CIK: 0001393825 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 13, 2015
Total Value ($000): $3,355,214 (79.0% shares, 21.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALIBABA GROUP HLDG LTD | 2,751,200 | $226,341 | 6.7% | — | — | Put | 01609W952 |
| — | ISHARES TR | 1,700,000 | $188,588 | 5.6% | — | — | Put | 464287955 |
| — | YAHOO INC | 4,557,422 | $179,061 | 5.3% | $42.96 | — | COM | 984332106 |
| — | MGIC INVT CORP WIS | 101,940,000 | $171,979 | 5.1% | $1.31 | — | NOTE 2.000% 4/0 | 552848AE3 |
| XPO | XPO LOGISTICS INC | 2,010,322 | $90,826 | 2.7% | $15.73 | +3.1% | COM | 983793100 |
| — | SUNEDISON INC | 40,357,000 | $85,527 | 2.5% | $1.82 | — | NOTE 2.750% 1/0 | 86732YAD1 |
| BABA | ALIBABA GROUP HLDG LTD | 1,038,477 | $85,436 | 2.5% | $98.86 | — | SPONSORED ADS | 01609W102 |
| — | DISH NETWORK CORP | 1,183,400 | $80,128 | 2.4% | — | — | Call | 25470M909 |
| — | ELECTRONIC ARTS INC | 36,045,000 | $75,361 | 2.2% | $1.60 | — | NOTE 0.750% 7/1 | 285512AA7 |
| — | ANADARKO PETE CORP | 952,100 | $74,321 | 2.2% | — | — | Call | 032511907 |
| — | CHESAPEAKE ENERGY CORP | 78,025,000 | $74,111 | 2.2% | $0.98 | — | NOTE 2.500% 5/1 | 165167CA3 |
| — | MICRON TECHNOLOGY INC | 39,820,000 | $71,733 | 2.1% | $2.41 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | STAPLES INC | 4,177,400 | $63,956 | 1.9% | — | — | Call | 855030902 |
| — | AMAG PHARMACEUTICALS INC | 24,654,000 | $63,759 | 1.9% | $2.33 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | SPDR SERIES TRUST | 1,150,000 | $53,659 | 1.6% | — | — | Put | 78464A950 |
| — | SPDR S&P 500 ETF TR | 250,000 | $51,463 | 1.5% | — | — | Put | 78462F953 |
| — | CHESAPEAKE ENERGY CORP | 52,025,000 | $49,303 | 1.5% | $0.96 | — | NOTE 2.500% 5/1 | 165167BZ9 |
| — | STARWOOD PPTY TR INC | 39,341,000 | $39,585 | 1.2% | $1.02 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | CHESAPEAKE ENERGY CORP | 37,069,000 | $36,945 | 1.1% | $1.00 | — | NOTE 2.750%11/1 | 165167BW6 |
| IWD | ISHARES TR | 345,000 | $35,587 | 1.1% | $102.17 | — | RUS 1000 VAL ETF | 464287598 |
| — | MGIC INVT CORP WIS | 30,871,000 | $35,376 | 1.1% | $1.10 | — | NOTE 5.000% 5/0 | 552848AD5 |
| ZTS | ZOETIS INC | 726,631 | $35,038 | 1.0% | $38.82 | +13.3% | CL A | 98978V103 |
| — | OFFICE DEPOT INC | 3,806,887 | $32,968 | 1.0% | $8.60 | — | COM | 676220106 |
| — | JETBLUE AIRWAYS CORP | 7,000,000 | $32,758 | 1.0% | $4.68 | — | DBCV 5.500%10/1 | 477143AE1 |
| — | ALLERGAN PLC | 107,000 | $32,470 | 1.0% | $303.46 | — | SHS | G0177J108 |
| — | TWITTER INC | 850,000 | $30,787 | 0.9% | — | — | Call | 90184L902 |
| — | ALLERGAN PLC | 100,000 | $30,346 | 0.9% | — | — | Call | G0177J908 |
| — | DIRECTV | 325,000 | $30,157 | 0.9% | $85.46 | — | COM | 25490A309 |
