38 | $24.65 | — | SBI INT-FINL | 81369Y605 |
| — | POWERSHARES ETF TRUST II | 375,000 | $8.921M | 0.3% | $23.79 | — | — | Put | 73936Q959 |
| — | PDC ENERGY INC | 165,000 | $8.851M | 0.3% | $53.64 | — | — | Put | 69327R951 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $8.802M | 0.3% | $171.25 | $171.25 | — | CL A NEW | 16117M305 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $8.802M | 0.3% | $171.25 | — | — | Put | 16117M955 |
| — | EOG RES INC | 100,000 | $8.755M | 0.3% | $87.55 | — | — | Put | 26875P951 |
| — | CONCHO RES INC | 75,000 | $8.54M | 0.3% | $113.87 | $115.37 | — | COM | 20605P101 |
| — | CONCHO RES INC | 75,000 | $8.54M | 0.3% | $113.87 | — | — | Put | 20605P951 |
| — | CONTINENTAL RESOURCES INC | 200,000 | $8.478M | 0.3% | $42.39 | — | — | Call | 212015901 |
| — | ELECTRUM SPL ACQUISITION COR | 800,000 | $8.016M | 0.2% | $10.02 | $10.02 | — | UNIT 99/99/9999 | G3105C120 |
| — | SYMANTEC CORP | 344,417 | $8.008M | 0.2% | $23.25 | $23.25 | — | COM | 871503108 |
| CWGL | CRIMSON WINE GROUP LTD | 851,109 | $7.958M | 0.2% | $9.35 | $9.09 | +2.8% | COM | 22662X100 |
| — | FLEETCOR TECHNOLOGIES INC | 49,070 | $7.658M | 0.2% | $156.06 | $151.57 | — | COM | 339041105 |
| — | HC2 HLDGS INC | 863,872 | $7.648M | 0.2% | $8.85 | $7.68 | — | COM | 404139107 |
| — | DIAMONDBACK ENERGY INC | 100,000 | $7.538M | 0.2% | $75.38 | — | — | Put | 25278X959 |
| — | EXTERRAN HLDGS INC | 224,385 | $7.326M | 0.2% | $32.65 | $34.57 | — | COM | 30225X103 |
| EOG | EOG RES INC | 80,000 | $7.004M | 0.2% | $87.55 * | $67.83 | 0.0% | COM | 26875P101 |
| — | CAMERON INTERNATIONAL CORP | 132,500 | $6.939M | 0.2% | $52.37 | — | — | Call | 13342B905 |
| — | PIONEER NAT RES CO | 50,000 | $6.935M | 0.2% | $138.70 | — | — | Call | 723787907 |
| CLLS | CELLECTIS S A | 192,013 | $6.928M | 0.2% | $36.08 | $36.08 | — | SPONSORED ADS | 15117K103 |
| — | SPDR S&P MIDCAP 400 ETF TR | 25,000 | $6.83M | 0.2% | $273.20 | — | — | Put | 78467Y957 |
| — | WHITING PETE CORP NEW | 200,000 | $6.72M | 0.2% | $33.60 | $33.60 | — | COM | 966387102 |
| — | PHARMATHENE INC | 3,709,992 | $6.678M | 0.2% | $1.80 | $1.70 | — | COM | 71714G102 |
| — | U S SILICA HLDGS INC | 225,000 | $6.606M | 0.2% | $29.36 | $29.36 | — | COM | 90346E103 |
| — | C&J ENERGY SVCS LTD | 500,000 | $6.6M | 0.2% | $13.20 | — | — | Put | G3164Q951 |
| — | EOG RES INC | 75,000 | $6.566M | 0.2% | $87.55 | — | — | Call | 26875P901 |
| — | ISHARES | 200,000 | $6.554M | 0.2% | $32.77 | — | — | Put | 464286950 |
| YELP | YELP INC | 150,000 | $6.455M | 0.2% | $43.03 * | $46.38 | 0.0% | CL A | 985817105 |