| PRGO | PERRIGO CO PLC | 159,301 | $29,444 | 0.9% | $190.62 | 0.0% | SHS | G97822103 |
| WMB | WILLIAMS COS INC DEL | 475,000 | $27,260 | 0.8% | $28.07 | 0.0% | COM | 969457100 |
| — | ANADARKO PETE CORP | 328,887 | $25,673 | 0.8% | $95.40 | — | COM | 032511107 |
| — | CIGNA CORPORATION | 155,000 | $25,110 | 0.7% | — | — | Call | 125509909 |
| — | TWITTER INC | 675,000 | $24,449 | 0.7% | $36.22 | — | COM | 90184L102 |
| — | INTERDIGITAL INC | 20,500,000 | $22,821 | 0.7% | $1.08 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | CARBO CERAMICS INC | 525,000 | $21,856 | 0.7% | — | — | Put | 140781955 |
| — | AETNA INC NEW | 166,854 | $21,267 | 0.6% | $127.46 | — | COM | 00817Y108 |
| — | BROADCOM CORP | 410,000 | $21,111 | 0.6% | $51.49 | — | CL A | 111320107 |
| — | SUNEDISON INC | 669,497 | $20,025 | 0.6% | $27.48 | — | COM | 86732Y109 |
| — | OCCIDENTAL PETE CORP DEL | 250,000 | $19,443 | 0.6% | — | — | Call | 674599905 |
| AAPL | APPLE INC | 152,000 | $19,065 | 0.6% | $25.01 | +14.2% | COM | 037833100 |
| — | T MOBILE US INC | 275,000 | $18,824 | 0.6% | $68.45 | — | CONV PFD SER A | 872590203 |
| — | SELECT SECTOR SPDR TR | 250,000 | $18,790 | 0.6% | — | — | Put | 81369Y956 |
| — | ENDO INTL PLC | 233,000 | $18,558 | 0.6% | $72.90 | — | SHS | G30401106 |
| — | TIME WARNER CABLE INC | 100,000 | $17,817 | 0.5% | $178.17 | — | COM | 88732J207 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 127,733 | $17,471 | 0.5% | $105.95 | +17.0% | COM | 09061G101 |
| — | HOSPIRA INC | 189,402 | $16,802 | 0.5% | $88.14 | — | COM | 441060100 |
| — | FERRELLGAS PARTNERS L.P. | 723,200 | $16,294 | 0.5% | — | — | Put | 315293950 |
| — | ISHARES | 175,000 | $15,540 | 0.5% | — | — | Put | 464288953 |
| — | HESS CORP | 231,064 | $15,454 | 0.5% | $73.55 | — | COM | 42809H107 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $15,225 | 0.5% | $9.73 | — | COM CL A | 88104P104 |
| — | ALTERA CORP | 291,505 | $14,925 | 0.4% | $42.91 | — | COM | 021441100 |
| TMUS | T MOBILE US INC | 375,000 | $14,539 | 0.4% | $34.61 | 0.0% | COM | 872590104 |
| — | NEWFIELD EXPL CO | 400,000 | $14,448 | 0.4% | — | — | Call | 651290908 |
| — | TESORO LOGISTICS LP | 247,000 | $14,109 | 0.4% | — | — | Put | 88160T957 |
| — | MARKET VECTORS ETF TR | 400,000 | $13,960 | 0.4% | — | — | Put | 57060U951 |
| MAC | MACERICH CO | 175,000 | $13,055 | 0.4% | $80.16 | — | COM | 554382101 |
| — | ANTERO RES CORP | 375,000 | $12,878 | 0.4% | — | — | Put | 03674X956 |
| META | FACEBOOK INC | 150,000 | $12,865 | 0.4% | $76.81 | +5.6% | CL A | 30303M102 |
| — | CARBO CERAMICS INC | 300,000 | $12,489 | 0.4% | — | — | Call | 140781905 |
| BLDR | BUILDERS FIRSTSOURCE INC | 938,720 | $12,053 | 0.4% | $12.20 | 0.0% | COM | 12008R107 |
| — | ANI PHARMACEUTICALS INC | 10,500,000 | $12,052 | 0.4% | $1.05 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | PHILLIPS 66 PARTNERS LP | 162,500 | $11,700 | 0.3% | — | — | Put | 718549957 |
| — | BIOMARIN PHARMACEUTICAL INC | 85,000 | $11,626 | 0.3% | — | — | Call | 09061G901 |
| — | ALTERA CORP | 225,000 | $11,520 | 0.3% | — | — | Call | 021441900 |
| — | TOWERS WATSON & CO | 90,400 | $11,372 | 0.3% | $125.80 | — | CL A | 891894107 |
| — | SOUTHWESTERN ENERGY CO | 500,000 | $11,365 | 0.3% | — | — | Put | 845467959 |
| — | DIAMONDBACK ENERGY INC | 150,000 | $11,307 | 0.3% | — | — | Call | 25278X909 |
| — | PDC ENERGY INC | 200,000 | $10,728 | 0.3% | $53.87 | — | COM | 69327R101 |
| — | ENERGEN CORP | 155,000 | $10,587 | 0.3% | — | — | Call | 29265N908 |
| CJESEUR | C&J ENERGY SVCS LTD | 800,000 | $10,560 | 0.3% | $13.20 | — | SHS | G3164Q101 |
| — | CHENIERE ENERGY INC | 150,000 | $10,389 | 0.3% | — | — | Put | 16411R958 |
| FANG | DIAMONDBACK ENERGY INC | 137,000 | $10,327 | 0.3% | $59.88 | +2.6% | COM | 25278X109 |
| — | RESTORATION HARDWARE HLDGS I | 102,000 | $9,958 | 0.3% | $86.59 | — | COM | 761283100 |
| — | XILINX INC | 225,000 | $9,936 | 0.3% | $44.16 | — | COM | 983919101 |
| — | GENERAL MLS INC | 178,000 | $9,918 | 0.3% | — | — | Put | 370334954 |
| — | YELP INC | 230,000 | $9,897 | 0.3% | — | — | Call | 985817905 |
| — | ONEOK INC NEW | 250,000 | $9,870 | 0.3% | — | — | Call | 682680903 |
| — | CARRIZO OIL & GAS INC | 200,000 | $9,848 | 0.3% | $48.40 | — | COM | 144577103 |
| — | DISH NETWORK CORP | 144,350 | $9,774 | 0.3% | $47.97 | — | CL A | 25470M109 |
| — | VALEANT PHARMACEUTICALS INTL | 43,000 | $9,552 | 0.3% | $222.14 | — | COM | 91911K102 |
| — | HARMONY MERGER CORP | 900,000 | $9,144 | 0.3% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| CME | CME GROUP INC | 98,000 | $9,120 | 0.3% | $57.58 | +7.0% | COM | 12572Q105 |
| — | RED HAT INC | 119,150 | $9,047 | 0.3% | $75.79 | — | COM | 756577102 |
| XLF | SELECT SECTOR SPDR TR | 371,071 | $9,047 | 0.3% | $24.65 | — | SBI INT-FINL | 81369Y605 |
| — | POWERSHARES ETF TRUST II | 375,000 | $8,921 | 0.3% | — | — | Put | 73936Q959 |
| — | PDC ENERGY INC | 165,000 | $8,851 | 0.3% | — | — | Put | 69327R951 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $8,802 | 0.3% | $171.25 | — | CL A NEW | 16117M305 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $8,802 | 0.3% | — | — | Put | 16117M955 |
| — | EOG RES INC | 100,000 | $8,755 | 0.3% | — | — | Put | 26875P951 |
| — | CONCHO RES INC | 75,000 | $8,540 | 0.3% | — | — | Put | 20605P951 |
| — | CONCHO RES INC | 75,000 | $8,540 | 0.3% | $115.37 | — | COM | 20605P101 |
| — | CONTINENTAL RESOURCES INC | 200,000 | $8,478 | 0.3% | — | — | Call | 212015901 |