| — | RSP PERMIAN INC | 225,000 | $6.325M | 0.2% | $28.11 | $28.11 | — | COM | 74978Q105 |
| — | STAPLES INC | 376,000 | $5.757M | 0.2% | $15.31 | $18.12 | — | COM | 855030102 |
| ELV | ANTHEM INC | 35,000 | $5.745M | 0.2% | $164.14 * | $137.52 | 0.0% | COM | 036752103 |
| — | ROWAN COMPANIES PLC | 270,000 | $5.7M | 0.2% | $21.11 | — | — | Call | G7665A901 |
| — | GULFPORT ENERGY CORP | 140,000 | $5.635M | 0.2% | $40.25 | $45.91 | — | COM NEW | 402635304 |
| — | AT&T INC | 150,000 | $5.328M | 0.2% | $35.52 | — | — | Call | 00206R902 |
| — | CONTINENTAL RESOURCES INC | 125,000 | $5.299M | 0.2% | $42.39 | $40.61 | — | COM | 212015101 |
| — | HERTZ GLOBAL HOLDINGS INC | 291,573 | $5.283M | 0.2% | $18.12 | $26.39 | — | COM | 42805T105 |
| — | U S SILICA HLDGS INC | 175,000 | $5.138M | 0.2% | $29.36 | — | — | Put | 90346E953 |
| — | KEURIG GREEN MTN INC | 66,719 | $5.113M | 0.2% | $76.63 | $76.63 | — | COM | 49271M100 |
| RRC | RANGE RES CORP | 100,000 | $4.938M | 0.1% | $49.38 * | $54.67 | +4.4% | COM | 75281A109 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.91M | 0.1% | $9.82 | $9.53 | — | SHS | G5866L108 |
| — | EXTERRAN HLDGS INC | 150,000 | $4.898M | 0.1% | $32.65 | — | — | Call | 30225X903 |
| — | NATIONAL OILWELL VARCO INC | 100,000 | $4.828M | 0.1% | $48.28 | — | — | Put | 637071951 |
| — | LAREDO PETROLEUM INC | 375,000 | $4.718M | 0.1% | $12.58 | — | — | Call | 516806906 |
| — | SPIRIT RLTY CAP INC NEW | 5,000,000 | $4.714M | 0.1% | $0.94 | $0.94 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | WEATHERFORD INTL PLC | 375,000 | $4.601M | 0.1% | $12.27 | $12.27 | — | ORD SHS | G48833100 |
| — | WEATHERFORD INTL PLC | 375,000 | $4.601M | 0.1% | $12.27 | — | — | Put | G48833950 |
| — | AR CAP ACQUISITION CORP | 450,000 | $4.487M | 0.1% | $9.97 | $9.70 | — | COM | 00191R109 |
| — | LINN ENERGY LLC | 500,000 | $4.455M | 0.1% | $8.91 | — | — | Put | 536020950 |
| FMC | F M C CORP | 80,518 | $4.231M | 0.1% | $52.55 * | $39.05 | 0.0% | COM NEW | 302491303 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.2M | 0.1% | $10.50 | $10.05 | — | COM | 37953N108 |
| — | ROI ACQUISITION CORP II | 400,000 | $4.1M | 0.1% | $10.25 | $9.50 | — | COM | 74966G101 |
| — | FINTECH ACQUISITION CORP | 399,900 | $3.939M | 0.1% | $9.85 | $9.85 | — | COM | 31809H100 |
| — | MRC GLOBAL INC | 250,000 | $3.86M | 0.1% | $15.44 | $11.85 | — | COM | 55345K103 |
| — | BARRICK GOLD CORP | 361,075 | $3.85M | 0.1% | $10.66 | $10.66 | — | COM | 067901108 |
| ENVA | ENOVA INTL INC | 200,000 | $3.736M | 0.1% | $18.68 * | $22.63 | -14.1% | COM | 29357K103 |
| — | CARRIZO OIL & GAS INC | 75,000 | $3.693M | 0.1% | $49.24 | — | — | Put | 144577953 |
| HAL | HALLIBURTON CO | 84,000 | $3.618M | 0.1% | $43.07 * | $33.81 | +11.0% | COM | 406216101 |
| — | MARKET VECTORS ETF TR | 100,000 | $3.49M | 0.1% | $34.90 | — | — | Call | 57060U901 |
| — | BLOCK H & R INC | 115,000 | $3.41M | 0.1% | $29.65 | — | — | Call | 093671905 |
| — | ONEOK PARTNERS LP | 100,000 | $3.4M | 0.1% | $34.00 | — | — | Call | 68268N903 |
| — | FMC TECHNOLOGIES INC | 81,000 | $3.361M | 0.1% | $41.49 | — | — | Put | 30249U951 |
| — | SPDR SERIES TRUST | 85,000 | $3.267M | 0.1% | $38.44 | — | — | Put | 78464A957 |
| — | EP ENERGY CORP | 250,000 | $3.183M | 0.1% | $12.73 | $12.73 | — | CL A | 268785102 |
| — | WEATHERFORD INTL PLC | 250,000 | $3.068M | 0.1% | $12.27 | — | — | Call | G48833900 |
| — | GULFPORT ENERGY CORP | 75,000 | $3.019M | 0.1% | $40.25 | — | — | Put | 402635954 |
| — | PATTERSON UTI ENERGY INC | 150,000 | $2.822M | 0.1% | $18.81 | — | — | Call | 703481901 |
| — | DOW CHEM CO | 54,200 | $2.773M | 0.1% | $51.16 | $51.16 | — | COM | 260543103 |
| — | ENCANA CORP | 250,000 | $2.755M | 0.1% | $11.02 | — | — | Call | 292505904 |
| AER | AERCAP HOLDINGS NV | 58,300 | $2.67M | 0.1% | $45.80 | $46.65 | 0.0% | SHS | N00985106 |
| — | ATWOOD OCEANICS INC | 100,000 | $2.644M | 0.1% | $26.44 | — | — | Call | 050095908 |
| — | F M C CORP | 50,000 | $2.628M | 0.1% | $52.56 | — | — | Call | 302491903 |
| — | RICE ENERGY INC | 125,000 | $2.604M | 0.1% | $20.83 | $21.19 | — | COM | 762760106 |
| — | DIAMOND OFFSHORE DRILLING IN | 100,000 | $2.581M | 0.1% | $25.81 | — | — | Call | 25271C902 |
| — | ANADARKO PETE CORP | 50,000 | $2.526M | 0.1% | $50.52 | $50.52 | — | UNIT 99/99/9999 | 032511404 |
| — | WHITING PETE CORP NEW | 75,000 | $2.52M | 0.1% | $33.60 | — | — | Put | 966387952 |
| GLNG | GOLAR LNG LTD BERMUDA | 52,500 | $2.457M | 0.1% | $46.80 * | $35.95 | 0.0% | SHS | G9456A100 |
| — | SELECT SECTOR SPDR TR | 100,000 | $2.438M | 0.1% | $24.38 | — | — | Put | 81369Y955 |
| — | MYLAN N V | 35,000 | $2.375M | 0.1% | $67.86 | $67.86 | — | SHS EURO | N59465109 |
| — | NORTHERN OIL & GAS INC NEV | 350,000 | $2.37M | 0.1% | $6.77 | — | — | Call | 665531909 |
| — | CANADIAN PAC RY LTD | 14,700 | $2.355M | 0.1% | $160.20 | $160.20 | — | COM | 13645T100 |
| — | DT ASIA INVTS LTD | 230,000 | $2.277M | 0.1% | $9.90 | $9.70 | — | SHS | G2615J104 |
| — | PARSLEY ENERGY INC | 125,000 | $2.178M | 0.1% | $17.42 | $16.26 | — | CL A | 701877102 |
| SLB | SCHLUMBERGER LTD | 25,000 | $2.155M | 0.1% | $86.20 * | $66.77 | 0.0% | COM | 806857108 |
| — | VBI VACCINES INC | 789,371 | $2.116M | 0.1% | $2.68 | $1.64 | — | COM | 91790E102 |