| — | ELECTRUM SPL ACQUISITION COR | 800,000 | $8,016 | 0.2% | $10.02 | — | UNIT 99/99/9999 | G3105C120 |
| — | SYMANTEC CORP | 344,417 | $8,008 | 0.2% | $23.25 | — | COM | 871503108 |
| CWGL | CRIMSON WINE GROUP LTD | 851,109 | $7,958 | 0.2% | $9.09 | +2.8% | COM | 22662X100 |
| — | FLEETCOR TECHNOLOGIES INC | 49,070 | $7,658 | 0.2% | $151.57 | — | COM | 339041105 |
| — | HC2 HLDGS INC | 863,872 | $7,648 | 0.2% | $7.68 | — | COM | 404139107 |
| — | DIAMONDBACK ENERGY INC | 100,000 | $7,538 | 0.2% | — | — | Put | 25278X959 |
| — | EXTERRAN HLDGS INC | 224,385 | $7,326 | 0.2% | $34.57 | — | COM | 30225X103 |
| EOG | EOG RES INC | 80,000 | $7,004 | 0.2% | $67.83 | 0.0% | COM | 26875P101 |
| — | CAMERON INTERNATIONAL CORP | 132,500 | $6,939 | 0.2% | — | — | Call | 13342B905 |
| — | PIONEER NAT RES CO | 50,000 | $6,935 | 0.2% | — | — | Call | 723787907 |
| CLLS | CELLECTIS S A | 192,013 | $6,928 | 0.2% | $36.08 | — | SPONSORED ADS | 15117K103 |
| — | SPDR S&P MIDCAP 400 ETF TR | 25,000 | $6,830 | 0.2% | — | — | Put | 78467Y957 |
| — | WHITING PETE CORP NEW | 200,000 | $6,720 | 0.2% | $33.60 | — | COM | 966387102 |
| — | PHARMATHENE INC | 3,709,992 | $6,678 | 0.2% | $1.70 | — | COM | 71714G102 |
| — | U S SILICA HLDGS INC | 225,000 | $6,606 | 0.2% | $29.36 | — | COM | 90346E103 |
| — | C&J ENERGY SVCS LTD | 500,000 | $6,600 | 0.2% | — | — | Put | G3164Q951 |
| — | EOG RES INC | 75,000 | $6,566 | 0.2% | — | — | Call | 26875P901 |
| — | ISHARES | 200,000 | $6,554 | 0.2% | — | — | Put | 464286950 |
| YELP | YELP INC | 150,000 | $6,455 | 0.2% | $46.38 | 0.0% | CL A | 985817105 |
| — | RSP PERMIAN INC | 225,000 | $6,325 | 0.2% | $28.11 | — | COM | 74978Q105 |
| — | STAPLES INC | 376,000 | $5,757 | 0.2% | $18.12 | — | COM | 855030102 |
| ELV | ANTHEM INC | 35,000 | $5,745 | 0.2% | $137.52 | 0.0% | COM | 036752103 |
| — | ROWAN COMPANIES PLC | 270,000 | $5,700 | 0.2% | — | — | Call | G7665A901 |
| — | GULFPORT ENERGY CORP | 140,000 | $5,635 | 0.2% | $45.91 | — | COM NEW | 402635304 |
| — | AT&T INC | 150,000 | $5,328 | 0.2% | — | — | Call | 00206R902 |
| — | CONTINENTAL RESOURCES INC | 125,000 | $5,299 | 0.2% | $40.61 | — | COM | 212015101 |
| — | HERTZ GLOBAL HOLDINGS INC | 291,573 | $5,283 | 0.2% | $26.39 | — | COM | 42805T105 |
| — | U S SILICA HLDGS INC | 175,000 | $5,138 | 0.2% | — | — | Put | 90346E953 |
| — | KEURIG GREEN MTN INC | 66,719 | $5,113 | 0.2% | $76.63 | — | COM | 49271M100 |
| RRC | RANGE RES CORP | 100,000 | $4,938 | 0.1% | $54.67 | +4.4% | COM | 75281A109 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4,910 | 0.1% | $9.53 | — | SHS | G5866L108 |
| — | EXTERRAN HLDGS INC | 150,000 | $4,898 | 0.1% | — | — | Call | 30225X903 |
| — | NATIONAL OILWELL VARCO INC | 100,000 | $4,828 | 0.1% | — | — | Put | 637071951 |