| DXJ | WISDOMTREE TR | 37,000 | $2.116M | 0.1% | $57.19 | $57.19 | — | JAPN HEDGE EQT | 97717W851 |
| — | EASTMAN KODAK CO | 125,000 | $2.1M | 0.1% | $16.80 | — | — | Put | 277461956 |
| — | COMSTOCK RES INC | 630,000 | $2.098M | 0.1% | $3.33 | — | — | Put | 205768953 |
| UAL | UNITED CONTL HLDGS INC | 38,800 | $2.057M | 0.1% | $53.02 * | $57.89 | 0.0% | COM | 910047109 |
| — | PRECISION CASTPARTS CORP | 8,865 | $1.772M | 0.1% | $199.89 | $199.89 | — | COM | 740189105 |
| — | CONTINENTAL BLDG PRODS INC | 81,900 | $1.735M | 0.1% | $21.18 | $21.18 | — | COM | 211171103 |
| — | 1347 CAP CORP | 175,000 | $1.706M | 0.1% | $9.75 | $9.60 | — | COM | 68245V103 |
| AL | AIR LEASE CORP | 50,200 | $1.702M | 0.1% | $33.90 * | $32.32 | 0.0% | CL A | 00912X302 |
| — | ROCKWELL AUTOMATION INC | 12,600 | $1.57M | 0.0% | $124.60 | — | — | Put | 773903959 |
| — | AROWANA INC | 150,000 | $1.52M | 0.0% | $10.13 | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| — | WESTERN REFNG LOGISTICS LP | 50,000 | $1.47M | 0.0% | $29.40 | — | — | Put | 95931Q955 |
| — | BOEING CO | 10,000 | $1.387M | 0.0% | $138.70 | — | — | Call | 097023905 |
| SEE | SEALED AIR CORP NEW | 26,700 | $1.372M | 0.0% | $51.39 * | $40.24 | 0.0% | COM | 81211K100 |
| — | CAMERON INTERNATIONAL CORP | 25,000 | $1.309M | 0.0% | $52.36 | $52.36 | — | COM | 13342B105 |
| — | JOHNSON CTLS INC | 24,350 | $1.206M | 0.0% | $49.53 | $49.53 | — | COM | 478366107 |
| BWXT | BWX TECHNOLOGIES INC | 51,154 | $1.197M | 0.0% | $23.40 * | $20.82 | 0.0% | COM | 05605H100 |
| TWI | TITAN INTL INC ILL | 109,922 | $1.181M | 0.0% | $10.74 * | $14.38 | -28.0% | COM | 88830M102 |
| — | TRIBUNE PUBG CO | 75,000 | $1.166M | 0.0% | $15.55 | $15.55 | — | COM | 896082104 |
| — | NOVA LIFESTYLE INC | 620,887 | $1.161M | 0.0% | $1.87 | $1.87 | — | COM | 66979P102 |
| — | REAL GOODS SOLAR INC | 550,518 | $1.105M | 0.0% | $2.01 | $2.01 | — | CL A NEW | 75601N203 |
| WTI | W & T OFFSHORE INC | 200,000 | $1.096M | 0.0% | $5.48 * | $5.75 | 0.0% | COM | 92922P106 |
| VC | VISTEON CORP | 10,272 | $1.078M | 0.0% | $104.95 * | $60.70 | 0.0% | COM NEW | 92839U206 |
| — | DISH NETWORK CORP | 15,000 | $1.016M | 0.0% | $67.73 | — | — | Put | 25470M959 |
| — | FERRO CORP | 60,000 | $1.007M | 0.0% | $16.78 | $16.78 | — | COM | 315405100 |
| — | HARMONY MERGER CORP | 100,000 | $976K | 0.0% | $9.76 | $9.76 | — | COM | 413247107 |
| AXTA | AXALTA COATING SYS LTD | 28,454 | $941K | 0.0% | $33.07 | $33.02 | 0.0% | COM | G0750C108 |
| — | SPX CORP | 12,500 | $905K | 0.0% | $72.40 | $72.40 | — | COM | 784635104 |
| — | MICRON TECHNOLOGY INC | 45,800 | $863K | 0.0% | $18.84 | — | — | Put | 595112953 |
| MGA | MAGNA INTL INC | 15,200 | $853K | 0.0% | $56.12 * | $40.93 | 0.0% | COM | 559222401 |
| — | DYNEGY INC NEW DEL | 27,500 | $804K | 0.0% | $29.24 | — | — | Call | 26817R908 |
| — | ALPHA NAT RES INC | 11,640,000 | $790K | 0.0% | $0.07 | $0.78 | — | NOTE 4.875%12/1 | 02076XAF9 |
| — | TYCO INTL PLC | 19,900 | $766K | 0.0% | $38.49 | $38.49 | — | SHS | G91442106 |
| — | C&J ENERGY SVCS LTD | 50,100 | $661K | 0.0% | $13.19 | — | — | Call | G3164Q901 |
| — | WRIGHT MED GROUP INC | 161,442 | $647K | 0.0% | $4.01 | $4.01 | — | RIGHT 03/01/2019 | 98235T115 |
| — | AROWANA INC | 60,000 | $599K | 0.0% | $9.98 | $9.98 | — | SHS | G05011104 |
| — | TETRALOGIC PHARMACEUTICALS C | 1,000,000 | $596K | 0.0% | $0.60 | $0.60 | — | NOTE 8.000% 6/1 | 88165UAB5 |
| — | KANSAS CITY SOUTHERN | 5,850 | $534K | 0.0% | $91.28 | $91.28 | — | COM NEW | 485170302 |
| ALSN | ALLISON TRANSMISSION HLDGS I | 18,000 | $527K | 0.0% | $29.28 * | $26.00 | 0.0% | COM | 01973R101 |
| — | DELHAIZE GROUP | 23,635 | $488K | 0.0% | $20.65 | $20.65 | — | SPONSORED ADR | 29759W101 |
| — | SPIRIT AIRLS INC | 7,295 | $453K | 0.0% | $62.10 | $62.10 | — | COM | 848577102 |
| ANIP | ANI PHARMACEUTICALS INC | 7,000 | $434K | 0.0% | $62.00 * | $59.51 | 0.0% | COM | 00182C103 |
| — | AXOVANT SCIENCES LTD | 20,000 | $408K | 0.0% | $20.40 | $20.40 | — | COM | G0750W104 |
| — | VIGGLE INC | 175,204 | $359K | 0.0% | $2.05 | $2.05 | — | COM NEW | 92672V204 |
| — | ALPHA NAT RES INC | 1,054,864 | $318K | 0.0% | $0.30 | $1.00 | — | COM | 02076X102 |
| — | CENVEO INC | 140,000 | $297K | 0.0% | $2.12 | $3.13 | — | COM | 15670S105 |
| REI | RING ENERGY INC | 25,000 | $280K | 0.0% | $11.20 * | $11.77 | 0.0% | COM | 76680V108 |
| — | CHINA INFORMATION TECHNOLOGY | 75,000 | $259K | 0.0% | $3.45 | $3.45 | — | COM | G21174100 |
| — | NOVOGEN LIMITED | 60,000 | $241K | 0.0% | $4.02 | $4.02 | — | SPON ADR 1:25 SH | 67010F202 |
| CLNE | CLEAN ENERGY FUELS CORP | 26,200 | $147K | 0.0% | $5.61 * | $6.04 | +24.3% | COM | 184499101 |
| — | PROVECTUS BIOPHARMACEUTICALS | 577,066 | $124K | 0.0% | $0.21 | $0.21 | — | *W EXP 06/24/202 | 74373P116 |
| MGTI | MGT CAPITAL INVTS INC | 210,300 | $82,000 | 0.0% | $0.39 * | $0.77 | -38.1% | COM NEW | 55302P202 |
| — | FINTECH ACQUISITION CORP | 191,100 | $71,000 | 0.0% | $0.37 | $0.37 | — | *W EXP 02/19/202 | 31809H118 |
| — | CAPNIA INC | 40,000 | $26,000 | 0.0% | $0.65 | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | SPEED COMM INC | 22,746 | $6,000 | 0.0% | $0.26 | $0.26 | — | COM | 84764T106 |
| — | AXION PWR INTL INC | 13,000 | $1,000 | 0.0% | $0.08 | $0.62 | — | *W EXP 10/24/201 | 05460X117 |