| — | LAREDO PETROLEUM INC | 375,000 | $4,718 | 0.1% | — | — | Call | 516806906 |
| — | SPIRIT RLTY CAP INC NEW | 5,000,000 | $4,714 | 0.1% | $0.94 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | WEATHERFORD INTL PLC | 375,000 | $4,601 | 0.1% | — | — | Put | G48833950 |
| — | WEATHERFORD INTL PLC | 375,000 | $4,601 | 0.1% | $12.27 | — | ORD SHS | G48833100 |
| — | AR CAP ACQUISITION CORP | 450,000 | $4,487 | 0.1% | $9.70 | — | COM | 00191R109 |
| — | LINN ENERGY LLC | 500,000 | $4,455 | 0.1% | — | — | Put | 536020950 |
| FMC | F M C CORP | 80,518 | $4,231 | 0.1% | $39.05 | 0.0% | COM NEW | 302491303 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4,200 | 0.1% | $10.05 | — | COM | 37953N108 |
| — | ROI ACQUISITION CORP II | 400,000 | $4,100 | 0.1% | $9.50 | — | COM | 74966G101 |
| — | FINTECH ACQUISITION CORP | 399,900 | $3,939 | 0.1% | $9.85 | — | COM | 31809H100 |
| — | MRC GLOBAL INC | 250,000 | $3,860 | 0.1% | $11.85 | — | COM | 55345K103 |
| — | BARRICK GOLD CORP | 361,075 | $3,850 | 0.1% | $10.66 | — | COM | 067901108 |
| ENVA | ENOVA INTL INC | 200,000 | $3,736 | 0.1% | $22.63 | -14.1% | COM | 29357K103 |
| — | CARRIZO OIL & GAS INC | 75,000 | $3,693 | 0.1% | — | — | Put | 144577953 |
| HAL | HALLIBURTON CO | 84,000 | $3,618 | 0.1% | $33.81 | +11.0% | COM | 406216101 |
| — | MARKET VECTORS ETF TR | 100,000 | $3,490 | 0.1% | — | — | Call | 57060U901 |
| — | BLOCK H & R INC | 115,000 | $3,410 | 0.1% | — | — | Call | 093671905 |
| — | ONEOK PARTNERS LP | 100,000 | $3,400 | 0.1% | — | — | Call | 68268N903 |
| — | FMC TECHNOLOGIES INC | 81,000 | $3,361 | 0.1% | — | — | Put | 30249U951 |
| — | SPDR SERIES TRUST | 85,000 | $3,267 | 0.1% | — | — | Put | 78464A957 |
| — | EP ENERGY CORP | 250,000 | $3,183 | 0.1% | $12.73 | — | CL A | 268785102 |
| — | WEATHERFORD INTL PLC | 250,000 | $3,068 | 0.1% | — | — | Call | G48833900 |
| — | GULFPORT ENERGY CORP | 75,000 | $3,019 | 0.1% | — | — | Put | 402635954 |
| — | PATTERSON UTI ENERGY INC | 150,000 | $2,822 | 0.1% | — | — | Call | 703481901 |
| — | DOW CHEM CO | 54,200 | $2,773 | 0.1% | $51.16 | — | COM | 260543103 |
| — | ENCANA CORP | 250,000 | $2,755 | 0.1% | — | — | Call | 292505904 |
| AER | AERCAP HOLDINGS NV | 58,300 | $2,670 | 0.1% | $46.65 | 0.0% | SHS | N00985106 |
| — | ATWOOD OCEANICS INC | 100,000 | $2,644 | 0.1% | — | — | Call | 050095908 |
| — | F M C CORP | 50,000 | $2,628 | 0.1% | — | — | Call | 302491903 |
| — | RICE ENERGY INC | 125,000 | $2,604 | 0.1% | $21.19 | — | COM | 762760106 |
| — | DIAMOND OFFSHORE DRILLING IN | 100,000 | $2,581 | 0.1% | — | — | Call | 25271C902 |
| — | ANADARKO PETE CORP | 50,000 | $2,526 | 0.1% | $50.52 | — | UNIT 99/99/9999 | 032511404 |
| — | WHITING PETE CORP NEW | 75,000 | $2,520 | 0.1% | — | — | Put | 966387952 |
| GLNG | GOLAR LNG LTD BERMUDA | 52,500 | $2,457 | 0.1% | $35.95 | 0.0% | SHS | G9456A100 |
| — | SELECT SECTOR SPDR TR | 100,000 | $2,438 | 0.1% | — | — | Put | 81369Y955 |
| — | MYLAN N V | 35,000 | $2,375 | 0.1% | $67.86 | — | SHS EURO | N59465109 |
| — | NORTHERN OIL & GAS INC NEV | 350,000 | $2,370 | 0.1% | — | — | Call | 665531909 |
| — | CANADIAN PAC RY LTD | 14,700 | $2,355 | 0.1% | $160.20 | — | COM | 13645T100 |
| — | DT ASIA INVTS LTD | 230,000 | $2,277 | 0.1% | $9.70 | — | SHS | G2615J104 |
| — | PARSLEY ENERGY INC | 125,000 | $2,178 | 0.1% | $16.26 | — | CL A | 701877102 |
| SLB | SCHLUMBERGER LTD | 25,000 | $2,155 | 0.1% | $66.77 | 0.0% | COM | 806857108 |
| DXJ | WISDOMTREE TR | 37,000 | $2,116 | 0.1% | $57.19 | — | JAPN HEDGE EQT | 97717W851 |
| — | VBI VACCINES INC | 789,371 | $2,116 | 0.1% | $1.64 | — | COM | 91790E102 |
| — | EASTMAN KODAK CO | 125,000 | $2,100 | 0.1% | — | — | Put | 277461956 |
| — | COMSTOCK RES INC | 630,000 | $2,098 | 0.1% | — | — | Put | 205768953 |
| UAL | UNITED CONTL HLDGS INC | 38,800 | $2,057 | 0.1% | $57.89 | 0.0% | COM | 910047109 |
| — | PRECISION CASTPARTS CORP | 8,865 | $1,772 | 0.1% | $199.89 | — | COM | 740189105 |
| — | CONTINENTAL BLDG PRODS INC | 81,900 | $1,735 | 0.1% | $21.18 | — | COM | 211171103 |
| — | 1347 CAP CORP | 175,000 | $1,706 | 0.1% | $9.60 | — | COM | 68245V103 |
| AL | AIR LEASE CORP | 50,200 | $1,702 | 0.1% | $32.32 | 0.0% | CL A | 00912X302 |
| — | ROCKWELL AUTOMATION INC | 12,600 | $1,570 | 0.0% | — | — | Put | 773903959 |
| — | AROWANA INC | 150,000 | $1,520 | 0.0% | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| — | WESTERN REFNG LOGISTICS LP | 50,000 | $1,470 | 0.0% | — | — | Put | 95931Q955 |
| — | BOEING CO | 10,000 | $1,387 | 0.0% | — | — | Call | 097023905 |
| SEE | SEALED AIR CORP NEW | 26,700 | $1,372 | 0.0% | $40.24 | 0.0% | COM | 81211K100 |
| — | CAMERON INTERNATIONAL CORP | 25,000 | $1,309 | 0.0% | $52.36 | — | COM | 13342B105 |
| — | JOHNSON CTLS INC | 24,350 | $1,206 | 0.0% | $49.53 | — | COM | 478366107 |
| BWXT | BWX TECHNOLOGIES INC | 51,154 | $1,197 | 0.0% | $20.82 | 0.0% | COM | 05605H100 |
| TWI | TITAN INTL INC ILL | 109,922 | $1,181 | 0.0% | $14.38 | -28.0% | COM | 88830M102 |
| — | TRIBUNE PUBG CO | 75,000 | $1,166 | 0.0% | $15.55 | — | COM | 896082104 |
| — | NOVA LIFESTYLE INC | 620,887 | $1,161 | 0.0% | $1.87 | — | COM | 66979P102 |
| — | REAL GOODS SOLAR INC | 550,518 | $1,105 | 0.0% | $2.01 | — | CL A NEW | 75601N203 |
| WTI | W & T OFFSHORE INC | 200,000 | $1,096 | 0.0% | $5.75 | 0.0% | COM | 92922P106 |
| VC | VISTEON CORP | 10,272 | $1,078 | 0.0% | $60.70 | 0.0% | COM NEW | 92839U206 |
| — | DISH NETWORK CORP | 15,000 | $1,016 | 0.0% | — | — | Put | 25470M959 |
| — | FERRO CORP | 60,000 | $1,007 | 0.0% | $16.78 | — | COM | 315405100 |
| — | HARMONY MERGER CORP | 100,000 | $976 | 0.0% | $9.76 | — | COM | 413247107 |
| AXTA | AXALTA COATING SYS LTD | 28,454 | $941 | 0.0% | $33.02 | 0.0% | COM | G0750C108 |
| — | SPX CORP | 12,500 | $905 | 0.0% | $72.40 | — | COM | 784635104 |
| — | MICRON TECHNOLOGY INC | 45,800 | $863 | 0.0% | — | — | Put | 595112953 |
| MGA | MAGNA INTL INC | 15,200 | $853 | 0.0% | $40.93 | 0.0% | COM | 559222401 |
| — | DYNEGY INC NEW DEL | 27,500 | $804 | 0.0% | — | — | Call | 26817R908 |
| — | ALPHA NAT RES INC | 11,640,000 | $790 | 0.0% | $0.78 | — | NOTE 4.875%12/1 | 02076XAF9 |
| — | TYCO INTL PLC | 19,900 | $766 | 0.0% | $38.49 | — | SHS | G91442106 |
| — | C&J ENERGY SVCS LTD | 50,100 | $661 | 0.0% | — | — | Call | G3164Q901 |
| — | WRIGHT MED GROUP INC | 161,442 | $647 | 0.0% | $4.01 | — | RIGHT 03/01/2019 | 98235T115 |
| — | AROWANA INC | 60,000 | $599 | 0.0% | $9.98 | — | SHS | G05011104 |
| — | TETRALOGIC PHARMACEUTICALS C | 1,000,000 | $596 | 0.0% | $0.60 | — | NOTE 8.000% 6/1 | 88165UAB5 |
| — | KANSAS CITY SOUTHERN | 5,850 | $534 | 0.0% | $91.28 | — | COM NEW | 485170302 |
| ALSN | ALLISON TRANSMISSION HLDGS I | 18,000 | $527 | 0.0% | $26.00 | 0.0% | COM | 01973R101 |
| — | DELHAIZE GROUP | 23,635 | $488 | 0.0% | $20.65 | — | SPONSORED ADR | 29759W101 |
| — | SPIRIT AIRLS INC | 7,295 | $453 | 0.0% | $62.10 | — | COM | 848577102 |
| ANIP | ANI PHARMACEUTICALS INC | 7,000 | $434 | 0.0% | $59.51 | 0.0% | COM | 00182C103 |
| — | AXOVANT SCIENCES LTD | 20,000 | $408 | 0.0% | $20.40 | — | COM | G0750W104 |
| — | VIGGLE INC | 175,204 | $359 | 0.0% | $2.05 | — | COM NEW | 92672V204 |
| — | ALPHA NAT RES INC | 1,054,864 | $318 | 0.0% | $1.00 | — | COM | 02076X102 |
| — | CENVEO INC | 140,000 | $297 | 0.0% | $3.13 | — | COM | 15670S105 |
| REI | RING ENERGY INC | 25,000 | $280 | 0.0% | $11.77 | 0.0% | COM | 76680V108 |
| — | CHINA INFORMATION TECHNOLOGY | 75,000 | $259 | 0.0% | $3.45 | — | COM | G21174100 |
| — | NOVOGEN LIMITED | 60,000 | $241 | 0.0% | $4.02 | — | SPON ADR 1:25 SH | 67010F202 |
| CLNE | CLEAN ENERGY FUELS CORP | 26,200 | $147 | 0.0% | $6.04 | +24.3% | COM | 184499101 |
| — | PROVECTUS BIOPHARMACEUTICALS | 577,066 | $124 | 0.0% | $0.21 | — | *W EXP 06/24/202 | 74373P116 |
| MGTI | MGT CAPITAL INVTS INC | 210,300 | $82 | 0.0% | $0.77 | -38.1% | COM NEW | 55302P202 |
| — | FINTECH ACQUISITION CORP | 191,100 | $71 | 0.0% | $0.37 | — | *W EXP 02/19/202 | 31809H118 |
| — | CAPNIA INC | 40,000 | $26 | 0.0% | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | SPEED COMM INC | 22,746 | $6 | 0.0% | $0.26 | — | COM | 84764T106 |
| — | AXION PWR INTL INC | 13,000 | $1 | 0.0% | $0.62 | — | *W EXP 10/24/201 | 05460X117 |